ALOS-2/PALSAR-2 Calibration, Validation, Science and Applications

Twelve edited original papers on the latest and state-of-art results of topics ranging from calibration, validation, and science to a wide range of applications using ALOS-2/PALSAR-2. We hope you will find them useful for your future research

Quantitative Estimation of Surface Soil Moisture in Agricultural Landscapes using Spaceborne Synthetic Aperture Radar Imaging at Different Frequencies and Polarizations

Soil moisture and its distribution in space and time plays an important role in the surface energy balance at the soil-atmosphere interface. It is a key variable influencing the partitioning of solar energy into latent and sensible heat flux as well as the partitioning of precipitation into runoff and percolation. Due to their large spatial variability, estimation of spatial patterns of soil moisture from field measurements is difficult and not feasible for large scale analyses. In the past decades, Synthetic Aperture Radar (SAR) remote sensing has proven its potential to quantitatively estimate near surface soil moisture at high spatial resolutions. Since the knowledge of the basic SAR concepts is important to understand the impact of different natural terrain features on the quantitative estimation of soil moisture and other surface parameters, the fundamental principles of synthetic aperture radar imaging are discussed. Also the two spaceborne SAR missions whose data was used in this study, the ENVISAT of the European Space Agency (ESA) and the ALOS of the Japanese Aerospace Exploration Agency (JAXA), are introduced. Subsequently, the two essential surface properties in the field of radar remote sensing, surface soil moisture and surface roughness are defined, and the established methods of their measurement are described. The in situ data used in this study, as well as the research area, the River Rur catchment, with the individual test sites where the data was collected between 2007 and 2010, are specified. On this basis, the important scattering theories in radar polarimetry are discussed and their application is demonstrated using novel polarimetric ALOS/PALSAR data. A critical review of different classical approaches to invert soil moisture from SAR imaging is provided. Five prevalent models have been chosen with the aim to provide an overview of the evolution of ideas and techniques in the field of soil moisture estimation from active microwave data. As the core of this work, a new semi-empirical model for the inversion of surface soil moisture from dual polarimetric L-band SAR data is introduced. This novel approach utilizes advanced polarimetric decomposition techniques to correct for the disturbing effects from surface roughness and vegetation on the soil moisture retrieval without the use of a priori knowledge. The land use specific algorithms for bare soil, grassland, sugar beet, and winter wheat allow quantitative estimations with accuracies in the order of 4 Vol.-%. Application of remotely sensed soil moisture patterns is demonstrated on the basis of mesoscale SAR data by investigating the variability of soil moisture patterns at different spatial scales ranging from field scale to catchment scale. The results show that the variability of surface soil moisture decreases with increasing wetness states at all scales. Finally, the conclusions from this dissertational research are summarized and future perspectives on how to extend the proposed model by means of improved ground based measurements and upcoming advances in sensor technology are discussed. The results obtained in this thesis lead to the conclusion that state-of-the-art spaceborne dual polarimetric L-band SAR systems are not only suitable to accurately retrieve surface soil moisture contents of bare as well as of vegetated agricultural fields and grassland, but for the first time also allow investigating within-field spatial heterogeneities from space

Evaluación de la degradación de la tierra usando la entropía de shannon sobre imágenes polarimétricas en desiertos costeros Patagónicos

En esta investigación se focalizó en la Entropía de Shannon (ES) para la caracterización de imágenes polarimétricas de apertura sintética. Este parámetro analiza la contribución de la información por pixeles individuales para toda la imagen en la evaluación de la degradación de la tierra en imágenes ALOS PALSAR. Escenas de polarización dual y cuádruple fueron adquiridas bajo el proyecto SAOCOM (Satélite Argentino de Observación con Microondas) en 2010 y 2011, del desierto costero noreste patagónico, Argentina. Los mapas fueron verificados con información de alta verosimilitud para la misma área de estudio. Los resultados muestran que la ES puede describir y precisar las características de las imágenes de manera obvia, de tal manera que representa un valor de referencia para la detección de la degradación de la tierra y la extracción de las características de los diferentes estados y transiciones.We focus on Shannon Entropy (SE) for the characterization of polarimetric Synthetic Aperture Radar (PolSAR) images. This approach analyzes the information contribution made by individual pixels to the whole image for assessment of land degradation in the information content of ALOS PALSAR images. Additionally, the performance of other polarization parameters, and polarization decomposition is illustrated and discussed. Dual-Pol and Quad-Pol scenes have been acquired under the SAOCOM (Satélite Argentino de Observación con Microondas, Spanish for Argentine Microwaves Observation Satellite) project in 2010 and 2011, from northeastern Patagonian coastal desert, Argentina. The accuracy of the SE map was assessed using a set of ground observations based on remotely sensed data that have higher accuracy. The results show that the SE can describe and determine the image features more obviously in the study area, so that it represents an important reference value for land degradation detection and land status characteristics extraction .Fil: del Valle, Hector Francisco. Consejo Nacional de Investigaciones Científicas y Técnicas. Centro Nacional Patagonico; ArgentinaFil: Hardtke, Leonardo Andrés. Consejo Nacional de Investigaciones Científicas y Técnicas. Centro Nacional Patagonico; ArgentinaFil: Blanco, Paula Daniela. Consejo Nacional de Investigaciones Científicas y Técnicas. Centro Nacional Patagonico; ArgentinaFil: Sione, Walter Fabian. Universidad Autónoma de Entre Ríos. Fac de Ciencia y Tecnologia. Centro Regional de Geomatica; Argentina. Universidad Nacional de Luján; Argentin

Wetland Monitoring and Mapping Using Synthetic Aperture Radar

Wetlands are critical for ensuring healthy aquatic systems, preventing soil erosion, and securing groundwater reservoirs. Also, they provide habitat for many animal and plant species. Thus, the continuous monitoring and mapping of wetlands is necessary for observing effects of climate change and ensuring a healthy environment. Synthetic Aperture Radar (SAR) remote sensing satellites are active remote sensing instruments essential for monitoring wetlands, given the possibility to bypass the cloud-sensitive optical instruments and obtain satellite imagery day and night. Therefore, the purpose of this chapter is to provide an overview of the basic concepts of SAR remote sensing technology and its applications for wetland monitoring and mapping. Emphasis is given to SAR systems with full and compact polarimetric SAR capabilities. Brief discussions on the latest state-of-the-art wetland applications using SAR imagery are presented. Also, we summarize the current trends in wetland monitoring and mapping using SAR imagery. This chapter provides a good introduction to interested readers with limited background in SAR technology and its possible wetland applications

Radar satellite imagery for humanitarian response. Bridging the gap between technology and application

This work deals with radar satellite imagery and its potential to assist of humanitarian operations. As the number of displaced people annually increases, both hosting countries and relief organizations face new challenges which are often related to unclear situations and lack of information on the number and location of people in need, as well as their environments. It was demonstrated in numerous studies that methods of earth observation can deliver this important information for the management of crises, the organization of refugee camps, and the mapping of environmental resources and natural hazards. However, most of these studies make use of -high-resolution optical imagery, while the role of radar satellites is widely neglected. At the same time, radar sensors have characteristics which make them highly suitable for humanitarian response, their potential to capture images through cloud cover and at night in the first place. Consequently, they potentially allow quicker response in cases of emergencies than optical imagery. This work demonstrates the currently unused potential of radar imagery for the assistance of humanitarian operations by case studies which cover the information needs of specific emergency situations. They are thematically grouped into topics related to population, natural hazards and the environment. Furthermore, the case studies address different levels of scientific objectives: The main intention is the development of innovative techniques of digital image processing and geospatial analysis as an answer on the identified existing research gaps. For this reason, novel approaches are presented on the mapping of refugee camps and urban areas, the allocation of biomass and environmental impact assessment. Secondly, existing methods developed for radar imagery are applied, refined, or adapted to specifically demonstrate their benefit in a humanitarian context. This is done for the monitoring of camp growth, the assessment of damages in cities affected by civil war, and the derivation of areas vulnerable to flooding or sea-surface changes. Lastly, to foster the integration of radar images into existing operational workflows of humanitarian data analysis, technically simple and easily-adaptable approaches are suggested for the mapping of rural areas for vaccination campaigns, the identification of changes within and around refugee camps, and the assessment of suitable locations for groundwater drillings. While the studies provide different levels of technical complexity and novelty, they all show that radar imagery can largely contribute to the provision of a variety of information which is required to make solid decisions and to effectively provide help in humanitarian operations. This work furthermore demonstrates that radar images are more than just an alternative image source for areas heavily affected by cloud cover. In fact, what makes them valuable is their information content regarding the characteristics of surfaces, such as shape, orientation, roughness, size, height, moisture, or conductivity. All these give decisive insights about man-made and natural environments in emergency situations and cannot be provided by optical images Finally, the findings of the case studies are put into a larger context, discussing the observed potential and limitations of the presented approaches. The major challenges are summarized which need be addressed to make radar imagery more useful in humanitarian operations in the context of upcoming technical developments. New radar satellites and technological progress in the fields of machine learning and cloud computing will bring new opportunities. At the same time, this work demonstrated the large need for further research, as well as for the collaboration and transfer of knowledge and experiences between scientists, users and relief workers in the field. It is the first extensive scientific compilation of this topic and the first step for a sustainable integration of radar imagery into operational frameworks to assist humanitarian work and to contribute to a more efficient provision of help to those in need.Die vorliegende Arbeit beschäftigt sich mit bildgebenden Radarsatelliten und ihrem potenziellen Beitrag zur Unterstützung humanitärer Einsätze. Die jährlich zunehmende Zahl an vertriebenen oder geflüchteten Menschen stellt sowohl Aufnahmeländer als auch humanitäre Organisationen vor große Herausforderungen, da sie oft mit unübersichtlichen Verhältnissen konfrontiert sind. Effektives Krisenmanagement, die Planung und Versorgung von Flüchtlingslagern, sowie der Schutz der betroffenen Menschen erfordern jedoch verlässliche Angaben über Anzahl und Aufenthaltsort der Geflüchteten und ihrer natürlichen Umwelt. Die Bereitstellung dieser Informationen durch Satellitenbilder wurde bereits in zahlreichen Studien aufgezeigt. Sie beruhen in der Regel auf hochaufgelösten optischen Aufnahmen, während bildgebende Radarsatelliten bisher kaum Anwendung finden. Dabei verfügen gerade Radarsatelliten über Eigenschaften, die hilfreich für humanitäre Einsätze sein können, allen voran ihre Unabhängigkeit von Bewölkung oder Tageslicht. Dadurch ermöglichen sie in Krisenfällen verglichen mit optischen Satelliten eine schnellere Reaktion. Diese Arbeit zeigt das derzeit noch ungenutzte Potenzial von Radardaten zur Unterstützung humanitärer Arbeit anhand von Fallstudien auf, in denen konkrete Informationen für ausgewählte Krisensituationen bereitgestellt werden. Sie sind in die Themenbereiche Bevölkerung, Naturgefahren und Ressourcen aufgeteilt, adressieren jedoch unterschiedliche wissenschaftliche Ansprüche: Der Hauptfokus der Arbeit liegt auf der Entwicklung von innovativen Methoden zur Verarbeitung von Radarbildern und räumlichen Daten als Antwort auf den identifizierten Forschungsbedarf in diesem Gebiet. Dies wird anhand der Kartierung von Flüchtlingslagern zur Abschätzung ihrer Bevölkerung, zur Bestimmung von Biomasse, sowie zur Ermittlung des Umwelteinflusses von Flüchtlingslagern aufgezeigt. Darüber hinaus werden existierende oder erprobte Ansätze für die Anwendung im humanitären Kontext angepasst oder weiterentwickelt. Dies erfolgt im Rahmen von Fallstudien zur Dynamik von Flüchtlingslagern, zur Ermittlung von Schäden an Gebäuden in Kriegsgebieten, sowie zur Erkennung von Risiken durch Überflutung. Zuletzt soll die Integration von Radardaten in bereits existierende Abläufe oder Arbeitsroutinen in der humanitären Hilfe anhand technisch vergleichsweise einfacher Ansätze vorgestellt und angeregt werden. Als Beispiele dienen hier die radargestützte Kartierung von entlegenen Gebieten zur Unterstützung von Impfkampagnen, die Identifizierung von Veränderungen in Flüchtlingslagern, sowie die Auswahl geeigneter Standorte zur Grundwasserentnahme. Obwohl sich die Fallstudien hinsichtlich ihres Innovations- und Komplexitätsgrads unterscheiden, zeigen sie alle den Mehrwert von Radardaten für die Bereitstellung von Informationen, um schnelle und fundierte Planungsentscheidungen zu unterstützen. Darüber hinaus wird in dieser Arbeit deutlich, dass Radardaten für humanitäre Zwecke mehr als nur eine Alternative in stark bewölkten Gebieten sind. Durch ihren Informationsgehalt zur Beschaffenheit von Oberflächen, beispielsweise hinsichtlich ihrer Rauigkeit, Feuchte, Form, Größe oder Höhe, sind sie optischen Daten überlegen und daher für viele Anwendungsbereiche im Kontext humanitärer Arbeit besonders. Die in den Fallstudien gewonnenen Erkenntnisse werden abschließend vor dem Hintergrund von Vor- und Nachteilen von Radardaten, sowie hinsichtlich zukünftiger Entwicklungen und Herausforderungen diskutiert. So versprechen neue Radarsatelliten und technologische Fortschritte im Bereich der Datenverarbeitung großes Potenzial. Gleichzeitig unterstreicht die Arbeit einen großen Bedarf an weiterer Forschung, sowie an Austausch und Zusammenarbeit zwischen Wissenschaftlern, Anwendern und Einsatzkräften vor Ort. Die vorliegende Arbeit ist die erste umfassende Darstellung und wissenschaftliche Aufarbeitung dieses Themenkomplexes. Sie soll als Grundstein für eine langfristige Integration von Radardaten in operationelle Abläufe dienen, um humanitäre Arbeit zu unterstützen und eine wirksame Hilfe für Menschen in Not ermöglichen

Study of the speckle noise effects over the eigen decomposition of polarimetric SAR data: a review

This paper is focused on considering the effects of speckle noise on the eigen decomposition of the co- herency matrix. Based on a perturbation analysis of the matrix, it is possible to obtain an analytical expression for the mean value of the eigenvalues and the eigenvectors, as well as for the Entropy, the Anisotroopy and the dif- ferent a angles. The analytical expressions are compared against simulated polarimetric SAR data, demonstrating the correctness of the different expressions.Peer ReviewedPostprint (published version

SAR-SHARPENING IN THE KENNAUGH FRAMEWORK APPLIED TO THE FUSION OF MULTI-MODAL SAR AND OPTICAL IMAGES

The Kennaugh framework turned out to be a powerful tool for the preparation of multi-sensor SAR data during the last years. Using intensity-based (an-) isotropic diffusion algorithms like the Multi-scale Multi-looking or the Schmittlets, even robust pre-classification change detection from multi-polarized images is enabled. The only missing point so far, namely the integration of multi-mode SAR data in one image, is accomplished in this article. Furthermore, the Kennaugh decomposition is extended to multi-spectral data as well. Hence, arbitrary Kennaugh elements, be it from SAR or optical images, can be fused. The mathematical description of the most general image fusion is derived and applied to four scenarios. The validation section considers the distribution of mean and gradient in the original and the fused images by the help of scatter plots. The results prove that the fused images adopt the spatial gradient of the input image with a higher geometric resolution and preserve the local mean of the input image with a higher polarimetric and thus also radiometric resolution. Regarding the distribution of the entropy and alpha angle, the fused images are always characterized by a higher variance in the entropy-alpha-plane and therewith, a higher resolution in the polarimetric domain. The proposed algorithm guarantees optimal information integration while ensuring the separation of intensity and polarimetric/spectral information. The Kennaugh framework is ready now to be used for the sharpening of multi-sensor image data in the spatial, radiometric, polarimetric, and even spectral domain

Quad-Polarimetric Multi-Scale Analysis of Icebergs in ALOS-2 SAR Data: A Comparison between Icebergs in West and East Greenland

Icebergs are ocean hazards which require extensive monitoring. Synthetic Aperture Radar (SAR) satellites can help with this, however, SAR backscattering is strongly influenced by the properties of icebergs, together with meteorological and environmental conditions. In this work, we used five images of quad-pol ALOS-2/PALSAR-2 SAR data to analyse 1332 icebergs in five locations in west and east Greenland. We investigate the backscatter and polarimetric behaviour, by using several observables and decompositions such as the Cloude–Pottier eigenvalue/eigenvector and Yamaguchi model-based decompositions. Our results show that those icebergs can contain a variety of scattering mechanisms at L-band. However, the most common scattering mechanism for icebergs is surface scattering, with the second most dominant volume scattering (or more generally, clouds of dipoles). In some cases, we observed a double bounce dominance, but this is not as common. Interestingly, we identified that different locations (e.g., glaciers) produce icebergs with different polarimetric characteristics. We also performed a multi-scale analysis using boxcar 5 × 5 and 11 × 11 window sizes and this revealed that depending on locations (and therefore, characteristics) icebergs can be a collection of strong scatterers that are packed in a denser or less dense way. This gives hope for using quad-pol polarimetry to provide some iceberg classifications in the future

Wetland mapping and monitoring using polarimetric and interferometric synthetic aperture radar (SAR) data and tools

Wetlands are home to a great variety of flora and fauna species and provide several unique environmental functions, such as controlling floods, improving water-quality, supporting wildlife habitat, and shoreline stabilization. Detailed information on spatial distribution of wetland classes is crucial for sustainable management and resource assessment. Furthermore, hydrological monitoring of wetlands is also important for maintaining and preserving the habitat of various plant and animal species. This thesis investigates the existing knowledge and technological challenges associated with wetland mapping and monitoring and evaluates the limitations of the methodologies that have been developed to date. The study also proposes new methods to improve the characterization of these productive ecosystems using advanced remote sensing (RS) tools and data. Specifically, a comprehensive literature review on wetland monitoring using Synthetic Aperture Radar (SAR) and Interferometric SAR (InSAR) techniques is provided. The application of the InSAR technique for wetland mapping provides the following advantages: (i) the high sensitivity of interferometric coherence to land cover changes is taken into account and (ii) the exploitation of interferometric coherence for wetland classification further enhances the discrimination between similar wetland classes. A statistical analysis of the interferometric coherence and SAR backscattering variation of Canadian wetlands, which are ignored in the literature, is carried out using multi-temporal, multi-frequency, and multi-polarization SAR data. The study also examines the capability of compact polarimetry (CP) SAR data, which will be collected by the upcoming RADARSAT Constellation Mission (RCM) and will constitute the main source of SAR observation in Canada, for wetland mapping. The research in this dissertation proposes a methodology for wetland classification using the synergistic use of intensity, polarimetry, and interferometry features using a novel classification framework. Finally, this work introduces a novel model based on the deep convolutional neural network (CNN) for wetland classification that can be trained in an end-to-end scheme and is specifically designed for the classification of wetland complexes using polarimetric SAR (PolSAR) imagery. The results of the proposed methods are promising and will significantly contribute to the ongoing efforts of conservation strategies for wetlands and monitoring changes. The approaches presented in this thesis serve as frameworks, progressing towards an operational methodology for mapping wetland complexes in Canada, as well as other wetlands worldwide with similar ecological characteristics