Functions of innovation systems as a framework to understand sustainable technological change: empirical evidence for earlier claims

Understanding the emergence of innovation systems is recently put central in research analysing the process of technological change. Especially the key-activities that are important for the build up of an innovation system receive much attention. These are labeled ‘functions of innovation systems’. In most cases the authors apply this framework without questioning its validity. This paper builds on five empirical studies, related to renewable energy technologies, to test whether the functions of innovation systems framework is a valid framework to analyse processes of technological change. We test the claim that a specific set of functions is suitable. We also test whether the claim made in previous publications that the interactions between system functions accelerate innovation system emergence and growth is valid. Both claims are confirmed.

Understanding innovation system build up: The rise and fall of the Dutch PV Innovation System

Renewable energy technologies have a hard time to break through in the existing energy regime. In this paper we focus on analysing the mechanisms behind this problematic technology diffusion. We take the theoretical perspective of innovation system dynamics and apply this to photovoltaic solar energy technology (PV) in the Netherlands. The reason for this is that there is a long history of policy efforts in The Netherlands to stimulate PV but results in terms of diffusion of PV panels is disappointingly low, which clearly constitutes a case of slow diffusion. The history of the development of the PV innovation system is analysed in terms of seven key processes that are essential for the build up of innovation systems. We show that the processes related to knowledge development are very stable but that large fluctuations are present in the processes related to ‘guidance of the search’ and ‘market formation’. Surprisingly, entrepreneurial activities are not too much affected by fluctuating market formation activities. We relate this to market formation in neighbouring countries and discuss the theoretical implications for the technological innovation system framework.Photovoltaic, Innovation system dynamics, Motors of Change

Unpacking policy processes for addressing systemic problems in technological innovation systems: the case of offshore wind in Germany

While empirical studies on technological innovation systems (TIS) usually focus on policy instruments and their suitability for curing identified weaknesses of such emerging systems, the underlying policy processes and their effects have been largely disregarded. We address this gap by exploring the style of two crucial policy-making processes and how it influences the functioning and performance of a TIS, taking the case of offshore wind in Germany. Our findings indicate important positive and negative impacts of the policy style on the TIS. For example, the muddling through character apparent in one of the policy processes negatively influenced entrepreneurial activities, knowledge development and finally technology diffusion, whereas the participatory nature of both processes had a positive impact both on TIS functioning and performance. Based on our findings we derive implications on how to improve policy making so as to foster the development of an emerging TIS

Understanding circular economy transitions: The case of circular textiles

The circular economy has been proposed to transform global textile supply chains which are currently challenged by a complex nexus of sustainability issues related to the dominant fast fashion trend. Research on circular economy in the textile sector often focuses on businesses or consumers as key enablers in circular transitions, yet it treats them as independent entities and thereby neglects the study of interactions that can provide insight at the systems level. The proclaimed “circular textile mission” in the Netherlands setting a national target for 100% circularity by 2050 is used as case study to address this research gap. We explore the circular textile transition processes found in the context of the Dutch mission and compare the development and interactions among various technical and non-technological solutions produced by engaged actor constellations for assessing key factors driving and blocking the overall mission fulfilment. To these ends, we derive a theoretical framework based on innovation system theory and conceptualize the Dutch circular textile transition as a Mission-oriented Innovation System (MIS). Analyzing the structure and functioning of the Dutch mission-oriented innovation system, we show that (1) there is a good match between the formal Dutch circular textile mission and system actor perceptions; (2) system actors have formed structures around three dominant solution trajectories in the Dutch system: secondhand, mechanical recycling, and chemical recycling; (3) these trajectories expose distinct key virtuous and vicious cycles, which characterize (4) the entire system as formative. Overall, the secondhand trajectory shows most developed structures and most positive dynamics, chemical recycling carries most technological breakthrough potential, whereas mechanical recycling is a mature technology but lacks market demand and supply. We compare the three solution trajectories, discuss the disruptive nature of the Dutch circular textile transition, and suggest installing Extended Producer Responsibility (EPR) as a potential intervention for accelerating system transformation. The study concludes with reflections on the case learnings and considerations for further research on mission-oriented innovation systems

A Systemic Assessment of the European Offshore Wind Innovation: Insights from the Netherlands, Denmark, Germany and the United Kingdom

The development and diffusion of offshore wind energy technology is important for European energy policy. However, the large potential does not automatically lead to a large share in future energy systems; neither does an emergent stage of technological development automatically lead to success for companies and the related economic growth and growth in employment. Recent insights in innovation studies suggest that the success chances of technological innovations are, to a large extent, determined by how the surrounding system (the innovation system) is built up and how it functions. Many innovation systems are characterized by flaws that hamper the development and diffusion of innovations. These flaws are often labelled as system problems or system challenges. Intelligent innovation policy therefore evaluates how innovation systems are functioning, tries to create insight into the systems’ challenges and develops policies accordingly. This report assesses the European offshore wind innovation system based on insights from four countries: Denmark, the UK, the Netherlands and Germany. We use the Technological Innovation System (TIS) approach to analyse the state and functioning of the system at the end of 2011. Based on the analysis we identify four types of systemic challenges: (i) actor-related such as deficiency of engineers; (ii) institutional, e.g. non-aligned national regulatory frameworks; (iii) interaction-related like poor transferability of scientific knowledge to specific contexts of application and; (iv) infrastructural such as poor grid infrastructure. We suggest the challenges require a systemic, coordinated policy effort at a European level if the system is expected to contribute to the goals of climate change reduction and stimulation of green growth.JRC.F.6-Energy systems evaluatio

Institutional work as a key ingredient of food innovation success: The case of plant-based proteins

In this paper, we use the theory of institutional work to understand how plant-based meat substitutes emerge and successfully diffuse in the context of a dominant meat regime in the United States (US). We observe that institutional factors such as norms, habits, values, and beliefs play a more vital role than previously identified. Therefore, we utilize institutional work theory combined with insights from technological innovation systems to create a holistic understanding of this transition. We study the American plant-based protein industry from 1978 to 2019. We conduct a qualitative event-history analysis based on 2345 events from the Nexis Uni database. We observe that by strategically deploying institutional work strategies aimed at creating, maintaining, and disrupting institutions and innovation system-building strategies, innovation system actors created a favorable environment in which meat alternatives can flourish

Assessing mission-specific innovation systems: Towards an analytical framework

In the currently emerging paradigm of challenge-led and transformative innovation policies, there is increasing attention for addressing urgent societal problems by formulating clear, timebound and ambitious mission goals. Completing such transformative mission's places new demands on innovation systems, as actors and activities need to align around prioritised problem and solution directions. Consequently, new perspectives that support the appraisal of innovation systems’ performance are required for determining what hampers change processes, and which policy responses are appropriate. Following an abductive research approach, this paper aims to develop an analytical framework for assessing mission-specific innovation systems (MIS). We examine three sectoral cases in the mission for a Circular Economy in the Netherlands and propose three analytical steps: 1) a problem-solution analysis, 2) a structural analysis recognising the importance of mission arenas, and 3) a functional analysis addressing directionality provision, coordination, and regime transformation. We conclude with discussing operationalisation and application of the framework

Epidemiological patterns of asbestos exposure and spatial clusters of incident cases of malignant mesothelioma from the Italian national registry

Abstract BACKGROUND: Previous ecological spatial studies of malignant mesothelioma cases, mostly based on mortality data, lack reliable data on individual exposure to asbestos, thus failing to assess the contribution of different occupational and environmental sources in the determination of risk excess in specific areas. This study aims to identify territorial clusters of malignant mesothelioma through a Bayesian spatial analysis and to characterize them by the integrated use of asbestos exposure information retrieved from the Italian national mesothelioma registry (ReNaM). METHODS: In the period 1993 to 2008, 15,322 incident cases of all-site malignant mesothelioma were recorded and 11,852 occupational, residential and familial histories were obtained by individual interviews. Observed cases were assigned to the municipality of residence at the time of diagnosis and compared to those expected based on the age-specific rates of the respective geographical area. A spatial cluster analysis was performed for each area applying a Bayesian hierarchical model. Information about modalities and economic sectors of asbestos exposure was analyzed for each cluster. RESULTS: Thirty-two clusters of malignant mesothelioma were identified and characterized using the exposure data. Asbestos cement manufacturing industries and shipbuilding and repair facilities represented the main sources of asbestos exposure, but a major contribution to asbestos exposure was also provided by sectors with no direct use of asbestos, such as non-asbestos textile industries, metal engineering and construction. A high proportion of cases with environmental exposure was found in clusters where asbestos cement plants were located or a natural source of asbestos (or asbestos-like) fibers was identifiable. Differences in type and sources of exposure can also explain the varying percentage of cases occurring in women among clusters. CONCLUSIONS: Our study demonstrates shared exposure patterns in territorial clusters of malignant mesothelioma due to single or multiple industrial sources, with major implications for public health policies, health surveillance, compensation procedures and site remediation programs

Clinical features and outcomes of elderly hospitalised patients with chronic obstructive pulmonary disease, heart failure or both

Background and objective: Chronic obstructive pulmonary disease (COPD) and heart failure (HF) mutually increase the risk of being present in the same patient, especially if older. Whether or not this coexistence may be associated with a worse prognosis is debated. Therefore, employing data derived from the REPOSI register, we evaluated the clinical features and outcomes in a population of elderly patients admitted to internal medicine wards and having COPD, HF or COPD + HF. Methods: We measured socio-demographic and anthropometric characteristics, severity and prevalence of comorbidities, clinical and laboratory features during hospitalization, mood disorders, functional independence, drug prescriptions and discharge destination. The primary study outcome was the risk of death. Results: We considered 2,343 elderly hospitalized patients (median age 81 years), of whom 1,154 (49%) had COPD, 813 (35%) HF, and 376 (16%) COPD + HF. Patients with COPD + HF had different characteristics than those with COPD or HF, such as a higher prevalence of previous hospitalizations, comorbidities (especially chronic kidney disease), higher respiratory rate at admission and number of prescribed drugs. Patients with COPD + HF (hazard ratio HR 1.74, 95% confidence intervals CI 1.16-2.61) and patients with dementia (HR 1.75, 95% CI 1.06-2.90) had a higher risk of death at one year. The Kaplan-Meier curves showed a higher mortality risk in the group of patients with COPD + HF for all causes (p = 0.010), respiratory causes (p = 0.006), cardiovascular causes (p = 0.046) and respiratory plus cardiovascular causes (p = 0.009). Conclusion: In this real-life cohort of hospitalized elderly patients, the coexistence of COPD and HF significantly worsened prognosis at one year. This finding may help to better define the care needs of this population

A first update on mapping the human genetic architecture of COVID-19

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