Evaluation of SMOS soil moisture retrievals over the central United States for hydro-meteorological application

Soil moisture has been widely recognized as a key variable in hydro-meteorological processes and plays an important role in hydrological modelling. Remote sensing techniques have improved the availability of soil moisture data, however, most previous studies have only focused on the evaluation of retrieved data against point-based observations using only one overpass (i.e., the ascending orbit). Recently, the global Level-3 soil moisture dataset generated from Soil Moisture and Ocean Salinity (SMOS) observations was released by the Barcelona Expert Center. To address the aforementioned issues, this study is particularly focused on a basin scale evaluation in which the soil moisture deficit is derived from a three-layer Xinanjiang model used as a hydrological benchmark for all comparisons. In addition, both ascending and descending overpasses were analyzed for a more comprehensive comparison. It was interesting to find that the SMOS soil moisture accuracy did not improve with time as we would have expected. Furthermore, none of the overpasses provided reliable soil moisture estimates during the frozen season, especially for the ascending orbit. When frozen periods were removed, both overpasses showed significant improvements (i.e., the correlations increased from r = −0.53 to r = −0.65 and from r = −0.62 to r = −0.70 for the ascending and descending overpasses, respectively). In addition, it was noted that the SMOS retrievals from the descending overpass consistently were approximately 11.7% wetter than the ascending retrievals by volume. The overall assessment demonstrated that the descending orbit outperformed the ascending orbit, which was unexpected and enriched our knowledge in this area. Finally, the potential reasons were discussed

Evidence of a topographic signal in surface soil moisture derived from ENVISAT ASAR wide swath data

The susceptibility of a catchment to flooding is affected by its soil moisture prior to an extreme rainfall event. While soil moisture is routinely observed by satellite instruments, results from previous work on the assimilation of remotely sensed soil moisture into hydrologic models have been mixed. This may have been due in part to the low spatial resolution of the observations used. In this study, the remote sensing aspects of a project attempting to improve flow predictions from a distributed hydrologic model by assimilating soil moisture measurements are described. Advanced Synthetic Aperture Radar (ASAR) Wide Swath data were used to measure soil moisture as, unlike low resolution microwave data, they have sufficient resolution to allow soil moisture variations due to local topography to be detected, which may help to take into account the spatial heterogeneity of hydrological processes. Surface soil moisture content (SSMC) was measured over the catchments of the Severn and Avon rivers in the South West UK. To reduce the influence of vegetation, measurements were made only over homogeneous pixels of improved grassland determined from a land cover map. Radar backscatter was corrected for terrain variations and normalized to a common incidence angle. SSMC was calculated using change detection. To search for evidence of a topographic signal, the mean SSMC from improved grassland pixels on low slopes near rivers was compared to that on higher slopes. When the mean SSMC on low slopes was 30–90%, the higher slopes were slightly drier than the low slopes. The effect was reversed for lower SSMC values. It was also more pronounced during a drying event. These findings contribute to the scant information in the literature on the use of high resolution SAR soil moisture measurement to improve hydrologic models

Evaluation of soil moisture downscaling using a simple thermal-based proxy - the REMEDHUS network (Spain) example

Soil moisture retrieved from satellite microwave remote sensing normally has spatial resolution on the order of tens of kilometers, which are too coarse for many regional hydrological applications such as agriculture monitoring and drought prediction. Therefore, various downscaling methods have been proposed to enhance the spatial resolution of satellite soil moisture products. The aim of this study is to investigate the validity and robustness of the simple vegetation temperature condition index (VTCI) downscaling scheme over a dense soil moisture observational network (REMEDHUS) in Spain. First, the optimized VTCI was determined through sensitivity analyses of VTCI to surface temperature, vegetation index, cloud, topography, and land cover heterogeneity, using data from Moderate Resolution Imaging Spectroradiometer∼(MODIS) and MSG SEVIRI (METEOSAT Second Generation-Spinning Enhanced Visible and Infrared Imager). Then the downscaling scheme was applied to improve the spatial resolution of the European Space Agency's Water Cycle Multi-mission Observation Strategy and Climate Change Initiative (ESA CCI) soil moisture, which is a merged product based on both active and passive microwave observations. The results from direct validation against soil moisture observations, spatial pattern comparison, as well as seasonal and land use analyses show that the downscaling method can significantly improve the spatial details of CCI soil moisture while maintaining the accuracy of CCI soil moisture. The accuracy level is comparable to other downscaling methods that were also validated against the REMEDHUS network. Furthermore, slightly better performance of MSG SEVIRI over MODIS was observed, which suggests the high potential of applying a geostationary satellite for downscaling soil moisture in the future. Overall, considering the simplicity, limited data requirements and comparable accuracy level to other complex methods, the VTCI downscaling method can facilitate relevant hydrological applications that require high spatial and temporal resolution soil moisture. © 2015 Author(s)

Long-term and high-resolution global time series of brightness temperature from copula-based fusion of SMAP enhanced and SMOS data

Long and consistent soil moisture time series at adequate spatial resolution are key to foster the application of soil moisture observations and remotely-sensed products in climate and numerical weather prediction models. The two L-band soil moisture satellite missions SMAP (Soil Moisture Active Passive) and SMOS (Soil Moisture and Ocean Salinity) are able to provide soil moisture estimates on global scales and in kilometer accuracy. However, the SMOS data record has an appropriate length of 7.5 years since late 2009, but with a coarse resolution of 25km only. In contrast, a spatially-enhanced SMAP product is available at a higher resolution of 9 km, but for a shorter time period (since March 2015 only). Being the fundamental observable from passive microwave sensors, reliable brightness temperatures (Tbs) are a mandatory precondition for satellite-based soil moisture products. We therefore develop, evaluate and apply a copula-based data fusion approach for combining SMAP Enhanced (SMAP_E) and SMOS brightness Temperature (Tb) data. The approach exploits both linear and non-linear dependencies between the two satellite-based Tb products and allows one to generate conditional SMAP_E-like random samples during the pre-SMAP period. Our resulting global Copula-combined SMOS-SMAP_E (CoSMOP) Tbs are statistically consistent with SMAP_E brightness temperatures, have a spatial resolution of 9km and cover the period from 2010 to 2018. A comparison with Service Soil Climate Analysis Network (SCAN)-sites over the Contiguous United States (CONUS) domain shows that the approach successfully reduces the average RMSE of the original SMOS data by 15%. At certain locations, improvements of 40% and more can be observed. Moreover, the median NSE can be enhanced from zero to almost 0.5. Hence, CoSMOP, which will be made freely available to the public, provides a first step towards a global, long-term, high-resolution and multi-sensor brightness temperature product, and thereby, also soil moisture

Impact of Rescaling Approaches in Simple Fusion of Soil Moisture Products

In this study, the impact of various rescaling approaches in the framework of data fusion is explored. Four different soil moisture products (Advanced Scatterometer; Advanced Microwave Scanning Radiometer for EOS, AMSR-E; Antecedent Precipitation Index; and Global Land Data Assimilation System-NOAH) are fused. The systematic differences between products are removed before the fusion utilizing various rescaling approaches focusing on different methods (regression, variance/cumulative distribution function (CDF) matching, multivariate adaptive regression splines, and support vector machines based), stationarity assumptions (constant or time-varying rescaling coefficients), and time-frequency techniques (periodic or nonperiodic high- and low-frequency components). Given that statistical descriptions (e.g., standard deviation and correlation coefficient) of reference data sets are utilized in rescaling approaches, the precision of the selected reference data set also impacts the final fused product precision. Experiments are validated over 542 soil moisture monitoring sites selected from the International Soil Moisture Network data sets between 2007 and 2011. Overall, results highlight the importance of reference data set selection-particularly that a more precise reference product yields a higher precision fused soil moisture product. This conclusion is sensitive neither to the number of fused products nor the rescaling procedure. Among rescaling approaches, the precision of fused products is most affected by the choice of rescaling stationary assumption and time-frequency decomposition technique. Variations in rescaling methods have only a small impact on the precision of pair fused products. In contrast, utilizing a time-varying stationary assumption and nonperiodic decomposition technique produces correlation improvements of 0.07 [-] and 0.02 [-], respectively, versus the other widely implemented rescaling approaches

Désagrégation de l'humidité du sol issue des produits satellitaires micro-ondes passives et exploration de son utilisation pour l'amélioration de la modélisation et la prévision hydrologique

De plus en plus de produits satellitaires en micro-ondes passives sont disponibles. Cependant, leur large résolution spatiale (25-50 km) n’en font pas un outil adéquat pour des applications hydrologiques à une échelle locale telles que la modélisation et la prévision hydrologiques. Dans de nombreuses études, une désagrégation d’échelle de l’humidité du sol des produits satellites micro-ondes est faite puis validée avec des mesures in-situ. Toutefois, l’utilisation de ces données issues d’une désagrégation d’échelle n’a pas encore été pleinement étudiée pour des applications en hydrologie. Ainsi, l’objectif de cette thèse est de proposer une méthode de désagrégation d’échelle de l’humidité du sol issue de données satellitaires en micro-ondes passives (Satellite Passive Microwave Active and Passive - SMAP) à différentes résolutions spatiales afin d’évaluer leur apport sur l’amélioration potentielle des modélisations et prévisions hydrologiques. À partir d’un modèle de forêt aléatoire, une désagrégation d’échelle de l’humidité du sol de SMAP l’amène de 36-km de résolution initialement à des produits finaux à 9-, 3- et 1-km de résolution. Les prédicteurs utilisés sont à haute résolution spatiale et de sources différentes telles que Sentinel-1A, MODIS et SRTM. L'humidité du sol issue de cette désagrégation d’échelle est ensuite assimilée dans un modèle hydrologique distribué à base physique pour tenter d’améliorer les sorties de débit. Ces expériences sont menées sur les bassins versants des rivières Susquehanna (de grande taille) et Upper-Susquehanna (en comparaison de petite taille), tous deux situés aux États-Unis. De plus, le modèle assimile aussi des données d’humidité du sol en profondeur issue d’une extrapolation verticale des données SMAP. Par ailleurs, les données d’humidité du sol SMAP et les mesures in-situ sont combinées par la technique de fusion conditionnelle. Ce produit de fusion SMAP/in-situ est assimilé dans le modèle hydrologique pour tenter d’améliorer la prévision hydrologique sur le bassin versant Au Saumon situé au Québec. Les résultats montrent que l'utilisation de l’humidité du sol à fine résolution spatiale issue de la désagrégation d’échelle améliore la représentation de la variabilité spatiale de l’humidité du sol. En effet, le produit à 1- km de résolution fournit plus de détails que les produits à 3- et 9-km ou que le produit SMAP de base à 36-km de résolution. De même, l’utilisation du produit de fusion SMAP/ in-situ améliore la qualité et la représentation spatiale de l’humidité du sol. Sur le bassin versant Susquehanna, la modélisation hydrologique s’améliore avec l’assimilation du produit de désagrégation d’échelle à 9-km, sans avoir recours à des résolutions plus fines. En revanche, sur le bassin versant Upper-Susquehanna, c’est le produit avec la résolution spatiale la plus fine à 1- km qui offre les meilleurs résultats de modélisation hydrologique. L’assimilation de l’humidité du sol en profondeur issue de l’extrapolation verticale des données SMAP n’améliore que peu la qualité du modèle hydrologique. Par contre, l’assimilation du produit de fusion SMAP/in-situ sur le bassin versant Au Saumon améliore la qualité de la prévision du débit, même si celle-ci n’est pas très significative.Abstract: The availability of satellite passive microwave soil moisture is increasing, yet its spatial resolution (i.e., 25-50 km) is too coarse to use for local scale hydrological applications such as streamflow simulation and forecasting. Many studies have attempted to downscale satellite passive microwave soil moisture products for their validation with in-situ soil moisture measurements. However, their use for hydrological applications has not yet been fully explored. Thus, the objective of this thesis is to downscale the satellite passive microwave soil moisture (i.e., Satellite Microwave Active and Passive - SMAP) to a range of spatial resolutions and explore its value in improving streamflow simulation and forecasting. The random forest machine learning technique was used to downscale the SMAP soil moisture from 36-km to 9-, 3- and 1-km spatial resolutions. A combination of host of high-resolution predictors derived from different sources including Sentinel-1A, MODIS and SRTM were used for downscaling. The downscaled SMAP soil moisture was then assimilated into a physically-based distributed hydrological model for improving streamflow simulation for Susquehanna (larger in size) and Upper Susquehanna (relatively smaller in size) watersheds, located in the United States. In addition, the vertically extrapolated SMAP soil moisture was assimilated into the model. On the other hand, the SMAP and in-situ soil moisture were merged using the conditional merging technique and the merged SMAP/in-situ soil moisture was then assimilated into the model to improve streamflow forecast over the au Saumon watershed. The results show that the downscaling improved the spatial variability of soil moisture. Indeed, the 1-km downscaled SMAP soil moisture presented a higher spatial detail of soil moisture than the 3-, 9- or original resolution (36-km) SMAP product. Similarly, the merging of SMAP and in-situ soil moisture improved the accuracy as well as spatial representation soil moisture. Interestingly, the assimilation of the 9-km downscaled SMAP soil moisture significantly improved the accuracy of streamflow simulation for the Susquehanna watershed without the need of going to higher spatial resolution, whereas for the Upper Susquehanna watershed the 1-km downscaled SMAP showed better results than the coarser resolutions. The assimilation of vertically extrapolated SMAP soil moisture only slightly further improved the accuracy of the streamflow simulation. On the other hand, the assimilation of merged SMAP/in-situ soil moisture for the au Saumon watershed improved the accuracy of streamflow forecast, yet the improvement was not that significant. Overall, this study demonstrated the potential of satellite passive microwave soil moisture for streamflow simulation and forecasting