A techno-economic study of optical network disaggregation employing Open-Source Software business models for Metropolitan Area Networks

This work provides a techno-economic evaluation of optical disaggregation architectures in the context of metropolitan area networks. The study compares two optical disaggregation options (partial vs. total) against the legacy benchmark where optical equipment is subject to vendor lock-in, as it is deployed in most networks today. We show that emerging open source software projects within the software-defined networking ecosystem can potentially yield significant cost savings for medium- and large-size network operators, while they can introduce extra flexibility and agility to network operations and service deployments.This work has been supported by EU H2020 project Metro-Haul, grant no. 761727 (https://metro-haul.eu)

Space continuity constraint in dynamic Flex-Grid/SDM optical core networks: An evaluation with spatial and spectral super-channels

Space Division Multiplexing (SDM) appears as a promising solution to overcome the capacity limits of single-mode optical fibers. In Flex-Grid/SDM optical networks, nodes offering full interconnection between input/output fiber ports and spatial channels, typical SDM-Reconfigurable Optical Add/Drop Multiplexer (SDM-ROADM) referred to as independent switching with lane support (InS with LC support), require very complex and expensive node architectures. Alternative designs have been proposed to relax their requirements, such as those realizing Joint-switching (JoS) by switching one spectrum slice across all spatial channels at once. In this work, we evaluate the benefits of a cost-effective SDM-ROADM architecture that makes a trade-off between (i) performance in terms of network throughput and (ii) architectural complexity by forcing the Space Continuity Constraint (SCC) end-to-end, that is, along the connection physical path. The performance and architectural complexity of such a SDM-ROADM solution are compared in dynamic Flex-Grid/SDM scenarios against benchmark networks based on InS with LC support and JoS SDM-ROADMs, under both spatial and spectral super-channels. We quantify the network throughput when scaling the spatial multiplicity from 7 to 30 spatial channels, considering Multi-Fiber (MF) as well as Multi-Core Fiber (MCF) SDM solutions. The obtained results reveal that differences in terms of network throughput employing InS without LC support SDM-ROADMs is merely up to 14% lower than InS with LC support SDM-ROADMs, while the network CAPEX can be dramatically reduced by 86%. In contrast, networks employing InS without LC support SDM-ROADMs carry up to 40% higher throughput than JoS ones, whereas the network CAPEX can be raised up to 3×. This paper also analyses the spatial multiplicity impact on both network metrics (throughput and CAPEX).Peer ReviewedPostprint (author's final draft

Empowering the 6G Cellular Architecture with Open RAN

Innovation and standardization in 5G have brought advancements to every facet of the cellular architecture. This ranges from the introduction of new frequency bands and signaling technologies for the radio access network (RAN), to a core network underpinned by micro-services and network function virtualization (NFV). However, like any emerging technology, the pace of real-world deployments does not instantly match the pace of innovation. To address this discrepancy, one of the key aspects under continuous development is the RAN with the aim of making it more open, adaptive, functional, and easy to manage. In this paper, we highlight the transformative potential of embracing novel cellular architectures by transitioning from conventional systems to the progressive principles of Open RAN. This promises to make 6G networks more agile, cost-effective, energy-efficient, and resilient. It opens up a plethora of novel use cases, ranging from ubiquitous support for autonomous devices to cost-effective expansions in regions previously underserved. The principles of Open RAN encompass: (i) a disaggregated architecture with modular and standardized interfaces; (ii) cloudification, programmability and orchestration; and (iii) AI-enabled data-centric closed-loop control and automation. We first discuss the transformative role Open RAN principles have played in the 5G era. Then, we adopt a system-level approach and describe how these Open RAN principles will support 6G RAN and architecture innovation. We qualitatively discuss potential performance gains that Open RAN principles yield for specific 6G use cases. For each principle, we outline the steps that research, development and standardization communities ought to take to make Open RAN principles central to next-generation cellular network designs.Comment: This paper is part of the IEEE JSAC SI on Open RAN. Please cite as: M. Polese, M. Dohler, F. Dressler, M. Erol-Kantarci, R. Jana, R. Knopp, T. Melodia, "Empowering the 6G Cellular Architecture with Open RAN," in IEEE Journal on Selected Areas in Communications, doi: 10.1109/JSAC.2023.333461

Design, monitoring and performance evaluation of high capacity optical networks

Premi Extraordinari de Doctorat, promoció 2018-2019. Àmbit de les TICInternet traffic is expected to keep increasing exponentially due to the emergence of a vast number of innovative online services and applications. Optical networks, which are the cornerstone of the underlying Internet infrastructure, have been continuously evolving to carry the ever-increasing traffic in a more flexible, cost-effective, and intelligent way. Having these three targets in mind, this PhD thesis focuses on two general areas for the performance improvement and the evolution of optical networks: i) introducing further cognition to the optical layer, and ii) introducing new networking solutions revolutionizing the optical transport infrastructure. In the first part, we present novel failure detection and identification solutions in the optical layer utilizing the optical spectrum traces captured by cost-effective coarse-granular Optical Spectrum Analyzers (OSA). We demonstrate the effectiveness of the developed solutions for detecting and identifying filter-related failures in the context of Spectrum-Switched Optical Networks (SSON), as well as transmitter-related laser failures in Filter-less Optical Networks (FON). In addition, at the subsystem level we propose an Autonomic Transmission Agent (ATA), which triggers local or remote transceiver reconfiguration by predicting Bit-Error-Rate (BER) degradation by monitoring State-of-Polarization (SOP) data obtained by coherent receivers. I have developed solutions to push further the performance of the currently deployed optical networks through reducing the margins and introducing intelligence to better manage their resources. However, it is expected that the spectral efficiency of the current standard Single-Mode Fiber (SMF) based optical network approaches the Shannon capacity limits in the near future, and therefore, a new paradigm is required to keep with the pace of the current huge traffic increase. In this regard, Space Division Multiplexing (SDM) is proposed as the ultimate solution to address the looming capacity crunch with a reduced cost-per-bit delivered to the end-users. I devote the second part of this thesis to investigate different flavors of SDM based optical networks with the aim of finding the best compromise for the realization of a spectrally and spatially flexible optical network. SDM-based optical networks can be deployed over various types of transmission media. Additionally, due to the extra dimension (i.e., space) introduced in SDM networks, optical switching nodes can support wavelength granularity, space granularity, or a combination of both. In this thesis, we evaluate the impact of various spectral and spatial switching granularities on the performance of SDM-based optical networks serving different profiles of traffic with the aim of understanding the impact of switching constraints on the overall network performance. In this regard, we consider two different generations of wavelength selective switches (WSS) to reflect the technology limitations on the performance of SDM networks. In addition, we present different designs of colorless direction-less, and Colorless Directionless Contention-less (CDC) Reconfigurable Optical Add/Drop Multiplexers (ROADM) realizing SDM switching schemes and compare their performance in terms of complexity and implementation cost. Furthermore, with the aim of revealing the benefits and drawbacks of SDM networks over different types of transmission media, we preset a QoT-aware network planning toolbox and perform comparative performance analysis among SDM network based on various types of transmission media. We also analyze the power consumption of Multiple-Input Multiple-Output (MIMO) Digital Signal Processing (DSP) units of transceivers operating over three different types of transmission media. The results obtained in the second part of the thesis provide a comprehensive outlook to different realizations of SDM-based optical networks and showcases the benefits and drawbacks of different SDM realizations.Se espera que el tráfico de Internet siga aumentando exponencialmente debido a la continua aparición de gran cantidad de aplicaciones innovadoras. Las redes ópticas, que son la piedra angular de la infraestructura de Internet, han evolucionado continuamente para transportar el tráfico cada vez mayor de una manera más flexible, rentable e inteligente. Teniendo en cuenta estos tres objetivos, esta tesis doctoral se centra en dos áreas cruciales para la mejora del rendimiento y la evolución de las redes ópticas: i) introducción de funcionalidades cognitivas en la capa óptica, y ii) introducción de nuevas estructuras de red que revolucionarán el transporte óptico. En la primera parte, se presentan soluciones novedosas de detección e identificación de fallos en la capa óptica que utilizan trazas de espectro óptico obtenidas mediante analizadores de espectros ópticos (OSA) de baja resolución (y por tanto de coste reducido). Se demuestra la efectividad de las soluciones desarrolladas para detectar e identificar fallos derivados del filtrado imperfecto en las redes ópticas de conmutación de espectro (SSON), así como fallos relacionados con el láser transmisor en redes ópticas sin filtro (FON). Además, a nivel de subsistema, se propone un Agente de Transmisión Autónomo (ATA), que activa la reconfiguración del transceptor local o remoto al predecir la degradación de la Tasa de Error por Bits (BER), monitorizando el Estado de Polarización (SOP) de la señal recibida en un receptor coherente. Se han desarrollado soluciones para incrementar el rendimiento de las redes ópticas mediante la reducción de los márgenes y la introducción de inteligencia en la administración de los recursos de la red. Sin embargo, se espera que la eficiencia espectral de las redes ópticas basadas en fibras monomodo (SMF) se acerque al límite de capacidad de Shannon en un futuro próximo, y por tanto, se requiere un nuevo paradigma que permita mantener el crecimiento necesario para soportar el futuro aumento del tráfico. En este sentido, se propone el Multiplexado por División Espacial (SDM) como la solución que permita la continua reducción del coste por bit transmitido ante ése esperado crecimiento del tráfico. En la segunda parte de esta tesis se investigan diferentes tipos de redes ópticas basadas en SDM con el objetivo de encontrar soluciones para la realización de redes ópticas espectral y espacialmente flexibles. Las redes ópticas basadas en SDM se pueden implementar utilizando diversos tipos de medios de transmisión. Además, debido a la dimensión adicional (el espacio) introducida en las redes SDM, los nodos de conmutación óptica pueden conmutar longitudes de onda, fibras o una combinación de ambas. Se evalúa el impacto de la conmutación espectral y espacial en el rendimiento de las redes SDM bajo diferentes perfiles de tráfico ofrecido, con el objetivo de comprender el impacto de las restricciones de conmutación en el rendimiento de la red. En este sentido, se consideran dos generaciones diferentes de conmutadores selectivos de longitud de onda (WSS) para reflejar las limitaciones de la tecnología en el rendimiento de las redes SDM. Además, se presentan diferentes diseños de ROADM, independientes de la longitud de onda, de la dirección, y sin contención (CDC) utilizados para la conmutación SDM, y se compara su rendimiento en términos de complejidad y coste. Además, con el objetivo de cuantificar los beneficios e inconvenientes de las redes SDM, se ha generado una herramienta de planificación de red que prevé la QoT usando diferentes tipos de fibras. También se analiza el consumo de energía de las unidades DSP de los transceptores MIMO operando en redes SDM con tres tipos diferentes de medios de transmisión. Los resultados obtenidos en esta segunda parte de la tesis proporcionan una perspectiva integral de las redes SDM y muestran los beneficios e inconvenientes de sus diferentes implementacionesAward-winningPostprint (published version

Verification and validation methodology for interfaces in network environments

La verificación y validación de software es una metodología muy utilizada en la actualidad por los desarrolladores de software. Es importante que cada proyecto tecnológico siga unas pautas para validar los cambios y no es menos para los entornos de red. Este TFG desarrolla y evalúa una metodología de validación y verificación de un entorno de red emulado mostrando las principales tecnologías de virtualización y automatización de pruebas. Concretamente, se generará un entorno de red con una topología que constará de cinco nodos: dos hosts, dos switches (conmutador de red) y un servidor de monitorización usando gNMI (gRPC Network Management Interface). Para probar el funcionamiento correcto de la red se generará tráfico en la misma desde un host hacia otro mientras que el servidor de monitorización obtendrá información de ambos switches gracias a la telemetría que posee SONiC, el sistema operativo que se introducirá en los dispositivos de red. Para la virtualización y automatización del proyecto se utilizará la tecnología de contenedores Docker, por lo que cada nodo de la red se desplegará sobre un contenedor con su imagen particular. Para la verificación y validación del entorno se hará uso del servicio de integración continua Travis CI. Finalmente se realizarán pruebas para comprobar la conectividad y el correcto funcionamiento de la monitorización de los switches. De esta manera, se construirá una metodología totalmente funcional para la verificación y validación de un entorno de re

Design, monitoring and performance evaluation of high capacity optical networks

Internet traffic is expected to keep increasing exponentially due to the emergence of a vast number of innovative online services and applications. Optical networks, which are the cornerstone of the underlying Internet infrastructure, have been continuously evolving to carry the ever-increasing traffic in a more flexible, cost-effective, and intelligent way. Having these three targets in mind, this PhD thesis focuses on two general areas for the performance improvement and the evolution of optical networks: i) introducing further cognition to the optical layer, and ii) introducing new networking solutions revolutionizing the optical transport infrastructure. In the first part, we present novel failure detection and identification solutions in the optical layer utilizing the optical spectrum traces captured by cost-effective coarse-granular Optical Spectrum Analyzers (OSA). We demonstrate the effectiveness of the developed solutions for detecting and identifying filter-related failures in the context of Spectrum-Switched Optical Networks (SSON), as well as transmitter-related laser failures in Filter-less Optical Networks (FON). In addition, at the subsystem level we propose an Autonomic Transmission Agent (ATA), which triggers local or remote transceiver reconfiguration by predicting Bit-Error-Rate (BER) degradation by monitoring State-of-Polarization (SOP) data obtained by coherent receivers. I have developed solutions to push further the performance of the currently deployed optical networks through reducing the margins and introducing intelligence to better manage their resources. However, it is expected that the spectral efficiency of the current standard Single-Mode Fiber (SMF) based optical network approaches the Shannon capacity limits in the near future, and therefore, a new paradigm is required to keep with the pace of the current huge traffic increase. In this regard, Space Division Multiplexing (SDM) is proposed as the ultimate solution to address the looming capacity crunch with a reduced cost-per-bit delivered to the end-users. I devote the second part of this thesis to investigate different flavors of SDM based optical networks with the aim of finding the best compromise for the realization of a spectrally and spatially flexible optical network. SDM-based optical networks can be deployed over various types of transmission media. Additionally, due to the extra dimension (i.e., space) introduced in SDM networks, optical switching nodes can support wavelength granularity, space granularity, or a combination of both. In this thesis, we evaluate the impact of various spectral and spatial switching granularities on the performance of SDM-based optical networks serving different profiles of traffic with the aim of understanding the impact of switching constraints on the overall network performance. In this regard, we consider two different generations of wavelength selective switches (WSS) to reflect the technology limitations on the performance of SDM networks. In addition, we present different designs of colorless direction-less, and Colorless Directionless Contention-less (CDC) Reconfigurable Optical Add/Drop Multiplexers (ROADM) realizing SDM switching schemes and compare their performance in terms of complexity and implementation cost. Furthermore, with the aim of revealing the benefits and drawbacks of SDM networks over different types of transmission media, we preset a QoT-aware network planning toolbox and perform comparative performance analysis among SDM network based on various types of transmission media. We also analyze the power consumption of Multiple-Input Multiple-Output (MIMO) Digital Signal Processing (DSP) units of transceivers operating over three different types of transmission media. The results obtained in the second part of the thesis provide a comprehensive outlook to different realizations of SDM-based optical networks and showcases the benefits and drawbacks of different SDM realizations.Se espera que el tráfico de Internet siga aumentando exponencialmente debido a la continua aparición de gran cantidad de aplicaciones innovadoras. Las redes ópticas, que son la piedra angular de la infraestructura de Internet, han evolucionado continuamente para transportar el tráfico cada vez mayor de una manera más flexible, rentable e inteligente. Teniendo en cuenta estos tres objetivos, esta tesis doctoral se centra en dos áreas cruciales para la mejora del rendimiento y la evolución de las redes ópticas: i) introducción de funcionalidades cognitivas en la capa óptica, y ii) introducción de nuevas estructuras de red que revolucionarán el transporte óptico. En la primera parte, se presentan soluciones novedosas de detección e identificación de fallos en la capa óptica que utilizan trazas de espectro óptico obtenidas mediante analizadores de espectros ópticos (OSA) de baja resolución (y por tanto de coste reducido). Se demuestra la efectividad de las soluciones desarrolladas para detectar e identificar fallos derivados del filtrado imperfecto en las redes ópticas de conmutación de espectro (SSON), así como fallos relacionados con el láser transmisor en redes ópticas sin filtro (FON). Además, a nivel de subsistema, se propone un Agente de Transmisión Autónomo (ATA), que activa la reconfiguración del transceptor local o remoto al predecir la degradación de la Tasa de Error por Bits (BER), monitorizando el Estado de Polarización (SOP) de la señal recibida en un receptor coherente. Se han desarrollado soluciones para incrementar el rendimiento de las redes ópticas mediante la reducción de los márgenes y la introducción de inteligencia en la administración de los recursos de la red. Sin embargo, se espera que la eficiencia espectral de las redes ópticas basadas en fibras monomodo (SMF) se acerque al límite de capacidad de Shannon en un futuro próximo, y por tanto, se requiere un nuevo paradigma que permita mantener el crecimiento necesario para soportar el futuro aumento del tráfico. En este sentido, se propone el Multiplexado por División Espacial (SDM) como la solución que permita la continua reducción del coste por bit transmitido ante ése esperado crecimiento del tráfico. En la segunda parte de esta tesis se investigan diferentes tipos de redes ópticas basadas en SDM con el objetivo de encontrar soluciones para la realización de redes ópticas espectral y espacialmente flexibles. Las redes ópticas basadas en SDM se pueden implementar utilizando diversos tipos de medios de transmisión. Además, debido a la dimensión adicional (el espacio) introducida en las redes SDM, los nodos de conmutación óptica pueden conmutar longitudes de onda, fibras o una combinación de ambas. Se evalúa el impacto de la conmutación espectral y espacial en el rendimiento de las redes SDM bajo diferentes perfiles de tráfico ofrecido, con el objetivo de comprender el impacto de las restricciones de conmutación en el rendimiento de la red. En este sentido, se consideran dos generaciones diferentes de conmutadores selectivos de longitud de onda (WSS) para reflejar las limitaciones de la tecnología en el rendimiento de las redes SDM. Además, se presentan diferentes diseños de ROADM, independientes de la longitud de onda, de la dirección, y sin contención (CDC) utilizados para la conmutación SDM, y se compara su rendimiento en términos de complejidad y coste. Además, con el objetivo de cuantificar los beneficios e inconvenientes de las redes SDM, se ha generado una herramienta de planificación de red que prevé la QoT usando diferentes tipos de fibras. También se analiza el consumo de energía de las unidades DSP de los transceptores MIMO operando en redes SDM con tres tipos diferentes de medios de transmisión. Los resultados obtenidos en esta segunda parte de la tesis proporcionan una perspectiva integral de las redes SDM y muestran los beneficios e inconvenientes de sus diferentes implementacione

Finding False Assurance in Formal Verification of Software Systems

Formal verification plays a crucial role in enhancing the reliability of computing systems by mathematically checking the correctness of a program. Although recent years have witnessed lots of research and applications that optimize the formal verification process, the issue of false assurance persists in certain stages of the formal verification pipeline. The false assurance problem is critical as it can easily undermine months if not years of verification efforts. In this thesis, we first generalized the formal verification process. We then identified and analyzed specific stages susceptible to false assurance. Subsequently, a systematization of knowledge pertaining to the false assurance issues observed at these stages is provided, accompanied by a discussion on the existing defense mechanisms that are currently available. Specifically, we focused on the problem of formal specification incompleteness. We presented FAST in this thesis, which is short for underlineFuzzing-underlineAssisted underlineSpecification underlineTesting. FAST examines the spec for incompleteness issues in an automated way: it first locates spec gaps via mutation testing, i.e., by checking whether a code variant conforms to the original spec. If so, FAST further leverages the test suites to infer whether the gap is introduced by intention or by mistake. Depending on the codebase size, FAST may choose to generate code variants in either an enumerative or evolutionary way. FAST is applied to two open-source codebases that feature formal verification and helps to confirm 13 and 21 blind spots in their spec respectively. This highlights the prevalence of spec incompleteness in real-world applications

Semantic discovery and reuse of business process patterns

Patterns currently play an important role in modern information systems (IS) development and their use has mainly been restricted to the design and implementation phases of the development lifecycle. Given the increasing significance of business modelling in IS development, patterns have the potential of providing a viable solution for promoting reusability of recurrent generalized models in the very early stages of development. As a statement of research-in-progress this paper focuses on business process patterns and proposes an initial methodological framework for the discovery and reuse of business process patterns within the IS development lifecycle. The framework borrows ideas from the domain engineering literature and proposes the use of semantics to drive both the discovery of patterns as well as their reuse

The Longer Term Effects of Federal Subsidies on Firm Commercialization and Survival:Evidence from the Advanced Technology Program

The goal of this dissertation is to determine the longer term (5-10 year) causal impact of federal R&D subsidies on firms’ survival outcomes and commercialization behavior. The data are small firms which applied to the 1998-2000 Advanced Technology Program (ATP) competitions. A variant of the research design pioneered by Heckman (1979) allows for inherent pre-award differences between awarded and non-awarded firms to be taken into account. This dissertation finds that receiving an ATP award has a positive and significant causal impact on a firm’s survival chances and new product announcements, but not on the more general likelihood of it commercializing any of its research.Doctor of Philosoph

Advanced Threat Intelligence: Interpretation of Anomalous Behavior in Ubiquitous Kernel Processes

Targeted attacks on digital infrastructures are a rising threat against the confidentiality, integrity, and availability of both IT systems and sensitive data. With the emergence of advanced persistent threats (APTs), identifying and understanding such attacks has become an increasingly difficult task. Current signature-based systems are heavily reliant on fixed patterns that struggle with unknown or evasive applications, while behavior-based solutions usually leave most of the interpretative work to a human analyst. This thesis presents a multi-stage system able to detect and classify anomalous behavior within a user session by observing and analyzing ubiquitous kernel processes. Application candidates suitable for monitoring are initially selected through an adapted sentiment mining process using a score based on the log likelihood ratio (LLR). For transparent anomaly detection within a corpus of associated events, the author utilizes star structures, a bipartite representation designed to approximate the edit distance between graphs. Templates describing nominal behavior are generated automatically and are used for the computation of both an anomaly score and a report containing all deviating events. The extracted anomalies are classified using the Random Forest (RF) and Support Vector Machine (SVM) algorithms. Ultimately, the newly labeled patterns are mapped to a dedicated APT attacker–defender model that considers objectives, actions, actors, as well as assets, thereby bridging the gap between attack indicators and detailed threat semantics. This enables both risk assessment and decision support for mitigating targeted attacks. Results show that the prototype system is capable of identifying 99.8% of all star structure anomalies as benign or malicious. In multi-class scenarios that seek to associate each anomaly with a distinct attack pattern belonging to a particular APT stage we achieve a solid accuracy of 95.7%. Furthermore, we demonstrate that 88.3% of observed attacks could be identified by analyzing and classifying a single ubiquitous Windows process for a mere 10 seconds, thereby eliminating the necessity to monitor each and every (unknown) application running on a system. With its semantic take on threat detection and classification, the proposed system offers a formal as well as technical solution to an information security challenge of great significance.The financial support by the Christian Doppler Research Association, the Austrian Federal Ministry for Digital and Economic Affairs, and the National Foundation for Research, Technology and Development is gratefully acknowledged