Analytical Characterization and Optimum Detection of Nonlinear Multicarrier Schemes

It is widely recognized that multicarrier systems such as orthogonal frequency division multiplexing (OFDM) are suitable for severely time-dispersive channels. However, it is also recognized that multicarrier signals have high envelope fluctuations which make them especially sensitive to nonlinear distortion effects. In fact, it is almost unavoidable to have nonlinear distortion effects in the transmission chain. For this reason, it is essential to have a theoretical, accurate characterization of nonlinearly distorted signals not only to evaluate the corresponding impact of these distortion effects on the system’s performance, but also to develop mechanisms to combat them. One of the goals of this thesis is to address these challenges and involves a theoretical characterization of nonlinearly distorted multicarrier signals in a simple, accurate way. The other goal of this thesis is to study the optimum detection of nonlinearly distorted, multicarrier signals. Conventionally, nonlinear distortion is seen as a noise term that degrades the system’s performance, leading even to irreducible error floors. Even receivers that try to estimate and cancel it have a poor performance, comparatively to the performance associated to a linear transmission, even with perfect cancellation of nonlinear distortion effects. It is shown that the nonlinear distortion should not be considered as a noise term, but instead as something that contains useful information for detection purposes. The adequate receiver to take advantage of this information is the optimum receiver, since it makes a block-by-block detection, allowing us to exploit the nonlinear distortion which is spread along the signal’s band. Although the optimum receiver for nonlinear multicarrier schemes is too complex, due to its necessity to compare the received signal with all possible transmitted sequences, it is important to study its potential performance gains. In this thesis, it is shown that the optimum receiver outperforms the conventional detection, presenting gains not only relatively to conventional receivers that deal with nonlinear multicarrier signals, but also relatively to conventional receivers that deal with linear, multicarrier signals. We also present sub-optimum receivers which are able to approach the performance gains associated to the optimum detection and that can even outperform the conventional linear, multicarrier schemes

Design and implementation of adaptive baseband predistorter for OFDM nonlinear transmitter. Simulation and measurement of OFDM transmitter in presence of RF high power amplifier nonlinear distortion and the development of adaptive digital predistorters based on Hammerstein approach.

The objective of this research work is to investigate, design and measurement of a digital predistortion linearizer that is able to compensate the dynamic nonlinear distortion of a High Power Amplifier (PA). The effectiveness of the proposed baseband predistorter (PD) on the performance of a WLAN OFDM transmitter utilizing a nonlinear PA with memory effect is observed and discussed. For this purpose, a 10W Class-A/B power amplifier with a gain of 22 dB, operated over the 3.5 GHz frequency band was designed and implemented. The proposed baseband PD is independent of the operating RF frequency and can be used in multiband applications. Its operation is based on the Hammerstein system, taking into account PA memory effect compensation, and demonstrates a noticeable improvement compared to memoryless predistorters. Different types of modelling procedures and linearizers were introduced and investigated, in which accurate behavioural models of Radio Frequency (RF) PAs exhibiting linear and nonlinear memory effects were presented and considered, based on the Wiener approach employing a linear parametric estimation technique. Three new linear methods of parameter estimation were investigated, with the aim of reducing the complexity of the required filtering process in linear memory compensation. Moreover, an improved wiener model is represented to include the nonlinear memory effect in the system. The validity of the PA modelling approaches and predistortion techniques for compensation of nonlinearities of a PA were verified by several tests and measurements. The approaches presented, based on the Wiener system, have the capacity to deal with the existing trade-off between accuracy and convergence speed compared to more computationally complex behavioural modelling algorithms considering memory effects, such as those based on Volterra series and Neural Networks. In addition, nonlinear and linear crosstalks introduced by the power amplifier nonlinear behaviour and antennas mutual coupling due to the compact size of a MIMO OFDM transmitter have been investigated

The Experimental Design of Radio-over-Fibre System for 4G Long Term Evolution

The 3rd Generation Partnership Project (3GPP) Long Term Evolution (LTE) is the potential key to meet the exponentially increasing demand of the mobile end users. The entire LTE network architecture and signal processing is carried out at the enhanced NodeB (eNB) level, hence the increased complexity and cost. Therefore, it is not efficient to deploy eNB for the purpose of extending the network coverage. As a solution, deployment of relay node (RN), with radio-over-fibre (RoF) acting as the interface between eNB and RN is proposed. Due to the high path loss and multipath fading, wireless interface would not be the ideal channel between eNB and RN. A detailed investigation is carried out by comparing the Rayleigh multipath fading channel with the optical fibre channel, where the latter achieved a ~31 dB of signal-to-noise ratio (SNR) gain. The distributed feedback laser (DFB) is selected as the direct modulated laser (DML) source, where the modulation method introduces a positive frequency chirp (PFC). The existing mathematical expression does not precisely explain on how the rate equations contribute to PFC. Therefore, an expression for PFC is proposed and derived from the carrier and photon densities of the rate equations. Focusing on theoretical development of DML based RoF system, a varying fast Fourier transform (FFT) scheme is introduced into LTE-Advanced (LTE-A) technology as an alternative design to the carrier aggregation. A range of FFT sizes are investigated with different levels of optical launch power (OLP), the optimum OLP has been defined to be within the range of ~-6 to 0 dBm, which is known as the intermixing region. It is found that FFT size-128 provides improved average system efficiency of ~54% and ~65% in comparison to FFT size-64 and FFT size-128, respectively, within the intermixing region. While fixing FFT size to 128, the investigation is diverted to the optimisation of optical modulators. The author revealed that the performance of dual electrode-Mach Zehnder modulator (DE-MZM) is superior to both DML scheme and single electrode (SE)-MZM, where DE-MZM achieved a transmission span of 88 km and 71 km for 16-quadrature amplitude modulation (QAM) and 64-QAM, respectively. At the initial experimental link design and optimisation stage, an optimum modulation region (OMR) is proposed at the optical modulation index (OMI) of 0.38, which resulted in an average error vector magnitude (EVM) of ~1.01% for a 10 km span. The EVM of ~1.01% is further improved by introducing the optimum OLP region at –2 dBm, where the observed average EVM trimmed to ~0.96%. There is no deviation found in the intermixing region by transmitting the LTE signal through a varying transmission span of 10 to 60 km, additionally, it was also revealed that the LTE RoF nonlinear threshold falls above the OLP of 6 dBm. The proposed system was further developed to accommodate 2×2 multiple-input and multiple-output (MIMO) transmission by utilising analogue frequency division multiplexing (FDM) technique. The studies procured that the resulting output quality of signal at 2 GHz and 2.6 GHz is almost identical with a twofold gain in the peak data rate and no occurrence of intermodulation (IMD). In order to emulate the complete LTE RoF solution, an experimental design of full duplex frequency division duplex (FDD) system with dense wavelength division multiplexing (DWDM) architecture is proposed. It is found that channel spacing of 50 MHz between the downlink (DL) and uplink (UL) introduces severe IMD distortion, where an adjacent channel leakage ratio (ACLR) penalty of 14.10 dB is observed. Finally, a novel nonlinear compensation technique utilising a direct modulation based frequency dithering (DMFD) scheme is proposed. The LTE RoF system average SNR gain observed at OLP of 10 dBm for the 50 km transmission span is ~5.97 dB. External modulation based frequency dithering (EMFD) exhibits ~3 dB of average SNR gain over DMFD method

Enhanced Multicarrier Techniques for Professional Ad-Hoc and Cell-Based Communications (EMPhAtiC) Document Number D3.3 Reduction of PAPR and non linearities effects

Livrable d'un projet Européen EMPHATICLike other multicarrier modulation techniques, FBMC suffers from high peak-to-average power ratio (PAPR), impacting its performance in the presence of a nonlinear high power amplifier (HPA) in two ways. The first impact is an in-band distortion affecting the error rate performance of the link. The second impact is an out-of-band effect appearing as power spectral density (PSD) regrowth, making the coexistence between FBMC based broad-band Professional Mobile Radio (PMR) systems with existing narrowband systems difficult to achieve. This report addresses first the theoretical analysis of in-band HPA distortions in terms of Bit Error Rate. Also, the out-of band impact of HPA nonlinearities is studied in terms of PSD regrowth prediction. Furthermore, the problem of PAPR reduction is addressed along with some HPA linearization techniques and nonlinearity compensation approaches

Companding and Predistortion Techniques for Improved Efficiency and Performance in SWIPT

In this work, we analyze how the use of companding techniques, together with digital predistortion (DPD), can be leveraged to improve system efficiency and performance in simultaneous wireless information and power transfer (SWIPT) systems based on power splitting. By taking advantage of the benefits of each of these well-known techniques to mitigate non-linear effects due to power amplifier (PA) and energy harvesting (EH) operation, we illustrate how DPD and companding can be effectively combined to improve the EH efficiency while keeping unalterable the information transfer performance. We establish design criteria that allow the PA to operate in a higher efficiency region so that the reduction in peak-to-average power ratio over the transmitted signal is translated into an increase in the average radiated power and EH efficiency. The performance of DPD and companding techniques is evaluated in a number of scenarios, showing that a combination of both techniques allows to significantly increase the power transfer efficiency in SWIPT systems.Comment: This work has been submitted to the IEEE for possible publication. Copyright may be transferred without notice, after which this version may no longer be accessibl

Performance analysis of NOMA in 5G systems with HPA nonlinearities

LISBOA-01-0145-FEDER-0307095-PTDC/EEITEL/30709/2017 PTDC/EEI-TEL/30588/20 UIDB/50008/2020In this paper, we provide an analytical performance assessment of downlink non-orthogonal multiple access (NOMA) systems over Nakagami-m fading channels in the presence of nonlinear high-power amplifiers (HPAs). By modeling the distortion of the HPA by a nonlinear polynomial model, we evaluate the performance the NOMA scheme in terms of outage probability (OP) and ergodic sum rate. Hence, we derive a new closed-form expression for the exact OP, taking into account the undesirable effects of HPA. Furthermore, to characterize the diversity order of the considered system, the asymptotic OP in the high signal-to-noise (SNR) regime is derived. Moreover, the ergodic sum rate is investigated, resulting in new upper and lower bounds. Our numerical results demonstrate that the performance loss in presence of nonlinear distortions is very substantial at high data rates. In particular, it is proved that in presence of HPA distortion, the ergodic sum rate cannot exceed a determined threshold which limits its performance compared to the ideal hardware case. Monte-Carlo simulations are conducted and their results agree well with the analytical results.publishersversionpublishe

Approaching universal frequency reuse through base station cooperation

Base Station (BS) architectures are a promising cellular wireless solution to mitigate the interference issues and to avoid the high frequency reuse factors implemented in conventional systems. Combined with block transmission techniques, such as Orthogonal Frequency-Division Multiplexing (OFDM) for the downlink and Single-Carrier with Frequency-Domain Equalization (SC-FDE) for the uplink, these systems provide a significant performance improvement to the overall system. Block transmission techniques are suitable for broadband wireless communication systems, which have to deal with strongly frequency-selective fading channels and are able to provide high bit rates despite the channel adversities. In BS cooperation schemes users in adjacent cells share the same physical channel and the signals received by each BS are sent to a Central Processing Unit (CPU) that combines the different signals and performs the user detections and/or separation, which can be regarded as a Multi-User Detection (MUD) technique. The work presented in this thesis is focused on the study of uplink transmissions in BS cooperations systems, considering single carrier block transmission schemes and iterative receivers based on the Iterative-Block Decision Feedback Equalization (IB-DFE) concept, which combined with the employment of Cyclic Prefix (CP)-assisted block transmission techniques are appropriate to scenarios with strongly time-dispersive channels. Furthermore, the impact of the sampling and quantization applied to the received signals from each Mobile Terminal (MT) to the corresponding BS is studied, with the achievement of the spectral characterization of the quantization noise. This thesis also provides a conventional analytical model for the BER (Bit Error Rate) performance complemented with an approach to improve its results. Finally, this thesis addresses the contextualization of BS cooperation schemes in clustered C-RAN (Centralized-Radio Access Network)-type solutions.As arquitecturas BS cooperation são uma solução promissora de redes celulares sem fios para atenuar o problema da interferência e evitar os factores de reuso elevados, que se encontram implementados nos sistemas convencionais. Combinadas com técnicas de transmissão por blocos, como o OFDM para o downlink e o SC-FDE no uplink, estes sistemas fornecem uma melhoria significativa no desempenho geral do sistema. Técnicas de transmissão por blocos são adequadas para sistemas de comunicações de banda larga sem fios, que têm que lidar com canais que possuem um forte desvanescimento selectivo na frequência e são capazes de fornecer ligações com taxas de transmissão altas apesar das adversidades do canal. Em esquemas BS cooperation os terminais móveis situados em células adjacentes partilham o mesmo canal físico e os sinais recebidos em cada estação de base são enviados para uma Unidade Central de Processamento (CPU) que combina os diferentes sinais recebidos associados a um dado utilizador e realiza a detecção e/ou separação do mesmo, sendo esta considerada uma técnica de Detecção Multi-Utilizador (MUD). O trabalho apresentado nesta tese concentra o seu estudo no uplink de transmissões em sistemas BS cooperation, considerando transmissões em bloco de esquemas monoportadoras e receptores iterativos baseados no conceito B-DFE, em que quando combinados com a implementação de técnicas de transmissao por blocos assistidas por prefixos cíclicos (CP) são apropriados a cenários com canais fortemente dispersivos no tempo. Além disso, é estudado o impacto do processo de amostragem e quantização aplicados aos sinais recebidos de cada terminal móvel para a estação de base, com a obtenção da caracterização espectral do ruído de quantização. Esta tese também fornece um modelo analítico convencional para a computação do desempenho da taxa de erros de bit (BER), com um método melhorado para o mesmo. Por último, esta tese visa a contextualização dos sistemas BS cooperation em soluções do tipo C-RAN

MIMO Transmission with Residual Transmit-RF Impairments

Physical transceiver implementations for multiple-input multiple-output (MIMO) wireless communication systems suffer from transmit-RF (Tx-RF) impairments. In this paper, we study the effect on channel capacity and error-rate performance of residual Tx-RF impairments that defy proper compensation. In particular, we demonstrate that such residual distortions severely degrade the performance of (near-)optimum MIMO detection algorithms. To mitigate this performance loss, we propose an efficient algorithm, which is based on an i.i.d. Gaussian model for the distortion caused by these impairments. In order to validate this model, we provide measurement results based on a 4-stream Tx-RF chain implementation for MIMO orthogonal frequency-division multiplexing (OFDM).Comment: to be presented at the International ITG Workshop on Smart Antennas - WSA 201

SYNCHRONIZATION AND RESOURCE ALLOCATION IN DOWNLINK OFDM SYSTEMS

The next generation (4G) wireless systems are expected to provide universal personal and multimedia communications with seamless connection and very high rate transmissions and without regard to the users’ mobility and location. OFDM technique is recognized as one of the leading candidates to provide the wireless signalling for 4G systems. The major challenges in downlink multiuser OFDM based 4G systems include the wireless channel, the synchronization and radio resource management. Thus algorithms are required to achieve accurate timing and frequency offset estimation and the efficient utilization of radio resources such as subcarrier, bit and power allocation. The objectives of the thesis are of two fields. Firstly, we presented the frequency offset estimation algorithms for OFDM systems. Building our work upon the classic single user OFDM architecture, we proposed two FFT-based frequency offset estimation algorithms with low computational complexity. The computer simulation results and comparisons show that the proposed algorithms provide smaller error variance than previous well-known algorithm. Secondly, we presented the resource allocation algorithms for OFDM systems. Building our work upon the downlink multiuser OFDM architecture, we aimed to minimize the total transmit power by exploiting the system diversity through the management of subcarrier allocation, adaptive modulation and power allocation. Particularly, we focused on the dynamic resource allocation algorithms for multiuser OFDM system and multiuser MIMO-OFDM system. For the multiuser OFDM system, we proposed a lowiv complexity channel gain difference based subcarrier allocation algorithm. For the multiuser MIMO-OFDM system, we proposed a unit-power based subcarrier allocation algorithm. These proposed algorithms are all combined with the optimal bit allocation algorithm to achieve the minimal total transmit power. The numerical results and comparisons with various conventional nonadaptive and adaptive algorithmic approaches are provided to show that the proposed resource allocation algorithms improve the system efficiencies and performance given that the Quality of Service (QoS) for each user is guaranteed. The simulation work of this project is based on hand written codes in the platform of the MATLAB R2007b