Relationship between vegetation microwave optical depth and cross-polarized backscatter from multiyear Aquarius observations

Soil moisture retrieval algorithms based on passive microwave remote sensing observations need to account for vegetation attenuation and emission, which is generally parameterized as vegetation optical depth (VOD). This multisensor study tests a new method to retrieve VOD from cross-polarized radar backscattering coefficients. Three years of Aquarius/SAC-D data were used to establish a relationship between the cross-polarized backscattering coefficient σHV and VOD derived from a multitemporal passive dual-channel algorithm (VODMT). The dependence of the correspondence is analyzed for different land use classes. There are no systematic differences in the slope for woody versus nonwoody vegetation, resulting in a strong correlation (80% explained-variance) and a global linear relationship when all classes are combined. The relationship is stable over the years of observations. The comparison of the Aquarius-derived VODMT to Soil Moisture and Ocean Salinity's multi-angular VOD estimates shows similar spatial patterns and temporal behavior, evident in high correlations. However, VODMT has considerably higher mean values, but lower dynamic range globally. Most of the differences can be attributed to differences in instrument sampling. The main result of this study, a relationship between backscatter and VOD, will permit high-resolution mapping of VOD with synthetic aperture radar measurements. These maps allow future studies of scaling and heterogeneity effects of vegetation on soil moisture retrieval at the coarser scales of land microwave radiometry. The study shows that VOD based on passive measurements and predicted by active measurements are comparable globally and that the breakdown by land cover classification does not affect the relationship appreciably

Relationship between aquarius L-band active and passive multi-year observations over Australia

This PFC is focused in evaluating the feasibility of doing a combined changed algorithm to simplify the process of low resolution downscaling using high resolution.The aim of this Thesis is to further our understanding of the geophysical information that can be estimated from active and passive L-band sensors. All data was obtained from NASA's satellite Aquarius durin the period Sept. 2011- August 2014

Statistical analysis and combination of active and passive microwave remote sensing methods for soil moisture retrieval

Knowledge about soil moisture and its spatio-temporal dynamics is essential for the improvement of climate and hydrological modeling, including drought and flood monitoring and forecasting, as well as weather forecasting models. In recent years, several soil moisture products from active and passive microwave remote sensing have become available with high temporal resolution and global coverage. Thus, the validation and evaluation of spatial and temporal soil moisture patterns are of great interest, for improving soil moisture products as well as for their proper use in models or other applications. This thesis analyzes the different accuracy levels of global soil moisture products and identifies the major influencing factors on this accuracy based on a small catchment example. Furthermore, on global scale, structural differences betweenthe soil moisture products were investigated. This includes in particular the representation of spatial and temporal patterns, as well as a general scaling law of soil moisture variability with extent scale. The results of the catchment scale as well as the global scale analyses identified vegetation to have a high impact on the accuracy of remotely sensed soil moisture products. Therefore, an improved method to consider vegetation characteristics in pasive soil moisture retrieval from active radar satellite data was developed and tested. The knowledge gained by this thesis will contribute to improve soil moisture retrieval of current and future microwave remote sensors (e.g. SMOS or SMAP)

Parameter Optimization of a Discrete Scattering Model by Integration of Global Sensitivity Analysis Using SMAP Active and Passive Observations

Active and passive microwave signatures respond differently to the land surface and provide complementary information on the characteristics of the observed scenes. The objective of this paper is to explore the synergy of active radar and passive radiometer observations at the same spatial scale to constrain a discrete radiative transfer model, the Tor Vergata (TVG) model, to gain insights into the microwave scattering and emission mechanisms over grasslands. The TVG model can simultaneously simulate the backscattering coefficient and emissivity with a set of input parameters. To calibrate this model, in situ soil moisture and temperature data collected from the Maqu area in the northeastern region of the Tibetan Plateau, interpolated leaf area index (LAI) data from the Moderate Resolution Imaging Spectroradiometer LAI eight-day products, and concurrent and coincident Soil Moisture Active Passive (SMAP) radar and radiometer observations are used. Because this model needs numerous input parameters to be driven, the extended Fourier amplitude sensitivity test is first applied to conduct global sensitivity analysis (GSA) to select the sensitive and insensitive parameters. Only the most sensitive parameters are defined as free variables, to separately calibrate the active-only model (TVG-A), the passive-only model (TVG-P), and the active and passive combined model (TVG-AP). The accuracy of the calibrated models is evaluated by comparing the SMAP observations and the model simulations. The results show that TVG-AP can well reproduce the backscattering coefficient and brightness temperature, with correlation coefficients of 0.87, 0.89, 0.78, and 0.43 and root-mean-square errors of 0.49 dB, 0.52 dB, 7.20 K, and 10.47 K for σ HH⁰ , σ VV⁰ , TBH, and TBV, respectively. In contrast, TVG-A and TVG-P can only accurately model the backscattering coefficient and brightness temperature, respectively. Without any modifications of the calibrated parameters, the error metrics computed from the validation data are slightly worse than those of the calibration data. These results demonstrate the feasibility of the synergistic use of SMAP active radar and passive radiometer observations under the unified framework of a physical model. In addition, the results demonstrate the necessity and effectiveness of applying GSA in model optimization. It is expected that these findings can contribute to the development of model-based soil moisture retrieval methods using active and passive microwave remote sensing data

Modelling of Multi-Frequency Microwave Backscatter and Emission of Land Surface by a Community Land Active Passive Microwave Radiative Transfer Modelling Platform (CLAP)

Emission and backscattering signals of land surfaces at different frequencies have distinctive responses to soil and vegetation physical states. The use of multi-frequency combined active and passive microwave signals provides complementary information to better understand and interpret the observed signals in relation to surface states and the underlying physical processes. Such a capability also improves our ability to retrieve surface parameters and states such as soil moisture, freeze-thaw dynamics and vegetation biomass and vegetation water content (VWC) for ecosystem monitoring. We present here a prototype Community Land Active Passive Microwave Radiative Transfer Modelling platform (CLAP) for simulating both backscatter (&sigma;0) and emission (TB) signals of land surfaces, in which the CLAP is backboned by an air-to-soil transition model (ATS) (accounting for surface dielectric roughness) integrated with the Advanced Integral Equation Model (AIEM) for modelling soil surface scattering, and the Tor Vergata model for modelling vegetation scattering and the interaction between vegetation and soil parts. The CLAP was used to simulate both ground-based and space-borne multi-frequency microwave measurements collected at the Maqu observatory on the eastern Tibetan plateau. The ground-based systems include a scatterometer system (1&ndash;10 GHz) and an L-band microwave radiometer. The space-borne measurements are obtained from the X-band and C-band Advanced Microwave Scanning Radiometer 2 (AMSR2) radiation observations. The impacts of different vegetation properties (i.e., structure, water and temperature dynamics) and soil conditions (i.e., different moisture and temperature profiles) on the microwave signals were investigated by CLAP simulation for understanding factors that can account for diurnal variations of the observed signals. The results show that the dynamic VWC partially accounts for the diurnal variation of the observed signal at the low frequencies (i.e., S- and L-bands), while the diurnal variation of the observed signals at high frequencies (i.e., X- and C-bands) is more due to vegetation temperature changing, which implies the necessity to first disentangle the impact of vegetation temperature for the use of high frequency microwave signals. The model derived vegetation optical depth &tau; differs in terms of frequencies and different model parameterizations, while its diurnal variation depends on the diurnal variation of VWC regardless of frequency. After normalizing &tau; at multi-frequency by wavenumber, difference is still observed among different frequencies. This indicates that &tau; is indeed frequency-dependent, and &tau; for each frequency is suggested to be applied in the retrieval of soil and vegetation parameters. Moreover, &tau; at different frequencies (e.g., X-band and L-band) cannot be simply combined for constructing accurate long time series microwave-based vegetation product. To this purpose, it is suggested to investigate the role of the leaf water potential in regulating plant water use and its impact on the normalized &tau; at multi-frequency. Overall, the CLAP is expected to improve our capability for understanding and applying current and future multi-frequency space-borne microwave systems (e.g. those from ROSE-L and CIMR) for vegetation monitoring.</p

Statistical analysis and combination of active and passive microwave remote sensing methods for soil moisture retrieval

Knowledge about soil moisture and its spatio-temporal dynamics is essential for the improvement of climate and hydrological modeling, including drought and flood monitoring and forecasting, as well as weather forecasting models. In recent years, several soil moisture products from active and passive microwave remote sensing have become available with high temporal resolution and global coverage. However, for the improvement of a soil moisture product and for its proper use in models or other applications, validation and evaluation of its spatial and temporal patterns are of great importance. In chapter 2 the Level 2 Soil Moisture and Ocean Salinity (SMOS) soil moisture product and the Advanced Scatterometer (ASCAT) surface soil moisture product are validated in the Rur and Erft catchments in western Germany for the years 2010 to 2012 against a soil moisture reference created by a hydrological model, which was calibrated by in situ observations. Correlation with the modeled soil moisture reference results in an overall correlation coefficient of 0.28 for the SMOS product and 0.50 for ASCAT. While the correlation of both products with the reference is highly dependent ontopography and vegetation, SMOS is also strongly influenced by radiofrequency interferences in the study area. Both products exhibit dry biases as compared to the reference. The bias of the SMOS product is constant in time, while the ASCAT bias is more variable. For the investigation of spatio temporal soil moisture patterns in the study area, a new validation method based on the temporal stability analysis is developed. Through investigation of mean relative differences of soil moisture for every pixel the temporal persistence of spatial patterns is analyzed. Results indicate a lower temporal persistence for both SMOS and ASCAT soil moisture products as compared to modeled soil moisture. ASCAT soil moisture, converted to absolute values, shows highest consistence of ranks and therefore most similar spatio-temporal patterns with the soil moisture reference, while the correlation of ranks of mean relative differences is low for SMOS and relative ASCAT soil moisture products. Chapter 3 investigates the spatial and temporal behavior of the SMOS and ASCAT soil moisture products and additionally of the ERA Interim product from a weather forecast model reanalysis on global scale. Results show similar temporal patterns of the soil moisture products, but high impact of sensor and retrieval types and therefore higher deviations in absolute soil moisture values. Results are more variable for the spatial patterns of the soil moisture products: While the global patterns are similar, a ranking of mean relative differences reveals that ASCAT and ERA Interim products show most similar spatial soil moisture patterns, while ERA and SMOS products show least similarities. Patterns are generally more similar between the products in regions with low vegetation. [...

L-Band Vegetation optical depth and effective scattering albedo estimation from SMAP

Over land the vegetation canopy affects the microwave brightness temperature by emission, scattering and attenuation of surface soil emission. Attenuation, as represented by vegetation optical depth (VOD), is a potentially useful ecological indicator. The NASA Soil Moisture Active Passive (SMAP) mission carries significant potential for VOD estimates because of its radio frequency interference mitigation efforts and because the L-band signal penetrates deeper into the vegetation canopy than the higher frequency bands used for many previous VOD retrievals. In this study, we apply the multi-temporal dual-channel retrieval algorithm (MT-DCA) to derive global VOD, soil moisture, and effective scattering albedo estimates from SMAP Backus-Gilbert enhanced brightness temperatures posted on a 9 km grid and with three day revisit time. SMAP VOD values from the MT-DCA follow expected global distributions and are shown to be highly correlated with canopy height. They are also broadly similar in magnitude (though not always in seasonal amplitude) to European Space Agency Soil Moisture and Ocean Salinity (SMOS) VOD. The SMOS VOD values are based on angular brightness temperature information while the SMAP measurements are at a constant incidence angle, requiring an alternate approach to VOD retrieval presented in this study. Globally, albedo values tend to be high over regions with heterogeneous land cover types. The estimated effective scattering albedo values are generally higher than those used in previous soil moisture estimation algorithms and linked to biome classifications. MT-DCA retrievals of soil moisture show only small random differences with soil moisture retrievals from the Baseline SMAP algorithm, which uses a prior estimate of VOD based on land cover and optical data. However, significant biases exist between the two datasets. The soil moisture biases follow the pattern of differences between the MT-DCA retrieved and Baseline-assigned VOD values

Widespread occurrence of anomalous C-band backscatter signals in arid environments caused by subsurface scattering

Backscatter measured by scatterometers and Synthetic Aperture Radars is sensitive to the dielectric properties of the soil and normally increases with increasing soil moisture content. However, when the soil is dry, the radar waves penetrate deeper into the soil, potentially sensing subsurface scatterers such as near-surface rocks and stones. In this paper we propose an exponential model to describe the impact of such subsurface scatterers on C-Band backscatter measurements acquired by the Advanced Scatterometer (ASCAT) on board of the METOP satellites. The model predicts an increase of the subsurface scattering contributions with decreasing soil wetness that may counteract the signal from the soil surface. This may cause anomalous backscatter signals that deteriorate soil moisture retrievals from ASCAT. We test whether this new model is able to explain ASCAT observations better than a bare soil backscatter model without a subsurface scattering term, using k-fold cross validation and the Bayesian Information Criterion for model selection. We find that arid landscapes with Leptosols and Arenosols represent ideal environmental conditions for the occurrence of subsurface scattering. Nonetheless, subsurface scattering may also become important in more humid environments during dry spells. We conclude that subsurface scattering is a widespread phenomenon that (i) needs to be accounted for in active microwave soil moisture retrievals and (ii) has a potential for soil mapping, particularly in arid and semi-arid environments

L-Band Multi-Polarization Radar Scatterometry over Global Forests: Modelling, Analysis, and Applications

Spaceborne L-band radars have the ability to penetrate vegetation canopies over forested areas, suggesting a potential for regular and frequent global monitoring of both the vegetation state and the subcanopy soil moisture. However, L-band radar’s sensitivity to both vegetation and ground also complicates the relationship between the radar observations and the ecological and geophysical parameters. Accurate yet parsimonious forward models of the radar backscatter are valuable to building an understanding of these relationships. In the first part of this thesis, a model of L-band multi-polarization radar backscatter from forests, intended for use at regional to global spatial scales, is presented. Novel developments in the model include the consideration of multiple scattering within the dense vegetation canopy, and the application of a general model of plant allometry to mitigate the need for much intensive field data for training or over-tuning towards specific sites and tree species. Aided by our model, in the remainder and majority of the thesis, a detailed analysis and interpretation of L-band backscatter over global forests is performed, using data from the Aquarius and SMAP missions. Quantitative differences in backscatter predicted by our model due to freeze/thaw states, branch orientation, and flooding are partially verified against the data, and fitted values of aboveground-biomass and microwave vegetation optical depths are comparable to independent estimates in the literature. Polarization information is used to help distinguish vegetation and ground effects on spatial and temporal variations. We show that neither vegetation nor ground effects alone can explain spatial variations within the same land cover class. For temporal variations during unfrozen periods, soil moisture is found to often be an important factor at timescales of a week to several months, although vegetation changes remain a non-negligible factor. We report the observation of significant differences in backscatter depending on beam azimuthal angle, possibly due to plant phototropism. We also investigated diurnal variations, which have the potential to reveal signals related to plant transpiration. SMAP data from May-July 2015 showed that globally, co-polarized backscatter was generally higher at 6PM compared to 6AM over boreal forests, which is not what one might expect based on previous studies. Based on our modelling, increased canopy extinction at 6AM is a possible cause, but this is unproven and its true underlying physical cause undetermined. Finally, by making simplifying approximations on our forward model, we propose and explore algorithms for soil moisture retrieval under forest canopies using L-band scatterometry, with preliminary evaluations suggesting improved performance over existing algorithms.</p