Development and verification of semi-blind receiver structures for broadband wireless communication systems

The increasingly high demands for high data rate wireless communication services require spectrum- and energy-efficient solutions. In this thesis, a number of energy-efficient semi-blind receiver structures are proposed to perform Doppler spread estimation, channel estimation and equalisation for broadband wireless orthogonal frequency division multiplexing (OFDM) systems. A real-time wireless communication testbed is developed to verify the proposed semi-blind receiver structures. In the first contribution, a semi-blind Doppler spread estimation and Kalman filtering based channel estimation approach is proposed for wireless OFDM systems. A short sequence of reference data is carefully designed and applied as pilot symbols for Doppler spread estimation and channel estimation initialisation of the Kalman filter. Then the estimates of inter-carrier interference (ICI) caused by Doppler spread are gathered into the equivalent channel model and compensated for through channel equalisation, which dramatically reduces the computational complexity. The simulation results show that the proposed approach outperforms the conventional pilot aided Doppler spread and channel estimation schemes. In the second contribution, a semi-blind Doppler spread estimation and independent component analysis (ICA) based equalisation scheme aided by non-redundant precoding is proposed for wireless multiple-input multiple-output (MIMO) OFDM systems. A number of reference data sequences are selected from a pool of orthogonal sequences for two purposes. First, the reference data sequences are superimposed in the source data sequences through non-redundant linear precoding to enable the Doppler spread estimation by minimising the sum cross-correlation between the compensated signals and the rest of the orthogonal sequences in the pool. Second, the same reference data sequences are applied to eliminate the phase and permutation ambiguity in the ICA equalised signals. Simulation results show that the proposed semi-blind MIMO OFDM system can achieve a bit error rate (BER) performance which is close to the ideal case with perfect channel state information (CSI). In the third contribution, a real-time wireless communication testbed is developed with a vector signal generator, a vector signal analyser and a pair of antennas, to verify the effectiveness of the proposed receiver structures over the air in different environments such as Reverberation chamber and office area. Measurement results show a good match with simulation results. Also, a pilot is employed for three purposes at a semi-blind receiver: time synchronisation, Doppler spread estimation and Kalman filtering initialisation, which is an extension of the work in the first contribution

Semi-blind CFO estimation and ICA based equalization for wireless communication systems

In this thesis, a number of semi-blind structures are proposed for Orthogonal Frequency Division Multiplexing (OFDM) based wireless communication systems, with Carrier Frequency Offset (CFO) estimation and Independent Component Analysis (ICA) based equalization. In the first contribution, a semi-blind non-redundant single-user Multiple-Input Multiple-Output (MIMO) OFDM system is proposed, with a precoding aided CFO estimation approach and an ICA based equalization structure. A number of reference data sequences are carefully designed and selected from a pool of orthogonal sequences, killing two birds with one stone. On the one hand, the precoding based CFO estimation is performed by minimizing the sum cross-correlations between the CFO compensated signals and the rest of the orthogonal sequences in the pool. On the other hand, the same reference data sequences enable the elimination of permutation and quadrant ambiguities in the ICA equalized signals. Simulation results show that the proposed semi-blind MIMO OFDM system can achieve a Bit Error Rate (BER) performance close to the ideal case with perfect Channel State Information (CSI) and no CFO. In the second contribution, a low-complexity semi-blind structure, with a multi-CFO estimation method and an ICA based equalization scheme, is proposed for multiuser Coordinated Multi-Point (CoMP) OFDM systems. A short pilot is carefully designed offline for each user and has a two-fold advantage. On the one hand, using the pilot structure, a complex multi-dimensional search for multiple CFOs is divided into a number of low-complexity mono-dimensional searches. On the other hand, the cross-correlation between the transmitted and received pilots is explored to allow the simultaneous elimination of permutation and quadrant ambiguities in the ICA equalized signals. Simulation results show that the proposed semi-blind CoMP OFDM system can provide a BER performance close to the ideal case with perfect CSI and no CFO. In the third contribution, a semi-blind structure is proposed for Carrier Aggregation (CA) based CoMP Orthogonal Frequency Division Multiple Access (OFDMA) systems, with an ICA based joint Inter-Carrier Interference (ICI) mitigation and equalization scheme. The CFO-induced ICI is mitigated implicitly via ICA based equalization, without introducing feedback overhead for CFO correction. The permutation and quadrant ambiguities in the ICA equalized signals can be eliminated by a small number of pilots. Simulation results show that with a low training overhead, the proposed semi-blind equalization scheme can provide a BER performance close to the ideal case with perfect CSI and no CFO

GCL Based Synchronization and Time Domain Frequency Offset Correction in OFDM System

Orthogonal Frequency Division Multiplexing (OFDM) is a modulation technique that has become the technology of choice in most wireless communication networks of today. Despite the advantages the OFDM system offers, it has some disadvantages like sensitivity to synchronization and high power-to-average-power ratio (PAPR). Any time offset leads to inter-symbol interference (ISI) whereas any frequency offset results in inter-carrier interference (ICI) and, as a result, the system performance degrades. The studies of preamble based time synchronization show that, the standard PN sequence based preamble in IEEE 802.16a is less robust to frequency offset when used in Park’s method of time synchronization - a method that gives more accurate result as compared to other methods. Time domain channel estimation cannot be carried out in the presence of integer frequency offset. This thesis has three specific objectives. Firstly, to design and evaluate a new preamble by making use of a generalized chirp-like (GCL) sequence that has low PAPR and good time and also frequency correlation properties. Secondly, to design a new receiver scheme that estimates and corrects the integer-frequency offset in the time domain and evaluate its performance. And lastly, having corrected the frequency offset in time domain, to estimate the wireless channel in time domain and evaluate its performance. The results show that, the proposed GCL based preamble has better and more robust performance than the standard PN sequence (IEEE 802.16 standard) based preamble in the time and integer frequency synchronization and also in the time domain channel estimation. In the new receiver scheme, the presence of symmetrical correlation shows that received signal is frequency corrected. The results show that the new receiver scheme is able to detect the symmetrical correlation quite accurately. The receiver also works well even in low SNR environment

Advanced receiver structures for mobile MIMO multicarrier communication systems

Beyond third generation (3G) and fourth generation (4G) wireless communication systems are targeting far higher data rates, spectral efficiency and mobility requirements than existing 3G networks. By using multiple antennas at the transmitter and the receiver, multiple-input multiple-output (MIMO) technology allows improving both the spectral efficiency (bits/s/Hz), the coverage, and link reliability of the system. Multicarrier modulation such as orthogonal frequency division multiplexing (OFDM) is a powerful technique to handle impairments specific to the wireless radio channel. The combination of multicarrier modulation together with MIMO signaling provides a feasible physical layer technology for future beyond 3G and fourth generation communication systems. The theoretical benefits of MIMO and multicarrier modulation may not be fully achieved because the wireless transmission channels are time and frequency selective. Also, high data rates call for a large bandwidth and high carrier frequencies. As a result, an important Doppler spread is likely to be experienced, leading to variations of the channel over very short period of time. At the same time, transceiver front-end imperfections, mobility and rich scattering environments cause frequency synchronization errors. Unlike their single-carrier counterparts, multi-carrier transmissions are extremely sensitive to carrier frequency offsets (CFO). Therefore, reliable channel estimation and frequency synchronization are necessary to obtain the benefits of MIMO OFDM in mobile systems. These two topics are the main research problems in this thesis. An algorithm for the joint estimation and tracking of channel and CFO parameters in MIMO OFDM is developed in this thesis. A specific state-space model is introduced for MIMO OFDM systems impaired by multiple carrier frequency offsets under time-frequency selective fading. In MIMO systems, multiple frequency offsets are justified by mobility, rich scattering environment and large angle spread, as well as potentially separate radio frequency - intermediate frequency chains. An extended Kalman filter stage tracks channel and CFO parameters. Tracking takes place in time domain, which ensures reduced computational complexity, robustness to estimation errors as well as low estimation variance in comparison to frequency domain processing. The thesis also addresses the problem of blind carrier frequency synchronization in OFDM. Blind techniques exploit statistical or structural properties of the OFDM modulation. Two novel approaches are proposed for blind fine CFO estimation. The first one aims at restoring the orthogonality of the OFDM transmission by exploiting the properties of the received signal covariance matrix. The second approach is a subspace algorithm exploiting the correlation of the channel frequency response among the subcarriers. Both methods achieve reliable estimation of the CFO regardless of multipath fading. The subspace algorithm needs extremely small sample support, which is a key feature in the face of time-selective channels. Finally, the Cramér-Rao (CRB) bound is established for the problem in order to assess the large sample performance of the proposed algorithms.reviewe

Visible Light Communication (VLC)

Visible light communication (VLC) using light-emitting diodes (LEDs) or laser diodes (LDs) has been envisioned as one of the key enabling technologies for 6G and Internet of Things (IoT) systems, owing to its appealing advantages, including abundant and unregulated spectrum resources, no electromagnetic interference (EMI) radiation and high security. However, despite its many advantages, VLC faces several technical challenges, such as the limited bandwidth and severe nonlinearity of opto-electronic devices, link blockage and user mobility. Therefore, significant efforts are needed from the global VLC community to develop VLC technology further. This Special Issue, “Visible Light Communication (VLC)”, provides an opportunity for global researchers to share their new ideas and cutting-edge techniques to address the above-mentioned challenges. The 16 papers published in this Special Issue represent the fascinating progress of VLC in various contexts, including general indoor and underwater scenarios, and the emerging application of machine learning/artificial intelligence (ML/AI) techniques in VLC

Channel estimation techniques for next generation mobile communication systems

Mención Internacional en el título de doctorWe are witnessing a revolution in wireless technology, where the society is demanding new services, such as smart cities, autonomous vehicles, augmented reality, etc. These challenging services not only are demanding an enormous increase of data rates in the range of 1000 times higher, but also they are real-time applications with an important delay constraint. Furthermore, an unprecedented number of different machine-type devices will be also connected to the network, known as Internet of Things (IoT), where they will be transmitting real-time measurements from different sensors. In this context, the Third Generation Partnership Project (3GPP) has already developed the new Fifth Generation (5G) of mobile communication systems, which should be capable of satisfying all the requirements. Hence, 5G will provide three key aspects, such as: enhanced mobile broad-band (eMBB) services, massive machine type communications (mMTC) and ultra reliable low latency communications (URLLC). In order to accomplish all the mentioned requirements, it is important to develop new key radio technologies capable of exploiting the wireless environment with a higher efficiency. Orthogonal frequency division multiplexing (OFDM) is the most widely used waveform by the industry, however, it also exhibits high side lobes reducing considerably the spectral efficiency. Therefore, filter-bank multi-carrier combined with offset quadrature amplitude modulation (FBMC-OQAM) is a waveform candidate to replace OFDM due to the fact that it provides extremely low out-ofband emissions (OBE). The traditional spectrum frequencies range is close to saturation, thus, there is a need to exploit higher bands, such as millimeter waves (mm-Wave), making possible the deployment of ultra broad-band services. However, the high path loss in these bands increases the blockage probability of the radio-link, forcing us to use massive multiple-input multiple-output (MIMO) systems in order to increase either the diversity or capacity of the overall link. All these emergent radio technologies can make 5G a reality. However, all their benefits can be only exploited under the knowledge and availability of the channel state information (CSI) in order to compensate the effects produced by the channel. The channel estimation process is a well known procedure in the area of signal processing for communications, where it is a challenging task due to the fact that we have to obtain a good estimator, maintaining at the same time the efficiency and reduced complexity of the system and obtaining the results as fast as possible. In FBMC-OQAM, there are several proposed channel estimation techniques, however, all of them required a high number of operations in order to deal with the self-interference produced by the prototype filter, hence, increasing the complexity. The existing channel estimation and equalization techniques for massive MIMO are in general too complex due to the large number of antennas, where we must estimate the channel response of each antenna of the array and perform some prohibitive matrix inversions to obtain the equalizers. Besides, for the particular case of mm-Wave, the existing techniques either do not adapt well to the dynamic ranges of signal-to-noise ratio (SNR) scenarios or they assume some approximations which reduce the quality of the estimator. In this thesis, we focus on the channel estimation for different emerging techniques that are capable of obtaining a better performance with a lower number of operations, suitable for low complexity devices and for URLLC. Firstly, we proposed new pilot sequences for FBMC-OQAM enabling the use of a simple averaging process in order to obtain the CSI. We show that our technique outperforms the existing ones in terms of complexity and performance. Secondly, we propose an alternative low-complexity way of computing the precoding/postcoding equalizer under the scenario of massive MIMO, keeping the quality of the estimator. Finally, we propose a new channel estimation technique for massive MIMO for mm-Wave, capable of adapting to very variable scenarios in terms of SNR and outperforming the existing techniques. We provide some analysis of the mean squared error (MSE) and complexity of each proposed technique. Furthermore, some numerical results are given in order to provide a better understanding of the problem and solutions.Programa de Doctorado en Multimedia y Comunicaciones por la Universidad Carlos III de Madrid y la Universidad Rey Juan CarlosPresidente: Antonia María Tulino.- Secretario: Máximo Morales Céspedes.- Vocal: Octavia A. Dobr

Advanced digital signal processing for coherent optical OFDM transmissions

Coherent optical orthogonal frequency division multiplexing (CO-OFDM) has been actively considered as a potential candidate for long-haul transmission and 400 Gb/s to 1 Tb/s Ethernet transport because of its high spectral efficiency, efficient implementation, flexibility and robustness against linear impairments such as chromatic dispersion and polarization mode dispersion. However, due to the long symbol duration and narrow subcarrier spacing, CO-OFDM systems are sensitive to laser phase noise and fibre nonlinearity induced penalties. As a result, the development of CO-OFDM transmission technology crucially relies on efficient techniques to compensate for the laser phase noise and fibre nonlinearity impairments. In this thesis, high performance and low complexity digital signal processing techniques for laser phase noise and fibre nonlinearity compensation in CO-OFDM transmissions are demonstrated. For laser phase noise compensation, three novel techniques, namely quasipilot-aided, decision-directed-free blind and multiplier-free blind are introduced. For fibre nonlinear compensation, two novel techniques which are referred to as phase conjugated pilots and phase conjugated subcarrier coding, are proposed. All these abovementioned digital signal processing techniques offer high performances and flexibilities while requiring relatively low complexities in comparison with other existing phase noise and nonlinear compensation techniques. As a result of the developments of these digital signal processing techniques, CO-OFDM technology is expected to play a significant role in future ultra-high capacity optical network. In addition, this thesis also presents preliminary study on nonlinear Fourier transform based transmission schemes in which OFDM is a highly suitable modulation format. The obtained result paves the way towards a truly flexible nonlinear wave-division multiplexing system that allows the current nonlinear transmission limitations to be exceeded

Single-Frequency Network Terrestrial Broadcasting with 5GNR Numerology

L'abstract è presente nell'allegato / the abstract is in the attachmen

GCL Based Synchronization and Time Domain Frequency Offset Correction in OFDM System

Orthogonal Frequency Division Multiplexing (OFDM) is a modulation technique that has become the technology of choice in most wireless communication networks of today. Despite the advantages the OFDM system offers, it has some disadvantages like sensitivity to synchronization and high power-to-average-power ratio (PAPR). Any time offset leads to inter-symbol interference (ISI) whereas any frequency offset results in inter-carrier interference (ICI) and, as a result, the system performance degrades. The studies of preamble based time synchronization show that, the standard PN sequence based preamble in IEEE 802.16a is less robust to frequency offset when used in Park’s method of time synchronization - a method that gives more accurate result as compared to other methods. Time domain channel estimation cannot be carried out in the presence of integer frequency offset. This thesis has three specific objectives. Firstly, to design and evaluate a new preamble by making use of a generalized chirp-like (GCL) sequence that has low PAPR and good time and also frequency correlation properties. Secondly, to design a new receiver scheme that estimates and corrects the integer-frequency offset in the time domain and evaluate its performance. And lastly, having corrected the frequency offset in time domain, to estimate the wireless channel in time domain and evaluate its performance. The results show that, the proposed GCL based preamble has better and more robust performance than the standard PN sequence (IEEE 802.16 standard) based preamble in the time and integer frequency synchronization and also in the time domain channel estimation. In the new receiver scheme, the presence of symmetrical correlation shows that received signal is frequency corrected. The results show that the new receiver scheme is able to detect the symmetrical correlation quite accurately. The receiver also works well even in low SNR environment