A survey on hybrid beamforming techniques in 5G : architecture and system model perspectives

The increasing wireless data traffic demands have driven the need to explore suitable spectrum regions for meeting the projected requirements. In the light of this, millimeter wave (mmWave) communication has received considerable attention from the research community. Typically, in fifth generation (5G) wireless networks, mmWave massive multiple-input multiple-output (MIMO) communications is realized by the hybrid transceivers which combine high dimensional analog phase shifters and power amplifiers with lower-dimensional digital signal processing units. This hybrid beamforming design reduces the cost and power consumption which is aligned with an energy-efficient design vision of 5G. In this paper, we track the progress in hybrid beamforming for massive MIMO communications in the context of system models of the hybrid transceivers' structures, the digital and analog beamforming matrices with the possible antenna configuration scenarios and the hybrid beamforming in heterogeneous wireless networks. We extend the scope of the discussion by including resource management issues in hybrid beamforming. We explore the suitability of hybrid beamforming methods, both, existing and proposed till first quarter of 2017, and identify the exciting future challenges in this domain

Directional modulation design for multi-beam multiplexing based on hybrid antenna array structures

For integrated sensing and communication, one important research direction is to employ various beamforming techniques to avoid interference between the two functions. In this work, based on a hybrid beamforming antenna array structure, a physical layer security technique called directional modulation (DM) is studied for multi-beam multiplexing applications. The proposed design can form a more effective directional transmission through both beamforming and DM, while multiplexing multiple user beams through a common set of analog coefficients. In this hybrid beamforming structure, only one digital-to-analog converter (DAC) is connected to each subarray, and finite-precision phase shifters are further considered. Design examples for dual-beam multiplexing with an interleaved subarray structure and a localized subarray structure, respectively, are provided, which show that the interleaved subarray structure can form narrower mainlobe and a lower sidelobe level than the localized structure and has an overall better performance

Multi-User Ultra-Massive MIMO for very high frequency bands (mmWave and THz): a resource allocation problem

A dynamic subarray allocation for multi-user massive MIMO systems working in very high frequency bands (mmWave and THz) is proposed as a promising technique to unleash the capacity limits in future cellular networks capable of supporting high consuming bandwidth applications

Transmit Signal Design for MIMO Radar and Massive MIMO Channel Estimation

The widespread availability of antenna arrays and the capability to independently control signal emissions from each antenna make transmit signal design increasingly important for radar and wireless communication systems. In the rst part of this work, we develop the framework for a MIMO radar transmit scheme which trades o waveform diversity for beampattern directivity. Time-division beamforming consists of a linear precoder that provides direct control of the transmit beampattern and is able to form multiple transmit beams in a single pulse. The MIMO receive ambiguity function, which incorporates the receiver structure, reveals a space and delay-Doppler separability that emphasizes the importance of the transmit-receive beampattern and single-input single-output (SISO) ambiguity function. The second part of this work focuses on channel estimation for massive MIMO systems. As the size of arrays increase, conventional channel estimation techniques no longer remain practical. In current systems, training sequences probe wireless channels in orthogonal directions to obtain channel state information for block fading channels. The training overhead becomes signicant as the number of transmit antennas increases, thereby creating a need for alternative channel estimation techniques. In this work, we relax the orthogonal restriction on the sounding vectors and introduce a feedback channel to enable closed-loop sounding vector design. A probability of misalignment framework is introduced, which provides a measure to sequentially design sounding vectors

Satellite Power System (SPS) microwave subsystem impacts and benefits

The impacts and benefits to society of the microwave subsystem resulting from the developing, construction and operating of a space solar power to earth, electric power delivery system are presented and discussed. The primary benefit (usable energy) is conveyed mainly in the fundamental frequency portion of the RF radiation beam that is intercepted and converted to electric power output. The small fraction of the microwave and other electromagnetic energy that does not end up in the electric utility grid, yields most of the subsystem impacts. The impacts range from harmonics and noise radiated by the transmitting antenna, through potential interference with ionospheric communications and navigation caused by the power beam heating the ionosphere, to the potential large land area requirements for the rectennas and low level microwave radiation around the rectennas. Additional benefits range from a very low level of waste heat liberated and lack of atmospheric emissions including noise while operating to having no residual ionizing radiation from the rectenna when it is deactivated

Modeling and design of compact microwave components and systems for wireless communications and power transmission

The contribution of the work here presented involves three main topics: Wireless Power Transmission (WPT) technology, phased array systems, and microwave components design and modeling. The first topic presents the conceptual design of a WPT system at 2.45GHz with 90% efficiency and 1MW of DC output power. Second, a comparative study between 2.45 and 35GHz WPT operation is provided. Finally, the optimization of a taper distribution with reduced thermal constraints on a sandwich transmitter is realized. For a 250- and 375-m antenna radius, 89.7% of collection efficiency with 29% reduction in maximum power density (compared to the Gaussian), and 93% collection efficiency with 39% reduction of maximum power density, are obtained respectively with two split tapers. The reduction in maximum power density and the use of split taper are important to alleviate the thermal problems in high power transmission. For the phased array project, the conceptual design of a small-scale system and in-depth analysis using two main approaches (statistical and field analysis) is realized. Practical aspects are addressed to determine the phased array main design features. The statistical method provides less accurate results than the field analysis since it is intended for large arrays. Careful theoretical analysis led to good correlation between statistical, field analysis and experimental results. In the components chapter, efficient loop transitions used in a patch antenna array are designed at K- and W-band. Measured insertion loss (IL) K-band loop is under 0.4dB. The K- and W-band antenna array measured broadside gains are 23.6dB at 24.125GHz and 25dB at 76.5GHz with return loss under 9.54dB from 24 to 24.4GHz and 12 dB from 75.1 to 77.3GHz, respectively. Also, a multilayer folded line filter is designed at 5.8GHz and compared to planar ring filters. Improved measured bandwidth from 2GHz to 7.5GHz and IL of 1.2dB are obtained with approximately half the size of a planar ring resonator. Thirdly, a simplified switch model is implemented for use in broadband phased-shifters. The model presents very good fit to the measured results with an overall total error under 3%, magnitude error less than 8%, and phase errors less than ±0.4°

Beamfocusing Optimization for Near-Field Wideband Multi-User Communications

A near-field wideband communication system is studied, wherein a base station (BS) employs an extremely large-scale antenna array (ELAA) to serve multiple users situated within its near-field region. To facilitate the near-field beamfocusing and mitigate the wideband beam split, true-time delayer (TTD)-based hybrid beamforming architectures are employed at the BS. Apart from the fully-connected TTD-based architecture, a new sub-connected TTD-based architecture is proposed for enhancing energy efficiency. Three wideband beamfocusing optimization approaches are proposed to maximize spectral efficiency for both architectures. 1) Fully-digital approximation (FDA) approach: In this approach, the TTD-based hybrid beamformers are optimized to approximate the optimal fully-digital beamformers using block coordinate descent. 2) Penalty-based FDA approach: In this approach, the penalty method is leveraged in the FDA approach to guarantee the convergence to a stationary point of the spectral maximization problem. 3) Heuristic two-stage (HTS) approach: In this approach, the closed-form TTD-based analog beamformers are first designed based on the outcomes of near-field beam training and the piecewise-near-field approximation. Subsequently, the low-dimensional digital beamformer is optimized using knowledge of the low-dimensional equivalent channels, resulting in reduced computational complexity and channel estimation complexity. Our numerical results unveil that 1) the proposed approaches effectively eliminate the near-field beam split effect, and 2) compared to the fully-connected architecture, the proposed sub-connected architecture exhibits higher energy efficiency and imposes fewer hardware limitations on TTDs and system bandwidth.Comment: 30 pages, 11 figure