Mobile Robot Lab Project to Introduce Engineering Students to Fault Diagnosis in Mechatronic Systems

This document is a self-archiving copy of the accepted version of the paper. Please find the final published version in IEEEXplore: http://dx.doi.org/10.1109/TE.2014.2358551This paper proposes lab work for learning fault detection and diagnosis (FDD) in mechatronic systems. These skills are important for engineering education because FDD is a key capability of competitive processes and products. The intended outcome of the lab work is that students become aware of the importance of faulty conditions and learn to design FDD strategies for a real system. To this end, the paper proposes a lab project where students are requested to develop a discrete event dynamic system (DEDS) diagnosis to cope with two faulty conditions in an autonomous mobile robot task. A sample solution is discussed for LEGO Mindstorms NXT robots with LabVIEW. This innovative practice is relevant to higher education engineering courses related to mechatronics, robotics, or DEDS. Results are also given of the application of this strategy as part of a postgraduate course on fault-tolerant mechatronic systems.This work was supported in part by the Spanish CICYT under Project DPI2011-22443

An Intelligent Real-Time Edge Processing Maintenance System for Industrial Manufacturing, Control, and Diagnostic

This paper presents an artificial intelligence (AI) based edge processing real-time maintenance system for the purposes of industrial manufacturing control and diagnostics. The system is evaluated in a soybean processing manufacturing facility to identify abnormalities and possible breakdown situations, prevent damage, reduce maintenance costs, and increase production productivity. The system can be used in any other manufacturing or chemical processing facility that make use of motors rotating equipment in different process phases. The system combines condition monitoring, fault detection, and diagnosis using machine learning (ML) and deep learning (DL) algorithms. These algorithms are used with data resulting from the continuous monitoring of relevant production equipment and motor parameters, such as temperature, vibration, sound/noise, and current/voltage. The condition monitoring integrates intelligent Industrial Internet of Things (IIoT) devices with multiple sensors combined with AI-based techniques and edge processing. This is done to identify the parameter modifications and distinctive patterns that occur before a failure and predict forthcoming failure modes before they arise. The data from production equipment/motors is collected wirelessly using different communication protocols - such as Bluetooth low energy (BLE), Long range wide area network (LoRaWAN), and Wi-Fi - and aggregated into an edge computing processing unit via several gateways. The AI-based algorithms are embedded in the processing unit at the edge, allowing the prediction and intelligent control of the production equipment/motor parameters. IIoT devices for environmental sensing, vibration, temperature monitoring, and sound/ultrasound detection are used with embedded signal processing that runs on an ARM Cortex-M4 microcontroller. These devices are connected through either wired or wireless protocols. The system described addresses the components necessary for implementing the predictive maintenance (PdM) strategy in soybean industrial processing manufacturing environments. Additionally, it includes new elements that broaden the possibilities for prescriptive maintenance (PsM) developments to be made. The type of ML or DL techniques and algorithms used in maintenance modeling is dictated by the application and available data. The approach presented combines multiple data sources that improve the accuracy of condition monitoring and prediction. DL methods further increase the accuracy and require interpretable and efficient methods as well as the availability of significant amounts of (labeled) data.publishedVersio

Machine learning and deep learning based methods toward Industry 4.0 predictive maintenance in induction motors: Α state of the art survey

Purpose: Developments in Industry 4.0 technologies and Artificial Intelligence (AI) have enabled data-driven manufacturing. Predictive maintenance (PdM) has therefore become the prominent approach for fault detection and diagnosis (FD/D) of induction motors (IMs). The maintenance and early FD/D of IMs are critical processes, considering that they constitute the main power source in the industrial production environment. Machine learning (ML) methods have enhanced the performance and reliability of PdM. Various deep learning (DL) based FD/D methods have emerged in recent years, providing automatic feature engineering and learning and thereby alleviating drawbacks of traditional ML based methods. This paper presents a comprehensive survey of ML and DL based FD/D methods of IMs that have emerged since 2015. An overview of the main DL architectures used for this purpose is also presented. A discussion of the recent trends is given as well as future directions for research. Design/methodology/approach: A comprehensive survey has been carried out through all available publication databases using related keywords. Classification of the reviewed works has been done according to the main ML and DL techniques and algorithms Findings: DL based PdM methods have been mainly introduced and implemented for IM fault diagnosis in recent years. Novel DL FD/D methods are based on single DL techniques as well as hybrid techniques. DL methods have also been used for signal preprocessing and moreover, have been combined with traditional ML algorithms to enhance the FD/D performance in feature engineering. Publicly available datasets have been mostly used to test the performance of the developed methods, however industrial datasets should become available as well. Multi-agent system (MAS) based PdM employing ML classifiers has been explored. Several methods have investigated multiple IM faults, however, the presence of multiple faults occurring simultaneously has rarely been investigated. Originality/value: The paper presents a comprehensive review of the recent advances in PdM of IMs based on ML and DL methods that have emerged since 2015Peer Reviewe

A review of intelligent methods for condition monitoring and fault diagnosis of stator and rotor faults of induction machines

Nowadays, induction motor (IM) is extensively used in industry, including mechanical and electrical applications. However, three main types of IM faults have been discussed in the literature, bearing, stator, and rotor. Importantly, stator and rotor faults represent approximately 50%. Traditional condition monitoring (CM) and fault diagnosis (FD) methods require a high processing cost and much experience knowledge. To tackle this challenge, artificial intelligent (AI) based CM and FD techniques are extensively developed. However, there have been many review research papers for intelligent CM and FD machine learning methods of rolling elements bearings of IM in the literature. Whereas there is a lack in the literature, and there are not many review papers for both stator and rotor intelligent CM and FD. Thus, the proposed study's main contribution is in reviewing the CM and FD of IM, especially for the stator and the rotor, based on AI methods. The paper also provides discussions on the main challenges and possible future works

Remote machine condition monitoring based on power supply measurements

The most widely used rotating machines in the industry are three phase alternative current (AC) induction machines. With the advances in variable speed drive (VSD) technology, they have become even more reliable than their direct current (DC) counterpart. However, inevitably these motors soon begin to fail with time due to mechanical, electrical or thermal stress hence the need for condition monitoring (CM). Condition monitoring systems help keep machines running productively by detecting potential equipment failures before it actually fails. Many condition monitoring methods exist on the market including vibration monitoring; acoustic emission monitoring, thermal monitoring, chemical monitoring, current monitoring but most of these methods require additional sensors and expensive data acquisition system on top of a specialise software tool. This all increases the cost of ownership and maintenance. For more efficient monitoring of induction motor drive systems, this research investigates an innovative remote monitoring system using existing data available in AC drives based on AC motor operating process. This research uses standard automation components already present in most automated control systems. A remote data communication platform is developed, allowing access to the control data remotely over a wireless network and internet using PLC and SCADA system. Remote machine condition monitoring is not a new idea but its application to machine monitoring based on power supply parameters indirectly measured by an inverter is new. To evaluate the basic performance of the platform, the monitoring of shaft misalignment, a typical fault in mechanical system is investigated using an in-house gearbox test rig. It has resulted in a model based detection method based on different speed and load settings against the motor current feedback read by the inverter. The results have demonstrated that the platform is reliable and effective. In addition the monitoring method can be employed to detect and diagnose different degrees of misalignment in real time. This dissertation has major contributions to knowledge which includes: Understanding of real life machine condition monitoring problems for this application, including use of wireless sensor, communication over Industrial Ethernet and network security. The use of standard automation components (PLC and SCADA) in machine condition monitoring. MSc Research (Engineering) Thesis x An improved gearbox test rig platform which has the capability of remote control, acquiring and transferring data for monitoring induction machine drive system. The presented work shows that any machine using automated components such as PLC and SCADA and incorporating motor drive systems and other actuators has the potential to use the automated components for control, condition monitoring and reporting but this will require more tests to be done using the proposed platform

A precise, General, Non-Invasive and Automatic Speed Estimation Method for MCSA Steady-State Diagnosis and Efficiency Estimation of Induction Motors in the 4.0 Industry

Tesis por compendio[ES] Hay dos aspectos cruciales a la hora de operar motores de inducción en la industria: la estimación de su eficiencia (para minimizar el consumo de energía) y su diagnóstico (para evitar paradas intempestivas y reducir los costes de mantenimiento). Para estimar la eficiencia del motor es necesario medir tensiones y corrientes. Por ello, resulta conveniente y muy útil utilizar la misma corriente para diagnosticar también el motor (Motor Current Signature Analysis: MCSA). En este sentido, la técnica MCSA más adecuada es aquella basada en la localización de armónicos de fallo en el espectro de la corriente de línea del estator en régimen permanente, pues esta es la condición de funcionamiento de la mayoría de los motores de inducción de la industria. Por otro lado, dado que la frecuencia de estos armónicos depende de la velocidad, resulta imprescindible conocer esta magnitud con precisión, ya que esto permite localizar correctamente los armónicos de fallo, y, por tanto, reducir las posibilidades de falsos positivos/negativos. A su vez, una medida precisa de la velocidad también permite calcular con precisión la potencia mecánica, lo que se traduce en una estimación más exacta del rendimiento. Por último, para adaptarse a las necesidades de la Industria 4.0, en la que se monitoriza continuamente un gran número de motores, la velocidad también debe ser obtenida de manera no invasiva, automática y para cualquier motor de inducción. A este respecto, dado que la medición precisa de la velocidad a través de un encóder es invasiva y costosa, las técnicas de estimación de velocidad sin sensores (SSE en inglés) se convierten en la mejor opción. En la primera parte de esta tesis se realiza un análisis exhaustivo de las familias de técnicas SSE presentes en la literatura técnica. Como se demuestra en ella, aquellos métodos basados en armónicos de ranura (RSHs en inglés) y en armónicos laterales de frecuencia rotacional (RFSHs) son potencialmente los únicos que pueden satisfacer todos los requisitos mencionados anteriormente. Sin embargo, como también se demuestra en esta parte, y hasta esta tesis, siempre había existido un compromiso entre la precisión (característica de los RSHs) y la aplicabilidad general del método (característica de los RFSHs). En la segunda parte, y núcleo de esta tesis, se presenta una metodología que acaba con este compromiso, proporcionando así el primer método de estimación de velocidad preciso, general, no invasivo y automático para el diagnóstico en estado estacionario MCSA y la estimación de la eficiencia de motores de inducción que operan en un contexto de Industria 4.0. Esto se consigue desarrollando una novedosa técnica basada en RSHs que, por primera vez en la literatura técnica, elimina la necesidad de conocer/estimar el número de ranuras del rotor, lo que había impedido hasta la fecha que estos métodos fueran de aplicación general. Esta técnica proporciona además un procedimiento fiable y automático para localizar la familia de RSHs en el espectro de la corriente de línea de un motor de inducción. De igual forma y sin la ayuda de un experto, la técnica es capaz de determinar los parámetros necesarios para estimar la velocidad a partir de los RSHs, utilizando medidas tomadas en régimen estacionario. La metodología es validada utilizando motores con diferentes características y tipos de alimentaciones, empleando para ello simulaciones, pruebas de laboratorio y 105 motores industriales. Además, se muestra un caso de aplicación industrial en el que el algoritmo desarrollado se implementa en un sistema de monitorización continua mediante MCSA, lo que acaba conduciendo al descubrimiento de un nuevo fallo en motores sumergibles de pozo profundo: el desgaste de los anillos de cortocircuito. Por último, se presenta una segunda aplicación directa para este tipo de motores derivada del procedimiento de detección de RSHs: el uso de estos armónicos para diagnosticar, en fase temprana, cortocircuitos entre espiras.[CA] Hi ha dos aspectes crucials a l'hora d'operar motors d'inducció en la indústria: l'estimació de la seua eficiència (per a minimitzar el consum d'energia) i el seu diagnòstic (per a evitar parades intempestives i reduir els costos de manteniment). Per a estimar l'eficiència del motor és necessari mesurar tensions i corrents. Per això, resulta convenient i molt útil utilitzar el mateix corrent per a diagnosticar també el motor (Motor Current Signature Analysis: MCSA). En aquest sentit, la tècnica MCSA més adequada és aquella basada en la localització d'harmònics de fallada en l'espectre del corrent de línia de l'estator en règim permanent, ja que aquesta és la condició de funcionament de la majoria dels motors d'inducció de la indústria. D'altra banda, atés que la freqüència d'aquests harmònics depén de la velocitat, resulta imprescindible conéixer aquesta magnitud amb precisió, ja que això permet localitzar correctament els harmònics de fallada i, per tant, reduir les possibilitats de falsos positius/negatius. Al seu torn, una mesura precisa de la velocitat també permet calcular amb precisió la potència mecànica, la qual cosa es tradueix en una estimació més exacta del rendiment. Finalment, per a adaptar-se a les necessitats de la Indústria 4.0, en la qual es monitora contínuament un gran nombre de motors, la velocitat també ha de ser obtinguda de manera no invasiva, automàtica i per a qualsevol motor d'inducció. En aquest sentit, atès que el mesurament precís de la velocitat a través d'un encóder és invasiva i costosa, les tècniques d'estimació de velocitat sense sensors (SSE en anglés) es converteixen en la millor opció. En la primera part d'aquesta tesi es realitza una anàlisi exhaustiva de totes les famílies de tècniques SSE presents en la literatura tècnica. Com es demostra en ella, aquells mètodes basats en harmònics de ranura (RSHs en anglès) i harmònics laterals de freqüència rotacional (RFSHs en anglés) són els més prometedors, ja que son potencialment els únics que poden satisfer tots els requisits esmentats anteriorment. No obstant això, com també es demostra en aquesta part, i fins a aquesta tesi, sempre havia existit un compromís entre la precisió (característica dels RSHs) i l'aplicabilitat general del mètode (característica dels RFSHs). En la segona part, i nucli d'aquesta tesi, es presenta una metodologia que acaba amb aquest compromís, proporcionant així el primer mètode d'estimació de velocitat precís, general, no invasiu i automàtic per al diagnòstic en estat estacionari MCSA i l'estimació de l'eficiència de motors d'inducció que operen en un context d'Indústria 4.0. Això s'aconsegueix desenvolupant una nova tècnica basada en RSHs que, per primera vegada en la literatura tècnica, elimina la necessitat de conéixer/estimar el nombre de ranures del rotor, cosa que havia impedit fins avui que aquests mètodes foren d'aplicació general. Aquesta tècnica proporciona a més un procediment fiable i automàtic per a localitzar la família de RSHs en l'espectre del corrent de línia d'un motor d'inducció. De la mateixa forma i sense l'ajuda d'un expert, la tècnica és capaç de determinar els paràmetres necessaris per a estimar la velocitat a partir dels RSHs, utilitzant mesures preses en règim estacionari. La metodologia és validada utilitzant motors amb diferents característiques i condicions d'alimentació, emprant per a això simulacions, proves de laboratori i 105 motors industrials. A més, es mostra un cas real d'aplicació industrial en el qual l'algoritme desenvolupat és implementat en un sistema de monitoratge continu mitjançant MCSA, la qual cosa acaba conduint al descobriment d'una nova fallada en motors submergibles de pou profund: el desgast dels anells de curtcircuit. Finalment, es presenta una segona aplicació directa per a aquest tipus de motors derivada del procediment de detecció de RSHs: l'ús d'aquests harmònics per a diagnosticar, en fase primerenca, curtcircuits entre espires.[EN] There are two crucial aspects when operating induction motors in industry: efficiency estimation (to minimize energy consumption) and diagnosis (to avoid untimely outages and reduce maintenance costs). To estimate the motor's efficiency, it is necessary to measure voltages and currents. Hence, it is convenient and very useful using the same current to also diagnose the motor (Motor Current Signature Analysis: MCSA). In this regard, the most suitable MCSA technique is that based on locating fault harmonics in the spectrum of the stator line current under steady-state, as this is the operating condition of most induction motors in industry. Since the frequency of these harmonics depends on the speed, it becomes essential to be able to know this magnitude with precision, as this makes it possible to correctly locate the fault harmonics, and therefore, reduce the chances of false positives/negatives. In turn, an accurate speed information also allows to calculate the mechanical power with precision, which results in a more accurate estimation of the motor performance. Finally, to adapt to the needs of 4.0 Industry, where large numbers of motors are continuously monitored, the speed must not only be obtained very accurately, but also non-invasively, automatically (without the need for an expert) and for any induction motor. In this regard, since precise speed measurement through a shaft sensor is invasive and expensive, Sensorless Speed Estimation (SSE) techniques become the best option. The first part of this thesis conducts a thorough analysis of all the families of SSE techniques present in the technical literature. As demonstrated therein, those techniques based on Slotting and Rotational Frequency Sideband Harmonics are the most promising, as they can potentially meet all the aforementioned requirements. However, as also proved in this part, and up to this thesis, there had always been a trade-off between accuracy, characteristic of Rotor Slot Harmonics (RSHs), and general applicability, characteristic of Rotational Frequency Sideband Harmonics (RFSHs). The second part, and core of this thesis, presents a methodology that ends with this trade-off between accuracy and general applicability, thus providing the first precise, general, noninvasive and automatic speed estimation method for MCSA steady-state diagnosis and efficiency estimation of induction motors that operate in a 4.0 Industry context. This is achieved by developing a novel RSH-based technique that, for the first time in technical literature, eliminates the need to know/estimate the number of rotor slots, which had so far prevented these techniques to be generally applicable. This technique also provides a reliable and automatic procedure to, from among the high number of significant harmonics present in the spectrum of the line current of an induction motor, locate the RSHs family. Also automatically and without the help of an expert, the technique is able to determine the parameters needed to estimate speed from RSHs, using only measurements taken during the motor normal operation at steady-state. The methodology is validated using motors with different characteristics and supply conditions, by simulations, lab tests and with 105 industrial motors. Furthermore, a real industrial case of application is shown as well, where the speed estimation algorithm is implemented in a continuous motor condition monitoring system via MCSA, which eventually leads to the discovery of a new fault in deep-well submersible motors: the wear of end-rings. Finally, a second direct application derived from the reliable and automatic procedure to detect RSHs is presented: the use of these harmonics to diagnose early-stage inter-turn faults in induction motors of deep-well submersible pumps.Bonet Jara, J. (2023). A precise, General, Non-Invasive and Automatic Speed Estimation Method for MCSA Steady-State Diagnosis and Efficiency Estimation of Induction Motors in the 4.0 Industry [Tesis doctoral]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/194269Compendi

Identification of Inability States of Rotating Machinery Subsystems Using Industrial IoT and Convolutional Neural Network – Initial Research

Rotating parts can be found in almost all operational equipment in the industry and are of great importance for proper operation. However, reliability theory explains that every industrial system can change its state when failure happens. Predictive maintenance as one of the latest maintenance strategy emerged from the Maintenance 4.0 concept. Nowadays, this concept can include Industrial Internet of Things (IIoT) devices to connect industrial assets thus enable data collection and analysis that can help make better decisions about maintenance activity. Robust data acquisition system is a prerequisite for any modern predictive maintenance task as it provides necessary data for further analysis and health assessment of the industry asset. Fault diagnosis is an important task in the maintenance of industrial rotating subsystems, considering that early state change diagnosis and fault identification can prevent system failure. Vibration analysis in theory and practice is considered a correct technique for early detection of state changes and failure diagnostics of rotating subsystems. The identified technical state should be considered in a context of the ability and different inability states. Therefore, early different inability states identification is the next step in the rotary machinery diagnostics procedure. Most of the existing techniques for fault diagnosis of rotating subsystems that use vibrations involve the step of extracting features from the raw signal. Considering that the features that describe the behavior of the rotary subsystem can differ significantly depending on the type of equipment, such an approach usually requires an expert in the field of signal processing and rotary subsystems who can define the necessary features. Recently, the emergence of machine deep learning and its application in maintenance promises to provide highly efficient fault diagnostics while simultaneously reducing the need for expert knowledge and human labour. This paper presents authors aim to use self-developed IIoT system built as an IIoT accelerometer as the edge device, web API and database with convolutional neural network as deep learning-based data-driven fault diagnosis to detect and identify different inability states of rotating subsystems. Large dataset for two different rotational speed is collected using IIOT system and multiple convolutional neural network models are trained and tested to examine possibility of using IIOT for inability state prediction