Terrain-Moisture Classification Using GPS Surface-Reflected Signals

In this study we present a novel method of land surface classification using surface-reflected GPS signals in combination with digital imagery. Two GPS-derived classification features are merged with visible image data to create terrain-moisture (TM) classes, defined here as visibly identifiable terrain or landcover classes containing a surface/soil moisture component. As compared to using surface imagery alone, classification accuracy is significantly improved for a number of visible classes when adding the GPS-based signal features. Since the strength of the reflected GPS signal is proportional to the amount of moisture in the surface, use of these GPS features provides information about the surface that is not obtainable using visible wavelengths alone. Application areas include hydrology, precision agriculture, and wetlands mapping

Application of Reflected Global Navigation Satellite System (GNSS-R) Signals in the Estimation of Sea Roughness Effects in Microwave Radiometry

In February-March 2009 NASA JPL conducted an airborne field campaign using the Passive Active L-band System (PALS) and the Ku-band Polarimetric Scatterometer (PolSCAT) collecting measurements of brightness temperature and near surface wind speeds. Flights were conducted over a region of expected high-speed winds in the Atlantic Ocean, for the purposes of algorithm development for salinity retrievals. Wind speeds encountered were in the range of 5 to 25 m/s during the two weeks deployment. The NASA-Langley GPS delay-mapping receiver (DMR) was also flown to collect GPS signals reflected from the ocean surface and generate post-correlation power vs. delay measurements. This data was used to estimate ocean surface roughness and a strong correlation with brightness temperature was found. Initial results suggest that reflected GPS signals, using small low-power instruments, will provide an additional source of data for correcting brightness temperature measurements for the purpose of sea surface salinity retrievals

Soil Moisture & Snow Properties Determination with GNSS in Alpine Environments: Challenges, Status, and Perspectives

Moisture content in the soil and snow in the alpine environment is an important factor, not only for environmentally oriented research, but also for decision making in agriculture and hazard management. Current observation techniques quantifying soil moisture or characterizing a snow pack often require dedicated instrumentation that measures either at point scale or at very large (satellite pixel) scale. Given the heterogeneity of both snow cover and soil moisture in alpine terrain, observations of the spatial distribution of moisture and snow-cover are lacking at spatial scales relevant for alpine hydrometeorology. This paper provides an overview of the challenges and status of the determination of soil moisture and snow properties in alpine environments. Current measurement techniques and newly proposed ones, based on the reception of reflected Global Navigation Satellite Signals (i.e., GNSS Reflectometry or GNSS-R), or the use of laser scanning are reviewed, and the perspectives offered by these new techniques to fill the current gap in the instrumentation level are discussed. Some key enabling technologies including the availability of modernized GNSS signals and GNSS array beamforming techniques are also considered and discussed

GNSS reflectometry for land remote sensing applications

Soil moisture and vegetation biomass are two essential parameters from a scienti c and economical point of view. On one hand, they are key for the understanding of the hydrological and carbon cycle. On the other hand, soil moisture is essential for agricultural applications and water management, and vegetation biomass is crucial for regional development programs. Several remote sensing techniques have been used to measure these two parameters. However, retrieving soil moisture and vegetation biomass with the required accuracy, and the appropriate spatial and temporal resolutions still remains a major challenge. The use of Global Navigation Satellite Systems (GNSS) reflected signals as sources of opportunity for measuring soil moisture and vegetation biomass is assessed in this PhD Thesis. This technique, commonly known as GNSS-Reflectometry (GNSS-R), has gained increasing interest among the scienti c community during the last two decades due to its unique characteristics. Previous experimental works have already shown the capabilities of GNSS-R to sense small reflectivity changes on the surface. The use of the co- and cross-polarized reflected signals was also proposed to mitigate nuisance parameters, such as soil surface roughness, in the determination of soil moisture. However, experimental evidence of the suitability of that technique could not be demonstrated. This work analyses from a theoretical and an experimental point of view the capabilities of polarimetric observations of GNSS reflected signals for monitoring soil moisture and vegetation biomass. The Thesis is structured in four main parts. The fi rst part examines the fundamental aspects of the technique and provides a detailed review of the GNSS-R state of the art for soil moisture and vegetation monitoring. The second part deals with the scattering models from land surfaces. A comprehensive description of the formation of scattered signals from rough surfaces is provided. Simulations with current state of the art models for bare and vegetated soils were performed in order to analyze the scattering components of GNSS reflected signals. A simpli ed scattering model was also developed in order to relate in a straightforward way experimental measurements to soil bio-geophysical parameters. The third part reviews the experimental work performed within this research. The development of a GNSS-R instrument for land applications is described, together with the three experimental campaigns carried out in the frame of this PhD Thesis. The analysis of the GNSS-R and ground truth data is also discussed within this part. As predicted by models, it was observed that GNSS scattered signals from natural surfaces are a combination of a coherent and an incoherent scattering components. A data analysis technique was proposed to separate both scattering contributions. The use of polarimetric observations for the determination of soil moisture was demonstrated to be useful under most soil conditions. It was also observed that forests with high levels of biomass could be observed with GNSS reflected signals. The fourth and last part of the Thesis provides an analysis of the technology perspectives. A GNSS-R End-to-End simulator was used to determine the capabilities of the technique to observe di erent soil reflectivity conditions from a low Earth orbiting satellite. It was determined that high accuracy in the estimation of reflectivity could be achieved within reasonable on-ground resolution, as the coherent scattering component is expected to be the predominant one in a spaceborne scenario. The results obtained in this PhD Thesis show the promising potential of GNSS-R measurements for land remote sensing applications, which could represent an excellent complementary observation for a wide range of Earth Observation missions such as SMOS, SMAP, and the recently approved ESA Earth Explorer Mission Biomass.La humedad del suelo y la biomasa de la vegetaci on son dos parametros clave desde un punto de vista tanto cient co como econ omico. Por una parte son esenciales para el estudio del ciclo del agua y del carbono. Por otra parte, la humedad del suelo es esencial para la gesti on de las cosechas y los recursos h dricos, mientras que la biomasa es un par ametro fundamental para ciertos programas de desarrollo. Varias formas de teledetección se han utilizado para la observaci on remota de estos par ametros, sin embargo, su monitorizaci on con la precisi on y resoluci on necesarias es todav a un importante reto tecnol ogico. Esta Tesis evalua la capacidad de medir humedad del suelo y biomasa de la vegetaci on con señales de Sistemas Satelitales de Posicionamiento Global (GNSS, en sus siglas en ingl es) reflejadas sobre la Tierra. La t ecnica se conoce como Reflectometr í a GNSS (GNSS-R), la cual ha ganado un creciente inter es dentro de la comunidad científ ca durante las dos ultimas d ecadas. Experimentos previos a este trabajo ya demostraron la capacidad de observar cambios en la reflectividad del terreno con GNSS-R. El uso de la componente copolar y contrapolar de la señal reflejada fue propuesto para independizar la medida de humedad del suelo de otros par ametros como la rugosidad del terreno. Sin embargo, no se pudo demostrar una evidencia experimental de la viabilidad de la t ecnica. En este trabajo se analiza desde un punto de vista te orico y experimental el uso de la informaci on polarim etrica de la señales GNSS reflejadas sobre el suelo para la determinaci on de humedad y biomasa de la vegetaci on. La Tesis se estructura en cuatro partes principales. En la primera parte se eval uan los aspectos fundamentales de la t ecnica y se da una revisi on detallada del estado del arte para la observaci on de humedad y vegetaci on. En la segunda parte se discuten los modelos de dispersi on electromagn etica sobre el suelo. Simulaciones con estos modelos fueron realizadas para analizar las componentes coherente e incoherente de la dispersi on de la señal reflejada sobre distintos tipos de terreno. Durante este trabajo se desarroll o un modelo de reflexi on simpli cado para poder relacionar de forma directa las observaciones con los par ametros geof sicos del suelo. La tercera parte describe las campañas experimentales realizadas durante este trabajo y discute el an alisis y la comparaci on de los datos GNSS-R con las mediciones in-situ. Como se predice por los modelos, se comprob o experimentalmente que la señal reflejada est a formada por una componente coherente y otra incoherente. Una t ecnica de an alisis de datos se propuso para la separacióon de estas dos contribuciones. Con los datos de las campañas experimentales se demonstr o el bene cio del uso de la informaci on polarim etrica en las señales GNSS reflejadas para la medici on de humedad del suelo, para la mayor a de las condiciones de rugosidad observadas. Tambi en se demostr o la capacidad de este tipo de observaciones para medir zonas boscosas densamente pobladas. La cuarta parte de la tesis analiza la capacidad de la t ecnica para observar cambios en la reflectividad del suelo desde un sat elite en orbita baja. Los resultados obtenidos muestran que la reflectividad del terreno podr a medirse con gran precisi on ya que la componente coherente del scattering ser a la predominante en ese tipo de escenarios. En este trabajo de doctorado se muestran la potencialidades de la t ecnica GNSS-R para observar remotamente par ametros del suelo tan importantes como la humedad del suelo y la biomasa de la vegetaci on. Este tipo de medidas pueden complementar un amplio rango de misiones de observaci on de la Tierra como SMOS, SMAP, y Biomass, esta ultima recientemente aprobada para la siguiente misi on Earth Explorer de la ESA

Advanced GNSS-R instruments for altimetric and scatterometric applications

This work is the result of more than eight years during a bachelor thesis, a master thesis, and the Ph.D. thesis dedicated to the development of the Microwave Interferometric Reflectometer (MIR) instrument. It summarizes all the knowledge acquired during this time, and describes the MIR instrument as detailed as possible. MIR is a Global Navigation Satellite System - Reflectometer (GNSS-R), that is, an instrument that uses Global Navigation Satellite System (GNSS) signals scattered on the Earth's surface to retrieve geophysical parameters. These signals are received below the noise level, but since they have been spread in the frequency domain using spread-spectrum techniques, and in particular using the so-called Pseudo Random Noise (PRN) codes, it is still possible to retrieve them because of the large correlation gain achieved. In GNSS-R, two main techniques are used for this purpose: the conventional technique cGNSS-R and the interferometric one iGNSS-R, each with its pros and cons. In the former technique, the reflected signal is cross-correlated against a locally generated clean-replica of the transmitted signal. In the latter technique the reflected signal is cross-correlated with the direct one. Nowadays multiple GNSS systems coexist, transmitting narrow and wide, open and private signals. A comparison between systems, signals, and techniques in fair conditions is necessary. The MIR instrument has been designed as an airborne instrument for that purpose: the instrument has two arrays, an up-looking one, and a down-looking one, each with 19 dual-band antennas in a hexagonal distribution. The instrument is able to form 2 beams at each frequency band (L1/E1, and L5/E5A), which are pointing continuously to the desired satellites taking into account their position, as well as the instrument's position and attitude. The data is sampled and stored for later post-processing. Last but not least, MIR is auto-calibrated using similar signals to the ones transmitted by the GNSS satellites. During the instrument development, the Distance Measurement Equipment/TACtical Air Navigation (DME/TACAN) signals from the Barcelona airport threatened to disrupt the interferometric technique. These signals were also studied, and it was concluded that the use of a mitigation systems were as strongly recommended. The interferometric technique was also affected by the unwanted contribution of other satellites. The impact of these contributions was studied using real data gathered during this Ph.D. thesis. During these 8 years, the instrument was designed, built, tested, and calibrated. A field campaign was carried out in Australia between May 2018 and June 2018 to determine the instrument's accuracy in sensing soil moisture and sea altimetry. This work describes each of these steps in detail and aims to be helpful for those who decide to continue the legacy of this instrument.Este trabajo es el resultado de más de 8 años de doctorado dedicados al desarrollo del instrumento Microwave Interferometric Reflectometer (MIR). Esta tesis resume todo el conocimiento adquirido durante este tiempo, y describe el MIR lo más detalladamente posible. El MIR es un Reflectómetro de señales de Sistemas Globales de Navegación por Satélite (GNSS-R), es decir, es un instrumento que usa señales de GNSS reflejadas en la superficie de la tierra para obtener parámetros geofísicos. Estas señales son recibidas bajo el nivel de ruido, pero dado que han sido ensanchadas en el dominio frecuencial usando técnicas de espectro ensanchado, y en particular usando códigos Pseudo Random Noise (PRN), es todavía posible recibirlas debido a la elevada ganancia de correlación. En GNSS-R existen dos técnicas para este propósito: la convencional (cGNSS-R), y la interferométrica (iGNSS-R), cada una con sus pros y sus contras. En la primera se calcula la correlación cruzada de la señal reflejada y de una réplica generada del código transmitido. En la segunda técnica se calcula la correlación cruzada de la señal reflejada y de la señal directa. Hoy en día muchos sistemas GNSS coexisten, transmitiendo señales de distintos anchos de banda, algunas públicas y otras privadas. Una comparación entre sistemas, señales, y técnicas en condiciones justas es necesaria. El MIR es un instrumento aerotransportado diseñado como para ese propósito: el instrumento tiene dos arrays de antenas, uno apuntando al cielo, y otro apuntando al suelo, cada uno con 19 antenas doble banda en una distribución hexagonal. El instrumento puede formar 2 haces en cada banda frecuencial (L1/E1 y L5/E5A) que apuntan continuamente a los satélites deseados teniendo en cuenta su posición, y la posición y actitud del instrumento. Los datos son guardados para ser procesados posteriormente. Por último pero no menos importante, el MIR se calibra usando señales similares a las transmitidas por los satélites de GNSS. Durante el desarrollo del instrumento, señales del sistema Distance Measuremt Equi Distance Measurement Equipment/TACtical Air Navigation (DME/TACAN) del aeropuerto de Barcelona mostraron ser una amenaza para la técnica interferométrica. Estas señales fueron estudiadas y se concluyó que era encarecidamente recomendado el uso de sistemas de mitigación de interferencias. La técnica interferométrica también se ve afectada por las contribuciones no deseadas de otros satélites, llamado cross-talk. El impacto del cross-talk fue estudiado usando datos reales tomados durante esta tesis doctoral. A lo largo de estos 8 años el instrumento ha sido diseñado, construido, testeado y calibrado. Una campaña de medidas fue llevada a cabo en Australia entre Mayo de 2018 y Junio de 2018 para determinar la capacidad del instrumento para estimar la humedad del terreno y la altura del mar. Este documento describe cada uno de estos pasos al detalle y espera resultar útil para aquellos que decidan continuar con el legado de este instrumento.Postprint (published version

Assimilation des données SMOS dans un modèle des surfaces continentales : mise en œuvre et évaluation sur la France

Assimiler l'humidité superficielle du sol (SSM) dans un modèle de surface améliore la modélisation du contenu en eau du sol. La télédétection est un outils indispensable pour suivre l'évolution de cette variable. SMOS, lancé en Novembre 2009, est le premier satellite dédié à l'étude de l'humidité du sol. Les premières données SMOS ont été comparées aux données ASCAT sur la France. Les données ASCAT se corrèlent mieux aux observations in situ et aux SSM simulées que les données SMOS pendant l'année 2010. Sur le sol nu du site de SMOSREX (2003-2005), les SSM mesurés ont été assimilées dans une nouvelle version multi-couches du modèle Interaction entre le Sol, la Biosphère et l'Atmosphère (ISBA). Un Filtre de Kalman Etendu Simplifié (SEKF) a été utilisé pour analyser le profil d'eau du sol dans les 11 couches de la version multi-couches du modèle de surface (ISBA-DF). Pendant les périodes sèches, les corrections impactent les 15 premiers centimètres du sol alors que pendant les périodes humides, des corrections moins intenses affectent l'ensemble de la colonne de sol. Afin de préparer l'assimilation des températures de brillance (TB), des TB ont été simulées par couplage entre ISBA-DF et un modèle d'émission micro-ondes (CMEM). Avec ISBA-DF, il est préférable de modéliser les TB en utilisant l'approche de Wilheit pour le calcul de l'émissivité de surface lisse et de prendre en compte l'impact des variations de SSM dans le calcul de la rugosité. Finalement, les TB de SMOSREX ont été assimilées dans ISBA-DF. Considérer CMEM comme opérateur d'observations dans le SEKF permet d'obtenir un état analysé proche de celui obtenu lors de l'assimilation des SSM dans ISBA-DF.Assimilating surface soil moisture (SSM) in a land surface model permits a better monitoring of the soil water content. Remote sensing is an indispensable tool for monitoring the evolution of SSM, both spatially and temporally. SMOS was launched in November 2009 and it is the first satellite specifically dedicated to SSM mapping over continents. A comparison of the first SMOS data with ASCAT over France showed that the ASCAT product was better correlated with in situ SSM observations and with SSM simulations for the year 2010. Over bare soil plot of SMOSREX (2003-2005), in situ SSM were assimilated into a new multi-layer version of the soil module of the Interaction between the Soil, Biosphere, Atmosphere (ISBA) land surface model. A simplified Extended Kalman Filter was used to analyze 11 soil layers of the ISBA multi-layer version (ISBA-DF). For dry periods, corrections affected a shallow 0-15 cm top soil layer. For wet period, weaker corrections were applied for the entire column. To prepare the assimilation of the TB, the TB were produced by coupling ISBA-DF with a microwave emission model (CMEM). With ISBA-DF, computing TB using the Wilheit smooth surface emissivity and taking into account an impact of SSM on soil roughness is recommended. Finally, the SMOSREX TB observations were assimilated by ISBA-DF. Considering CMEM as an observation operator provided a SSM and total soil water content analysis similar to the analysis obtained by assimilating direct SSM observations in ISBA-DF