Cellular and Wi-Fi technologies evolution: from complementarity to competition

This PhD thesis has the characteristic to span over a long time because while working on it, I was working as a research engineer at CTTC with highly demanding development duties. This has delayed the deposit more than I would have liked. On the other hand, this has given me the privilege of witnessing and studying how wireless technologies have been evolving over a decade from 4G to 5G and beyond. When I started my PhD thesis, IEEE and 3GPP were defining the two main wireless technologies at the time, Wi-Fi and LTE, for covering two substantially complementary market targets. Wi-Fi was designed to operate mostly indoor, in unlicensed spectrum, and was aimed to be a simple and cheap technology. Its primary technology for coexistence was based on the assumption that the spectrum on which it was operating was for free, and so it was designed with interference avoidance through the famous CSMA/CA protocol. On the other hand, 3GPP was designing technologies for licensed spectrum, a costly kind of spectrum. As a result, LTE was designed to take the best advantage of it while providing the best QoE in mainly outdoor scenarios. The PhD thesis starts in this context and evolves with these two technologies. In the first chapters, the thesis studies radio resource management solutions for standalone operation of Wi-Fi in unlicensed and LTE in licensed spectrum. We anticipated the now fundamental machine learning trend by working on machine learning-based radio resource management solutions to improve LTE and Wi-Fi operation in their respective spectrum. We pay particular attention to small cell deployments aimed at improving the spectrum efficiency in licensed spectrum, reproducing small range scenarios typical of Wi-Fi settings. IEEE and 3GPP followed evolving the technologies over the years: Wi-Fi has grown into a much more complex and sophisticated technology, incorporating the key features of cellular technologies, like HARQ, OFDMA, MU-MIMO, MAC scheduling and spatial reuse. On the other hand, since Release 13, cellular networks have also been designed for unlicensed spectrum. As a result, the two last chapters of this thesis focus on coexistence scenarios, in which LTE needs to be designed to coexist with Wi-Fi fairly, and NR, the radio access for 5G, with Wi-Fi in 5 GHz and WiGig in 60 GHz. Unlike LTE, which was adapted to operate in unlicensed spectrum, NR-U is natively designed with this feature, including its capability to operate in unlicensed in a complete standalone fashion, a fundamental new milestone for cellular. In this context, our focus of analysis changes. We consider that these two technological families are no longer targeting complementarity but are now competing, and we claim that this will be the trend for the years to come. To enable the research in these multi-RAT scenarios, another fundamental result of this PhD thesis, besides the scientific contributions, is the release of high fidelity models for LTE and NR and their coexistence with Wi-Fi and WiGig to the ns-3 open-source community. ns-3 is a popular open-source network simulator, with the characteristic to be multi-RAT and so naturally allows the evaluation of coexistence scenarios between different technologies. These models, for which I led the development, are by academic citations, the most used open-source simulation models for LTE and NR and havereceived fundings from industry (Ubiquisys, WFA, SpiderCloud, Interdigital, Facebook) and federal agencies (NIST, LLNL) over the years.Aquesta tesi doctoral té la característica d’allargar-se durant un llarg període de temps ja que mentre treballava en ella, treballava com a enginyera investigadora a CTTC amb tasques de desenvolupament molt exigents. Això ha endarrerit el dipositar-la més del que m’hagués agradat. D’altra banda, això m’ha donat el privilegi de ser testimoni i estudiar com han evolucionat les tecnologies sense fils durant més d’una dècada des del 4G fins al 5G i més enllà. Quan vaig començar la tesi doctoral, IEEE i 3GPP estaven definint les dues tecnologies sense fils principals en aquell moment, Wi-Fi i LTE, que cobreixen dos objectius de mercat substancialment complementaris. Wi-Fi va ser dissenyat per funcionar principalment en interiors, en espectre sense llicència, i pretenia ser una tecnologia senzilla i barata. La seva tecnologia primària per a la convivència es basava en el supòsit que l’espectre en el que estava operant era de franc, i, per tant, es va dissenyar simplement evitant interferències a través del famós protocol CSMA/CA. D’altra banda, 3GPP estava dissenyant tecnologies per a espectres amb llicència, un tipus d’espectre costós. Com a resultat, LTE està dissenyat per treure’n el màxim profit alhora que proporciona el millor QoE en escenaris principalment a l’aire lliure. La tesi doctoral comença amb aquest context i evoluciona amb aquestes dues tecnologies. En els primers capítols, estudiem solucions de gestió de recursos de radio per a operacions en espectre de Wi-Fi sense llicència i LTE amb llicència. Hem anticipat l’actual tendència fonamental d’aprenentatge automàtic treballant solucions de gestió de recursos de radio basades en l’aprenentatge automàtic per millorar l’LTE i Wi-Fi en el seu espectre respectiu. Prestem especial atenció als desplegaments de cèl·lules petites destinades a millorar la eficiència d’espectre llicenciat, reproduint escenaris de petit abast típics de la configuració Wi-Fi. IEEE i 3GPP van seguir evolucionant les tecnologies al llarg dels anys: El Wi-Fi s’ha convertit en una tecnologia molt més complexa i sofisticada, incorporant les característiques clau de les tecnologies cel·lulars, com ara HARQ i la reutilització espacial. D’altra banda, des de la versió 13, també s’han dissenyat xarxes cel·lulars per a espectre sense llicència. Com a resultat, els dos darrers capítols d’aquesta tesi es centren en aquests escenaris de convivència, on s’ha de dissenyar LTE per conviure amb la Wi-Fi de manera justa, i NR, l’accés a la radio per a 5G amb Wi-Fi a 5 GHz i WiGig a 60 GHz. A diferència de LTE, que es va adaptar per funcionar en espectre sense llicència, NR-U està dissenyat de forma nativa amb aquesta característica, inclosa la seva capacitat per operar sense llicència de forma autònoma completa, una nova fita fonamental per al mòbil. En aquest context, el nostre focus d’anàlisi canvia. Considerem que aquestes dues famílies de tecnologia ja no estan orientades cap a la complementarietat, sinó que ara competeixen, i afirmem que aquesta serà el tendència per als propers anys. Per permetre la investigació en aquests escenaris multi-RAT, un altre resultat fonamental d’aquesta tesi doctoral, a més de les aportacions científiques, és l’alliberament de models d’alta fidelitat per a LTE i NR i la seva coexistència amb Wi-Fi a la comunitat de codi obert ns-3. ns-3 és un popular simulador de xarxa de codi obert, amb la característica de ser multi-RAT i, per tant, permet l’avaluació de manera natural d’escenaris de convivència entre diferents tecnologies. Aquests models, pels quals he liderat el desenvolupament, són per cites acadèmiques, els models de simulació de codi obert més utilitzats per a LTE i NR i que han rebut finançament de la indústria (Ubiquisys, WFA, SpiderCloud, Interdigital, Facebook) i agències federals (NIST, LLNL) al llarg dels anys.Esta tesis doctoral tiene la característica de extenderse durante mucho tiempo porque mientras trabajaba en ella, trabajaba como ingeniera de investigación en CTTC con tareas de desarrollo muy exigentes. Esto ha retrasado el depósito más de lo que me hubiera gustado. Por otro lado, gracias a ello, he tenido el privilegio de presenciar y estudiar como las tecnologías inalámbricas han evolucionado durante una década, de 4G a 5G y más allá. Cuando comencé mi tesis doctoral, IEEE y 3GPP estaban definiendo las dos principales tecnologías inalámbricas en ese momento, Wi-Fi y LTE, cumpliendo dos objetivos de mercado sustancialmente complementarios. Wi-Fi fue diseñado para funcionar principalmente en interiores, en un espectro sin licencia, y estaba destinado a ser una tecnología simple y barata. Su tecnología primaria para la convivencia se basaba en el supuesto en que el espectro en el que estaba operando era gratis, y así fue diseñado simplemente evitando interferencias a través del famoso protocolo CSMA/CA. Por otro lado, 3GPP estaba diseñando tecnologías para espectro con licencia, un tipo de espectro costoso. Como resultado, LTE está diseñado para aprovechar el espectro al máximo proporcionando al mismo tiempo el mejor QoE en escenarios principalmente al aire libre. La tesis doctoral parte de este contexto y evoluciona con estas dos tecnologías. En los primeros capítulos, estudiamos las soluciones de gestión de recursos de radio para operación en espectro Wi-Fi sin licencia y LTE con licencia. Anticipamos la tendencia ahora fundamental de aprendizaje automático trabajando en soluciones de gestión de recursos de radio para mejorar LTE y funcionamiento deWi-Fi en su respectivo espectro. Prestamos especial atención a las implementaciones de células pequeñas destinadas a mejorar la eficiencia de espectro licenciado, reproduciendo los típicos escenarios de rango pequeño de la configuración Wi-Fi. IEEE y 3GPP siguieron evolucionando las tecnologías a lo largo de los años: Wi-Fi se ha convertido en una tecnología mucho más compleja y sofisticada, incorporando las características clave de las tecnologías celulares, como HARQ, OFDMA, MU-MIMO, MAC scheduling y la reutilización espacial. Por otro lado, desde la Release 13, también se han diseñado redes celulares para espectro sin licencia. Como resultado, los dos últimos capítulos de esta tesis se centran en estos escenarios de convivencia, donde LTE debe diseñarse para coexistir con Wi-Fi de manera justa, y NR, el acceso por radio para 5G con Wi-Fi en 5 GHz y WiGig en 60 GHz. A diferencia de LTE, que se adaptó para operar en espectro sin licencia, NR-U está diseñado de forma nativa con esta función, incluyendo su capacidad para operar sin licencia de forma completamente independiente, un nuevo hito fundamental para los celulares. En este contexto, cambia nuestro enfoque de análisis. Consideramos que estas dos familias tecnológicas ya no tienen como objetivo la complementariedad, sino que ahora están compitiendo, y afirmamos que esta será la tendencia para los próximos años. Para permitir la investigación en estos escenarios de múltiples RAT, otro resultado fundamental de esta tesis doctoral, además de los aportes científicos, es el lanzamiento de modelos de alta fidelidad para LTE y NR y su coexistencia con Wi-Fi y WiGig a la comunidad de código abierto de ns-3. ns-3 es un simulador popular de red de código abierto, con la característica de ser multi-RAT y así, naturalmente, permite la evaluación de escenarios de convivencia entre diferentes tecnologías. Estos modelos, para los cuales lideré el desarrollo, son por citas académicas, los modelos de simulación de código abierto más utilizados para LTE y NR y han recibido fondos de la industria (Ubiquisys, WFA, SpiderCloud, Interdigital, Facebook) y agencias federales (NIST, LLNL) a lo largo de los años.Postprint (published version

A cognitive QoS management framework for WLANs

Due to the precipitous growth of wireless networks and the paucity of spectrum, more interference is imposed to the wireless terminals which constraints their performance. In order to preserve such performance degradation, this paper proposes a framework which uses cognitive radio techniques for quality of service (QoS) management of wireless local area networks (LANs). The framework incorporates radio environment maps as input to a cognitive decision engine that steers the network to optimize its QoS parameters such as throughput. A novel experimentally verified heuristic physical model is developed to predict and optimize the throughput of wireless terminals. The framework was applied to realistic stationary and time-variant interference scenarios where an average throughput gain of 344% was achieved in the stationary interference scenario and 70% to 183% was gained in the time-variant interference scenario

Contributions to Improve Cognitive Strategies with Respect to Wireless Coexistence

Cognitive radio (CR) can identify temporarily available opportunities in a shared radio environment to improve spectral efficiency and coexistence behavior of radio systems. It operates as a secondary user (SU) and accommodates itself in detected opportunities with an intention to avoid harmful collisions with coexisting primary user (PU) systems. Such opportunistic operation of a CR system requires efficient situational awareness and reliable decision making for radio resource allocation. Situational awareness includes sensing the environment followed by a hypothesis testing for detection of available opportunities in the coexisting environment. This process is often known as spectral hole detection. Situational knowledge can be further enriched by forecasting the primary activities in the radio environment using predictive modeling based approaches. Improved knowledge about the coexisting environment essentially means better decision making for secondary resource allocation. This dissertation identifies limitations of existing predictive modeling and spectral hole detection based resource allocation strategies and suggest improvements. Firstly, accurate and efficient estimation of statistical parameters of the radio environment is identified as a fundamental challenge to realize predictive modeling based cognitive approaches. Lots of useful training data which are essential to learn the system parameters are not available either because of environmental effects such as noise, interference and fading or because of limited system resources particularly sensor bandwidth. While handling environmental effects to improve signal reception in radio systems has already gained much attention, this dissertation addresses the problem of data losses caused by limited sensor bandwidth as it is totally ignored so far and presents bandwidth independent parameter estimation methods. Where, bandwidth independent means achieving the same level of estimation accuracy for any sensor bandwidth. Secondly, this dissertation argues that the existing hole detection strategies are dumb because they provide very little information about the coexisting environment. Decision making for resource allocation based on this dumb hole detection approach cannot optimally exploit the opportunities available in the coexisting environment. As a solution, an intelligent hole detection scheme is proposed which suggests classifying the primary systems and using the documented knowledge of identified radio technologies to fully understand their coexistence behavior. Finally, this dissertation presents a neuro-fuzzy signal classifier (NFSC) that uses bandwidth, operating frequency, pulse shape, hopping behavior and time behavior of signals as distinct features in order to xii identify the PU signals in coexisting environments. This classifier provides the foundation for bandwidth independent parameter estimation and intelligent hole detection. MATLAB/Simulink based simulations are used to support the arguments throughout in this dissertation. A proof-of-concept demonstrator using microcontroller and hardware defined radio (HDR) based transceiver is also presented at the end.</p

A dynamic access point allocation algorithm for dense wireless LANs using potential game

This work introduces an innovative Access Point (AP) allocation algorithm for dense Wi-Fi networks, which relies on a centralised potential game developed in a Software-Defined Wireless Networking (SDWN)-based framework. The proposed strategy optimises the allocation of the Wi-Fi stations (STAs) to APs and allows their dynamic reallocation according to possible changes in the capacity of the Wi-Fi network. This paper illustrates the design of the proposed framework based on SDWN and the implementation of the potential game-based algorithm, which includes two possible strategies. The main novel contribution of this work is that the algorithm allows us to efficiently reallocate the STAs by considering external interference, which can negatively affect the capacities of the APs handled by the SDWN controller. Moreover, the paper provides a detailed performance analysis of the algorithm, which describes the significant improvements achieved with respect to the state of the art. Specifically, the results have been compared against the AP selection considered by the IEEE 802.11 standards and another centralised algorithm dealing with the same problem, in terms of the data bit rate provided to the STAs, their dissatisfaction and Quality of Experience (QoE). Finally, the paper analyses the trade-off between efficient performance and the computational complexity achieved by the strategies implemented in the proposed algorithm

WLAN-paikannuksen elinkaaren tukeminen

The advent of GPS positioning at the turn of the millennium provided consumers with worldwide access to outdoor location information. For the purposes of indoor positioning, however, the GPS signal rarely penetrates buildings well enough to maintain the same level of positioning granularity as outdoors. Arriving around the same time, wireless local area networks (WLAN) have gained widespread support both in terms of infrastructure deployments and client proliferation. A promising approach to bridge the location context then has been positioning based on WLAN signals. In addition to being readily available in most environments needing support for location information, the adoption of a WLAN positioning system is financially low-cost compared to dedicated infrastructure approaches, partly due to operating on an unlicensed frequency band. Furthermore, the accuracy provided by this approach is enough for a wide range of location-based services, such as navigation and location-aware advertisements. In spite of this attractive proposition and extensive research in both academia and industry, WLAN positioning has yet to become the de facto choice for indoor positioning. This is despite over 20 000 publications and the foundation of several companies. The main reasons for this include: (i) the cost of deployment, and re-deployment, which is often significant, if not prohibitive, in terms of work hours; (ii) the complex propagation of the wireless signal, which -- through interaction with the environment -- renders it inherently stochastic; (iii) the use of an unlicensed frequency band, which means the wireless medium faces fierce competition by other technologies, and even unintentional radiators, that can impair traffic in unforeseen ways and impact positioning accuracy. This thesis addresses these issues by developing novel solutions for reducing the effort of deployment, including optimizing the indoor location topology for the use of WLAN positioning, as well as automatically detecting sources of cross-technology interference. These contributions pave the way for WLAN positioning to become as ubiquitous as the underlying technology.GPS-paikannus avattiin julkiseen käyttöön vuosituhannen vaihteessa, jonka jälkeen sitä on voinut käyttää sijainnin paikantamiseen ulkotiloissa kaikkialla maailmassa. Sisätiloissa GPS-signaali kuitenkin harvoin läpäisee rakennuksia kyllin hyvin voidakseen tarjota vastaavaa paikannustarkkuutta. Langattomat lähiverkot (WLAN), mukaan lukien tukiasemat ja käyttölaitteet, yleistyivät nopeasti samoihin aikoihin. Näiden verkkojen signaalien käyttö on siksi alusta asti tarjonnut lupaavia mahdollisuuksia sisätilapaikannukseen. Useimmissa ympäristöissä on jo valmiit WLAN-verkot, joten paikannuksen käyttöönotto on edullista verrattuna järjestelmiin, jotka vaativat erillisen laitteiston. Tämä johtuu osittain lisenssivapaasta taajuusalueesta, joka mahdollistaa kohtuuhintaiset päätelaitteet. WLAN-paikannuksen tarjoama tarkkuus on lisäksi riittävä monille sijaintipohjaisille palveluille, kuten suunnistamiselle ja paikkatietoisille mainoksille. Näistä lupaavista alkuasetelmista ja laajasta tutkimuksesta huolimatta WLAN-paikannus ei ole kuitenkaan pystynyt lunastamaan paikkaansa pääasiallisena sisätilapaikannusmenetelmänä. Vaivannäöstä ei ole puutetta; vuosien saatossa on julkaistu yli 20 000 tieteellistä artikkelia sekä perustettu useita yrityksiä. Syitä tähän kehitykseen on useita. Ensinnäkin, paikannuksen pystyttäminen ja ylläpito vaativat aikaa ja vaivaa. Toiseksi, langattoman signaalin eteneminen ja vuorovaikutus ympäristön kanssa on hyvin monimutkaista, mikä tekee mallintamisesta vaikeaa. Kolmanneksi, eri teknologiat ja laitteet kilpailevat lisenssivapaan taajuusalueen käytöstä, mikä johtaa satunnaisiin paikannustarkkuuteen vaikuttaviin tietoliikennehäiriöihin. Väitöskirja esittelee uusia menetelmiä joilla voidaan merkittävästi pienentää paikannusjärjestelmän asennuskustannuksia, jakaa ympäristö automaattisesti osiin WLAN-paikannusta varten, sekä tunnistaa mahdolliset langattomat häiriölähteet. Nämä kehitysaskeleet edesauttavat WLAN-paikannuksen yleistymistä jokapäiväiseen käyttöön

Cognitive radio systems in LTE networks

This thesis was submitted for the award of Doctor of Philosophy and was awarded by Brunel University London.The most important fact in the mobile industry at the moment is that demand for wireless services will continue to expand in the coming years. Therefore, it is vital to find more spectrums through cognitive radios for the growing numbers of services and users. However, the spectrum reallocations, enhanced receivers, shared use, or secondary markets-will not likely, by themselves or in combination, meet the real exponential increases in demand for wireless resources. Network operators will also need to re-examine network architecture, and consider integrating the fibre and wireless networks to address this issue. This thesis involves driving fibre deeper into cognitive networks, deploying microcells connected through fibre infrastructure to the backbone LTE networks, and developing the algorithms for diverting calls between the wireless and fibre systems, introducing new coexistence models, and mobility management. This research addresses the network deployment scenarios to a microcell-aided cognitive network, specifically slicing the spectrum spatially and providing reliable coverage at either tier. The goal of this research is to propose new method of decentralized-to-distributed management techniques that overcomes the spectrum unavailability barrier overhead in ongoing and future deployments of multi-tiered cognitive network architectures. Such adjustments will propose new opportunities in cognitive radio-to-fibre systematic investment strategies. Specific contributions include: 1) Identifying the radio access technologies and radio over fibre solution for cognitive network infrastructure to increase the uplink capacity analysis in two-tier networks. 2) Coexistence of macro and microcells are studied to propose a roadmap for optimising the deployment of cognitive microcells inside LTE macrocells in the case of considering radio over fibre access systems. 3) New method for roaming mobiles moving between microcells and macrocell coverage areas is proposed for managing spectrum handover, operator database, authentication and accounting by introducing the channel assigning agent entity. The ultimate goal is to reduce unnecessary channel adaptation

Video QoS/QoE over IEEE802.11n/ac: A Contemporary Survey

The demand for video applications over wireless networks has tremendously increased, and IEEE 802.11 standards have provided higher support for video transmission. However, providing Quality of Service (QoS) and Quality of Experience (QoE) for video over WLAN is still a challenge due to the error sensitivity of compressed video and dynamic channels. This thesis presents a contemporary survey study on video QoS/QoE over WLAN issues and solutions. The objective of the study is to provide an overview of the issues by conducting a background study on the video codecs and their features and characteristics, followed by studying QoS and QoE support in IEEE 802.11 standards. Since IEEE 802.11n is the current standard that is mostly deployed worldwide and IEEE 802.11ac is the upcoming standard, this survey study aims to investigate the most recent video QoS/QoE solutions based on these two standards. The solutions are divided into two broad categories, academic solutions, and vendor solutions. Academic solutions are mostly based on three main layers, namely Application, Media Access Control (MAC) and Physical (PHY) which are further divided into two major categories, single-layer solutions, and cross-layer solutions. Single-layer solutions are those which focus on a single layer to enhance the video transmission performance over WLAN. Cross-layer solutions involve two or more layers to provide a single QoS solution for video over WLAN. This thesis has also presented and technically analyzed QoS solutions by three popular vendors. This thesis concludes that single-layer solutions are not directly related to video QoS/QoE, and cross-layer solutions are performing better than single-layer solutions, but they are much more complicated and not easy to be implemented. Most vendors rely on their network infrastructure to provide QoS for multimedia applications. They have their techniques and mechanisms, but the concept of providing QoS/QoE for video is almost the same because they are using the same standards and rely on Wi-Fi Multimedia (WMM) to provide QoS

NeuDetect: A neural network data mining system for wireless network intrusion detection

This thesis proposes an Intrusion Detection System, NeuDetect, which applies Neural Network technique to wireless network packets captured through hardware sensors for purposes of real time detection of anomalous packets. To address the problem of high false alarm rate confronted by the current wireless intrusion detection systems, this thesis presents a method of applying the artificial neural networks technique to the wireless network intrusion detection system. The proposed system solution approach is to find normal and anomalous patterns on preprocessed wireless packet records by comparing them with training data using Back-propagation algorithm. An anomaly score is assigned to each packet by calculating the difference between the output error and threshold. If the anomaly score is positive then the wireless packet is flagged as anomalous and is negative then the packet is flagged as normal. If the anomaly score is zero or close to zero it will be flagged as an unknown attack and will be sent back to training process for re-evaluation