mm-Wave Data Transmission and Measurement Techniques: A Holistic Approach

The ever-increasing demand on data services places unprecedented technical requirements on networks capacity. With wireless systems having significant roles in broadband delivery, innovative approaches to their development are imperative. By leveraging new spectral resources available at millimeter-wave (mm-wave) frequencies, future systems can utilize new signal structures and new system architectures in order to achieve long-term sustainable solutions.This thesis proposes the holistic development of efficient and cost-effective techniques and systems which make high-speed data transmission at mm-wave feasible. In this paradigm, system designs, signal processing, and measurement techniques work toward a single goal; to achieve satisfactory system level key performance indicators (KPIs). Two intimately-related objectives are simultaneously addressed: the realization of efficient mm-wave data transmission and the development of measurement techniques to enable and assist the design and evaluation of mm-wave circuits.The standard approach to increase spectral efficiency is to increase the modulation order at the cost of higher transmission power. To improve upon this, a signal structure called spectrally efficient frequency division multiplexing (SEFDM) is utilized. SEFDM adds an additional dimension of continuously tunable spectral efficiency enhancement. Two new variants of SEFDM are implemented and experimentally demonstrated, where both variants are shown to outperform standard signals.A low-cost low-complexity mm-wave transmitter architecture is proposed and experimentally demonstrated. A simple phase retarder predistorter and a frequency multiplier are utilized to successfully generate spectrally efficient mm-wave signals while simultaneously mitigating various issues found in conventional mm-wave systems.A measurement technique to characterize circuits and components under antenna array mutual coupling effects is proposed and demonstrated. With minimal setup requirement, the technique effectively and conveniently maps prescribed transmission scenarios to the measurement environment and offers evaluations of the components in terms of relevant KPIs in addition to conventional metrics.Finally, a technique to estimate transmission and reflection coefficients is proposed and demonstrated. In one variant, the technique enables the coefficients to be estimated using wideband modulated signals, suitable for implementation in measurements performed under real usage scenarios. In another variant, the technique enhances the precision of noisy S-parameter measurements, suitable for characterizations of wideband mm-wave components

Active Backscattering Positioning System Using Innovative Harmonic Oscillator Tags for Future Internet of Things: Theory and Experiments

RÉSUMÉ D'ici 2020, l'Internet des objets (IoT) permettra probablement de créer 25 milliards d'objets connectés, 44 ZB de données et de débloquer 11 000 milliards de dollars d’opportunités commerciales. Par conséquent, ce sujet a suscité d’énormes intérêts de recherche dans le monde académique entier. L'une des technologies clés pour l'IoT concerne le positionnement physique intérieur précis. Le principal objectif dans ce domaine est le développement d'un système de positionnement intérieur avec une grande précision, une haute résolution, un fonctionnement à plusieurs cibles, un faible coût, un faible encombrement et une faible consommation d'énergie. Le système de positionnement intérieur conventionnel basé sur les technologies de Wi-Fi ou d'identification par radiofréquence (RFID) ne peut répondre à ces exigences. Principalement parce que leur appareil et leur signal ne sont pas conçus spécialement pour atteindre les objectifs visés. Les chercheurs ont découvert qu'en mettant en oeuvre de différents types de modulation sur les étiquettes, le radar à onde continue (CW) et ses dérivés deviennent des solutions prometteuses. Les activités de recherche présentées dans cette thèse sont menées dans le but de développer des systèmes de positionnement en intérieur bidimensionnel (2-D) à plusieurs cibles basées sur des étiquettes actives à rétrodiffusion harmonique avec une technique à onde continue modulée en fréquence (FMCW). Les contributions de cette thèse peuvent être résumées comme suit: Tout d'abord, la conception d'un circuit actif harmonique, plus spécifiquement une classe d'oscillateurs harmoniques innovants utilisée comme composant central des étiquettes actives dans notre système, implique une méthodologie de conception de signal de grande taille et des installations de caractérisation. L’analyseur de réseau à grand signal (LSNA) est un instrument émergent basé sur les fondements théoriques du cadre de distorsion polyharmonique (PHD). Bien qu'ils soient disponibles dans le commerce depuis 2008, des organismes de normalisation et de recherche tels que l’Institut national des normes et de la technologie (NIST) des États-Unis travaillent toujours à la mise au point d'un standard largement reconnu permettant d'évaluer et de comparer leurs performances. Dans ce travail, un artefact de génération multi-harmonique pour la vérification LSNA est développé. C'est un dispositif actif capable de générer les 5 premières harmoniques d'un signal d'entrée avec une réponse ultra-stables en amplitude et en phase, quelle que soit la variation de l'impédance de la charge.----------ABSTRACT By 2020, the internet of things (IoT) will probably enable 25 billion connected objects, create 44 ZB data and unlock 11 trillion US dollar business opportunities. Therefore, this topic has been attracting tremendous research interests in the entire academic world. One of the key enabling technologies for IoT is concerned with accurate indoor physical positioning. The development of such an indoor positioning system with high accuracy, high resolution, multitarget operation, low cost, small footprint, and low power consumption is the major objective in this area. The conventional indoor positioning system based on WiFi or radiofrequency identification (RFID) technology cannot fulfill these requirements mainly because their device and signal are not purposely designed for achieving the targeted goals. Researchers have found that by implementing different types of modulation on the tags, continuous-wave (CW) radar and its derivatives become promising solutions. The research activities presented in this Ph.D. thesis are carried out towards the goal of developing multitarget two-dimensional (2-D) indoor positioning systems based on harmonic backscattering active tags together with a frequency-modulated continuous-wave (FMCW) technique. Research contributions of this thesis can be summarized as follows: First of all, the design of a harmonic active circuit, more specifically, a class of innovative harmonic oscillators used as the core component of active tags in our system, involves a large signal design methodology and characterization facilities. The large signal network analyzer (LSNA) is an emerging instrument based on the theoretical foundation for the Poly-Harmonic Distortion (PHD) framework. Although they have been commercially available since 2008, standard and research organizations such as the National Institute of Standards and Technology (NIST) of the US are still working towards a widely-recognized standard to evaluate and cross-reference their performances. In this work, a multi-harmonic generation artifact for LSNA verification is developed. It is an active device that can generate the first 5 harmonics of an input signal with ultra-stable amplitude and phase response regardless of the load impedance variation

Analysis of the high frequency substrate noise effects on LC-VCOs

La integració de transceptors per comunicacions de radiofreqüència en CMOS pot quedar seriosament limitada per la interacció entre els seus blocs, arribant a desaconsellar la utilització de un únic dau de silici. El soroll d’alta freqüència generat per certs blocs, com l’amplificador de potencia, pot viatjar pel substrat i amenaçar el correcte funcionament de l’oscil·lador local. Trobem tres raons importants que mostren aquest risc d’interacció entre blocs i que justifiquen la necessitat d’un estudi profund per minimitzar-lo. Les característiques del substrat fan que el soroll d’alta freqüència es propagui m’és fàcilment que el de baixa freqüència. Per altra banda, les estructures de protecció perden eficiència a mesura que la freqüència augmenta. Finalment, el soroll d’alta freqüència que arriba a l’oscil·lador degrada al seu correcte comportament. El propòsit d’aquesta tesis és analitzar en profunditat la interacció entre el soroll d’alta freqüència que es propaga pel substrat i l’oscil·lador amb l’objectiu de poder predir, mitjançant un model, l’efecte que aquest soroll pot tenir sobre el correcte funcionament de l’oscil·lador. Es volen proporcionar diverses guies i normes a seguir que permeti als dissenyadors augmentar la robustesa dels oscil·ladors al soroll d’alta freqüència que viatja pel substrat. La investigació de l’efecte del soroll de substrat en oscil·ladors s’ha iniciat des d’un punt de vista empíric, per una banda, analitzant la propagació de senyals a través del substrat i avaluant l’eficiència d’estructures per bloquejar aquesta propagació, i per altra, determinant l’efecte d’un to present en el substrat en un oscil·lador. Aquesta investigació ha mostrat que la injecció d’un to d’alta freqüència en el substrat es pot propagar fins arribar a l’oscil·lador i que, a causa del ’pulling’ de freqüència, pot modular en freqüència la sortida de l’oscil·lador. A partir dels resultats de l’anàlisi empíric s’ha aportat un model matemàtic que permet predir l’efecte del soroll en l’oscil·lador. Aquest model té el principal avantatge en el fet de que està basat en paràmetres físics de l’oscil·lador o del soroll, permetent determinar les mesures que un dissenyador pot prendre per augmentar la robustesa de l’oscil·lador així com les conseqüències que aquestes mesures tenen sobre el seu funcionament global (trade-offs). El model ha estat comparat tant amb simulacions com amb mesures reals demostrant ser molt precís a l’hora de predir l’efecte del soroll de substrat. La utilitat del model com a eina de disseny s’ha demostrat en dos estudis. Primerament, les conclusions del model han estat aplicades en el procés de disseny d’un oscil·lador d’ultra baix consum a 2.5GHz, aconseguint un oscil·lador robust al soroll de substrat d’alta freqüència i amb característiques totalment compatibles amb els principals estàndards de comunicació en aquesta banda. Finalment, el model s’ha utilitzat com a eina d’anàlisi per avaluar la causa de les diferències, en termes de robustesa a soroll de substrat, mesurades en dos oscil·ladors a 60GHz amb dues diferents estratègies d’apantallament de l’inductor del tanc de ressonant, flotant en un cas i connectat a terra en l’altre. El model ha mostrat que les diferències en robustesa són causades per la millora en el factor de qualitat i en l’amplitud d’oscil·lació i no per un augment en l’aïllament entre tanc i substrat. Per altra banda, el model ha demostrat ser vàlid i molt precís inclús en aquest rang de freqüència tan extrem. el principal avantatge en el fet de que està basat en paràmetres físics de l’oscil·lador o del soroll, permetent determinar les mesures que un dissenyador pot prendre per augmentar la robustesa de l’oscil·lador així com les conseqüències que aquestes mesures tenen sobre el seu funcionament global (trade-offs). El model ha estat comparat tant amb simulacions com amb mesures reals demostrant ser molt precís a l’hora de predir l’efecte del soroll de substrat. La utilitat del model com a eina de disseny s’ha demostrat en dos estudis. Primerament, les conclusions del model han estat aplicades en el procés de disseny d’un oscil·lador d’ultra baix consum a 2.5GHz, aconseguint un oscil·lador robust al soroll de substrat d’alta freqüència i amb característiques totalment compatibles amb els principals estàndards de comunicació en aquesta banda. Finalment, el model s’ha utilitzat com a eina d’anàlisi per avaluar la causa de les diferències, en termes de robustesa a soroll de substrat, mesurades en dos oscil·ladors a 60GHz amb dues diferents estratègies d’apantallament de l’inductor del tanc de ressonant, flotant en un cas i connectat a terra en l’altre. El model ha mostrat que les diferències en robustesa són causades per la millora en el factor de qualitat i en l’amplitud d’oscil·lació i no per un augment en l’aïllament entre tanc i substrat. Per altra banda, el model ha demostrat ser vàlid i molt precís inclús en aquest rang de freqüència tan extrem.The integration of transceivers for RF communication in CMOS can be seriously limited by the interaction between their blocks, even advising against using a single silicon die. The high frequency noise generated by some of the blocks, like the power amplifier, can travel through the substrate, reaching the local oscillator and threatening its correct performance. Three important reasons can be stated that show the risk of the single die integration. Noise propagation is easier the higher the frequency. Moreover, the protection structures lose efficiency as the noise frequency increases. Finally, the high frequency noise that reaches the local oscillator degrades its performance. The purpose of this thesis is to deeply analyze the interaction between the high frequency substrate noise and the oscillator with the objective of being able to predict, thanks to a model, the effect that this noise may have over the correct behavior of the oscillator. We want to provide some guidelines to the designers to allow them to increase the robustness of the oscillator to high frequency substrate noise. The investigation of the effect of the high frequency substrate noise on oscillators has started from an empirical point of view, on one hand, analyzing the noise propagation through the substrate and evaluating the efficiency of some structures to block this propagation, and on the other hand, determining the effect on an oscillator of a high frequency noise tone present in the substrate. This investigation has shown that the injection of a high frequency tone in the substrate can reach the oscillator and, due to a frequency pulling effect, it can modulate in frequency the output of the oscillator. Based on the results obtained during the empirical analysis, a mathematical model to predict the effect of the substrate noise on the oscillator has been provided. The main advantage of this model is the fact that it is based on physical parameters of the oscillator and of the noise, allowing to determine the measures that a designer can take to increase the robustness of the oscillator as well as the consequences (trade-offs) that these measures have over its global performance. This model has been compared against both, simulations and real measurements, showing a very high accuracy to predict the effect of the high frequency substrate noise. The usefulness of the presented model as a design tool has been demonstrated in two case studies. Firstly, the conclusions obtained from the model have been applied in the design of an ultra low power consumption 2.5 GHz oscillator robust to the high frequency substrate noise with characteristics which make it compatible with the main communication standards in this frequency band. Finally, the model has been used as an analysis tool to evaluate the cause of the differences, in terms of performance degradation due to substrate noise, measured in two 60 GHz oscillators with two different tank inductor shielding strategies, floating and grounded. The model has determined that the robustness differences are caused by the improvement in the tank quality factor and in the oscillation amplitude and no by an increased isolation between the tank and the substrate. The model has shown to be valid and very accurate even in these extreme frequency range.Postprint (published version

RF MEMS reference oscillators platform for wireless communications

A complete platform for RF MEMS reference oscillator is built to replace bulky quartz from mobile devices, thus reducing size and cost. The design targets LTE transceivers. A low phase noise 76.8 MHz reference oscillator is designed using material temperature compensated AlN-on-silicon resonator. The thesis proposes a system combining piezoelectric resonator with low loading CMOS cross coupled series resonance oscillator to reach state-of-the-art LTE phase noise specifications. The designed resonator is a two port fundamental width extensional mode resonator. The resonator characterized by high unloaded quality factor in vacuum is designed with low temperature coefficient of frequency (TCF) using as compensation material which enhances the TCF from - 3000 ppm to 105 ppm across temperature ranges of -40˚C to 85˚C. By using a series resonant CMOS oscillator, phase noise of -123 dBc/Hz at 1 kHz, and -162 dBc/Hz at 1MHz offset is achieved. The oscillator’s integrated RMS jitter is 106 fs (10 kHz–20 MHz), consuming 850 μA, with startup time is 250μs, achieving a Figure-of-merit (FOM) of 216 dB. Electronic frequency compensation is presented to further enhance the frequency stability of the oscillator. Initial frequency offset of 8000 ppm and temperature drift errors are combined and further addressed electronically. A simple digital compensation circuitry generates a compensation word as an input to 21 bit MASH 1 -1-1 sigma delta modulator incorporated in RF LTE fractional N-PLL for frequency compensation. Temperature is sensed using low power BJT band-gap front end circuitry with 12 bit temperature to digital converter characterized by a resolution of 0.075˚C. The smart temperature sensor consumes only 4.6 μA. 700 MHz band LTE signal proved to have the stringent phase noise and frequency resolution specifications among all LTE bands. For this band, the achieved jitter value is 1.29 ps and the output frequency stability is 0.5 ppm over temperature ranges from -40˚C to 85˚C. The system is built on 32nm CMOS technology using 1.8V IO device

Analysis and Design of Energy Efficient Frequency Synthesizers for Wireless Integrated Systems

Advances in ultra-low power (ULP) circuit technologies are expanding the IoT applications in our daily life. However, wireless connectivity, small form factor and long lifetime are still the key constraints for many envisioned wearable, implantable and maintenance-free monitoring systems to be practically deployed at a large scale. The frequency synthesizer is one of the most power hungry and complicated blocks that not only constraints RF performance but also offers subtle scalability with power as well. Furthermore, the only indispensable off-chip component, the crystal oscillator, is also associated with the frequency synthesizer as a reference. This thesis addresses the above issues by analyzing how phase noise of the LO affect the frequency modulated wireless system in different aspects and how different noise sources in the PLL affect the performance. Several chip prototypes have been demonstrated including: 1) An ULP FSK transmitter with SAR assisted FLL; 2) A ring oscillator based all-digital BLE transmitter utilizing a quarter RF frequency LO and 4X frequency multiplier; and 3) An XO-less BLE transmitter with an RF reference recovery receiver. The first 2 designs deal with noise sources in the PLL loop for ultimate power and cost reduction, while the third design deals with the reference noise outside the PLL and explores a way to replace the XO in ULP wireless edge nodes. And at last, a comprehensive PN theory is proposed as the design guideline.PHDElectrical EngineeringUniversity of Michigan, Horace H. Rackham School of Graduate Studieshttps://deepblue.lib.umich.edu/bitstream/2027.42/153420/1/chenxing_1.pd

Microelectromechanical Systems for Wireless Radio Front-ends and Integrated Frequency References.

Microelectromechanical systems (MEMS) have great potential in realizing chip-scale integrated devices for energy-efficient analog spectrum processing. This thesis presents the development of a new class of MEMS resonators and filters integrated with CMOS readout circuits for RF front-ends and integrated timing applications. Circuit-level innovations coupled with new device designs allowed for realizing integrated systems with improved performance compared to standalone devices reported in the literature. The thesis is comprised of two major parts. The first part of the thesis is focused on developing integrated MEMS timing devices. Fused silica is explored as a new structural material for fabricating high-Q vibrating micromechanical resonators. A piezoelectric-on-silica MEMS resonator is demonstrated with a high Q of more than 20,000 and good electromechanical coupling. A low phase noise CMOS reference oscillator is implemented using the MEMS resonator as a mechanical frequency reference. Temperature-stable operation of the MEMS oscillator is realized by ovenizing the platform using an integrated heater. In an alternative scheme, the intrinsic temperature sensitivity of MEMS resonators is utilized for temperature sensing, and active compensation for MEMS oscillators is realized by oven-control using a phase-locked loop (PLL). CMOS circuits are implemented for realizing the PLL-based low-power oven-control system. The active compensation technique realizes a MEMS oscillator with an overall frequency drift within +/- 4 ppm across -40 to 70 °C, without the need for calibration. The CMOS PLL circuits for oven-control is demonstrated with near-zero phase noise invasion on the MEMS oscillators. The properties of PLL-based compensation for realizing ultra-stable MEMS frequency references are studied. In the second part of the thesis, RF MEMS devices, including tunable capacitors, high-Q inductors, and ohmic switches, are fabricated using a surface micromachined integrated passive device (IPD) process. Using this process, an integrated ultra-wideband (UWB) filter has been demonstrated, showing low loss and a small form factor. To further address the issue of narrow in-band interferences in UWB communication, a tunable MEMS bandstop filter is integrated with the bandpass filter with more than an octave frequency tuning range. The bandstop filter can be optionally switched off by employing MEMS ohmic switches co-integrated on the same chip.PhDElectrical EngineeringUniversity of Michigan, Horace H. Rackham School of Graduate Studieshttp://deepblue.lib.umich.edu/bitstream/2027.42/109069/1/zzwu_1.pd

RF Power Amplifier and Its Envelope Tracking

This dissertation introduces an agile supply modulator with optimal transient performance for the envelope tracking supply in linear power amplifiers. For this purpose, an on-demand current source module, the bang-bang transient performance enhancer (BBTPE), is proposed. Its objective is to follow fast variations in input signals with reduced overshoot and settling time without deteriorating the steady-state performance of the buck regulator. The proposed approach enables fast system response through the BBTPE and an accurate steady-state output response through a low switching ripple and power efficient dynamic buck regulator. Fast output response with the help of the added module induces a slower rise of inductor current in the buck converter that further assists the proposed system to reduce both overshoot and settling time. To demonstrate the feasibility of the proposed solution, extensive simulations and experimental results from a discrete system are reported. The proposed supply modulator shows 80% improvement in rise time along with 60% reduction in both overshoot and settling time compared to the conventional dynamic buck regulator-based solution. Experimental results for a PA using the LTE 16-QAM 5 MHz standard shows improvement of 7.68 dB and 65.1% in ACPR and EVM, respectively. In a polar power amplifier, the input signal splits into phase and amplitude components using a non-linear conversion operation. This operation broadens the spectrum of the polar signal components. The information of amplitude and phase contains spectral images due to the sampling operation in non-linear conversion operation. These spectral images can be large and cause out-of-band emission in the output spectrum. In addition, during the recombination process of phase and amplitude, a delay mismatch between amplitude and phase signals, which can occur due to separate processing paths of amplitude and phase signals, causes out-of-band emissions, also known as spectral regrowth. This dissertation presents solutions to both of the issues of digital polar power amplifier: spectral images and delay mismatch. In order to reduce the problem of spectral images, interpolation of phase and amplitude is proposed in this work. This increases the effective sampling frequency of the amplitude and phase, which helps to improve the linearity by around 10 dB. In addition, a novel calibration scheme is proposed here for the delay mismatch between phase and amplitude path in a digital polar power amplifier. The scheme significantly reduces the spectral regrowth. The scheme uses the same path for phase and amplitude delay calculation after the recombination that allows having a robust calibration. Furthermore, it can be executed during the empty transmission slots. The proposed scheme is designed in a 40 nm CMOS technology and simulated with a 64-QAM IEEE 802.11n wireless standard. The scheme achieved 7.57 dB enhancement in ACLR and 84.35% improvement in EVM for a 3.5 ns mismatch in phase and amplitude path

RF Power Amplifier and Its Envelope Tracking

This dissertation introduces an agile supply modulator with optimal transient performance for the envelope tracking supply in linear power amplifiers. For this purpose, an on-demand current source module, the bang-bang transient performance enhancer (BBTPE), is proposed. Its objective is to follow fast variations in input signals with reduced overshoot and settling time without deteriorating the steady-state performance of the buck regulator. The proposed approach enables fast system response through the BBTPE and an accurate steady-state output response through a low switching ripple and power efficient dynamic buck regulator. Fast output response with the help of the added module induces a slower rise of inductor current in the buck converter that further assists the proposed system to reduce both overshoot and settling time. To demonstrate the feasibility of the proposed solution, extensive simulations and experimental results from a discrete system are reported. The proposed supply modulator shows 80% improvement in rise time along with 60% reduction in both overshoot and settling time compared to the conventional dynamic buck regulator-based solution. Experimental results for a PA using the LTE 16-QAM 5 MHz standard shows improvement of 7.68 dB and 65.1% in ACPR and EVM, respectively. In a polar power amplifier, the input signal splits into phase and amplitude components using a non-linear conversion operation. This operation broadens the spectrum of the polar signal components. The information of amplitude and phase contains spectral images due to the sampling operation in non-linear conversion operation. These spectral images can be large and cause out-of-band emission in the output spectrum. In addition, during the recombination process of phase and amplitude, a delay mismatch between amplitude and phase signals, which can occur due to separate processing paths of amplitude and phase signals, causes out-of-band emissions, also known as spectral regrowth. This dissertation presents solutions to both of the issues of digital polar power amplifier: spectral images and delay mismatch. In order to reduce the problem of spectral images, interpolation of phase and amplitude is proposed in this work. This increases the effective sampling frequency of the amplitude and phase, which helps to improve the linearity by around 10 dB. In addition, a novel calibration scheme is proposed here for the delay mismatch between phase and amplitude path in a digital polar power amplifier. The scheme significantly reduces the spectral regrowth. The scheme uses the same path for phase and amplitude delay calculation after the recombination that allows having a robust calibration. Furthermore, it can be executed during the empty transmission slots. The proposed scheme is designed in a 40 nm CMOS technology and simulated with a 64-QAM IEEE 802.11n wireless standard. The scheme achieved 7.57 dB enhancement in ACLR and 84.35% improvement in EVM for a 3.5 ns mismatch in phase and amplitude path

Advanced Trends in Wireless Communications

Physical limitations on wireless communication channels impose huge challenges to reliable communication. Bandwidth limitations, propagation loss, noise and interference make the wireless channel a narrow pipe that does not readily accommodate rapid flow of data. Thus, researches aim to design systems that are suitable to operate in such channels, in order to have high performance quality of service. Also, the mobility of the communication systems requires further investigations to reduce the complexity and the power consumption of the receiver. This book aims to provide highlights of the current research in the field of wireless communications. The subjects discussed are very valuable to communication researchers rather than researchers in the wireless related areas. The book chapters cover a wide range of wireless communication topics