Photonic Vector Processing Techniques for Radiofrequency Signals

[EN] The processing of radiofrequency signals using photonics means is a discipline that appeared almost at the same time as the laser and the optical fibre. Photonics offers the capability of managing broadband radiofrequency (RF) signals thanks to its low transmission attenuation, a variety of linear and non-linear phenomena and, recently, the potential to implement integrated photonic subsystems. These features open the door for the implementation of multiple functionalities including optical transportation, up and down frequency conversion, optical RF filtering, signal multiplexing, de-multiplexing, routing and switching, optical sampling, tone generation, delay control, beamforming and photonic generation of digital modulations, and even a combination of several of these functionalities. This thesis is focused on the application of vector processing in the optical domain to radiofrequency signals in two fields of application: optical beamforming, and photonic vector modulation and demodulation of digital quadrature amplitude modulations. The photonic vector control enables to adjust the amplitude and phase of the radiofrequency signals in the optical domain, which is the fundamental processing that is required in different applications such as beamforming networks for direct radiating array (DRA) antennas and multilevel quadrature modulation. The work described in this thesis include different techniques for implementing a photonic version of beamforming networks for direct radiating arrays (DRA) known as optical beamforming networks (OBFN), with the objectives of providing a precise control in terrestrial applications of broadband signals at very high frequencies above 40 GHz in communication antennas, optimizing the size and mass when compared with the electrical counterparts in space application, and presenting new photonic-based OBFN functionalities. Thus, two families of OBFNs are studied: fibre-based true time delay architectures and integrated networks. The first allow the control of broadband signals using dispersive optical fibres with wavelength division multiplexing techniques and advanced functionalities such as direction of arrival estimation in receiving architectures. In the second, passive OBFNs based on monolithically-integrated Optical Butler Matrices are studied, including an ultra-compact solution using optical heterodyne techniques in silicon-on-insulator (SOI) material, and an alternative implementing a homodyne counterpart in germanium doped silica material. In this thesis, the application of photonic vector processing to the generation of quadrature digital modulations has also been investigated. Multilevel modulations are based on encoding digital information in discrete states of phase and amplitude of an electrical signal to enhance spectral efficiency, as for instance, in quadrature modulation. The signal process required for generating and demodulating this kind of signals involves vector processing (phase and amplitude control) and frequency conversion. Unlike the common electronic or digital implementation, in this thesis, different photonic based signal processing techniques are studied to produce digital modulation (photonic vector modulation, PVM) and demodulation (PVdM). These techniques are of particular interest in the case of broadband signals where the data rate required to be managed is in the order of gigabit per second, for applications like wireless backhauling of metro optical networks (known as fibre-to-the-air). The techniques described use optical dispersion in optical fibres, wavelength division multiplexing and photonic up/down conversion. Additionally, an optical heterodyne solution implemented monolithically in a photonic integrated circuit (PIC) is also described.[ES] El procesamiento de señales de radiofrecuencia (RF) utilizando medios fotónicos es una disciplina que apareció casi al mismo tiempo que el láser y la fibra óptica. La fotónica ofrece la capacidad de manipular señales de radiofrecuencia de banda ancha, una baja atenuación, procesados basados en una amplia variedad de fenómenos lineales y no lineales y, recientemente, el potencial para implementar subsistemas fotónicos integrados. Estas características ofrecen un gran potencial para la implementación de múltiples funcionalidades incluyendo transporte óptico, conversión de frecuencia, filtrado óptico de RF, multiplexación y demultiplexación de señales, encaminamiento y conmutación, muestreo óptico, generación de tonos, líneas de retardo, conformación de haz en agrupaciones de antenas o generación fotónica de modulaciones digitales, e incluso una combinación de varias de estas funcionalidades. Esta tesis se centra en la aplicación del procesamiento vectorial en el dominio óptico de señales de radiofrecuencia en dos campos de aplicación: la conformación óptica de haces y la modulación y demodulación vectorial fotónica de señales digitales en cuadratura. El control fotónico vectorial permite manipular la amplitud y fase de las señales de radiofrecuencia en el dominio óptico, que es el procesamiento fundamental que se requiere en diferentes aplicaciones tales como las redes de conformación de haces para agrupaciones de antenas y en la modulación en cuadratura. El trabajo descrito en esta tesis incluye diferentes técnicas para implementar una versión fotónica de las redes de conformación de haces de en agrupaciones de antenas, conocidas como redes ópticas de conformación de haces (OBFN). Se estudian dos familias de redes: arquitecturas de retardo en fibra óptica y arquitecturas integradas. Las primeras permiten el control de señales de banda ancha utilizando fibras ópticas dispersivas con técnicas de multiplexado por división de longitud de onda y funcionalidades avanzadas tales como la estimación del ángulo de llegada de la señal en la antena receptora. En la segunda, se estudian redes de conformación pasivas basadas en Matrices de Butler ópticas integradas, incluyendo una solución ultra-compacta utilizando técnicas ópticas heterodinas en silicio sobre aislante (SOI), y una alternativa homodina en sílice dopado con germanio. En esta tesis, también se han investigado técnicas de procesado vectorial fotónico para la generación de modulaciones digitales en cuadratura. Las modulaciones multinivel codifican la información digital en estados discretos de fase y amplitud de una señal eléctrica para aumentar su eficiencia espectral, como por ejemplo la modulación en cuadratura. El procesado necesario para generar y demodular este tipo de señales implica el procesamiento vectorial (control de amplitud y fase) y la conversión de frecuencia. A diferencia de la implementación electrónica o digital convencional, en esta tesis se estudian diferentes técnicas de procesado fotónico tanto para la generación de modulaciones digitales (modulación vectorial fotónica, PVM) como para su demodulación (PVdM). Esto es de particular interés en el caso de señales de banda ancha, donde la velocidad de datos requerida es del orden de gigabits por segundo, para aplicaciones como backhaul inalámbrico de redes ópticas metropolitanas (conocida como fibra hasta el aire). Las técnicas descritas se basan en explotar la dispersión cromática de la fibra óptica, la multiplexación por división de longitud de onda y la conversión en frecuencia. Además, se presenta una solución heterodina implementada monolíticamente en un circuito integrado fotónico (PIC).[CA] El processament de senyals de radiofreqüència (RF) utilitzant mitjans fotònics és una disciplina que va aparèixer gairebé al mateix temps que el làser i la fibra òptica. La fotònica ofereix la capacitat de manipular senyals de radiofreqüència de banda ampla, una baixa atenuació, processats basats en una àmplia varietat de fenòmens lineals i no lineals i, recentment, el potencial per implementar subsistemes fotònics integrats. Aquestes característiques ofereixen un gran potencial per a la implementació de múltiples funcionalitats incloent transport òptic, conversió de freqüència, filtrat òptic de RF, multiplexació i demultiplexació de senyals, encaminament i commutació, mostreig òptic, generació de tons, línies de retard, conformació de feix en agrupacions d'antenes i la generació fotònica de modulacions digitals, i fins i tot una combinació de diverses d'aquestes funcionalitats. Aquesta tesi es centra en l'aplicació del processament vectorial en el domini òptic de senyals de radiofreqüència en dos camps d'aplicació: la conformació òptica de feixos i la modulació i demodulació vectorial fotònica de senyals digitals en quadratura. El control fotònic vectorial permet manipular l'amplitud i la fase dels senyals de radiofreqüència en el domini òptic, que és el processament fonamental que es requereix en diferents aplicacions com ara les xarxes de conformació de feixos per agrupacions d'antenes i en modulació multinivell. El treball descrit en aquesta tesi inclou diferents tècniques per implementar una versió fotònica de les xarxes de conformació de feixos en agrupacions d'antenes, conegudes com a xarxes òptiques de conformació de feixos (OBFN), amb els objectius de proporcionar un control precís en aplicacions terrestres de senyals de banda ampla a freqüències molt altes per sobre de 40 GHz en antenes de comunicacions, optimitzant la mida i el pes quan es compara amb els homòlegs elèctrics en aplicacions espacials, i la presentació de noves funcionalitats fotòniques per agrupacions d'antenes. Per tant, s'estudien dues famílies de OBFNs: arquitectures de retard en fibra òptica i arquitectures integrades. Les primeres permeten el control de senyals de banda ampla utilitzant fibres òptiques dispersives amb tècniques de multiplexació per divisió en longitud d'ona i funcionalitats avançades com ara l'estimació de l'angle d'arribada del senyal a l'antena receptora. A la segona, s'estudien xarxes de conformació passives basades en Matrius de Butler òptiques en fotònica integrada, incloent una solució ultra-compacta utilitzant tècniques òptiques heterodinas en silici sobre aïllant (SOI), i una alternativa homodina en sílice dopat amb germani. D'altra banda, també s'ha investigat en aquesta tesi tècniques de processament vectorial fotònic per a la generació de modulacions digitals en quadratura. Les modulacions multinivell codifiquen la informació digital en estats discrets de fase i amplitud d'un senyal elèctric per augmentar la seva eficiència espectral, com ara la modulació en quadratura. El processat necessari per generar i desmodular aquest tipus de senyals implica el processament vectorial (control d'amplitud i fase) i la conversió de freqüència. A diferència de la implementació electrònica o digital convencional, en aquesta tesi s'estudien diferents tècniques de processament fotònic tant per a la generació de modulacions digitals (modulació vectorial fotònica, PVM) com per la seva demodulació (PVdM). Això és de particular interès en el cas de senyals de banda ampla, on la velocitat de dades requerida és de l'ordre de gigabits per segon, per a aplicacions com backhaul sense fils de xarxes òptiques metropolitanes (coneguda com fibra fins l'aire). Les tècniques descrites es basen en explotar la dispersió cromàtica de la fibra òptica, la multiplexació per divisió en longitud d'ona i la conversió en freqüència. A més, es presePiqueras Ruipérez, MÁ. (2016). Photonic Vector Processing Techniques for Radiofrequency Signals [Tesis doctoral no publicada]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/63264TESI

Satellite Communications

This study is motivated by the need to give the reader a broad view of the developments, key concepts, and technologies related to information society evolution, with a focus on the wireless communications and geoinformation technologies and their role in the environment. Giving perspective, it aims at assisting people active in the industry, the public sector, and Earth science fields as well, by providing a base for their continued work and thinking

Applications of satellite technology to broadband ISDN networks

Two satellite architectures for delivering broadband integrated services digital network (B-ISDN) service are evaluated. The first is assumed integral to an existing terrestrial network, and provides complementary services such as interconnects to remote nodes as well as high-rate multicast and broadcast service. The interconnects are at a 155 Mbs rate and are shown as being met with a nonregenerative multibeam satellite having 10-1.5 degree spots. The second satellite architecture focuses on providing private B-ISDN networks as well as acting as a gateway to the public network. This is conceived as being provided by a regenerative multibeam satellite with on-board ATM (asynchronous transfer mode) processing payload. With up to 800 Mbs offered, higher satellite EIRP is required. This is accomplished with 12-0.4 degree hopping beams, covering a total of 110 dwell positions. It is estimated the space segment capital cost for architecture one would be about $190M whereas the second architecture would be about$250M. The net user cost is given for a variety of scenarios, but the cost for 155 Mbs services is shown to be about $15-22/minute for 25 percent system utilization

Ultra wideband antenna array processing under spatial aliasing

Given a certain transmission frequency, Shannon spatial sampling limit de¯nes an upper bound for the antenna element spacing. Beyond this bound, the exceeded ambiguity avoids correct estimation of the signal parameters (i.e., array manifold crossing). This spacing limit is inversely proportional to the frequency of transmis- sion. Therefore, to meet a wider spectral support, the element spacing should be decreased. However, practical implementations of closely spaced elements result in a detrimental increase in electromagnetic mutual couplings among the sensors. Further- more, decreasing the spacing reduces the array angle resolution. In this dissertation, the problem of Direction of Arrival (DOA) estimation of broadband sources is ad- dressed when the element spacing of a Uniform Array Antenna (ULA) is inordinate. It is illustrated that one can resolve the aliasing ambiguity by utilizing the frequency diversity of the broadband sources. An algorithm, based on Maximum Likelihood Estimator (MLE), is proposed to estimate the transmitted data signal and the DOA of each source. In the sequel, a subspace-based algorithm is developed and the prob- lem of order estimation is discussed. The adopted signaling framework assumes a subband hopping transmission in order to resolve the problem of source associations and system identi¯cation. The proposed algorithms relax the stringent maximum element-spacing constraint of the arrays pertinent to the upper-bound of frequency transmission and suggest that, under some mild constraints, the element spacing can be conveniently increased. An approximate expression for the estimation error has also been developed to gauge the behavior of the proposed algorithms. Through con- ¯rmatory simulation, it is shown that the performance gain of the proposed setup is potentially signi¯cant, speci¯cally when the transmitters are closely spaced and under low Signal to Noise Ratio (SNR), which makes it applicable to license-free communication

High-Performance On-Chip Microwave Photonic Signal Processing Using Linear and Nonlinear Optics

Manipulating and processing radio-frequency (RF) signals using integrated photonic devices has recently emerged as a paradigm-shifting technology for future microwave applications. This emerging technique is referred to as integrated microwave photonics (IMWP) which enables the high-frequency processing and unprecedentedly wideband tunability in compact photonic circuits, with significantly enhanced stability and robustness. However, to find widespread applications, the performance of IMWP devices must meet or exceed the achievable performance of conventional electronic counterparts. The work presented in this thesis investigates high-performance IMWP signal processing from two aspects: the optimized IMWP processing schemes and the photonic integration. Firstly, we explore novel schemes to improve the performance of chip-based microwave photonic subsystems, such as RF delay lines and RF filters which are basic building blocks of RF systems. A phase amplification technique is demonstrated to achieve a Si3N4 chip-based RF time delay with a delay tuning speed at gigahertz level. A new scheme to achieve an all-optimized RF photonic notch filter is demonstrated, producing a record-high RF link performance and complete functionalities. To unlock the potential of RF signal processing, we investigate a new filter concept of pairing linear and nonlinear optics for a high-performance RF photonic filter. To reduce the footprint of the novel IMWP filter, the photonic integration of both the ring resonators and Brillouin-active circuits on the same photonic chip is achieved. To eliminate the use of integrated optical circulators for on-chip SBS, on-chip backward inter-modal stimulated Brillouin scattering is predicted and experimentally demonstrated in a Si-Chalcogenide hybrid integrated photonic platform. The study and demonstrations presented in this thesis make the first viable step towards high-performance IMWP signal processing for real-world RF applications

Microcontroller-based multiple-input multiple-output transmitter systems

Multiple-Input Multiple_output (MIMO) Systems use multiple antennas at both the transmitter and receiver to increase data throughput and/or system reliability. An MIMO transmitter can be implemented using a variety of approaches. This work describes some of the approaches that can be used to generate the transmitted waveforms, and discuss the features and limitation of each. In particular, it shows haw a microcontroller-based system can be used for applications which require low power consumption. This thesis also describes the high-level design of a microcontroller-based MIMO transmitter. The computational speed of the microcontroller, as compared to Field-programmable Gate Array (FPGA) and Digital Signal Processors (DSP), coupled with other additional tasks which it may need to handle limit the transmitted data-rate. However, this low power and low cost design may make it attractive for some applications --Abstract, page iii

Principles, fundamentals, and applications of programmable integrated photonics

[EN] Programmable integrated photonics is an emerging new paradigm that aims at designing common integrated optical hardware resource configurations, capable of implementing an unconstrained variety of functionalities by suitable programming, following a parallel but not identical path to that of integrated electronics in the past two decades of the last century. Programmable integrated photonics is raising considerable interest, as it is driven by the surge of a considerable number of new applications in the fields of telecommunications, quantum information processing, sensing, and neurophotonics, calling for flexible, reconfigurable, low-cost, compact, and low-power-consuming devices that can cooperate with integrated electronic devices to overcome the limitation expected by the demise of Moore¿s Law. Integrated photonic devices exploiting full programmability are expected to scale from application-specific photonic chips (featuring a relatively low number of functionalities) up to very complex application-agnostic complex subsystems much in the same way as field programmable gate arrays and microprocessors operate in electronics. Two main differences need to be considered. First, as opposed to integrated electronics, programmable integrated photonics will carry analog operations over the signals to be processed. Second, the scale of integration density will be several orders of magnitude smaller due to the physical limitations imposed by the wavelength ratio of electrons and light wave photons. The success of programmable integrated photonics will depend on leveraging the properties of integrated photonic devices and, in particular, on research into suitable interconnection hardware architectures that can offer a very high spatial regularity as well as the possibility of independently setting (with a very low power consumption) the interconnection state of each connecting element. Integrated multiport interferometers and waveguide meshes provide regular and periodic geometries, formed by replicating unit elements and cells, respectively. In the case of waveguide meshes, the cells can take the form of a square, hexagon, or triangle, among other configurations. Each side of the cell is formed by two integrated waveguides connected by means of a Mach¿Zehnder interferometer or a tunable directional coupler that can be operated by means of an output control signal as a crossbar switch or as a variable coupler with independent power division ratio and phase shift. 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Silicon photonic polarimeters and spectropolarimeters

Puisqu’ils offrent la possibilité d’intégrer monolithiquement un grand nombre de composants à un faible coût, les circuits intégrés photoniques (CIPs) sont devenus une plateforme de choix pour la réalisation de capteurs optiques sur puce. Cette thèse propose, puis démontre l’utilisation de CIPs sur silicium pour la réalisation de polarimètres et de spectro-polarimètres sur puce. Dans le premier chapitre, nous présentons un séparateur de polarisation utilisant un réseau de nano-antennes en forme d’arêtes de poisson sur silicium. Nous montrons également qu’une structure de la sorte est en mesure de séparer deux états de polarisation arbitraires qui sontorthogonaux entre-eux. De plus, nous avons amélioré le précédent modèle théorique existant pour y inclure ce phénomène. Dans le second chapitre, nous présentons et démontrons de façon expérimentale un polarimètre intégré sur silicium qui requiert 6 photodétecteurs (6-PDs). Ici, la structure optimale veut dire que, pour un niveau de bruit donné, cette structure permet d’obtenir l’état de polarisation avec la précision la plus élevée. Nous démontrons également de façon théorique que cette configuration proposée peut maintenir un état optimal sur une plage de longueur d’onde de100 nm. Dans le troisième chapitre, nous proposons une jonction en « Y » paramétrisée dont le ratio de séparation de puissance peut être choisi avant la fabrication, lors de la conception. Sur une plage de longueur d’onde de 100 nm, les pertes de puissance de la jonction sont inférieuresà 0.36 dB, et ce, pour tout ratio arbitraire de séparation de puissance. De plus, sa taille de1.4 µm × 2.3 µm le rend très compact.Au chapitre 4, nous proposons un polarimètre optimal composé de quatre photodétecteurs(4-PDs) possédant ces propriétés à partir de la jonction en « Y » proposée au chapitre 3. Un polarimètre non-optimal est fabriqué de manière à montrer la différence entre celui-ci et le cas optimal. Les résultats expérimentaux montrent que l’erreur de reconstruction du composant optimal est inférieure de 44 % à celle du composant non-optimal.Dans le cinquième chapitre, nous proposons et faisons la démonstration d’un spectro- polarimètre réalisé intégralement sur puce. Afin de permettre une analyse spectro-polarimétrique iiicomplete, quatre micro-résonateurs à effet Vernier compacts sont intégrés monolithiquement avec un polarimètre large-bande. Le composant optique proposé offre une solution de spectropolarimétrie sur semi-conducteur tout en gardant une taille très compacte de 1 × 0.6 mm2et une faible consommation de puissance de 360 mW. La détection spectrale pour tous les composants de Stokes est démontrée sur une large plage de longueur d’onde de 50 nm, et ce avec une résolution de 1 nm par la caractérisation d’un matériau possédant une chiralité structurelle.The ability to monolithically integrate numerous components in low-cost, photonic integratedcircuits (PICs) has become a hot topic in the research for realizing on-chip optical measurement. In this thesis, we propose and demonstrate two on-chip polarimeters and an on-chipspectropolarimeter using silicon PICs.In the first chapter, we investigate the optical properties of the silicon fishbone nanoantennaarray. We found that this type of structure can be used to identify any two arbitrary orthogonalpolarization states. The previous theoretical model was also improved upon in order to explainthis phenomenon.In the second chapter, we propose and experimentally demonstrate a silicon polarimeter whichrequires six photodetectors. We also theoretically demonstrate that the proposed configurationcan maintain an optimal state over a wavelength range of 100 nm. Here, the optimal structuremeans that for a given noise, the structure would allow for the highest and polarizationindependent accuracy of the polarization state measurement to be obtained.In the third chapter, we propose a parameterized Y-junction whose arbitrary power splittingratio can be selected in layout design. For an arbitrary power splitting ratio, its excess losscan keep below 0.36 dB over a wavelength range of 100 nm. Moreover, this device has anultra-compact footprint of 1.4 µm × 2.3 µm.Based on the Y-junction proposed in chapter 3, the fourth chapter proposes an optimal siliconphotonic polarimeter that only requires four photodetectors and its configuration is optimal.A non-optimal device is fabricated to show the difference between optimal and non-optimaldevices. The experimental results indicate that the reconstructed error of the optimal deviceis 44% lower than that of the nonoptimal device.In the fifth chapter, a completely chip-level spectropolarimeter is proposed. Four compactVernier microresonator spectrometers are monolithically integrated with a broadband polarimeter to achieve full-Stokes spectropolarimetric analysis. The proposed device offers asolid-state spectropolarimetry solution with a small footprint of 1 × 0.6 mm2 and low powerconsumption of 360 mW. Full-Stokes spectral detection across a broad spectral range of 50 nmwith a resolution of 1 nm is demonstrated in characterizing a material that possesses structuralvchirality