Synergistic optical and microwave remote sensing approaches for soil moisture mapping at high resolution

Aplicat embargament des de la data de defensa fins al dia 1 d'octubre de 2022Soil moisture is an essential climate variable that plays a crucial role linking the Earth’s water, energy, and carbon cycles. It is responsible for the water exchange between the Earth’s surface and the atmosphere, and provides key information about soil evaporation, plant transpiration, and the allocation of precipitation into runoff, surface flow and infiltration. Therefore, an accurate estimation of soil moisture is needed to enhance our current climate and meteorological forecasting skills, and to improve our current understanding of the hydrological cycle and its extremes (e.g., droughts and floods). L-band Microwave passive and active sensors have been used during the last decades to estimate soil moisture, since there is a strong relationship between this variable and the soil dielectric properties. Currently, there are two operational L-band missions specifically devoted to globally measure soil moisture: the ESA’s Soil Moisture and the Ocean Salinity (SMOS), launched in November 2009; and the NASA’s Soil Moisture Active Passive (SMAP), launched in January 2015. The spatial resolution of the SMOS and SMAP radiometers, in the order of tens of kilometers (~40 km), is adequate for global applications. However, to fulfill the needs of a growing number of applications at local or regional scale, higher spatial detail (< 1 km) is required. To bridge this gap and improve the spatial resolution of the soil moisture maps, a variety of spatial enhancement or spatial (sub-pixel) disaggregation approaches have been proposed. This Ph.D. Thesis focuses on the study of the Earth’s surface soil moisture from remotely sensed observations. This work includes the implementation of several soil moisture retrieval techniques and the development, implementation, validation and comparison of different spatial enhancement or downscaling techniques, applied at local, regional, and continental scale. To meet these objectives, synergies between several active/passive microwave sensors (SMOS, SMAP and Sentinel-1) and optical/thermal sensors (MODIS) have been explored. The results are presented as follows: - Spatially consistent downscaling approach for SMOS using an adaptive moving window A passive microwave/optical downscaling algorithm for SMOS is proposed to obtain fine-scale soil moisture maps (1 km) from the native resolution (~40 km) of the instrument. This algorithm introduces the concept of a shape-adaptive window as a central improvement of the disaggregation technique presented by Piles et al. (2014), allowing its application at continental scales. - Assessment of multi-scale SMOS and SMAP soil moisture products across the Iberian Peninsula The temporal and spatial characteristics of SMOS and SMAP soil moisture products at coarse- and fine-scales are assessed in order to learn about their distinct features and the rationale behind them, tracing back to the physical assumptions they are based upon. - Impact of incidence angle diversity on soil moisture retrievals at coarse and fine scales An incidence angle (32.5°, 42.5° and 52.5°)-adaptive calibration of radiative transfer effective parameters single scattering albedo and soil roughness has been carried out, highlighting the importance of such parameterization to accurately estimate soil moisture at coarse-resolution. Then, these parameterizations are used to examine the potential application of a physically-based active-passive downscaling approach to upcoming microwave missions, namely CIMR, ROSE-L and Sentinel-1 Next Generation. Soil moisture maps obtained for the Iberian Peninsula at the three different angles, and at coarse and fine scales are inter-compared using in situ measurements and model data as benchmarks.La humedad del suelo es una variable climática esencial que juega un papel crucial en la relación de los ciclos del agua, la energía y el carbono de la Tierra. Es responsable del intercambio de agua entre la superficie de la Tierra y la atmósfera, y proporciona información crucial sobre la evaporación del suelo, la transpiración de las plantas y la distribución de la precipitación en escorrentía, flujo superficial e infiltración. Por lo tanto, es necesaria una estimación precisa de la humedad del suelo para mejorar las predicciones climáticas y meteorológicas, y comprender mejor el ciclo hidrológico y sus extremos (v.g., sequías e inundaciones). Los sensores pasivos y activos en banda L se han usado durante las últimas décadas para estimar la humedad del suelo debido a la relación directa que existe entre esta variable y las propiedades dieléctricas del suelo. Actualmente, hay dos misiones operativas en banda L específicamente dedicadas a medir la humedad del suelo a escala global: la misión Soil Moisture and Ocean Salinity (SMOS) de la ESA, lanzada en noviembre de 2009; y la misión Soil Moisture Active Passive (SMAP) de la NASA, lanzada en enero de 2015. La resolución espacial de los radiómetros SMOS y SMAP, del orden de unas decenas de kilómetros (~40 km), es adecuada para aplicaciones a escala global. Sin embargo, para satisfacer las necesidades de un número creciente de aplicaciones a escala local o regional, se requiere más detalle espacial (<1 km). Para solventar esta limitación y mejorar la resolución espacial de los mapas de humedad, se han propuesto diferentes técnicas de mejora o desagregación espacial. Esta Tesis se centra en el estudio de la humedad de la superficie terrestre a partir de datos obtenidos a través de teledetección. Este trabajo incluye la implementación de distintos algoritmos de recuperación de la humedad del suelo y el desarrollo, implementación, validación y comparación de distintas técnicas de desagregación, aplicadas a escala local, regional y continental. Para cumplir estos objetivos, se han explorado sinergias entre diferentes sensores de microondas activos/pasivos (SMOS, SMAP y Sentinel-1) y sensores ópticos/térmicos. Los resultados se presentan de la siguiente manera: - Técnica de desagregación espacialmente consistente, basada en una ventana móvil adaptativa, aplicada a los datos SMOS Se propone un algoritmo de desagregación del píxel basado en datos obtenidos de medidas radiométricas de microondas en banda L y datos ópticos, para mejorar la resolución espacial de los mapas de humedad del suelo desde la resolución nativa del instrumento (~40 km) hasta resoluciones de 1 km. El algoritmo introduce el concepto de una ventana de contorno adaptativo, como mejora principal sobre la técnica de desagregación presentada en Piles et al. (2014), permitiendo su implementación a escala continental. - Análisis multiescalar de productos de humedad del suelo SMAP y SMOS sobre la Península Ibérica Se han evaluado las características temporales y espaciales de distintos productos de humedad del suelo SMOS y SMAP, a baja y a alta resolución, para conocer sus características distintivas y comprender las razones de sus diferencias. Para ello, ha sido necesario rastrear los supuestos físicos en los que se basan. - Impacto del ángulo de incidencia en la recuperación de la humedad del suelo a baja y a alta resolución Se ha llevado a cabo una calibración adaptada al ángulo de incidencia (32.5°, 42.5° y 52.5°) de los parámetros efectivos, albedo de dispersión simple y rugosidad del suelo, descritos en el modelo de transferencia radiativa � − �, incidiendo en la importancia de esta parametrización para estimar la humedad del suelo de forma precisa a baja resolución. El resultado de las mismas se ha utilizado para estudiar la potencial aplicación de un algoritmo activo/pasivo de desagregación basado en la física para las próximas misiones de microondas, llamadas CIMR, ROSE-L y Sentinel-1 Next Generation. Los mapas de humedad recuperados a los tres ángulos de incidencia, tanto a baja como a alta resolución, se han obtenido para la Península Ibérica y se han comparado entre ellos usando como referencia mediciones de humedad in situ.Postprint (published version

Using SMOS and Sentinel 3 satellite data to obtain high resolution soil moisture maps

Surface soil moisture is a critical climate variable and strongly influences water and energy cycles at the surface-atmosphere interface. It is widely used to improve numerical climate and weather models, rainfall and drough estimation, vegetation monitoring, among others. Traditionally, there were two main ways to retrieve soil moisture data. On one hand, soil moisture sensors networks placed and maintained in situ to obtain long term distributed measurements, which is expensive and time-consuming. On the other hand, soil moisture data could be obtained by using numerical model products combined with ground observations. But, in both cases, the data resolution provided was not enough to characterize soil moisture at large scale. Nowadays, microwave remote sensing allows the global monitoring of soil moisture. SMOS (Soil Moisture and Ocean Salinity) mission, launched in 2009, was the first mission with this objective and providing an acceptable spatial resolution. It aims to monitor soil moisture over land surfaces, surface salinity over the oceans, and surfaces covered by snow and ice, by performing microwave radiometric measurements at L-band, characterized by being unaffected by cloud cover and variable surface solar illumination. The SMOS soil moisture data has a spatial resolution of 35-50 km, which is enough for global applications. But, local applications such as hydrological, fire prevention, agricultural and water management, require higher soil moisture resolution. In order to cover this necessity, several downscaling methodologies have been developed to improve the spatial resolution. The Department of Signal Theory in the UPC developed a downscaling algorithm based on the synergistic usage of low resolution soil moisture map and data provided by other satellites, that computed soil moisture maps at 1 km resolution (Maria Piles, 2010 [32]). This algorithm combines the SMOS soil moisture with NDVI and LST measurements from Aqua and Terra missions obtained by MODIS instrument. Later, this algorithm was improved by using an adaptive sliding window, which is the version we will use in this project (Gerard Portal, 2017 [24]). The aim of this project is to substitute the NDVI and LST measurements from MODIS used as ancillary data in the downscaling algorithm by the ones provided by Sentinel 3, comparing its differences and the variation of the high resolution soil moisture maps (SM HR maps) obtained. Also, it will include the evaluation of the data download and preparation process workflow

An artificial neural network approach for soil moisture retrieval using passive microwave data

Soil moisture is a key variable that defines land surface-atmosphere (boundary layer) interactions, by contributing directly to the surface energy and water balance. Soil moisture values derived from remote sensing platforms only accounts for the near surface soil layers, generally the top 5cm. Passive microwave data at L-band (1.4 GHz, 21cm wavelength) measurements are shown to be a very effective observation for surface soil moisture retrieval. The first space-borne L-band mission dedicated to observing soil moisture, the European Space Agency's (ESA) Soil Moisture and Ocean Salinity (SMOS) mission, was launched on 2nd November 2009.Artificial Neural Network (ANN) methods have been used to empirically ascertain the complex statistical relationship between soil moisture and brightness temperature in the presence of vegetation cover. The current problem faced by this method is its inability to predict soil moisture values that are 'out-of-range' of the training data.In this research, an optimization model is developed for the Backpropagation Neural Network model. This optimization model utilizes the combination of the mean and standard deviation of the soil moisture values, together with the prediction process at different pre-determined, equal size regions to cope with the spatial and temporal variation of soil moisture values. This optimized model coupled with an ANN of optimum architecture, in terms of inputs and the number of neurons in the hidden layers, is developed to predict scale-to-scale and downscaling of soil moisture values. The dependency on the accuracy of the mean and standard deviation values of soil moisture data is also studied in this research by simulating the soil moisture values using a multiple regression model. This model obtains very encouraging results for these research problems.The data used to develop and evaluate the model in this research has been obtained from the National Airborne Field Experiments in 2005

Assessment of Root Zone Soil Moisture Estimations from SMAP, SMOS and MODIS Observations

[EN]In this study, six satellite-based root zone soil moisture (RZSM) estimates from March 2015 to December 2016 were evaluated both temporally and spatially. The first two were the Soil Moisture Active Passive (SMAP) and the Soil Moisture and Ocean Salinity (SMOS) L4 RZSM products. The other four were obtained through the Soil Water Index (SWI) approach, which embedded surface soil moisture (SSM). The SMOS-Barcelona Expert Center (BEC) L4 SSM product and the apparent thermal inertia (ATI)-derived SSM from the Moderate Resolution Imaging Spectroradiometer (MODIS) data were used as SSM datasets. In the temporal analysis, the RZSM estimates were compared to in situ RZSM from 14 stations of the Soil Moisture Measurements Station Network of the University of Salamanca (REMEDHUS). Regarding the spatial assessment, the resulting RZSM maps of the Iberian Peninsula were compared between them. All RZSM values followed the temporal evolution of the ground-based measurements well, although SMOS and MODIS showed underestimation while SMAP displayed overestimation. The good results obtained from MODIS ATI are notable, notwithstanding they were not estimated through microwave radiometry. A very high agreement was found in terms of spatial patterns for the whole Iberian Peninsula except for the extreme north area, which is dominated by high mountains and dense forests

Assessment of Multi-Scale SMOS and SMAP Soil Moisture Products across the Iberian Peninsula

In the last decade, technological advances led to the launch of two satellite missions dedicated to measure the Earth's surface soil moisture (SSM): the ESA's Soil Moisture and Ocean Salinity (SMOS) launched in 2009, and the NASA's Soil Moisture Active Passive (SMAP) launched in 2015. The two satellites have an L-band microwave radiometer on-board to measure the Earth's surface emission. These measurements (brightness temperatures TB) are then used to generate global maps of SSM every three days with a spatial resolution of about 30-40 km and a target accuracy of 0.04 m3/m3. To meet local applications needs, different approaches have been proposed to spatially disaggregate SMOS and SMAP TB or their SSM products. They rely on synergies between multi-sensor observations and are built upon different physical assumptions. In this study, temporal and spatial characteristics of six operational SSM products derived from SMOS and SMAP are assessed in order to diagnose their distinct features, and the rationale behind them. The study is focused on the Iberian Peninsula and covers the period from April 2015 to December 2017. A temporal inter-comparison analysis is carried out using in situ SSM data from the Soil Moisture Measurements Station Network of the University of Salamanca (REMEDHUS) to evaluate the impact of the spatial scale of the different products (1, 3, 9, 25, and 36 km), and their correspondence in terms of temporal dynamics. A spatial analysis is conducted for the whole Iberian Peninsula with emphasis on the added-value that the enhanced resolution products provide based on the microwave-optical (SMOS/ERA5/MODIS) or the active-passive microwave (SMAP/Sentinel-1) sensor fusion. Our results show overall agreement among time series of the products regardless their spatial scale when compared to in situ measurements. Still, higher spatial resolutions would be needed to capture local features such as small irrigated areas that are not dominant at the 1-km pixel scale. The degree to which spatial features are resolved by the enhanced resolution products depend on the multi-sensor synergies employed (at TB or soil moisture level), and on the nature of the fine-scale information used. The largest disparities between these products occur in forested areas, which may be related to the reduced sensitivity of high-resolution active microwave and optical data to soil properties under dense vegetation. Keywords: soil moisture; moisture variability; temporal dynamics; moisture patterns; spatial disaggregation; Soil Moisture Active Passive (SMAP); Soil Moisure and Ocean Salinity (SMOS); REMEDHUSSobre la continuidad de las misiones satelitales debanda L. Nuevos paradigmas en productos y aplicaciones, grant numbers ESP2017-89463-C3-2-R (UPC part) andESP2017-89463-C3-1-R (ICM part)Unidad de Excelencia María de Maeztu MDM-2016-060

Estimation and evaluation of high-resolution soil moisture from merged model and Earth observation data in the Great Britain

Soil moisture is an important component of the Earth system and plays a key role in land-atmosphere interactions. Remote sensing of soil moisture is of great scientific interest and the scientific community has made significant progress in soil moisture estimation using Earth observations. Currently, several satellite-based coarse spatial resolution soil moisture datasets have been produced and widely used for various applications in climate science, hydrology, ecosystem research and agriculture. Owing to the strong demand for soil moisture data with high spatial resolution for regional applications, much effort has recently been devoted to the generation of high spatial resolution soil moisture data from either high-resolution satellite observations or by downscaling existing coarse-resolution satellite-based soil moisture datasets. In addition, land surface models provide an alternative way to obtain consistent high-resolution soil moisture information when forced with high-resolution inputs. The aim of this study is to create and evaluate high-resolution soil moisture products derived from multiple sources including satellite observations and land surface model simulations. The JULES-CHESS simulated soil moisture and satellite-based soil moisture datasets including SMAP L3E, SMAP L4, SMOS L4, Sentinel 1, ASCAT, and Sentinel 1/SMAP combined products were first validated against observed soil moisture from COSMOS-UK, a network of in-situ cosmic-ray based sensors. Second, an approach based on triple collocation was applied to compare these satellite products in the absence of a known reference dataset. Third, a combined soil moisture product was generated to integrate the better-performing soil moisture estimates based on triple collocation error estimation and a least-squares merging scheme. From further evaluation, it is found that the merged soil moisture integrates the characteristics of model simulation and satellite observations and particularly improves the limited temporal variability of the JULES-CHESS simulation. Therefore, we conclude that the triple collocation merging scheme is a simple and reliable way to combine satellite-based soil moisture products with outputs from the JULES-CHESS simulation for estimating model-data fused high-resolution soil moisture for the British mainland

Soil Moisture Data Assimilation

Accurate knowledge of soil moisture at the continental scale is important for improving predictions of weather, agricultural productivity and natural hazards, but observations of soil moisture at such scales are limited to indirect measurements, either obtained through satellite remote sensing or from meteorological networks. Land surface models simulate soil moisture processes, using observation-based meteorological forcing data, and auxiliary information about soil, terrain and vegetation characteristics. Enhanced estimates of soil moisture and other land surface variables, along with their uncertainty, can be obtained by assimilating observations of soil moisture into land surface models. These assimilation results are of direct relevance for the initialization of hydro-meteorological ensemble forecasting systems. The success of the assimilation depends on the choice of the assimilation technique, the nature of the model and the assimilated observations, and, most importantly, the characterization of model and observation error. Systematic differences between satellite-based microwave observations or satellite-retrieved soil moisture and their simulated counterparts require special attention. Other challenges include inferring root-zone soil moisture information from observations that pertain to a shallow surface soil layer, propagating information to unobserved areas and downscaling of coarse information to finer-scale soil moisture estimates. This chapter summarizes state-of-the-art solutions to these issues with conceptual data assimilation examples, using techniques ranging from simplified optimal interpolation to spatial ensemble Kalman filtering. In addition, operational soil moisture assimilation systems are discussed that support numerical weather prediction at ECMWF and provide value-added soil moisture products for the NASA Soil Moisture Active Passive mission

Sensitivity of TDS-1 GNSS-R reflectivity to soil moisture: global and regional differences and impact of different spatial scales

The potential of Global Navigation Satellite Systems-Reflectometry (GNSS-R) techniques to estimate land surface parameters such as soil moisture (SM) is experimentally studied using 2014-2017 global data from the UK TechDemoSat-1 (TDS-1) mission. The approach is based on the analysis of the sensitivity to SM of different observables extracted from the Delay Doppler Maps (DDM) computed by the Space GNSS Receiver-Remote Sensing Instrument (SGR-ReSI) instrument using the L1 (1575.42 MHz) left-hand circularly-polarized (LHCP) reflected signals emitted by the Global Positioning System (GPS) navigation satellites. The sensitivity of different GNSS-R observables to SM and its dependence on the incidence angle is analyzed. It is found that the sensitivity of the calibrated GNSS-R reflectivity to surface soil moisture is ~ 0.09 dB/% up to 30° incidence angle, and it decreases with increasing incidence angles, although differences are found depending on the spatial scale used for the ground-truth, and the region. The sensitivity to subsurface soil moisture has been also analyzed using a network of subsurface probes and hydrological models, apparently showing some dependence, but so far results are not conclusive. © 2018 by the authors.Peer ReviewedPostprint (published version