Transmitter architectures with digital modulators, D/A converters and switching-mode power amplifiers

This thesis is composed of nine publications and an overview of the research topic, which also summarises the work. The research described in this thesis focuses on research into the digitalisation of wireless communication base station transmitters. In particular it has three foci: digital modulation, D/A conversion and switching-mode power amplification. The main interest in the implementation of these circuits is in CMOS. The work summarizes the designs of several circuit blocks of a wireless transmitter base station. In the baseband stage, a multicarrier digital modulator that combines multiple modulated signals at different carrier frequencies digitally at baseband, and a multimode digital modulator that can be operated for three different communications standards, are implemented as integrated circuits. The digital modulators include digital power ramping and power level control units for transmission bursts. The upconversion of the baseband signal is implemented using an integrated digital quadrature modulator. The work presented provides insight into the digital-to-analogue interface in the transmitters. This interface is studied both by implementing an intermediate frequency D/A converter in BiCMOS technology and bandpass Delta-Sigma modulator-based D/A conversion in CMOS technology. Finally, the last part of the work discusses switching-mode power amplifiers which are experimented with both as discrete and integrated implementations in conjunction with 1-bit Delta-Sigma modulation and pulse-width modulation as input signal generation methods.Tämä väitöskirja koostuu yhdeksästä julkaisusta ja tutkimusaiheen yhteenvedosta. Väitöskirjassa esitetty tutkimus keskittyy langattaman viestinnän tukiasemien lähettimien digitalisoinnin tutkimukseen. Yksityiskohtaisemmin tutkimusalueet ovat: digitaalinen modulaatio, D/A muunnos ja kytkinmuotoiset tehovahvistimet. Näiden elektronisten piirien toteutuksessa keskitytään CMOS teknologiaan. Työ vetää yhteen useiden langattoman viestinnän tukiasemien lähettimien piirilohkojen suunnittelun. Kantataajuusasteella toteutetaan integroituna piirinä monikantoaaltoinen digitaalinen modulaattori, joka yhdistää useita moduloituja signaaleja eri kantoaalloilla digitaalisesti ja monistandardi digitaalinen modulaatori, joka tukee kolmea eri viestintästandardia. Digitaaliset modulaattoripiirit sisältävät digitaalisen tehoramping ja tehotason säätöyksikön lähetyspurskeita varten. Kantataajuussignaalin ylössekoitus toteutetaan integroitua digitaalista kvadratuurimodulaattoria käyttäen. Esitetty työ antaa näkemystä lähettimien digitalia-analogia rajapintaan, jota tutkitaan toteuttamalla välitaajuinen D/A muunnin BiCMOS teknologialla ja päästökaistainen Delta-Sigma-modulaattoripohjainen D/A muunnin CMOS teknologialla. Lopuksi työn viimeinen osa käsittelee kytkinmuotoisia tehovahvistimia, joita tutkitaan kokeellisesti sekä erilliskompontein toteutettuina piirein että integroiduin piirein toteutettuina käyttäen sisääntulosignaalin muodostamismenetemänä yksibittistä Delta-Sigma-modulaatiota ja pulssin leveys modulaatiota.reviewe

Symbol Synchronization for SDR Using a Polyphase Filterbank Based on an FPGA

This paper is devoted to the proposal of a highly efficient symbol synchronization subsystem for Software Defined Radio. The proposed feedback phase-locked loop timing synchronizer is suitable for parallel implementation on an FPGA. The polyphase FIR filter simultaneously performs matched-filtering and arbitrary interpolation between acquired samples. Determination of the proper sampling instant is achieved by selecting a suitable polyphase filterbank using a derived index. This index is determined based on the output either the Zero-Crossing or Gardner Timing Error Detector. The paper will extensively focus on simulation of the proposed synchronization system. On the basis of this simulation, a complete, fully pipelined VHDL description model is created. This model is composed of a fully parallel polyphase filterbank based on distributed arithmetic, timing error detector and interpolation control block. Finally, RTL synthesis on an Altera Cyclone IV FPGA is presented and resource utilization in comparison with a conventional model is analyzed

Digital resampling and timing recovery in QAM systems

Digital resampling is a process that converts a digital signal from one sampling rate to another. This process is performed by means of interpolating between the input samples to produce output samples at an output sampling rate. The digital interpolation process is accomplished with an interpolation filter. The problem of resampling digital signals at an output sampling rate that is incommensurate with the input sampling rate is the first topic of this thesis. This problem is often encountered in practice, for example in multiplexing video signals from different sources for the purpose of distribution. There are basically two approaches to resample the signals. Both approaches are thoroughly described and practical circuits for hardware implementation are provided. A comparison of the two circuits shows that one circuit requires a division to compute the new sampling times. This time scaling operation adds complexity to the implementation with no performance advantage over the other circuit, and makes the 'division free' circuit the preferred one for resampling. The second topic of this thesis is performance analysis of interpolation filters for Quadrature Amplitude Modulation (QAM) signals in the context of timing recovery. The performance criterion of interest is Modulation Error Ratio (MER), which is considered to be a very useful indicator of the quality of modulated signals in QAM systems. The methodology of digital resampling in hardware is employed to describe timing recovery circuits and propose an approach to evaluate the performance of interpolation filters. A MER performance analysis circuit is then devised. The circuit is simulated with MATLAB/Simulink as well as implemented in Field Programmable Gate Array (FPGA). Excellent agreement between results obtained from simulation and hardware implementation proves the validity of the methodology and practical application of the research works

Hybrid DDS-PLL based reconfigurable oscillators with high spectral purity for cognitive radio

Analytical, design and simulation studies on the performance optimization of reconfigurable architecture of a Hybrid DDS – PLL are presented in this thesis. The original contributions of this thesis are aimed towards the DDS, the dithering (spur suppression) scheme and the PLL. A new design of Taylor series-based DDS that reduces the dynamic power and number of multipliers is a significant contribution of this thesis. This thesis compares dynamic power and SFDR achieved in the design of varieties of DDS such as Quartic, Cubic, Linear and LHSC. This thesis proposes two novel schemes namely “Hartley Image Suppression” and “Adaptive Sinusoidal Interference Cancellation” overcoming the low noise floor of traditional dithering schemes. The simulation studies on a Taylor series-based DDS reveal an improvement in SFDR from 74 dB to 114 dB by using Least Mean Squares -Sinusoidal Interference Canceller (LM-SIC) with the noise floor maintained at -200 dB. Analytical formulations have been developed for a second order PLL to relate the phase noise to settling time and Phase Margin (PM) as well as to relate jitter variance and PM. New expressions relating phase noise to PM and lock time to PM are derived. This thesis derives the analytical relationship between the roots of the characteristic equation of a third order PLL and its performance metrics like PM, Gardner’s stability factor, jitter variance, spur gain and ratio of noise power to carrier power. This thesis presents an analysis to relate spur gain and capacitance ratio of a third order PLL. This thesis presents an analytical relationship between the lock time and the roots of its characteristic equation of a third order PLL. Through Vieta’s circle and Vieta’s angle, the performance metrics of a third order PLL are related to the real roots of its characteristic equation

Real-Time FPGA-Based Testbed for Evaluating Digital Predistortion in Fully Digital MIMO Transmitters

As one of the key enabling technologies of 5G networks, massive multiple-input, multiple-output (MIMO) transmitters use many transmit chains to ensure a very high data rate and acceptable signal quality. Realizing Massive MIMO not only includes increasing antenna count but also requires proportionally more power amplifiers (PAs). Digital predistortion (DPD) is a well-established signal processing method that mitigates the non-linearities of a PA when operated near saturation. Design tradeoffs must be carefully considered to reduce the system's overall power requirements given the high PA count in MIMO systems. This implies DPD power consumption for each transmission chain must be minimized. Apart from this, larger transmission bandwidths in next-generation networks require high hardware clock rates on the order of a few gigahertz. Current hardware can satisfy clock rates of up to hundreds of megahertz. Thus, there is a need for parallelized signal processing methods to meet bandwidth requirements. This thesis investigates and addresses some challenges for deploying massive MIMO systems by designing and building a reconfigurable digital signal processing (DSP) testbed that allows for the implementation and validation of real-time DSP algorithms including DPD, for fully digital massive MIMO transceivers. This testbed allows transmission of up to 16 fully digital transmission chains at sub-6 GHz frequencies and supports up to 120 MHz of modulation bandwidths. Finally, a low-complexity and parallelized piecewise-linear (PWL) dual-input dual-output (DISO) DPD solution is proposed for linearizing MIMO transmitters. This DPD solution is realized with a commercially available field-programmable-gate-array (FPGA)

High performance continuous-time filters for information transfer systems

Vast attention has been paid to active continuous-time filters over the years. Thus as the cheap, readily available integrated circuit OpAmps replaced their discrete circuit versions, it became feasible to consider active-RC filter circuits using large numbers of OpAmps. Similarly the development of integrated operational transconductance amplifier (OTA) led to new filter configurations. This gave rise to OTA-C filters, using only active devices and capacitors, making it more suitable for integration. The demands on filter circuits have become ever more stringent as the world of electronics and communications has advanced. In addition, the continuing increase in the operating frequencies of modern circuits and systems increases the need for active filters that can perform at these higher frequencies; an area where the LC active filter emerges. What mainly limits the performance of an analog circuit are the non-idealities of the used building blocks and the circuit architecture. This research concentrates on the design issues of high frequency continuous-time integrated filters. Several novel circuit building blocks are introduced. A novel pseudo-differential fully balanced fully symmetric CMOS OTA architecture with inherent common-mode detection is proposed. Through judicious arrangement, the common-mode feedback circuit can be economically implemented. On the level of system architectures, a novel filter low-voltage 4th order RF bandpass filter structure based on emulation of two magnetically coupled resonators is presented. A unique feature of the proposed architecture is using electric coupling to emulate the effect of the coupled-inductors, thus providing bandwidth tuning with small passband ripple. As part of a direct conversion dual-mode 802.11b/Bluetooth receiver, a BiCMOS 5th order low-pass channel selection filter is designed. The filter operated from a single 2.5V supply and achieves a 76dB of out-of-band SFDR. A digital automatic tuning system is also implemented to account for process and temperature variations. As part of a Bluetooth transmitter, a low-power quadrature direct digital frequency synthesizer (DDFS) is presented. Piecewise linear approximation is used to avoid using a ROM look-up table to store the sine values in a conventional DDFS. Significant saving in power consumption, due to the elimination of the ROM, renders the design more suitable for portable wireless communication applications

Analysis and design of ΣΔ Modulators for Radio Frequency Switchmode Power Amplifiers

Power amplifiers are an integral part of every basestation, macrocell, microcell and mobile phone, enabling data to be sent over the distances needed to reach the receiver’s antenna. While linear operation is needed for transmitting WCDMA and OFDM signals, linear operation of a power amplifier is characterized by low power efficiency, and contributes to unwanted power dissipation in a transmitter. Recently, a switchmode power amplifier operation was considered for reducing power losses in a RF transmitter. A linear and efficient operation of a PA can be achieved when the transmitted RF signal is ΣΔ modu- lated, and subsequently amplified by a nonlinear device. Although in theory this approach offers linearity and efficiency reaching 100%, the use of ΣΔ modulation for transmitting wideband signals causes problems in practical implementation: it requires high sampling rate by the digital hardware, which is needed for shaping large contents of a quantization noise induced by the modulator but also, the binary output from the modulator needs an RF power amplifier operating over very wide frequency band. This thesis addresses the problem of noise shaping in a ΣΔ modulator and nonlinear distortion caused by broadband operation in switchmode power amplifier driven by a ΣΔ modulated waveform. The problem of sampling rate increase in a ΣΔ modulator is solved by optimizing structure of the modulator, and subsequent processing of an input signal’s samples in parallel. Independent from the above, a novel technique for reducing quan- tization noise in a bandpass ΣΔ modulator using single bit quantizer is presented. The technique combines error pulse shaping and 3-level quantization for improving signal to noise ratio in a 2-level output. The improvement is achieved without the increase of a digital hardware’s sampling rate, which is advantageous also from the perspective of power consumption. The new method is explored in the course of analysis, and verified by simulated and experimental results. The process of RF signal conversion from the Cartesian to polar form is analyzed, and a signal modulator for a polar transmitter with a ΣΔ-digitized envelope signal is designed and implemented. The new modulator takes an advantage of bandpass digital to analog conversion for simplifying the analog part of the modulator. A deformation of the pulsed RF signal in the experimental modulator is demonstrated to have an effect primarily on amplitude of the RF signal, which is correctable with simple predistortion

Nonlinear models and algorithms for RF systems digital calibration

Focusing on the receiving side of a communication system, the current trend in pushing the digital domain ever more closer to the antenna sets heavy constraints on the accuracy and linearity of the analog front-end and the conversion devices. Moreover, mixed-signal implementations of Systems-on-Chip using nanoscale CMOS processes result in an overall poorer analog performance and a reduced yield. To cope with the impairments of the low performance analog section in this "dirty RF" scenario, two solutions exist: designing more complex analog processing architectures or to identify the errors and correct them in the digital domain using DSP algorithms. In the latter, constraints in the analog circuits' precision can be offloaded to a digital signal processor. This thesis aims at the development of a methodology for the analysis, the modeling and the compensation of the analog impairments arising in different stages of a receiving chain using digital calibration techniques. Both single and multiple channel architectures are addressed exploiting the capability of the calibration algorithm to homogenize all the channels' responses of a multi-channel system in addition to the compensation of nonlinearities in each response. The systems targeted for the application of digital post compensation are a pipeline ADC, a digital-IF sub-sampling receiver and a 4-channel TI-ADC. The research focuses on post distortion methods using nonlinear dynamic models to approximate the post-inverse of the nonlinear system and to correct the distortions arising from static and dynamic errors. Volterra model is used due to its general approximation capabilities for the compensation of nonlinear systems with memory. Digital calibration is applied to a Sample and Hold and to a pipeline ADC simulated in the 45nm process, demonstrating high linearity improvement even with incomplete settling errors enabling the use of faster clock speeds. An extended model based on the baseband Volterra series is proposed and applied to the compensation of a digital-IF sub-sampling receiver. This architecture envisages frequency selectivity carried out at IF by an active band-pass CMOS filter causing in-band and out-of-band nonlinear distortions. The improved performance of the proposed model is demonstrated with circuital simulations of a 10th-order band pass filter, realized using a five-stage Gm-C Biquad cascade, and validated using out-of-sample sinusoidal and QAM signals. The same technique is extended to an array receiver with mismatched channels' responses showing that digital calibration can compensate the loss of directivity and enhance the overall system SFDR. An iterative backward pruning is applied to the Volterra models showing that complexity can be reduced without impacting linearity, obtaining state-of-the-art accuracy/complexity performance. Calibration of Time-Interleaved ADCs, widely used in RF-to-digital wideband receivers, is carried out developing ad hoc models because the steep discontinuities generated by the imperfect canceling of aliasing would require a huge number of terms in a polynomial approximation. A closed-form solution is derived for a 4-channel TI-ADC affected by gain errors and timing skews solving the perfect reconstruction equations. A background calibration technique is presented based on cyclo-stationary filter banks architecture. Convergence speed and accuracy of the recursive algorithm are discussed and complexity reduction techniques are applied

High-Bandwidth Voltage-Controlled Oscillator based architectures for Analog-to-Digital Conversion

The purpose of this thesis is the proposal and implementation of data conversion open-loop architectures based on voltage-controlled oscillators (VCOs) built with ring oscillators (RO-based ADCs), suitable for highly digital designs, scalable to the newest complementary metal-oxide-semiconductor (CMOS) nodes. The scaling of the design technologies into the nanometer range imposes the reduction of the supply voltage towards small and power-efficient architectures, leading to lower voltage overhead of the transistors. Additionally, phenomena like a lower intrinsic gain, inherent noise, and parasitic effects (mismatch between devices and PVT variations) make the design of classic structures for ADCs more challenging. In recent years, time-encoded A/D conversion has gained relevant popularity due to the possibility of being implemented with mostly digital structures. Within this trend, VCOs designed with ring oscillator based topologies have emerged as promising candidates for the conception of new digitization techniques. RO-based data converters show excellent scalability and sensitivity, apart from some other desirable properties, such as inherent quantization noise shaping and implicit anti-aliasing filtering. However, their nonlinearity and the limited time delay achievable in a simple NOT gate drastically limits the resolution of the converter, especially if we focus on wide-band A/D conversion. This thesis proposes new ways to alleviate these issues. Firstly, circuit-based techniques to compensate for the nonlinearity of the ring oscillator are proposed and compared to equivalent state-of-the-art solutions. The proposals are designed and simulated in a 65-nm CMOS node for open-loop RO-based ADC architectures. One of the techniques is also validated experimentally through a prototype. Secondly, new ways to artificially increase the effective oscillation frequency are introduced and validated by simulations. Finally, new approaches to shape the quantization noise and filter the output spectrum of a RO-based ADC are proposed theoretically. In particular, a quadrature RO-based band-pass ADC and a power-efficient Nyquist A/D converter are proposed and validated by simulations. All the techniques proposed in this work are especially devoted for highbandwidth applications, such as Internet-of-Things (IoT) nodes or maximally digital radio receivers. Nevertheless, their field of application is not restricted to them, and could be extended to others like biomedical instrumentation or sensing.El propósito de esta tesis doctoral es la propuesta y la implementación de arquitecturas de conversión de datos basadas en osciladores en anillos, compatibles con diseños mayoritariamente digitales, escalables en los procesos CMOS de fabricación más modernos donde las estructuras digitales se ven favorecidas. La miniaturización de las tecnologías CMOS de diseño lleva consigo la reducción de la tensión de alimentación para el desarrollo de arquitecturas pequeñas y eficientes en potencia. Esto reduce significativamente la disponibilidad de tensión para saturar transistores, lo que añadido a una ganancia cada vez menor de los mismos, ruido y efectos parásitos como el “mismatch” y las variaciones de proceso, tensión y temperatura han llevado a que sea cada vez más complejo el diseño de estructuras analógicas eficientes. Durante los últimos años la conversión A/D basada en codificación temporal ha ganado gran popularidad dado que permite la implementación de estructuras mayoritariamente digitales. Como parte de esta evolución, los osciladores controlados por tensión diseñados con topologías de oscilador en anillo han surgido como un candidato prometedor para la concepción de nuevas técnicas de digitalización. Los convertidores de datos basados en osciladores en anillo son extremadamente sensibles (variación de frecuencia con respecto a la señal de entrada) así como escalables, además de otras propiedades muy atractivas, como el conformado espectral de ruido de cuantificación y el filtrado “anti-aliasing”. Sin embargo, su respuesta no lineal y el limitado tiempo de retraso alcanzable por una compuerta NOT restringen la resolución del conversor, especialmente para conversión A/D en aplicaciones de elevado ancho de banda. Esta tesis doctoral propone nuevas técnicas para aliviar este tipo de problemas. En primer lugar, se proponen técnicas basadas en circuito para compensar el efecto de la no linealidad en los osciladores en anillo, y se comparan con soluciones equivalentes ya publicadas. Las propuestas se diseñan y simulan en tecnología CMOS de 65 nm para arquitecturas en lazo abierto. Una de estas técnicas presentadas es también validada experimentalmente a través de un prototipo. En segundo lugar, se introducen y validan por simulación varias formas de incrementar artificialmente la frecuencia de oscilación efectiva. Para finalizar, se proponen teóricamente dos enfoques para configurar nuevas formas de conformación del ruido de cuantificación y filtrado del espectro de salida de los datos digitales. En particular, son propuestos y validados por simulación un ADC pasobanda en cuadratura de fase y un ADC de Nyquist de gran eficiencia en potencia. Todas las técnicas propuestas en este trabajo están destinadas especialmente para aplicaciones de alto ancho de banda, tales como módulos para el Internet de las cosas o receptores de radiofrecuencia mayoritariamente digitales. A pesar de ello, son extrapolables también a otros campos como el de la instrumentación biomédica o el de la medición de señales mediante sensores.Programa de Doctorado en Ingeniería Eléctrica, Electrónica y Automática por la Universidad Carlos III de MadridPresidente: Juan Pablo Alegre Pérez.- Secretario: Celia López Ongil.- Vocal: Fernando Cardes Garcí