Unitarity violation in noninteger dimensional Gross-Neveu-Yukawa model

We construct an explicit example of unitarity violation in fermionic quantum field theories in noninteger dimensions. We study the two-point correlation function of four-fermion operators. We compute the one-loop anomalous dimensions of these operators in the Gross-Neveu-Yukawa model. We find that at one-loop order, the four-fermion operators split into three classes with one class having negative norms. This implies that the theory violates unitarity, following the definition in Ref. [1]

The Conformal Bootstrap: Theory, Numerical Techniques, and Applications

Conformal field theories have been long known to describe the fascinating universal physics of scale invariant critical points. They describe continuous phase transitions in fluids, magnets, and numerous other materials, while at the same time sit at the heart of our modern understanding of quantum field theory. For decades it has been a dream to study these intricate strongly coupled theories nonperturbatively using symmetries and other consistency conditions. This idea, called the conformal bootstrap, saw some successes in two dimensions but it is only in the last ten years that it has been fully realized in three, four, and other dimensions of interest. This renaissance has been possible both due to significant analytical progress in understanding how to set up the bootstrap equations and the development of numerical techniques for finding or constraining their solutions. These developments have led to a number of groundbreaking results, including world record determinations of critical exponents and correlation function coefficients in the Ising and $O(N)$ models in three dimensions. This article will review these exciting developments for newcomers to the bootstrap, giving an introduction to conformal field theories and the theory of conformal blocks, describing numerical techniques for the bootstrap based on convex optimization, and summarizing in detail their applications to fixed points in three and four dimensions with no or minimal supersymmetry.Comment: 81 pages, double column, 58 figures; v3: updated references, minor typos correcte

Sphalerons, spectral flow, and anomalies

The topology of configuration space may be responsible in part for the existence of sphalerons. Here, sphalerons are defined to be static but unstable finite-energy solutions of the classical field equations. Another manifestation of the nontrivial topology of configuration space is the phenomenon of spectral flow for the eigenvalues of the Dirac Hamiltonian. The spectral flow, in turn, is related to the possible existence of anomalies. In this review, the interconnection of these topics is illustrated for three particular sphalerons of SU(2) Yang-Mills-Higgs theory.Comment: 35 pages with revtex4; invited paper for the August special issue of JMP on "Integrability, topological solitons and beyond

Emergence and Breakdown of Quantum Scale Symmetry: From Correlated Condensed Matter to Physics Beyond the Standard Model

Scale symmetry is notoriously fickle: even when (approximately) present at the classical level, quantum fluctuations often break it, sometimes rather dramatically. Indeed, contemporary physics encompasses the study of very different phenomena at very different scales, e.g., from the (nominally) meV scale of spin systems, via the eV of electronic band structures, to the GeV of elementary particles, and possibly even the 10¹⁹ GeV of quantum gravity. However, there are often – possibly surprising – analogies between systems across these seemingly disparate settings. Studying the possible emergence of quantum scale symmetry and its breakdown is one way to systematically exploit these similarities, and in fact allows one to make testable predictions within a unified technical framework (viz., the renormalization group). The aim of this thesis is to do so for a few explicit scenarios. In the first four of these, quantum scale symmetry emerges in the long-wavelength limit near a quantum phase transition, over length scales of the order of the correlation length. In the fifth example, quantum scale symmetry is restored at very high energies (i.e., at and above the Planck scale), but severely constrains the phenomenology at 'low' energies (e.g., at accelerator scales), despite scale invariance being badly broken there. We begin with the Gross–Neveu (= chiral) SO(3) transition in D = 2+1 spacetime dimensions, which notably has been proposed to describe the transition of certain spin-orbital liquids to antiferromagnets. The chiral fermions that suffer a spontaneous breakdown of their isospin symmetry in this setting are fractionalized excitations (called spinons), and are as such difficult to observe directly in experiment. However, as gapless degrees of freedom, they leave their imprint on critical exponents, which may hence serve as a diagnostic tool for such unconventional excitations. These may be computed using (comparatively) conventional field-theoretic techniques. Here, we employ three complementary methods: a three-loop expansion in D = 4 - ε spacetime dimensions, a second-next-leading order expansion in large flavour number N , and a non-perturbative calculation using the functional renormalization group in the improved local potential approximation. The results are in fair agreement with each other, and yield combined best-guess estimates that may serve as benchmarks for numerical simulations, and possibly experiments on candidate spin liquids. We next turn our attention to spontaneous symmetry breaking at zero temperature in quasi-planar (electronic) semimetals. We begin with Luttinger semimetals, i.e., semimetals where two bands touch quadratically at isolated points of the Brioullin zone; Bernal-stacked bilayer graphene (BBLG) within certain approximations is one example. Luttinger semimetals are unstable at infinitesimal 4-Fermi interaction towards an ordered state (i.e., the field theory is asymptotically free rather than safe). Nevertheless, since the interactions are marginal, there are several pathologies in the critical behaviour. We show how these pathologies may be understood as a collision between the IR-stable Gaußian fixed point and a critical fixed point distinct from the Gaußian one in d = 2 + ε spatial dimensions. Observables like the order-parameter expectation value develop essential rather than power-law singularities; their exponent, as shown herein by explicit computation for the minimal model of two-component ‘spinors’, is distinct from the mean-field one. More tellingly, although finite critical exponents often default to canonical power-counting values, the susceptibility exponent turns out to be one-loop exact, and, in said minimal model takes the value γ = 2γᵐᵉᵃⁿ⁻ᶠᶦᵉˡᵈ = 2. Such an exact yet non-mean-field prediction can serve as a useful benchmark for numerical methods. We then proceed to scenarios in D = 2 + 1 spacetime dimensions where Dirac fermions can arise from Luttinger fermions due to low rotational symmetry. In BBLG, the 'Dirac from Luttinger' mechanism can occur both due to explicit and spontaneous breaking of rotational symmetry. The explicit symmetry breaking is due to the underlying honeycomb lattice, which only has C₃ symmetry around the location of the band crossings (so-called K points). As a consequence, the quadratic band crossing points each split into four Dirac cones, which is shown explicitly by computing the two-loop self-energy in the 4-Fermi theory. Within our approximations, we can estimate the critical coupling up to which a semimetallic state survives; it is finite (unlike a quadratic band touching point with high rotational symmetry), but significantly smaller than a 'vanilla' Dirac semimetal. Based on the ordering temperature of BBLG, our rough estimate further shows that the (effective) coupling strength in BBLG may be close to the critical value, in sharp contrast to other quasi-planar Dirac semimetals (such as monolayer graphene). Rotational symmetry in BBLG may also be broken spontaneously, i.e., due to the presence of nematic order, whereby a quadratic band crossing splits into two Dirac cones. Such a scenario is also very appealing for BBLG, since the precise nature of the ordered ground state of BBLG has not been established unambiguously: whilst some experiments show an insulating ground state with a full bulk gap, others show a partial gap opening with four isolated linear band crossings. Here, we show within a simplified phenomenological model using mean-field theory that there exists an extended region of parameter space with coexisting nematic and layer-polarized antiferromagnetic order, with a gapless nematic phase on one side and a gapped antiferromagnetic phase on the other. We then show that the nematic-to-coexistence quantum phase transition has emergent Lorentz invariance to one-loop in D = 2 + ε as well as D = 4 - ϵ dimensions, and thus falls into the celebrated Gross-Neveu-Heisenberg universality class. Combining previous higher-order field-theoretic results, we derive best-guess estimates for the critical exponents of this transition, with the theoretical uncertainty coming out somewhat smaller than in the monolayer counterpart due to the enlarged number of fermion components. Overall, BBLG may hence be a promising candidate for experimentally accessible Gross–Neveu quantum criticality in D = 2 + 1 spacetime dimensions. Finally, we turn our attention to the 'low-energy' consequences of transplanckian quantum scale symmetry. Extensions to the Standard Model that tend to lower the Higgs mass have many phenomenologically attractive properties (e.g., it would allow one to accommodate a more stable electroweak vacuum). Dark matter is one well-motivated candidate for such an extension. However, even in the most conservative settings, one usually has to contend with a significantly enlarged number of free parameters, and a concomitant reduction of predictivity. Here, we investigate how asymptotic safety (i.e., imposing quantum scale symmetry at the Planck scale and above) may constrain the Higgs mass in Standard Model (plus quantum gravity) when coupled to Yukawa dark matter via a Higgs portal. Working in a toy version of the Standard Model consisting of the top quark and the radial mode of the Higgs, we show within certain approximations that the Higgs mass may be lowered by the necessary amount if the dark scalar undergoes spontaneous symmetry breaking, as a function of the dark scalar mass, which is the only free parameter left in the theory.:1 Introduction 1.1 Scale invariance – why and where 1.1.1 Fundamental quantum field theories 1.1.2 Universality 1.1.3 Novel phases of matter 1.2 Outline of this thesis 2 Renormalization Group: A Brief Review 2.1 Quantum fluctuations and generating functionals 2.2 Renormalization group flow 2.3 Basic notions 2.4 Scale transformations, scale symmetry and RG fixed points 2.5 Characterization and interpretation of RG fixed points 2.5.1 Formal aspects 2.5.2 Scaling at (quantum) phase transitions 2.5.3 Predictivity in fundamental physics 2.5.4 Effective asymptotic safety in particle physics and condensed matter 3 Gross–Neveu SO(3) Quantum Criticality in 2 + 1 Dimensions 3.1 Effective field theory 3.2 Renormalization and critical exponents 3.2.1 4 - ϵ expansion 3.2.1.1 Method 3.2.1.2 Flow equations 3.2.1.3 Critical exponents 3.2.2 Large-N expansion 3.2.2.1 Method 3.2.2.2 Critical exponents 3.2.3 Non-perturbative FRG 3.2.3.1 Flow equations 3.2.3.2 Representation of the effective potential 3.2.3.3 Choice of regulator 3.2.3.4 Limiting behaviour 3.3 Discussion 3.3.1 General behaviour and qualitative aspects 3.3.2 Quantitative estimates for D = 3 3.4 Summary and outlook 4 Luttinger Fermions in Two Spatial Dimensions 4.1 Introduction 4.2 Action from top-down construction 4.3 Renormalization 4.3.1 4-Fermi formulation 4.3.2 Yukawa formulation 4.4 Fixed-point analysis 4.5 Non-mean-field behaviour 4.5.1 Order-parameter expectation value 4.5.2 Susceptibility exponent 4.6 Bottom-up construction: Spinless fermions on kagome lattice 4.6.1 Tight-binding dispersion 4.6.2 From Hubbard to Fermi 4.6.3 Fate of particle-hole asymmetry 4.7 Discussion 5 Dirac from Luttinger I: Explicit Symmetry Breaking 5.1 From lattice to continuum 5.1.1 Fermions on Bernal-stacked honeycomb bilayer 5.1.2 Continuum limit 5.1.3 Interactions 5.2 Mean-field theory 5.3 Renormalization-group analysis 5.3.1 Flow equations 5.3.2 Basic flow properties 5.3.3 Phase diagrams 5.4 Discussion 5.5 Summary and outlook 6 Dirac from Luttinger II: Spontaneous Symmetry Breaking 6.1 Model 6.2 Phase diagram and transitions 6.3 Emergent Lorentz symmetry 6.3.1 Loop expansion near lower critical dimension 6.3.1.1 Minimal 4-Fermi model 6.3.1.2 Gross–Neveu–Heisenberg fixed point 6.3.1.3 Fate of rotational symmetry breaking 6.3.2 Loop expansion near upper critical dimension 6.3.2.1 Gross–Neveu–Yukawa–Heisenberg model 6.3.2.2 Gross–Neveu–Yukawa–Heisenberg fixed point 6.3.2.3 Fate of rotational symmetry breaking 6.4 Critical exponents 6.5 Discussion 7 Higgs Mass in Asymptotically Safe Gravity with a Dark Portal 7.1 Review: The asymptotic safety scenario for quantum gravity and matter 7.2 Review: Higgs mass, and RG flow in the SM and beyond 7.2.1 Higgs mass in the SM 7.2.2 Higgs mass bounds in bosonic portal models 7.2.3 Higgs mass in asymptotic safety 7.2.4 Higgs Portal and Asymptotic Safety 7.3 Higgs mass in an asymptotically safe dark portal model 7.3.1 The UV regime 7.3.2 Flow towards the IR 7.3.3 Infrared masses 7.3.4 From the UV to the IR – Contrasting effective field theory and asymptotic safety 7.4 Discussion 8 Conclusions Appendices A Position-space propagator for C₃-symmetric QBT B Two-sided Padé approximants for C₃-symmetric QBTs C Corrections to the mean-field nematic order-parameter effective potential due to explicit symmetry breaking D Self-energy in anisotropic Yukawa theory E Master integrals for anisotropic Yukawa theory Bibliograph

Analytic Studies of Fermions in the Conformal Bootstrap

In this thesis, we analyze unitary conformal field theories in three dimensional spaces by applying analytic conformal bootstrap techniques to correlation functions of non-scalar operators, in particular Majorana fermions. Via the analysis of these correlation functions, we access several sectors in the spectrum of conformal field theories that have been previously unexplored with analytic methods, and we provide new data for several operator families. In the first part of the thesis, we achieve this by the large spin expansions that have been traditionally used in the conformal bootstrap program for scalar correlators, whereas in the second part we carry out the computations by combining several analytic tools that have been recently developed such as weight shifting operators, harmonic analysis for the Euclidean conformal group, and the Lorentzian inversion formula. We compare these methods and demonstrate the superiority of the latter by computing nonperturbative correction terms that are inaccessible in the former. A better analytic grasp of the spectrum of fermionic conformal field theories can help in many directions including making new precise analytic predictions for supersymmetric models, computing the binding energies of fermions in curved space, and describing quantum phase transitions in condensed matter systems with emergent Lorentz symmetry

Emergent symmetries in relativistic Quantum Phase Transitions

This work deals with quantum phase transitions in Dirac systems where the symmetries involved play a key role in the nature of the transition and are enlarged at criticality. By using functional renormalization group (FRG) methods, we show that an emergent relativistic symmetry not present at the bare level is a common feature of several different kinds of phase transitions. In three different projects, the interplay of emergent symmetries and universality in critical phenomena are explored through FRG techniques. In the first project, we studied the relation between discrete symmetry breaking and the emergence of two diverging length scales with their respective critical exponents. A second project explored the relation between multicritical points where two adjacent symmetry-breaking phases are compatible and the possibility of a continuous, order-to-order transition. The third and final project was concerned with the persistence of chiral symmetry in three-dimensional quantum electrodynamics - here seen as an effective description of different condensed matter systems - for the lowest possible number of fermion flavours, as well as with a dual description that has the potential to provide exact results for this strongly correlated theory

Conformal Boundaries, SPTs, and the Monopole-Fermion Problem

This thesis studies boundary states in spin conformal field theories in two dimensions, and their connection to the monopole-fermion problem in four dimensions, as well as to symmetry-protected topological phases in two and three dimensions. We begin by motivating the study of conformal boundary states for 2d fermions preserving chiral symmetries. Our main motivation is the question of defining magnetic line operators in 4d chiral gauge theories. Such line operators were originally introduced by 't Hooft in the 1970s, and have seen a recent upsurge in interest after their refinement by Kapustin and Seiberg, but have only ever been defined for gauge theories without chiral fermions. The difficulty in extending these operators to chiral theories is known as the "fermion-monopole problem". Using a 4d - 2d partial wave reduction, we show that the problem of defining magnetic lines in chiral gauge theories reduces to defining boundary states for an effective 2d theory of Dirac fermions with certain chiral symmetries. For this to be possible, various 2d anomalies must vanish, which places constraints on the matter content of the 4d gauge theory. Next, to obtain the boundary states, we turn to boundary conformal field theory. After a brief review of this framework, we explain its limitations in addressing the fermion-monopole problem. In particular, while the theory is fully established for bosonic RCFTs, it has seen little to no progress for irrational CFTs, and also remains to be fully explored for fermionic RCFTs. These factors motivate the study of a particular family of boundary states preserving maximal abelian symmetries. We classify all such symmetries, and construct all boundary states preserving them. The most interesting part of the construction involves taking care of the normalisation of states to ensure a consistent spectrum. This involves a new subtlety that only arises for fermionic CFTs, related to the classification of SPT phases in two dimensions, involving factors of √2. We show that consistency of the spectrum indeed holds, but in a nontrivial way, with the details involving lattice theory and F2-linear algebra. Next, as further exploration of our family of boundary states, we work out the structure of boundary RG flows that connect different states. The theory of boundary RG is very similar to that of bulk RG: there are boundary operators, which can be classed as relevant or irrelevant, and relevant boundary operators drive flows to boundary states of lower Affleck-Ludwig central charge. We derive the spectrum of boundary operators, and construct all RG flows generated by boundary operators of definite charge. We show that a consistent picture emerges by virtue of a striking dimension formula which determines the IR central charge from the UV central charge and the dimension of the perturbing operator. Next, we return to the fermion-monopole problem, and determine which of these boundary states can serve to define magnetic line operators. To do this, we carefully derive the full amount of chiral symmetry that is preserved by each boundary state. The result is always a maximal-rank subgroup of SO(2N), where N is the number of Dirac fermions, and we give a simple prescription to determine it from the data describing the boundary state. Due to the maximal-rank property, we conclude that generic magnetic lines cannot be described by boundary states of this kind, and to find these states would require radically different techniques. Next we turn to the connection between boundary states and SPT phases. Using Fidkowski and Kitaev's example of symmetric mass generation as an example, we illustrate the mapping between 2d boundary states and 2d gapped phases, in particular the subtle way symmetries correspond under this mapping. We also consider how properties of 2d boundary states can encode those of 3d SPT phases. To do this, we derive criteria for when the boundary states in our family preserve certain discrete symmetries. We make contact with the mod-8 classification of 3d SPT phases protected by a unitary Z2 symmetry by proving a simple theorem about lattices. In the final part of this thesis, we turn from boundary states for Dirac fermions to those of more general fermionic CFTs, specifically, the recently-introduced family of fermionic minimal models, which are derived by fermionising the more familiar bosonic minimal models. We construct the boundary states for these models, and explain how our results and their interpretation in terms of 2d SPTs carry over from the Dirac fermion case. Furthermore, in order to explain certain coincidences among our results, we construct all unitary global Z2 symmetries of these models using the modular bootstrap, and compute their anomalies. The method rests upon a combinatorial conjecture which we expect to have an interpretation in terms of Fermat curves. Our results agree with other works that appeared around the same time where they overlap.Cambridge Trust, The Simons Foundatio