Waveform Design for 5G and Beyond

5G is envisioned to improve major key performance indicators (KPIs), such as peak data rate, spectral efficiency, power consumption, complexity, connection density, latency, and mobility. This chapter aims to provide a complete picture of the ongoing 5G waveform discussions and overviews the major candidates. It provides a brief description of the waveform and reveals the 5G use cases and waveform design requirements. The chapter presents the main features of cyclic prefix-orthogonal frequency-division multiplexing (CP-OFDM) that is deployed in 4G LTE systems. CP-OFDM is the baseline of the 5G waveform discussions since the performance of a new waveform is usually compared with it. The chapter examines the essential characteristics of the major waveform candidates along with the related advantages and disadvantages. It summarizes and compares the key features of different waveforms.Comment: 22 pages, 21 figures, 2 tables; accepted version (The URL for the final version: https://onlinelibrary.wiley.com/doi/abs/10.1002/9781119333142.ch2

Efficient Fast-Convolution-Based Waveform Processing for 5G Physical Layer

This paper investigates the application of fast-convolution (FC) filtering schemes for flexible and effective waveform generation and processing in the fifth generation (5G) systems. FC-based filtering is presented as a generic multimode waveform processing engine while, following the progress of 5G new radio standardization in the Third-Generation Partnership Project, the main focus is on efficient generation and processing of subband-filtered cyclic prefix orthogonal frequency-division multiplexing (CP-OFDM) signals. First, a matrix model for analyzing FC filter processing responses is presented and used for designing optimized multiplexing of filtered groups of CP-OFDM physical resource blocks (PRBs) in a spectrally well-localized manner, i.e., with narrow guardbands. Subband filtering is able to suppress interference leakage between adjacent subbands, thus supporting independent waveform parametrization and different numerologies for different groups of PRBs, as well as asynchronous multiuser operation in uplink. These are central ingredients in the 5G waveform developments, particularly at sub-6-GHz bands. The FC filter optimization criterion is passband error vector magnitude minimization subject to a given subband band-limitation constraint. Optimized designs with different guardband widths, PRB group sizes, and essential design parameters are compared in terms of interference levels and implementation complexity. Finally, extensive coded 5G radio link simulation results are presented to compare the proposed approach with other subband-filtered CP-OFDM schemes and time-domain windowing methods, considering cases with different numerologies or asynchronous transmissions in adjacent subbands. Also the feasibility of using independent transmitter and receiver processing for CP-OFDM spectrum control is demonstrated

Suppression of Mutual Interference in OFDM Based Overlay Systems

A promising appraoch for overcoming spectrum scarcity are overlay systems that share a frequency band with already existing licensed systems by using the spectral gaps left by the licensed systems. Due to its spectral efficiency and flexibility orthogonal frequency-division multiplexing (OFDM) is an appropriate modulation technique for overlay systems. To enable a successful co-existence, techniques for suppressing mutual interferences between the overlay and the licensed system are proposed

OFDM LOW COMPLEXITY CHANNEL ESTIMATION USING TIME-FREQUENCY ADJUSTABLE WINDOW FUNCTIONS

In this paper, we introduce a low complexity algorithm for estimation of the channel transfer function in the OFDM communication system that is using a scattered pilot symbol grid. Although, the use of the scattered pilot grid enables implementation of the flexible, and adaptive radio interface, it suffers from a high estimation error at the edges of the symbol sequence. Due to the sampling in time, and frequency, the signal is circularly expanded in both domains, and this has to be taken into account when the signal is processed. The proposed algorithm is shaping the pilot symbol estimates in time, and frequency domain, such that the aliasing in both domains are reduced or eliminated. We achieve a significant reduction of the estimation error, with a linear increase in computational complexity

Power spectrum characterization of systematic coded UW-OFDM systems

Unique word (UW)-OFDM is a newly proposed multicarrier technique that has shown to outperform cyclic prefix (CP)-OFDM in fading channels. Until now, the spectrum of UW-OFDM is not thoroughly investigated. In this paper, we derive an analytical expression for the spectrum taking into account the DFT based implementation of the system. Simulations show that the proposed analytical results are very accurate. Compared to CP-OFDM, we show that UW-OFDM has much lower out-of-band (OOB) radiation, which makes it suitable for systems with strict spectral masks, as e. g. cognitive radios. Further, in this paper, we evaluate the effect of the redundant carrier placement on the spectrum

Subband filtered multi-carrier systems for multi-service wireless communications

Flexibly supporting multiple services, each with different communication requirements and frame structure, has been identified as one of the most significant and promising characteristics of next generation and beyond wireless communication systems. However, integrating multiple frame structures with different subcarrier spacing in one radio carrier may result in significant inter-service-band-interference (ISBI). In this paper, a framework for multi-service (MS) systems is established based on a subband filtered multi-carrier system. The subband filtering implementations and both asynchronous and generalized synchronous (GS) MS subband filtered multi-carrier (SFMC) systems have been proposed. Based on the GS-MS-SFMC system, the system model with ISBI is derived and a number of properties on ISBI are given. In addition, low-complexity ISBI cancelation algorithms are proposed by precoding the information symbols at the transmitter. For asynchronous MS-SFMC system in the presence of transceiver imperfections, including carrier frequency offset, timing offset, and phase noise, a complete analytical system model is established in terms of desired signal, inter-symbol-interference, inter-carrier-interference, ISBI, and noise. Thereafter, new channel equalization algorithms are proposed by considering the errors and imperfections. Numerical analysis shows that the analytical results match the simulation results, and the proposed ISBI cancelation and equalization algorithms can significantly improve the system performance in comparison with the existing algorithms

DISTANCE ESTIMATION USING OFDM SIGNALS FOR ULTRASONIC POSITIONING

This paper describes a method of estimating distance via Time-of-Flight (TOF) measurement using ultrasonic Orthogonal Frequency Division Multiplexing (OFDM) signals. Using OFDM signals allows the signals and their sub-carriers to remain orthogonal to each other while continuously transmitting. This estimation method is based on the change of phase of a traveling wave as it propagates through a medium (air for ultrasonic signals). By using signals containing multiple tones, the phase change between each frequency component is slightly different. This phase difference is dependent on the distance traveled and can thus be used to estimate distance. This paper studies the impact of tone (OFDM sub-carriers) separation on accuracy, maximum distance, and computation for two-tone and three-tone systems. The effects of the transducer channel bandwidth and channel noise are accounted for to build an accurate model for a single-transmitter single-receiver system. This study found that each additional tone provides one extra independent distance measurement which improves accuracy in the presence of noise. The inclusion of an additional tone while maintaining the same overall signal strength shows improved performance with a reduction in standard deviation of estimated distance from 5.64 mm to 3.42 mm in simulation. A four-tone system is also examined to show that this effect holds for additional tones