Biometric Applications Based on Multiresolution Analysis Tools

This dissertation is dedicated to the development of new algorithms for biometric applications based on multiresolution analysis tools. Biometric is a unique, measurable characteristic of a human being that can be used to automatically recognize an individual or verify an individual\u27s identity. Biometrics can measure physiological, behavioral, physical and chemical characteristics of an individual. Physiological characteristics are based on measurements derived from direct measurement of a part of human body, such as, face, fingerprint, iris, retina etc. We focussed our investigations to fingerprint and face recognition since these two biometric modalities are used in conjunction to obtain reliable identification by various border security and law enforcement agencies. We developed an efficient and robust human face recognition algorithm for potential law enforcement applications. A generic fingerprint compression algorithm based on state of the art multiresolution analysis tool to speed up data archiving and recognition was also proposed. Finally, we put forth a new fingerprint matching algorithm by generating an efficient set of fingerprint features to minimize false matches and improve identification accuracy. Face recognition algorithms were proposed based on curvelet transform using kernel based principal component analysis and bidirectional two-dimensional principal component analysis and numerous experiments were performed using popular human face databases. Significant improvements in recognition accuracy were achieved and the proposed methods drastically outperformed conventional face recognition systems that employed linear one-dimensional principal component analysis. Compression schemes based on wave atoms decomposition were proposed and major improvements in peak signal to noise ratio were obtained in comparison to Federal Bureau of Investigation\u27s wavelet scalar quantization scheme. Improved performance was more pronounced and distinct at higher compression ratios. Finally, a fingerprint matching algorithm based on wave atoms decomposition, bidirectional two dimensional principal component analysis and extreme learning machine was proposed and noteworthy improvements in accuracy were realized

De-Duplication of Person's Identity Using Multi-Modal Biometrics

The objective of this work is to explore approaches to create unique identities by the de-duplication process using multi-modal biometrics. Various government sectors in the world provide different services and welfare schemes for the beneffit of the people in the society using an identity number. A unique identity (UID) number assigned for every person would obviate the need for a person to produce multiple documentary proofs of his/her identity for availing any government/private services. In the process of creating unique identity of a person, there is a possibility of duplicate identities as the same person might want to get multiple identities in order to get extra beneffits from the Government. These duplicate identities can be eliminated by the de-duplication process using multi-modal biometrics, namely, iris, ngerprint, face and signature. De-duplication is the process of removing instances of multiple enrollments of the same person using the person's biometric data. As the number of people enrolledinto the biometric system runs into billions, the time complexity increases in the de duplication process. In this thesis, three different case studies are presented to address the performance issues of de-duplication process in order to create unique identity of a person

Watermarking techniques for genuine fingerprint authentication.

Fingerprints have been used to authenticate people remotely and allow them access to a system. However, the fingerprint-capture sensor is cracked easily using false fingerprint features constructed from a glass surface. Fake fingerprints, which can be easily obtained by attackers, could cheat the system and this issue remains a challenge in fingerprint-based authentication systems. Thus, a mechanism that can validate the originality of fingerprint samples is desired. Watermarking techniques have been used to enhance the fingerprint-based authentication process, however, none of them have been found to satisfy genuine person verification requirements. This thesis focuses on improving the verification of the genuine fingerprint owner using watermarking techniques. Four research issues are being addressed to achieve the main aim of this thesis. The first research task was to embed watermark into fingerprint images collected from different angles. In verification systems, an acquired fingerprint image is compared with another image, which was stored in the database at the time of enrolment. The displacements and rotations of fingerprint images collected from different angles lead to different sets of minutiae. In this case, the fingerprint-based authentication system operates on the ‘close enough’ matching principle between samples and template. A rejection of genuine samples can occur erroneously in such cases. The process of embedding watermarks into fingerprint samples could make this worse by adding spurious minutiae or corrupting correct minutiae. Therefore, a watermarking method for fingerprint images collected from different angles is proposed. Second, embedding high payload of watermark into fingerprint image and preserving the features of the fingerprint from being affected by the embedded watermark is challenging. In this scenario, embedding multiple watermarks that can be used with fingerprint to authenticate the person is proposed. In the developed multi-watermarks schema, two watermark images of high payloads are embedded into fingerprints without significantly affecting minutiae. Third, the robustness of the watermarking approach against image processing operations is important. The implemented fingerprint watermarking algorithms have been proposed to verify the origin of the fingerprint image; however, they are vulnerable to several modes of image operations that can affect the security level of the authentication system. The embedded watermarks, and the fingerprint features that are used subsequently for authentication purposes, can be damaged. Therefore, the current study has evaluated in detail the robustness of the proposed watermarking methods to the most common image operations. Fourth, mobile biometrics are expected to link the genuine user to a claimed identity in ubiquitous applications, which is a great challenge. Touch-based sensors for capturing fingerprints have been incorporated into mobile phones for user identity authentication. However, an individual fake fingerprint cracking the sensor on the iPhone 5S is a warning that biometrics are only a representation of a person, and are not secure. To make thing worse, the ubiquity of mobile devices leaves much room for adversaries to clone, impersonate or fabricate fake biometric identities and/or mobile devices to defraud systems. Therefore, the integration of multiple identifiers for both the capturing device and its owner into one unique entity is proposed

Casino exclusion technique exploration: Framework development.

Thesis (MBA)-University of Natal, Durban, 2003.The new National Gambling Bill introduces a system of voluntary and court-ordered exclusion of problem gamblers from casinos. A wide range of exclusion techniques for access control could be applied to South African casinos. However, there are no clear criteria on which to base the decision of which system is to be implemented. Various role players need to be considered to determine what can be deployable in casino applications. A framework, from a business perspective, is proposed which allows multiple role players and varied criteria to effectively evaluate a range of possible solutions. The framework is applied to the role players affected by the proposed exclusion of problem gamblers from gambling. The main role players evaluated a number of possible exclusion techniques according to a range of important criteria. The current solution of a security guard at the entrance is superior according to the casino operations department. The casino marketing division places a high emphasis on ease of use for the pUblic. Of the alternative solutions, comparison-based solutions (using an identity book) were preferred by Gambling Anonymous while card-based solutions (proximity card) was found to be preferable by the public. The casino surveillance department preferred non-contact, overt, biometric acquisition (such as iris recognition). Covert biometric acquisition (face recognition) is found to be the most acceptable to all the role players, with fingerprint recognition being the least acceptable. The application of the framework allowed multimodal exclusion techniques (face recognition linked to casino loyalty cards) to emerge as a promising way forward.Pages 27, 28, 60, 89, 90-93 are unclear.Please refer to the print copy if you have difficulty understanding the text

Biometric recognition in automated border control : a survey

The increasing demand for traveler clearance at international border crossing points (BCPs) has motivated research for finding more efficient solutions. Automated border control (ABC) is emerging as a solution to enhance the convenience of travelers, the throughput of BCPs, and national security. This is the first comprehensive survey on the biometric techniques and systems that enable automatic identity verification in ABC. We survey the biometric literature relevant to identity verification and summarize the best practices and biometric techniques applicable to ABC, relying on real experience collected in the field. Furthermore, we select some of the major biometric issues raised and highlight the open research areas

CONTACTLESS FINGERPRINT BIOMETRICS: ACQUISITION, PROCESSING, AND PRIVACY PROTECTION

Biometrics is defined by the International Organization for Standardization (ISO) as \u201cthe automated recognition of individuals based on their behavioral and biological characteristics\u201d Examples of distinctive features evaluated by biometrics, called biometric traits, are behavioral characteristics like the signature, gait, voice, and keystroke, and biological characteristics like the fingerprint, face, iris, retina, hand geometry, palmprint, ear, and DNA. The biometric recognition is the process that permits to establish the identity of a person, and can be performed in two modalities: verification, and identification. The verification modality evaluates if the identity declared by an individual corresponds to the acquired biometric data. Differently, in the identification modality, the recognition application has to determine a person's identity by comparing the acquired biometric data with the information related to a set of individuals. Compared with traditional techniques used to establish the identity of a person, biometrics offers a greater confidence level that the authenticated individual is not impersonated by someone else. Traditional techniques, in fact, are based on surrogate representations of the identity, like tokens, smart cards, and passwords, which can easily be stolen or copied with respect to biometric traits. This characteristic permitted a wide diffusion of biometrics in different scenarios, like physical access control, government applications, forensic applications, logical access control to data, networks, and services. Most of the biometric applications, also called biometric systems, require performing the acquisition process in a highly controlled and cooperative manner. In order to obtain good quality biometric samples, the acquisition procedures of these systems need that the users perform deliberate actions, assume determinate poses, and stay still for a time period. Limitations regarding the applicative scenarios can also be present, for example the necessity of specific light and environmental conditions. Examples of biometric technologies that traditionally require constrained acquisitions are based on the face, iris, fingerprint, and hand characteristics. Traditional face recognition systems need that the users take a neutral pose, and stay still for a time period. Moreover, the acquisitions are based on a frontal camera and performed in controlled light conditions. Iris acquisitions are usually performed at a distance of less than 30 cm from the camera, and require that the user assume a defined pose and stay still watching the camera. Moreover they use near infrared illumination techniques, which can be perceived as dangerous for the health. Fingerprint recognition systems and systems based on the hand characteristics require that the users touch the sensor surface applying a proper and uniform pressure. The contact with the sensor is often perceived as unhygienic and/or associated to a police procedure. This kind of constrained acquisition techniques can drastically reduce the usability and social acceptance of biometric technologies, therefore decreasing the number of possible applicative contexts in which biometric systems could be used. In traditional fingerprint recognition systems, the usability and user acceptance are not the only negative aspects of the used acquisition procedures since the contact of the finger with the sensor platen introduces a security lack due to the release of a latent fingerprint on the touched surface, the presence of dirt on the surface of the finger can reduce the accuracy of the recognition process, and different pressures applied to the sensor platen can introduce non-linear distortions and low-contrast regions in the captured samples. Other crucial aspects that influence the social acceptance of biometric systems are associated to the privacy and the risks related to misuses of biometric information acquired, stored and transmitted by the systems. One of the most important perceived risks is related to the fact that the persons consider the acquisition of biometric traits as an exact permanent filing of their activities and behaviors, and the idea that the biometric systems can guarantee recognition accuracy equal to 100\% is very common. Other perceived risks consist in the use of the collected biometric data for malicious purposes, for tracing all the activities of the individuals, or for operating proscription lists. In order to increase the usability and the social acceptance of biometric systems, researchers are studying less-constrained biometric recognition techniques based on different biometric traits, for example, face recognition systems in surveillance applications, iris recognition techniques based on images captured at a great distance and on the move, and contactless technologies based on the fingerprint and hand characteristics. Other recent studies aim to reduce the real and perceived privacy risks, and consequently increase the social acceptance of biometric technologies. In this context, many studies regard methods that perform the identity comparison in the encrypted domain in order to prevent possible thefts and misuses of biometric data. The objective of this thesis is to research approaches able to increase the usability and social acceptance of biometric systems by performing less-constrained and highly accurate biometric recognitions in a privacy compliant manner. In particular, approaches designed for high security contexts are studied in order improve the existing technologies adopted in border controls, investigative, and governmental applications. Approaches based on low cost hardware configurations are also researched with the aim of increasing the number of possible applicative scenarios of biometric systems. The privacy compliancy is considered as a crucial aspect in all the studied applications. Fingerprint is specifically considered in this thesis, since this biometric trait is characterized by high distinctivity and durability, is the most diffused trait in the literature, and is adopted in a wide range of applicative contexts. The studied contactless biometric systems are based on one or more CCD cameras, can use two-dimensional or three-dimensional samples, and include privacy protection methods. The main goal of these systems is to perform accurate and privacy compliant recognitions in less-constrained applicative contexts with respect to traditional fingerprint biometric systems. Other important goals are the use of a wider fingerprint area with respect to traditional techniques, compatibility with the existing databases, usability, social acceptance, and scalability. The main contribution of this thesis consists in the realization of novel biometric systems based on contactless fingerprint acquisitions. In particular, different techniques for every step of the recognition process based on two-dimensional and three-dimensional samples have been researched. Novel techniques for the privacy protection of fingerprint data have also been designed. The studied approaches are multidisciplinary since their design and realization involved optical acquisition systems, multiple view geometry, image processing, pattern recognition, computational intelligence, statistics, and cryptography. The implemented biometric systems and algorithms have been applied to different biometric datasets describing a heterogeneous set of applicative scenarios. Results proved the feasibility of the studied approaches. In particular, the realized contactless biometric systems have been compared with traditional fingerprint recognition systems, obtaining positive results in terms of accuracy, usability, user acceptability, scalability, and security. Moreover, the developed techniques for the privacy protection of fingerprint biometric systems showed satisfactory performances in terms of security, accuracy, speed, and memory usage

The Application of the Human-Biometric Sensor Interaction Method to Automated Border Control Systems

Biometrics components are used in many different systems and technologies to verify that the user is whom they say they are. In Automated Border Control systems, biometrics components used in conjunction with a traveller's documents to make sure the user is whom they say they are so that they can cross into a countries borders. The systems are expected to verify the identity with a higher degree than officers who manually check travellers. Each year the number of travellers crossing through a country borders increases and so systems are expected to handle bigger demands; through improving the user experience to ensuring accuracy and performance standards increase. While the system does bring its benefits through increased speed and higher security, there are drawbacks. One of the main issues with the systems is a lack of standardisation across implementations. Passing through an automated process at Heathrow may be different to Hong Kong. The infrastructure, information, environment and guidance given during the transaction will all greatly differ for the user. Furthermore, the individual components and subsequent processing will be evaluated using a different methodology too. This thesis reports on the contrasts between implementations, looking at solutions which utilise different biometric modalities and travel documents. Several models are devised to establish a process map which can be applied to all systems. Investigating further, a framework is described for a novel assessment method to evaluate the performance of a system. An RGB-D sensor is implemented, to track and locate the user within an interactive environment. By doing so, the user's interaction is assessed in real-time. Studies then report on the effectiveness of the solution within a replicated border control scenario. Several relationships are studied to improve the technologies used within the scenario. Successful implementation of the automated assessment method may improve the user's experience with systems, improving information and guidance, increasing the likelihood of successful interaction while maintaining a high level of security and quicker processing times