Using knowledge: the dilemmas of 'bridging research and policy'

The 'knowledge agenda' has become a central part of development discourse. This paper addresses one aspect of this discourse - the use of policy research in the social sciences - and the dilemmas that have been encountered by both development agencies and researchers in communicating and making use of that research. Development agencies as well as NGOs have initiated work to evaluate and document the effectiveness of research partnerships, knowledge capacity building and (social) science policy impact. As a multilateral initiative, the Global Development Network (GDN), and especially its 'Bridging Research and Policy' project, provides a vehicle to address issues related to research impact. Twelve perspectives on improving research and policy linkages are outlined to reveal that how the problem is defined shapes policy responses. Taken together, these explanations provide a multifaceted picture of the research-policy nexus indicating that there are many possible routes to 'bridging' research and policy. These diverse perspectives will be categorised into three broad categories of explanation: (i) supply-side; (ii) demand-led; and (iii) policy currents. However, knowledge is part of the solution to many development problems but not of itself a panacea

The utilisation of health research in policy-making: Concepts, examples and methods of assessment

The importance of health research utilisation in policy-making, and of understanding the mechanisms involved, is increasingly recognised. Recent reports calling for more resources to improve health in developing countries, and global pressures for accountability, draw greater attention to research-informed policy-making. Key utilisation issues have been described for at least twenty years, but the growing focus on health research systems creates additional dimensions. The utilisation of health research in policy-making should contribute to policies that may eventually lead to desired outcomes, including health gains. In this article, exploration of these issues is combined with a review of various forms of policy-making. When this is linked to analysis of different types of health research, it assists in building a comprehensive account of the diverse meanings of research utilisation. Previous studies report methods and conceptual frameworks that have been applied, if with varying degrees of success, to record utilisation in policy-making. These studies reveal various examples of research impact within a general picture of underutilisation. Factors potentially enhancing utilisation can be identified by exploration of: priority setting; activities of the health research system at the interface between research and policy-making; and the role of the recipients, or 'receptors', of health research. An interfaces and receptors model provides a framework for analysis. Recommendations about possible methods for assessing health research utilisation follow identification of the purposes of such assessments. Our conclusion is that research utilisation can be better understood, and enhanced, by developing assessment methods informed by conceptual analysis and review of previous studies

T cells expanded from renal cell carcinoma display tumor-specific CD137 expression but lack significant IFN-gamma, TNF-alpha or IL-2 production

Metastatic renal cell carcinoma (RCC) has a poor prognosis. Recent advances have shown beneficial responses to immune checkpoint inhibitors, such as anti-PD-1/PD-L1 antibodies. As only a subset of RCC patients respond, alternative strategies should be explored. Patients refractory to anti-PD-1 therapy may benefit from autologous tumor-infiltrating lymphocyte (TIL) therapy. Even though efficient TIL expansion was reported from RCC lesions, it is not well established how many RCC TIL products are tumor-reactive, how well they produce pro-inflammatory cytokines in response to autologous tumors, and whether their response correlates with the presence of specific immune cells in the tumor lesions. We here compared the immune infiltrate composition of RCC lesions with that of autologous kidney tissue of 18 RCC patients. Tcell infiltrates were increased in the tumor lesions, and CD8(+) Tcell infiltrates were primarily of effector memory phenotype. Nine out of 16 (56%) tested TIL products we generated were tumor-reactive, as defined by CD137 upregulation after exposure to autologous tumor digest. Tumor reactivity was found in particular in TIL products originating from tumors with ahigh percentage of infiltrated Tcells compared to autologous kidney, and increased CD25 expression on CD8(+) Tcells. Importantly, although TIL products had the capacity to produce the key effector cytokines IFN-gamma, TNF-alpha or IL-2, they failed to produce significant amounts in response to autologous tumor digests. In conclusion, TIL products from RCC lesions contain tumor-reactive Tcells. Their restricted tumor-specific cytokine production requires further investigation of immunosuppressive factors in RCC and subsequent optimization of RCC-derived TIL culture conditions.Immunobiology of allogeneic stem cell transplantation and immunotherapy of hematological disease

PAKC: a novel panel of HLA class I antigen presentation machinery knockout cells from the same genetic origin

A single model system for integrative studies on multiple facets of antigen presentation is lacking. PAKC is a novel panel of ten cell lines knocked out for individual components of the HLA class I antigen presentation pathway. PAKC will accelerate HLA-I research in the fields of oncology, infectiology, and autoimmunity.Proteomic

Fatal cerebral edema associated with serine deficiency in CSF

Two young girls without a notable medical history except for asthma presented with an acute toxic encephalopathy with very low serine concentrations both in plasma and cerebrospinal fluid (CSF) comparable to patients with 3-phosphoglycerate dehydrogenase (3-PGDH) deficiency. Clinical symptoms and enzyme measurement (in one patient) excluded 3-PGDH deficiency. Deficiencies in other serine biosynthesis enzymes were highly unlikely on clinical grounds. On basis of the fasting state, ketone bodies and lactate in plasma, urine and CSF, we speculate that reduced serine levels were due to its use as gluconeogenic substrate, conversion to pyruvate by brain serine racemase or decreased L-serine production because of a lack of glucose. These are the first strikingly similar cases of patients with a clear secondary serine deficiency associated with a toxic encephalopathy

Tumor-reactive CD4+ T cells develop cytotoxic activity and eradicate large established melanoma after transfer into lymphopenic hosts

Adoptive transfer of large numbers of tumor-reactive CD8+ cytotoxic T lymphocytes (CTLs) expanded and differentiated in vitro has shown promising clinical activity against cancer. However, such protocols are complicated by extensive ex vivo manipulations of tumor-reactive cells and have largely focused on CD8+ CTLs, with much less emphasis on the role and contribution of CD4+ T cells. Using a mouse model of advanced melanoma, we found that transfer of small numbers of naive tumor-reactive CD4+ T cells into lymphopenic recipients induces substantial T cell expansion, differentiation, and regression of large established tumors without the need for in vitro manipulation. Surprisingly, CD4+ T cells developed cytotoxic activity, and tumor rejection was dependent on class II–restricted recognition of tumors by tumor-reactive CD4+ T cells. Furthermore, blockade of the coinhibitory receptor CTL-associated antigen 4 (CTLA-4) on the transferred CD4+ T cells resulted in greater expansion of effector T cells, diminished accumulation of tumor-reactive regulatory T cells, and superior antitumor activity capable of inducing regression of spontaneous mouse melanoma. These findings suggest a novel potential therapeutic role for cytotoxic CD4+ T cells and CTLA-4 blockade in cancer immunotherapy, and demonstrate the potential advantages of differentiating tumor-reactive CD4+ cells in vivo over current protocols favoring in vitro expansion and differentiation

Societal output and use of research performed by health research groups

The last decade has seen the evaluation of health research pay more and more attention to societal use and benefits of research in addition to scientific quality, both in qualitative and quantitative ways. This paper elaborates primarily on a quantitative approach to assess societal output and use of research performed by health research groups (societal quality of research). For this reason, one of the Dutch university medical centres (i.e. the Leiden University Medical Center (LUMC)) was chosen as the subject of a pilot study, because of its mission to integrate top patient care with medical, biomedical and healthcare research and education. All research departments were used as units of evaluation within this university medical centre

What Stimulates Researchers to Make Their Research Usable? Towards an Openness Approach

Ambiguity surrounding the effect of external engagement on academic research has raised questions about what motivates researchers to collaborate with third parties. We argue that what matters for society is research that can be absorbed by users. We define openness as a willingness by researchers to make research more usable by external partners by responding to external influences in their own research practices. We ask what kinds of characteristics define those researchers who are more open to creating usable knowledge. Our empirical study analyses a sample of 1583 researchers working at the Spanish Council for Scientific Research (CSIC). Results demonstrate that it is personal factors (academic identity and past experience) that determine which researchers have open behaviours. The paper concludes that policies to encourage external engagement should focus on experiences which legitimate and validate knowledge produced through user encounters, both at the academic formation career stage as well as through providing ongoing opportunities to engage with third parties.The data used for this study comes from the IMPACTO project funded by the Spanish Council for Scientific Research - CSIC (Ref. 200410E639). The work also benefited from a mobility grant awarded by Eu-Spri Forum to Julia Olmos Penuela & Paul Benneworth for her visiting research to the Center of Higher Education Policy Studies. Finally, Julia Olmos Penuela also benefited from a post-doctoral grant funded by the Generalitat Valenciana (APOSTD-2014-A-006).Olmos-Peñuela, J.; Benneworth, P.; Castro-Martínez, E. (2015). What Stimulates Researchers to Make Their Research Usable? Towards an Openness Approach. Minerva. 53(4):381-410. https://doi.org/10.1007/s11024-015-9283-4S381410534Abreu, Maria, Vadim Grinevich, Alan Hughes, and Michael Kitson. 2009. Knowledge exchange between academics and the business, public and third sectors. Cambridge: Centre for Business Research and UK-IRC.Aghion, Philippe, Mathias Dewatripont, and Jeremy C. Stein. 2008. Academic freedom, private-sector focus, and the process of innovation. RAND Journal of Economics 39: 617–635.Ajzen, Icek. 2001. Nature and operation of attitudes. Annual Review of Psychology 52(1): 27–58.Alrøe, Hugo Fjelsted, and Erik Steen Kristensen. 2002. Towards a systemic research methodology in agriculture: Rethinking the role of values in science. Agriculture and Human Values 19(1): 3–23.Audretsch, David B., Werner Bönte, and Stefan Krabel. 2010. Why do scientists in public research institutions cooperate with private firms. In DRUID Working Paper, 10–27.Baldini, Nicola, Rosa Grimaldi, and Maurizio Sobrero. 2007. To patent or not to patent? A survey of Italian inventors on motivations, incentives, and obstacles to university patenting. Scientometrics 70(2): 333–354.Bandura, Albert. 1977. Social learning theory. Englewood Cliffs, NJ: Prentice-Hall.Barnett, R. 2009. Knowing and becoming in the higher education curriculum. Studies in Higher Education 34(4): 429–440.Becher, Tony. 1994. The significance of disciplinary differences. Studies in Higher Education 19(2): 151–161.Becher, Tony, and Paul Trowler. 2001. Academic tribes and territories: Intellectual enquiry and the culture of disciplines. McGraw-Hill International.Bekkers, Rudi, and Isabel Maria Bodas Freitas. 2008. Analysing knowledge transfer channels between universities and industry: To what degree do sectors also matter? Research Policy 37(10): 1837–1853.Belderbos, René, Martin Carree, Bert Diederen, Boris Lokshin, and Reinhilde Veugelers. 2004. Heterogeneity in R&D cooperation strategies. International Journal of Industrial Organization 22(8): 1237–1263.Benner, Mats, and Ulf Sandström. 2000. Institutionalizing the triple helix: Research funding and norms in the academic system. Research Policy 29(2): 291–301.Bercovitz, Janet, and Maryann Feldman. 2008. Academic entrepreneurs: Organizational change at the individual level. Organization Science 19(1): 69–89.Berman, Elizabeth Popp. 2011. Creating the market university: How academic science became an economic engine. Princeton University Press.Bleiklie, Ivar, and Roar Høstaker. 2004. Modernizing research training-education and science policy between profession, discipline and academic institution. Higher Education Policy 17(2): 221–236.Bozeman, Barry, Daniel Fay, and Catherine P. Slade. 2013. Research collaboration in universities and academic entrepreneurship: The-state-of-the-art. The Journal of Technology Transfer 38(1): 1–67.Collini, Stefan. 2009. Impact on humanities: Researchers must take a stand now or be judged and rewarded as salesmen. The Times Literary Supplement 5563: 18–19.D’Este, Pablo, and Markus Perkmann. 2011. Why do academics engage with industry? The entrepreneurial university and individual motivations. The Journal of Technology Transfer 36(3): 316–339.D’Este, Pablo, Oscar Llopis, and Alfredo Yegros. 2013. Conducting pro-social research: Cognitive diversity, research excellence and awareness about the social impact of research: INGENIO (CSIC-UPV) Working Paper Series.Deem, Rosemary, and Lisa Lucas. 2007. Research and teaching cultures in two contrasting UK policy contexts: Academic life in education departments in five English and Scottish universities. Higher Education 54(1): 115–133.DiMaggio, Paul J., and Walter W. Powell. 1983. The iron cage revisited: Institutional isomorphism and collective rationality in organizational fields. American Sociological Review 48(2): 147–160.Downing, David B. 2005. The knowledge contract: Politics and paradigms in the academic workplace. Lincoln: Nebraska University of Nebraska Press.Donovan, Claire. 2007. The qualitative future of research evaluation. Science and Public Policy 34(8): 585–597.Durning, Bridget. 2004. Planning academics and planning practitioners: Two tribes or a community of practice? Planning Practice and Research 19(4): 435–446.Edquist, Charles. 1997. System of innovation approaches: Their emergence and characteristics. In Systems of innovation: Technologies, institutions and organizations, ed. C. Edquist, 1–35. London: Pinter.Etzkowitz, Henry, and Loet Leydesdorff. 2000. The dynamics of innovation: from National Systems and “Mode 2” to a Triple Helix of university–industry–government relations. Research Policy 29(2): 109–123.Fromhold-Eisebith, Martina, Claudia Werker, and Marcel Vojnic. 2014. Tracing the social dimension in innovation networks. In The social dynamics of innovation networks, eds. Roel Rutten, Paul Benneworth, Frans Boekema, and Dessy Irawati. London: Routledge (in press).Geuna, Aldo, and Alessandro Muscio. 2009. The governance of university knowledge transfer: A critical review of the literature. Minerva 47(1): 93–114.Gibbons, Michael, Camille Limoges, Helga Nowotny, Simon Schwartzman, Peter Scott, and Martin Trow. 1994. The new production of knowledge: The dynamics of science and research in contemporary societies. London: Sage.Gläser, Jochen. 2012. How does Governance change research content? On the possibility of a sociological middle-range theory linking science policy studies to the sociology of scientific knowledge. Technical University Berlin. Technology Studies Working Papers. http://www.ts.tu-berlin.de/fileadmin/fg226/TUTS/TUTS-WP-1-2012.pdf . Accessed 16 Feb 2015.Goethner, Maximilian, Martin Obschonka, Rainer K. Silbereisen, and Uwe Cantner. 2012. Scientists’ transition to academic entrepreneurship: Economic and psychological determinants. Journal of Economic Psychology 33(3): 628–641.Gulbrandsen, Magnus, and Jens-Christian Smeby. 2005. Industry funding and university professors’ research performance. Research Policy 34(6): 932–950.Haeussler, Carolin, and Jeannette Colyvas. 2011. Breaking the ivory tower: Academic entrepreneurship in the life sciences in UK and Germany. Research Policy 40(1): 41–54.Hessels, Laurens K., Harro van Lente, John Grin, and Ruud E.H.M. Smits. 2011. Changing struggles for relevance in eight fields of natural science. Industry and Higher Education 25(5): 347–357.Hessels, Laurens K., and Harro Van Lente. 2008. Re-thinking new knowledge production: A literature review and a research agenda. Research Policy 37(4): 740–760.Hoye, Kate, and Fred Pries. 2009. ‘Repeat commercializers’, the ‘habitual entrepreneurs’ of university–industry technology transfer. Technovation 29(10): 682–689.Jacobson, Nora, Dale Butterill, and Paula Goering. 2004. Organizational factors that influence university-based researchers’ engagement in knowledge transfer activities. Science Communication 25(3): 246–259.Jain, Sanjay, Gerard George, and Mark Maltarich. 2009. Academics or entrepreneurs? Investigating role identity modification of university scientists involved in commercialization activity. Research Policy 38(6): 922–935.Jasanoff, Sheila, and Sang-Hyun Kim. 2013. Sociotechnical imaginaries and national energy policies. Science as Culture 22(2): 189–196.Jensen, Pablo. 2011. A statistical picture of popularization activities and their evolutions in France. Public Understanding of Science 20(1): 26–36.Kitcher, Philip. 2001. Science, truth, and democracy. Oxford: Oxford University Press.Knorr-Cetina, Karin. 1981. The manufacture of knowledge: An essay on the constructivist and contextual nature of science. Oxford: Pergamon Press.Kronenberg, Kristin, and Marjolein Caniëls. 2014. Professional proximity in research collaborations. In The social dynamics of innovation networks, eds. Roel Rutten, Paul Benneworth, Frans Boekema, and Dessy Irawati. London: Routledge (in press).Krueger, Rob, and David Gibbs. 2010. Competitive global city regions and sustainable development’: An interpretive institutionalist account in the South East of England. Environment and planning A 42: 821–837.Lam, Alice. 2011. What motivates academic scientists to engage in research commercialization: ‘Gold’, ‘ribbon’ or ‘puzzle’? Research Policy 40(10): 1354–1368.Landry, Réjean, Malek Saïhi, Nabil Amara, and Mathieu Ouimet. 2010. Evidence on how academics manage their portfolio of knowledge transfer activities. Research Policy 39(10): 1387–1403.Lee, Alison, and David Boud. 2003. Writing groups, change and academic identity: Research development as local practice. Studies in Higher Education 28(2): 187–200.Lee, Yong S. 1996. ‘Technology transfer’ and the research university: A search for the boundaries of university–industry collaboration. Research Policy 25(6): 843–863.Lee, Yong S. 2000. The sustainability of university–industry research collaboration: An empirical assessment. The Journal of Technology Transfer 25(2): 111–133.Leisyte, Liudvika, Jürgen Enders, and Harry De Boer. 2008. The freedom to set research agendas—illusion and reality of the research units in the Dutch Universities. Higher Education Policy 21(3): 377–391.Louis, Karen Seashore, David Blumenthal, Michael E. Gluck, and Michael A. Stoto. 1989. Entrepreneurs in academe: An exploration of behaviors among life scientists. Administrative Science Quarterly 34(1): 110–131.Lowe, Philip, Jeremy Phillipson, and Katy Wilkinson. 2013. Why social scientists should engage with natural scientists. Contemporary Social Science 8(3): 207–222.Martín-Sempere, María José, Belén Garzón-García, and Jesús Rey-Rocha. 2008. Scientists’ motivation to communicate science and technology to the public: Surveying participants at the Madrid Science Fair. Public Understanding of Science 17(3): 349–367.Martin, Ben. 2003. The changing social contract for science and the evolution of the university. In Science and innovation: Rethinking the rationales for funding and governance, eds. A. Geuna, A.J. Salter, and W.E. Steinmueller, 7–29. Cheltenhan: Edward Elgar.Merton, Robert K. 1973. The sociology of science: Theoretical and empirical investigations. Chicago: University of Chicago Press.Miller, Thaddeus R., and Mark W. Neff. 2013. De-facto science policy in the making: how scientists shape science policy and why it matters (or, why STS and STP scholars should socialize). Minerva 51(3): 295–315.Muthén, Bengt O. 1998–2004. Mplus Technical Appendices. Muthén & Muthén. Los Angeles, CA.: Muthén & Muthén.Nedeva, Maria. 2013. Between the global and the national: Organising European science. Research Policy 42(1): 220–230.Neff, Mark William. 2014. Research prioritization and the potential pitfall of path dependencies in coral reef science. Minerva 52(2): 213–235.Nelson, Richard R. 2001. Observations on the post-Bayh-Dole rise of patenting at American universities. The Journal of Technology Transfer 26(1): 13–19.Nowotny, Helga, Peter Scott, and Michael Gibbons. 2001. Re-thinking science: Knowledge and the public in an age of uncertainty. Cambridge: Polity Press.Olmos-Peñuela, Julia, Paul Benneworth, and Elena Castro-Martínez. 2014a. Are ‘STEM from Mars and SSH from Venus’? Challenging disciplinary stereotypes of research’s social value. Science and Public Policy 41: 384–400.Olmos-Peñuela, Julia, Elena Castro-Martínez, and Manuel Fernández-Esquinas. 2014b. Diferencias entre áreas científicas en las prácticas de divulgación de la investigación: un estudio empírico en el CSIC. Revista Española de Documentación Científica. doi: 10.3989/redc.2014.2.1096 .Ouimet, Mathieu, Nabil Amara, Réjean Landry, and John Lavis. 2007. Direct interactions medical school faculty members have with professionals and managers working in public and private sector organizations: A cross-sectional study. Scientometrics 72(2): 307–323.Perkmann, Markus, Valentina Tartari, Maureen McKelvey, Erkko Autio, Anders Brostrom, Pablo D’Este, Riccardo Fini, et al. 2013. Academic engagement and commercialisation: A review of the literature on university-industry relations. Research Policy 42(2): 423–442.Philpott, Kevin, Lawrence Dooley, Caroline O’Reilly, and Gary Lupton. 2011. The entrepreneurial university: Examining the underlying academic tensions. Technovation 31(4): 161–170.Rutten, Roel, and Frans Boekema. 2012. From learning region to learning in a socio-spatial context. Regional Studies 46(8): 981–992.Sarewitz, Daniel, and Roger A. Pielke. 2007. The neglected heart of science policy: reconciling supply of and demand for science. Environmental Science & Policy 10(1): 5–16.Sauermann, Henry, and Paula Stephan. 2013. Conflicting logics? A multidimensional view of industrial and academic science. Organization Science 24(3): 889–909.Schein, Edgar H. 1985. Organizational culture and leadership: A dynamic view. San Francisco, CA: Jossey-Bass.Shane, Scott. 2000. Prior knowledge and the discovery of entrepreneurial opportunities. Organization Science 11(4): 448–469.Spaapen, Jack, and Leonie van Drooge. 2011. Introducing ‘productive interactions’ in social impact assessment. Research Evaluation 20(3): 211–218.Stokes, Donald E. 1997. Pasteur’s quadrant: Basic science and technological innovation. Washington, DC: Brookings Institution Press.Tartari, Valentina, and Stefano Breschi. 2012. Set them free: scientists’ evaluations of the benefits and costs of university–industry research collaboration. Industrial and Corporate Change 21(5): 1117–1147.Tinker, Tony, and Rob Gray. 2003. Beyond a critique of pure reason: From policy to politics to praxis in environmental and social research. Accounting, Auditing & Accountability Journal 16(5): 727–761.van Rijnsoever, Frank J., Laurens K. Hessels, and Rens L.J. Vandeberg. 2008. A resource-based view on the interactions of university researchers. Research Policy 37(8): 1255–1266.Venkataraman, Sankaran. 1997. The distinctive domain of entrepreneurship research: An editor’s perspective. Advances in Entrepreneurship, Firm Emergence, and Growth 3: 119–138.Verspagen, Bart. 2006. University research, intellectual property rights and European innovation systems. Journal of Economic Surveys 20(4): 607–632.Villanueva-Felez, Africa, Jordi Molas-Gallart, and Alejandro Escribá-Esteve. 2013. Measuring personal networks and their relationship with scientific production. Minerva 51(4): 465–483.Watermeyer, Richard. 2015. Lost in the ‘third space’: the impact of public engagement in higher education on academic identity, research practice and career progression. European Journal of Higher Education (online first, doi: 10.1080/21568235.2015.1044546 ).Weingart, Peter. 2009. Editorial for Issue 47/3. Minerva 47(3): 237–239.Ziman, John. 1996. ‘Postacademic science’: Constructing knowledge with networks and norms. Science Studies 1: 67–80.Zomer, Arend H., Ben W.A. Jongbloed, and Jürgen Enders. 2010. Do spin-offs make the academics’ heads spin? The impacts of spin-off companies on their parent research organisation. Minerva 48(3): 331–353