Explaining the complexities of Hong Kong’s financial securities legislation to enhance trust among small investors through individual case reports as stories

This research project set out with the purpose of contributing to trusting financial securities regulation in Hong Kong for small investors when the system is highly complex. The aim of this particular project, to contribute to that purpose, was to explore sets of cases reported on by the regulators and by the media. The cases were selected on the basis of their variety; that variety being what it is that frightens people about investing which includes being cheated; not understanding the rules; worried about safeguards against contraventions such as money laundering, corruption, insider dealing and more negative images. It is a boundaried study, focusing on financial regulation and practices in Hong Kong. However it surfaces commonalties or learnings for other financial centers. The research was motivated by a need for small investors to understand how the system works, its safeguards and its rate of response to addressing anomalies so that they can invest with more confidence. This document is to contribute to communicating a complex system to the ordinary investor and young trainees or young legal practitioners charged with helping small investors who may have a grievance. It uses legal cases as a form of storytelling or more precisely ‘parabling’ – the good and the bad, the David and Goliath, which serve to illustrate the anomalies in a way that helps people not only to have more understanding of the systems but also to quickly identify with what can go wrong even for the big players. This research was carried out in part during Hong Kong’s social unrest and before China’s changes to Basic Law (2020) and before the global pandemic of 2020. With these events this research has become historical in a short space of time although nothing significant had changed in financial securities regulation at the time of writing. The document is in three parts to support navigation and cross-reference: Part 1 is the main context, literature and cases studies. Part 2 contains all the bodies involved in the different cases relating to financial securities and Part 3 contains the Appendices

Angular distributions in the radiative decays of the 3D3^3D_3 state of charmonium originating from polarized pˉp\bar{p}p collisions

Using the helicity formalism, we calculate the combined angular distribution function of the two gamma photons ($\gamma_1$ and $\gamma_2$) and the electron ($e^-$) in the triple cascade process $\bar{p}p\rightarrow{}^3D_3\rightarrow{}^3P_2+\gamma_1\rightarrow(\psi+\gamma_2) +\gamma_1 \rightarrow (e^- + e^+) +\gamma_2 +\gamma_1$, when $\bar{p}$ and $p$ are arbitrarily polarized. We also derive six different partially integrated angular distribution functions which give the angular distributions of one or two particles in the final state. Our results show that by measuring the two-particle angular distribution of $\gamma_1$ and $\gamma_2$ and that of $\gamma_2$ and $e^-$, one can determine the relative magnitudes as well as the relative phases of all the helicity amplitudes in the two charmonium radiative transitions ${}^3D_3\rightarrow{}^3P_2+\gamma_1$ and $^3P_2\rightarrow \psi+\gamma_2$.Comment: arXiv admin note: substantial text overlap with arXiv:1311.464

Angular distributions of the polarized photons and electron in the decays of the 3D3^3D_3 state of charmonium

We calculate the combined angular distribution functions of the polarized photons ($\gamma_1$ and $\gamma_2$) and electron ($e^-$) produced in the cascade process $\bar{p}p\rightarrow$ $^3D_3\rightarrow$ $^3P_2+\gamma_1\rightarrow$ $(\psi+\gamma_2)+\gamma_1\rightarrow(e^++e^-)+\gamma_1+\gamma_2$, when the colliding $\bar{p}$ and $p$ are unpolarized. Our results are independent of any dynamical models and are expressed in terms of the spherical harmonics whose coefficients are functions of the angular-momentum helicity amplitudes of the individual processes. Once the joint angular distribution of ($\gamma_1$, $\gamma_2$) and that of ($\gamma_2$, $e^-$) with the polarization of either one of the two particles are measured, our results will enable one to determine the relative magnitudes as well as the relative phases of all the angular-momentum helicity amplitudes in the radiative decay processes $^3D_3\rightarrow$ $^3P_2+\gamma_1$ and $^3P_2\rightarrow\psi+\gamma_2$

Dielectric relaxation phenomena of alkyl acrylate on complexation with phenol dissolved in carbon tetrachloride under static and high frequency electric field

Double relaxation times 2 and 1 due to whole molecular rotation and the flexible parts of the binary (jk) polar mixture of alkyl acrylate (j) and phenols CCl4 (i) at 35ᵒC are estimated using susceptibility data under 9.37 GHz electric field. Five systems out of twelve exhibit 2, 1 and µ2, µ1. 2’s of all systems show gradual increase with the chain length of esters offering hindrance to the rotation of the molecule. The relative contributions c1 and c2 due to 1 and 2 for five systems in terms of and curve at are estimated along with symmetric s, characteristics cs establishing the symmetric distribution of relaxation behavior. The estimated µ's and 2's agreed with the reported and measured values. The solute-solute and solute-solvent molecular associations through H-bonding are also as certained

Imidazole aldoximes effective in assisting butyrylcholinesterase catalysis of organophosphate detoxification.

Intoxication by organophosphate (OP) nerve agents and pesticides should be addressed by efficient, quickly deployable countermeasures such as antidotes reactivating acetylcholinesterase or scavenging the parent OP. We present here synthesis and initial in vitro characterization of 14 imidazole aldoximes and their structural refinement into three efficient reactivators of human butyrylcholinesterase (hBChE) inhibited covalently by nerve agent OPs, sarin, cyclosarin, VX, and the OP pesticide metabolite, paraoxon. Rapid reactivation of OP-hBChE conjugates by uncharged and nonprotonated tertiary imidazole aldoximes allows the design of a new OP countermeasure by conversion of hBChE from a stoichiometric to catalytic OP bioscavenger with the prospect of oral bioavailability and central nervous system penetration. The enhanced in vitro reactivation efficacy determined for tertiary imidazole aldoximes compared to that of their quaternary N-methyl imidazolium analogues is attributed to ion pairing of the cationic imidazolium with Asp 70, altering a reactive alignment of the aldoxime with the phosphorus in the OP-hBChE conjugate

The Age Distribution of Stars in the Milky Way Bulge

The age and chemical characteristics of the Galactic bulge link to the formation and evolutionary history of the Galaxy. Data-driven methods and large surveys enable stellar ages and precision chemical abundances to be determined for vast regions of the Milky Way, including the bulge. Here, we use the data-driven approach of The Cannon, to infer the ages and abundances for 125,367 stars in the Milky Way, using spectra from Apache Point Observatory Galaxy Evolution Experiment (APOGEE) DR14. We examine the ages and metallicities of 1654 bulge stars within R_(GAL) < 3.5 kpc. We focus on fields with b < 12°, and out to longitudes of l < 15°. We see that stars in the bulge are about twice as old (τ = 8 Gyr), on average, compared to those in the solar neighborhood (τ = 4 Gyr), with a larger dispersion in [Fe/H] (≈0.38 compared to 0.23 dex). This age gradient comes primarily from the low-α stars. Looking along the Galactic plane, the very central field in the bulge shows by far the largest dispersion in [Fe/H] (σ_([Fe/H]) ≈ 0.4 dex) and line-of-sight velocity (σ_(vr) ≈ 90 km s⁻¹), and simultaneously the smallest dispersion in age. Moving out in longitude, the stars become kinematically colder and less dispersed in [Fe/H], but show a much broader range of ages. We see a signature of the X-shape within the bulge at a latitude of b = 8°, but not at b = 12°. Future APOGEE and other survey data, with larger sampling, affords the opportunity to extend our approach and study in more detail, to place stronger constraints on models of the Milky Way

Split Fracture: A Complication of Cerclage Wiring of Acute Patellar Fracture

Introduction: Iatrogenic patellar fracture is reported as a complication of patella procedures, such as medial patellofemoral ligament reconstruction, reconstruction of the anterior cruciate ligament of the knee using bone-patellar tendon-bone technique, and resurfacing the patella in total knee arthroplasty. Case Presentation: A 65-year-old lady with right patella fracture was treated with open reduction and cerclage wiring. An iatrogenic split fracture was noted during tension of the cerclage wire and was successfully managed by screw fixation of the split fracture. Conclusions: Split fracture is a rare complication of circumferential cerclage wiring of patellar fracture. The surgeon should be aware of the contributing factors in order to avoid this complication

Computer animation data management: Review of evolution phases and emerging issues

The computer animation industry has been booming and prospering in recent thirty years. One of the significant changes faced by this industry is the evolution of computer-animation data and, yet, extant literature has offered very little insights into the evolution process and management issues pertinent to computer-animation data. Hence, many questions have surfaced in the extant literature of computer-animation data management. For example, to what extent has the data content expanded in terms of quantity and quality? To what extent has the information technology used to store and process the data changed? To what extent have the user and the community groups diversified in terms of their nature and number? Knowledge pertaining to these issues can provide new research directions to academics and also insights to practitioners for more effective and innovative management of computer-animation data. This conceptual paper, therefore, takes the pioneering step to address these issues by proposing four factors prudent for examining the evolution phases associated with computer-animation data management: technology, content, users, and community. Next, this paper presents a conceptual framework illustrating the inter-dependent relationships between these four factors together with associated theoretical and managerial issues. This paper, albeit limited by its conceptual nature, advances the extant literature of computer animation, information system, and open-product model

Children's Use of Electronic Games: Choices of Game Mode and Challenge Levels

Introduction. Interactive electronic games are popular and are believed to contribute to physical activity accrual. The purpose of this study was to examine children's electronic game use during conditions in which they had free access to selecting interactive and seated screen-based versions of electronic games and during the interactive versions had free choice in making adjustments to the activity intensity. Methods. We systematically observed 60 Hong Kong primary school children during two 60-minute game sessions while simultaneously recording their game mode choices and physical activity levels using SOFIT (System for Observing Fitness Instruction Time). Results. When given free choice, children spent more than half of their available time participating in interactive versions of games. These versions of games provided significantly more moderate-to-vigorous physical activity and greater energy expenditure than the computer screen versions. Children with the opportunity to modify intensity levels spent more time playing the interactive versions and accrued more physical activity. Conclusions. The tenets of behavioral choice theory were supported. Access to new-generation interactive games, particularly those with modifiable intensity levels, may facilitate children's participation in physical activity