Transfer of Spectral Weight in Spectroscopies of Correlated Electron Systems

We study the transfer of spectral weight in the photoemission and optical spectra of strongly correlated electron systems. Within the LISA, that becomes exact in the limit of large lattice coordination, we consider and compare two models of correlated electrons, the Hubbard model and the periodic Anderson model. The results are discussed in regard of recent experiments. In the Hubbard model, we predict an anomalous enhancement optical spectral weight as a function of temperature in the correlated metallic state which is in qualitative agreement with optical measurements in $V_2O_3$. We argue that anomalies observed in the spectroscopy of the metal are connected to the proximity to a crossover region in the phase diagram of the model. In the insulating phase, we obtain an excellent agreement with the experimental data and present a detailed discussion on the role of magnetic frustration by studying the $k-$resolved single particle spectra. The results for the periodic Anderson model are discussed in connection to recent experimental data of the Kondo insulators $Ce_3Bi_4Pt_3$ and $FeSi$. The model can successfully explain the different energy scales that are associated to the thermal filling of the optical gap, which we also relate to corresponding changes in the density of states. The temperature dependence of the optical sum rule is obtained and its relevance for the interpretation of the experimental data discussed. Finally, we argue that the large scattering rate measured in Kondo insulators cannot be described by the periodic Anderson model.Comment: 19 pages + 29 figures. Submitted to PR

Orbital-selective Mott transitions in the degenerate Hubbard model

We investigate the Mott transitions in two-band Hubbard models with different bandwidths. Applying dynamical mean field theory, we discuss the stability of itinerant quasi-particle states in each band. We demonstrate that separate Mott transitions occur at different Coulomb interaction strengths in general, which merge to a single transition only under special conditions. This kind of behavior may be relevant for the physics of the single-layer ruthenates, Ca$_{2-x}$Sr$_x$RuO$_4$.Comment: 4 pages, 4 figure

Theoretical and experimental evidence of a site-selective Mott transition in Fe2O3 under pressure

We provide experimental and theoretical evidence for a novel type of pressure-induced insulator-metal transition characterized by site-selective delocalization of the electrons. M\"ossbauer spectroscopy, X-ray diffraction and electrical transport measurements on Fe$_2$O$_3$ to 100 GPa, along with dynamical mean-field theory (DFT+DMFT) calculations, reveal this site-selective Mott transition between 50 and 68 GPa, such that the metallization can be described by (^\rm{VI}Fe$^{3+\rm{HS}}$)$_2$O$_3$ [$R\bar{3}c$ structure] $\overrightarrow{\tiny\rm{50~GPa}}$ (^\rm{VIII}Fe$^{3+\rm{HS~VI}}$Fe^\rm{M})O$_3$ [$P2_1/n$ structure] $\overrightarrow{\tiny\rm{68~GPa}}$ (^\rm{VI}Fe^\rm{M})$_2$O$_3$ [$Aba2$ structure]. Within the $P2_1/n$ crystal structure, characterized by two distinct coordination sites (VI and VIII), we observe equal abundances of ferric ions (Fe$^{3+}$) and ions having delocalized electrons (Fe^\rm{M}), and only at higher pressures is a fully metallic $Aba2$ structure obtained, all at room temperature. The transition is characterized by delocalization/metallization of the $3d$ electrons on half the Fe sites, with a site-dependent collapse of local moments. Above $\sim$50 GPa, Fe$_2$O$_3$ is a strongly correlated metal with reduced electron mobility (large band renormalizations) of m*/m$\sim$4 and 6 near the Fermi level. Upon decompression, we observe a site-selective (metallic) to conventional Mott insulator phase transition (^\rm{VIII}Fe$^{3+\rm{HS~VI}}$Fe^\rm{M})O$_3$ $\overrightarrow{\tiny\rm{50~GPa}}$ (^\rm{VIII}Fe$^{3+\rm{HS~VI}}$Fe$^{3+ \rm{HS}}$)O$_3$ within the same $P2_1/n$ structure, indicating a decoupling of the electronic and lattice degrees of freedom, characteristic of a true Mott transition. Our results show that the interplay of electronic correlations and lattice may result in rather complex behavior of the electronic structure and magnetic state.Comment: 18 pages, 5 figure

Kondo spin liquid and magnetically long-range ordered states in the Kondo necklace model

A simplified version of the symmetric Kondo lattice model, the Kondo necklace model, is studied by using a representation of impurity and conduction electron spins in terms of local Kondo singlet and triplet operators. Within a mean field theory, a spin gap always appears in the spin triplet excitation spectrum in 1D, leading to a Kondo spin liquid state for any finite values of coupling strength $t/J$ (with $t$ as hopping and $J$ as exchange); in 2D and 3D cubic lattices the spin gaps are found to vanish continuously around $(t/J)_c\approx 0.70$ and $(t/J)_c\approx 0.38$, respectively, where quantum phase transitions occur and the Kondo spin liquid state changes into an antiferromagnetically long-range ordered state. These results are in agreement with variational Monte Carlo, higher-order series expansion, and recent quantum Monte Carlo calculations for the symmetric Kondo lattice modelComment: Revtex, four pages, three figures; to be published in Physical Review B1, 1 July (2000

Spectral evolution in (Ca,Sr)RuO_3 near the Mott-Hubbard transition

We investigated the optical properties of (Ca,Sr)RuO_3 films on the borderline of a metal-insulator (M-I) transition. Our results show all of the predicted characteristics for a metallic Mott-Hubbard system, including (i) a mass enhancement in dc-limit, (ii) an U/2 excitation, and (iii) an U excitation. Also, a self-consistency is found within the Gutzwiller-Brinkman-Rice picture for the Mott transition. Our finding displays that electron correlation should be important even in 4d materials.Comment: REVTEX 4 pages, 5 EPS figures, submitted to Phys. Rev. Let

Thermal and Dynamical Properties of the Two-band Hubbard Model Compared with FeSi

We study the two-band Hubbard model introduced by Fu and Doniach as a model for FeSi which is suggested to be a Kondo insulator. Using the self-consistent second-order perturbation theory combined with the local approximation which becomes exact in the limit of infinite dimensions, we calculate the specific heat, the spin susceptibility and the dynamical conductivity and point out that the reduction of the energy gap due to correlation is not significant in contrast to the previous calculation. It is also demonstrated that the gap at low temperatures in the optical conductivity is filled up at a rather low temperature than the gap size, which is consistent with the experiment.Comment: 6 pages, LaTeX, 7 PS figures included, uses RevTe

Phase diagram of orbital-selective Mott transitions at finite temperatures

Mott transitions in the two-orbital Hubbard model with different bandwidths are investigated at finite temperatures. By means of the self-energy functional approach, we discuss the stability of the intermediate phase with one orbital localized and the other itinerant, which is caused by the orbital-selective Mott transition (OSMT). It is shown that the OSMT realizes two different coexistence regions at finite temperatures in accordance with the recent results of Liebsch. We further find that the particularly interesting behavior emerges around the special condition $U=U'$ and J=0, which includes a new type of the coexistence region with three distinct states. By systematically changing the Hund coupling, we establish the global phase diagram to elucidate the key role played by the Hund coupling on the Mott transitions.Comment: 4 pages, 6 figure

One particle spectral weight of the three dimensional single band Hubbard model

Dynamic properties of the three-dimensional single-band Hubbard model are studied using Quantum Monte Carlo combined with the maximum entropy technique. At half-filling, there is a clear gap in the density of states and well-defined quasiparticle peaks at the top (bottom) of the lower (upper) Hubbard band. We find an antiferromagnetically induced weight above the naive Fermi momentum. Upon hole doping, the chemical potential moves to the top of the lower band where a robust peak is observed. Results are compared with spin-density-wave (SDW) mean-field and self consistent Born approximation results, and also with the infinite dimensional Hubbard model, and experimental photoemission (PES) for three dimensional transition-metal oxides.Comment: 11 pages, REVTeX, 16 figures included using psfig.sty. Ref.30 correcte

Transport properties of strongly correlated metals:a dynamical mean-field approach

The temperature dependence of the transport properties of the metallic phase of a frustrated Hubbard model on the hypercubic lattice at half-filling are calculated. Dynamical mean-field theory, which maps the Hubbard model onto a single impurity Anderson model that is solved self-consistently, and becomes exact in the limit of large dimensionality, is used. As the temperature increases there is a smooth crossover from coherent Fermi liquid excitations at low temperatures to incoherent excitations at high temperatures. This crossover leads to a non-monotonic temperature dependence for the resistance, thermopower, and Hall coefficient, unlike in conventional metals. The resistance smoothly increases from a quadratic temperature dependence at low temperatures to large values which can exceed the Mott-Ioffe-Regel value, hbar a/e^2 (where "a" is a lattice constant) associated with mean-free paths less than a lattice constant. Further signatures of the thermal destruction of quasiparticle excitations are a peak in the thermopower and the absence of a Drude peak in the optical conductivity. The results presented here are relevant to a wide range of strongly correlated metals, including transition metal oxides, strontium ruthenates, and organic metals.Comment: 19 pages, 9 eps figure

The periodic Anderson model from the atomic limit and FeSi

The exact Green's functions of the periodic Anderson model for $U\to \infty$ are formally expressed within the cumulant expansion in terms of an effective cumulant. Here we resort to a calculation in which this quantity is approximated by the value it takes for the exactly soluble atomic limit of the same model. In the Kondo region a spectral density is obtained that shows near the Fermi surface a structure with the properties of the Kondo peak. Approximate expressions are obtained for the static conductivity $$ and magnetic susceptibility $\chi (T)$ of the PAM, and they are employed to fit the experimental values of FeSi, a compound that behaves like a Kondo insulator with both quantities vanishing rapidly for $T\to 0$. Assuming that the system is in the intermediate valence region, it was possible to find good agreement between theory and experiment for these two properties by employing the same set of parameters. It is shown that in the present model the hybridization is responsible for the relaxation mechanism of the conduction electrons.Comment: 26 pages and 8 figure