Receive Combining vs. Multi-Stream Multiplexing in Downlink Systems with Multi-Antenna Users

In downlink multi-antenna systems with many users, the multiplexing gain is strictly limited by the number of transmit antennas $N$ and the use of these antennas. Assuming that the total number of receive antennas at the multi-antenna users is much larger than $N$, the maximal multiplexing gain can be achieved with many different transmission/reception strategies. For example, the excess number of receive antennas can be utilized to schedule users with effective channels that are near-orthogonal, for multi-stream multiplexing to users with well-conditioned channels, and/or to enable interference-aware receive combining. In this paper, we try to answer the question if the $N$ data streams should be divided among few users (many streams per user) or many users (few streams per user, enabling receive combining). Analytic results are derived to show how user selection, spatial correlation, heterogeneous user conditions, and imperfect channel acquisition (quantization or estimation errors) affect the performance when sending the maximal number of streams or one stream per scheduled user---the two extremes in data stream allocation. While contradicting observations on this topic have been reported in prior works, we show that selecting many users and allocating one stream per user (i.e., exploiting receive combining) is the best candidate under realistic conditions. This is explained by the provably stronger resilience towards spatial correlation and the larger benefit from multi-user diversity. This fundamental result has positive implications for the design of downlink systems as it reduces the hardware requirements at the user devices and simplifies the throughput optimization.Comment: Published in IEEE Transactions on Signal Processing, 16 pages, 11 figures. The results can be reproduced using the following Matlab code: https://github.com/emilbjornson/one-or-multiple-stream

Physical Layer Techniques for Massive MIMO Sub-6 GHz LoS and Millimetre-Wave Transmission

The explosive growth in data demand requires solutions with higher system throughput, lower energy consumption, and simultaneous support for many users. Massive multiple-input multiple-output (MIMO) and millimetre-wave (mmWave) techniques are promising candidates for next-generation wireless systems. This thesis focuses on sub-6 GHz line-of-sight (LoS) transmissions in massive MIMO systems, which not only fulfil a variety of applications, such as small-cell back-haul but also provide a longer coherent time as the LoS channel varies more slowly and can be readily estimated compared with fading channels. This thesis also focuses on mmWave transmissions in massive MIMO systems since a large-scale antenna array can compensate for the strong pathloss of mmWave transmissions whilst the mmWave carrier frequencies enable compact BS configurations. In this thesis, the fundamentals of the massive MIMO technique are studied comprehensively through theoretical analysis and simulations. The representative sub-6 GHz channel models of LoS and fading channels are considered. The characteristics of the LoS channel and the system performance of LoS transmissions are investigated and compared with fading channels along with the key factors that impact performance. The effective SINR expressions of the linear precoding schemes for LoS transmissions are presented. It is illustrated that the system performance of massive MIMO LoS transmissions is robust when the angles of departure are distributed within a wide range and the power of the LoS channel component is high. The mmWave channel model and technical challenges are studied. The mmWave massive MIMO precoding problem is transformed into a beam-selecting problem. A novel channel deconstruction algorithm is proposed that enables the estimation of each received paths’ parameters from the perfect or Gaussian-perturbed channel state information. Utilising the estimated path parameters, new analogue and hybrid beam-selecting (ABS and HBS) linear precoding schemes are proposed that contribute substantially to system performance. The corresponding hardware architectures for the proposed schemes are demonstrated, which exploit low-complexity and low-cost signal processing with high energy efficiency. An enhanced hybrid beam-selecting precoding (E-HBS) scheme and hardware configuration are further proposed to achieve the optimal and near-optimal performance of digital baseband signal processing with low cost and high energy efficiency in massive MIMO systems. With E-HBS, the number of RF chains and the dimension of the baseband digital control is independent of the number of base station antennas, which is vital for massive MIMO systems. Novel spatial user scheduling (SUS) schemes for sub-6 GHz LoS massive MIMO transmissions are proposed along with a capacity-enhancement check (CEC) scheme to further improve the system performance by mitigating the LoS channel cross-correlation

Study on Scheduling Techniques for Ultra Dense Small Cell Networks

The most promising approach to enhance network capacity for the next generation of wireless cellular networks (5G) is densification, which benefits from the extensive spatial reuse of the spectrum and the reduced distance between transmitters and receivers. In this paper, we examine the performance of different schedulers in ultra dense small cell deployments. Due to the stronger line of sight (LOS) at low inter-site distances (ISDs), we discuss that the Rician fading channel model is more suitable to study network performance than the Rayleigh one, and model the Rician K factor as a function of distance between the user equipment (UE) and its serving base station (BS). We also construct a cross-correlation shadowing model that takes into account the ISD, and finally investigate potential multi-user diversity gains in ultra dense small cell deployments by comparing the performances of proportional fair (PF) and round robin (RR) schedulers. Our study shows that as network becomes denser, the LOS component starts to dominate the path loss model which significantly increases the interference. Simulation results also show that multi-user diversity is considerably reduced at low ISDs, and thus the PF scheduling gain over the RR one is small, around 10% in terms of cell throughput. As a result, the RR scheduling may be preferred for dense small cell deployments due to its simplicity. Despite both the interference aggravation as well as the multi-user diversity loss, network densification is still worth it from a capacity view point.Comment: 6 pages, 7 figures, Accepted to IEEE VTC-Fall 2015 Bosto

Multiple Access in Aerial Networks: From Orthogonal and Non-Orthogonal to Rate-Splitting

Recently, interest on the utilization of unmanned aerial vehicles (UAVs) has aroused. Specifically, UAVs can be used in cellular networks as aerial users for delivery, surveillance, rescue search, or as an aerial base station (aBS) for communication with ground users in remote uncovered areas or in dense environments requiring prompt high capacity. Aiming to satisfy the high requirements of wireless aerial networks, several multiple access techniques have been investigated. In particular, space-division multiple access(SDMA) and power-domain non-orthogonal multiple access (NOMA) present promising multiplexing gains for aerial downlink and uplink. Nevertheless, these gains are limited as they depend on the conditions of the environment. Hence, a generalized scheme has been recently proposed, called rate-splitting multiple access (RSMA), which is capable of achieving better spectral efficiency gains compared to SDMA and NOMA. In this paper, we present a comprehensive survey of key multiple access technologies adopted for aerial networks, where aBSs are deployed to serve ground users. Since there have been only sporadic results reported on the use of RSMA in aerial systems, we aim to extend the discussion on this topic by modelling and analyzing the weighted sum-rate performance of a two-user downlink network served by an RSMA-based aBS. Finally, related open issues and future research directions are exposed.Comment: 16 pages, 6 figures, submitted to IEEE Journa

Millimeter Wave Systems for Wireless Cellular Communications

This thesis considers channel estimation and multiuser (MU) data transmission for massive MIMO systems with fully digital/hybrid structures in mmWave channels. It contains three main contributions. In this thesis, we first propose a tone-based linear search algorithm to facilitate the estimation of angle-of-arrivals of the strongest components as well as scattering components of the users at the base station (BS) with fully digital structure. Our results show that the proposed maximum-ratio transmission (MRT) based on the strongest components can achieve a higher data rate than that of the conventional MRT, under the same mean squared errors (MSE). Second, we develop a low-complexity channel estimation and beamformer/precoder design scheme for hybrid mmWave systems. In addition, the proposed scheme applies to both non-sparse and sparse mmWave channel environments. We then leverage the proposed scheme to investigate the downlink achievable rate performance. The results show that the proposed scheme obtains a considerable achievable rate of fully digital systems. Taking into account the effect of various types of errors, we investigate the achievable rate performance degradation of the considered scheme. Third, we extend our proposed scheme to a multi-cell MU mmWave MIMO network. We derive the closed-form approximation of the normalized MSE of channel estimation under pilot contamination over Rician fading channels. Furthermore, we derive a tight closed-form approximation and the scaling law of the average achievable rate. Our results unveil that channel estimation errors, the intra-cell interference, and the inter-cell interference caused by pilot contamination over Rician fading channels can be efficiently mitigated by simply increasing the number of antennas equipped at the desired BS.Comment: Thesi

A Survey of Physical Layer Security Techniques for 5G Wireless Networks and Challenges Ahead

Physical layer security which safeguards data confidentiality based on the information-theoretic approaches has received significant research interest recently. The key idea behind physical layer security is to utilize the intrinsic randomness of the transmission channel to guarantee the security in physical layer. The evolution towards 5G wireless communications poses new challenges for physical layer security research. This paper provides a latest survey of the physical layer security research on various promising 5G technologies, including physical layer security coding, massive multiple-input multiple-output, millimeter wave communications, heterogeneous networks, non-orthogonal multiple access, full duplex technology, etc. Technical challenges which remain unresolved at the time of writing are summarized and the future trends of physical layer security in 5G and beyond are discussed.Comment: To appear in IEEE Journal on Selected Areas in Communication