Achievable Rates of Multi-User Millimeter Wave Systems with Hybrid Precoding

Millimeter wave (mmWave) systems will likely employ large antenna arrays at both the transmitters and receivers. A natural application of antenna arrays is simultaneous transmission to multiple users, which requires multi-user precoding at the transmitter. Hardware constraints, however, make it difficult to apply conventional lower frequency MIMO precoding techniques at mmWave. This paper proposes and analyzes a low complexity hybrid analog/digital beamforming algorithm for downlink multi-user mmWave systems. Hybrid precoding involves a combination of analog and digital processing that is motivated by the requirement to reduce the power consumption of the complete radio frequency and mixed signal hardware. The proposed algorithm configures hybrid precoders at the transmitter and analog combiners at multiple receivers with a small training and feedback overhead. For this algorithm, we derive a lower bound on the achievable rate for the case of single-path channels, show its asymptotic optimality at large numbers of antennas, and make useful insights for more general cases. Simulation results show that the proposed algorithm offers higher sum rates compared with analog-only beamforming, and approaches the performance of the unconstrained digital precoding solutions.Comment: to be presented in IEEE ICC 2015 - Workshop on 5G & Beyond - Enabling Technologies and Application

An Efficient Signaling for Multi-mode Transmission in Multi-user MIMO

In this paper the downlink of a multi-user MIMO (MUMIMO) system with multi-mode transmission is considered. We propose a low-complexity algorithm for selecting users and the corresponding number of data streams to each user, denoted as user transmission mode (UTM). The selection is only based on the average received signal-to-noise ratio (SNR) from the base station (BS) for each user. This reduces the overall amount of feedback for scheduling, as opposed to techniques that assume perfect instantaneous channel state information (CSI) from all users. Analytical average throughput approximations are derived for each user at different UTMs. Simulation results demonstrate that the proposed algorithm provides performance close to dirty paper coding (DPC) with considerably reduced feedback

Limited Feedback-based Block Diagonalization for the MIMO Broadcast Channel

Block diagonalization is a linear precoding technique for the multiple antenna broadcast (downlink) channel that involves transmission of multiple data streams to each receiver such that no multi-user interference is experienced at any of the receivers. This low-complexity scheme operates only a few dB away from capacity but requires very accurate channel knowledge at the transmitter. We consider a limited feedback system where each receiver knows its channel perfectly, but the transmitter is only provided with a finite number of channel feedback bits from each receiver. Using a random quantization argument, we quantify the throughput loss due to imperfect channel knowledge as a function of the feedback level. The quality of channel knowledge must improve proportional to the SNR in order to prevent interference-limitations, and we show that scaling the number of feedback bits linearly with the system SNR is sufficient to maintain a bounded rate loss. Finally, we compare our quantization strategy to an analog feedback scheme and show the superiority of quantized feedback.Comment: 20 pages, 4 figures, submitted to IEEE JSAC November 200

Increasing Downlink Cellular Throughput with Limited Network MIMO Coordination

Single-user, multiuser, and network MIMO performance is evaluated for downlink cellular networks with 12 antennas per site, sectorization, universal frequency reuse, scheduled packet-data, and a dense population of stationary users. Compared to a single-user MIMO baseline system with 3 sectors per site, network MIMO coordination is found to increase throughput by a factor of 1.8 with intra-site coordination among antennas belonging to the same cell site. Intra-site coordination performs almost as well as a highly sectorized system with 12 sectors per site. Increasing the coordination cluster size from 1 to 7 sites increases the throughput gain factor to 2.5

A Dynamic Clustering and Resource Allocation Algorithm for Downlink CoMP Systems with Multiple Antenna UEs

Coordinated multi-point (CoMP) schemes have been widely studied in the recent years to tackle the inter-cell interference. In practice, latency and throughput constraints on the backhaul allow the organization of only small clusters of base stations (BSs) where joint processing (JP) can be implemented. In this work we focus on downlink CoMP-JP with multiple antenna user equipments (UEs) and propose a novel dynamic clustering algorithm. The additional degrees of freedom at the UE can be used to suppress the residual interference by using an interference rejection combiner (IRC) and allow a multistream transmission. In our proposal we first define a set of candidate clusters depending on long-term channel conditions. Then, in each time block, we develop a resource allocation scheme by jointly optimizing transmitter and receiver where: a) within each candidate cluster a weighted sum rate is estimated and then b) a set of clusters is scheduled in order to maximize the system weighted sum rate. Numerical results show that much higher rates are achieved when UEs are equipped with multiple antennas. Moreover, as this performance improvement is mainly due to the IRC, the gain achieved by the proposed approach with respect to the non-cooperative scheme decreases by increasing the number of UE antennas.Comment: 27 pages, 8 figure

Antenna Combining for the MIMO Downlink Channel

A multiple antenna downlink channel where limited channel feedback is available to the transmitter is considered. In a vector downlink channel (single antenna at each receiver), the transmit antenna array can be used to transmit separate data streams to multiple receivers only if the transmitter has very accurate channel knowledge, i.e., if there is high-rate channel feedback from each receiver. In this work it is shown that channel feedback requirements can be significantly reduced if each receiver has a small number of antennas and appropriately combines its antenna outputs. A combining method that minimizes channel quantization error at each receiver, and thereby minimizes multi-user interference, is proposed and analyzed. This technique is shown to outperform traditional techniques such as maximum-ratio combining because minimization of interference power is more critical than maximization of signal power in the multiple antenna downlink. Analysis is provided to quantify the feedback savings, and the technique is seen to work well with user selection and is also robust to receiver estimation error.Comment: Submitted to IEEE Trans. Wireless Communications April 2007. Revised August 200

Adaptive Bit Partitioning for Multicell Intercell Interference Nulling with Delayed Limited Feedback

Base station cooperation can exploit knowledge of the users' channel state information (CSI) at the transmitters to manage co-channel interference. Users have to feedback CSI of the desired and interfering channels using finite-bandwidth backhaul links. Existing codebook designs for single-cell limited feedback can be used for multicell cooperation by partitioning the available feedback resources between the multiple channels. In this paper, a new feedback-bit allocation strategy is proposed, as a function of the delays in the communication links and received signal strengths in the downlink. Channel temporal correlation is modeled as a function of delay using the Gauss-Markov model. Closed-form expressions for bit partitions are derived to allocate more bits to quantize the stronger channels with smaller delays and fewer bits to weaker channels with larger delays, assuming random vector quantization. Cellular network simulations are used to show that the proposed algorithm yields higher sum-rates than an equal-bit allocation technique.Comment: Submitted to IEEE Transactions on Signal Processing, July 201

Receive Combining vs. Multi-Stream Multiplexing in Downlink Systems with Multi-Antenna Users

In downlink multi-antenna systems with many users, the multiplexing gain is strictly limited by the number of transmit antennas $N$ and the use of these antennas. Assuming that the total number of receive antennas at the multi-antenna users is much larger than $N$, the maximal multiplexing gain can be achieved with many different transmission/reception strategies. For example, the excess number of receive antennas can be utilized to schedule users with effective channels that are near-orthogonal, for multi-stream multiplexing to users with well-conditioned channels, and/or to enable interference-aware receive combining. In this paper, we try to answer the question if the $N$ data streams should be divided among few users (many streams per user) or many users (few streams per user, enabling receive combining). Analytic results are derived to show how user selection, spatial correlation, heterogeneous user conditions, and imperfect channel acquisition (quantization or estimation errors) affect the performance when sending the maximal number of streams or one stream per scheduled user---the two extremes in data stream allocation. While contradicting observations on this topic have been reported in prior works, we show that selecting many users and allocating one stream per user (i.e., exploiting receive combining) is the best candidate under realistic conditions. This is explained by the provably stronger resilience towards spatial correlation and the larger benefit from multi-user diversity. This fundamental result has positive implications for the design of downlink systems as it reduces the hardware requirements at the user devices and simplifies the throughput optimization.Comment: Published in IEEE Transactions on Signal Processing, 16 pages, 11 figures. The results can be reproduced using the following Matlab code: https://github.com/emilbjornson/one-or-multiple-stream