Multidimensional Index Modulation for 5G and Beyond Wireless Networks

This study examines the flexible utilization of existing IM techniques in a comprehensive manner to satisfy the challenging and diverse requirements of 5G and beyond services. After spatial modulation (SM), which transmits information bits through antenna indices, application of IM to orthogonal frequency division multiplexing (OFDM) subcarriers has opened the door for the extension of IM into different dimensions, such as radio frequency (RF) mirrors, time slots, codes, and dispersion matrices. Recent studies have introduced the concept of multidimensional IM by various combinations of one-dimensional IM techniques to provide higher spectral efficiency (SE) and better bit error rate (BER) performance at the expense of higher transmitter (Tx) and receiver (Rx) complexity. Despite the ongoing research on the design of new IM techniques and their implementation challenges, proper use of the available IM techniques to address different requirements of 5G and beyond networks is an open research area in the literature. For this reason, we first provide the dimensional-based categorization of available IM domains and review the existing IM types regarding this categorization. Then, we develop a framework that investigates the efficient utilization of these techniques and establishes a link between the IM schemes and 5G services, namely enhanced mobile broadband (eMBB), massive machine-type communications (mMTC), and ultra-reliable low-latency communication (URLLC). Additionally, this work defines key performance indicators (KPIs) to quantify the advantages and disadvantages of IM techniques in time, frequency, space, and code dimensions. Finally, future recommendations are given regarding the design of flexible IM-based communication systems for 5G and beyond wireless networks.Comment: This work has been submitted to Proceedings of the IEEE for possible publicatio

Design a New Tomlinson-Harashima Non-Linear Pre-Coding Technique for MIMO WiMAX-OFDM Based on Wavelet Signals in Transmit-Antenna

This paper investigates a new technique to the adaptation  the Tomlinson-Harashima non-linear  Pre-coding (THP)  in  the WiMAX baseband, in the physical layer performance of multi-antenna techniques, All cases are based on the IEEE 802.16d standard using OFDM based Wavelet and QPSK (¾) of coding rates. The proposed pre-coding only requires the statistical knowledge of the channel at the transmitter, which significantly reduces the feedback requirements. Both linear and non-linear pre-coders amend the system bit error rate for WiMAX OSTBC DWT OFDM in transmit-antenna and path-correlated channels. The proposed non-linear pre-coder in closed loop design achieved much lower bit error rates, increased signal-to-noise power ratio (SNR) than linear pre-coder. Keywords: WiMAX, THP, OFDM, DWT, MIMO, OSTBC

Adaptive Communications for Next Generation Broadband Wireless Access Systems

Un dels aspectes claus en el disseny i gestió de les xarxes sense fils d'accés de banda ampla és l'ús eficient dels recursos radio. Des del punt de vista de l'operador, l'ample de banda és un bé escàs i preuat que s´ha d'explotar i gestionar de la forma més eficient possible tot garantint la qualitat del servei que es vol proporcionar. Per altra banda, des del punt de vista del usuari, la qualitat del servei ofert ha de ser comparable al de les xarxes fixes, requerint així un baix retard i una baixa pèrdua de paquets per cadascun dels fluxos de dades entre la xarxa i l'usuari. Durant els darrers anys s´han desenvolupat nombroses tècniques i algoritmes amb l'objectiu d'incrementar l'eficiència espectral. Entre aquestes tècniques destaca l'ús de múltiples antenes al transmissor i al receptor amb l'objectiu de transmetre diferents fluxos de dades simultaneament sense necessitat d'augmentar l'ample de banda. Per altra banda, la optimizació conjunta de la capa d'accés al medi i la capa física (fent ús de l'estat del canal per tal de gestionar de manera optima els recursos) també permet incrementar sensiblement l'eficiència espectral del sistema.L'objectiu d'aquesta tesi és l'estudi i desenvolupament de noves tècniques d'adaptació de l'enllaç i gestió dels recursos ràdio aplicades sobre sistemes d'accés ràdio de propera generació (Beyond 3G). Els estudis realitzats parteixen de la premissa que el transmisor coneix (parcialment) l'estat del canal i que la transmissió es realitza fent servir un esquema multiportadora amb múltiples antenes al transmisor i al receptor. En aquesta tesi es presenten dues línies d'investigació, la primera per casos d'una sola antenna a cada banda de l'enllaç, i la segona en cas de múltiples antenes. En el cas d'una sola antena al transmissor i al receptor, un nou esquema d'assignació de recursos ràdio i priorització dels paquets (scheduling) és proposat i analitzat integrant totes dues funcions sobre una mateixa entitat (cross-layer). L'esquema proposat té com a principal característica la seva baixa complexitat i que permet operar amb transmissions multimedia. Alhora, posteriors millores realitzades per l'autor sobre l'esquema proposat han permès també reduir els requeriments de senyalització i combinar de forma óptima usuaris d'alta i baixa mobilitat sobre el mateix accés ràdio, millorant encara més l'eficiència espectral del sistema. En cas d'enllaços amb múltiples antenes es proposa un nou esquema que combina la selecció del conjunt optim d'antenes transmissores amb la selecció de la codificació espai- (frequència-) temps. Finalment es donen una sèrie de recomanacions per tal de combinar totes dues línies d'investigació, així con un estat de l'art de les tècniques proposades per altres autors que combinen en part la gestió dels recursos ràdio i els esquemes de transmissió amb múltiples antenes.Uno de los aspectos claves en el diseño y gestión de las redes inalámbricas de banda ancha es el uso eficiente de los recursos radio. Desde el punto de vista del operador, el ancho de banda es un bien escaso y valioso que se debe explotar y gestionar de la forma más eficiente posible sin afectar a la calidad del servicio ofrecido. Por otro lado, desde el punto de vista del usuario, la calidad del servicio ha de ser comparable al ofrecido por las redes fijas, requiriendo así un bajo retardo y una baja tasa de perdida de paquetes para cada uno de los flujos de datos entre la red y el usuario. Durante los últimos años el número de técnicas y algoritmos que tratan de incrementar la eficiencia espectral en dichas redes es bastante amplio. Entre estas técnicas destaca el uso de múltiples antenas en el transmisor y en el receptor con el objetivo de poder transmitir simultáneamente diferentes flujos de datos sin necesidad de incrementar el ancho de banda. Por otro lado, la optimización conjunta de la capa de acceso al medio y la capa física (utilizando información de estado del canal para gestionar de manera óptima los recursos) también permite incrementar sensiblemente la eficiencia espectral del sistema.El objetivo de esta tesis es el estudio y desarrollo de nuevas técnicas de adaptación del enlace y la gestión de los recursos radio, y su posterior aplicación sobre los sistemas de acceso radio de próxima generación (Beyond 3G). Los estudios realizados parten de la premisa de que el transmisor conoce (parcialmente) el estado del canal a la vez que se considera que la transmisión se realiza sobre un sistema de transmisión multiportadora con múltiple antenas en el transmisor y el receptor. La tesis se centra sobre dos líneas de investigación, la primera para casos de una única antena en cada lado del enlace, y la segunda en caso de múltiples antenas en cada lado. Para el caso de una única antena en el transmisor y en el receptor, se ha desarrollado un nuevo esquema de asignación de los recursos radio así como de priorización de los paquetes de datos (scheduling) integrando ambas funciones sobre una misma entidad (cross-layer). El esquema propuesto tiene como principal característica su bajo coste computacional a la vez que se puede aplicar en caso de transmisiones multimedia. Posteriores mejoras realizadas por el autor sobre el esquema propuesto han permitido también reducir los requisitos de señalización así como combinar de forma óptima usuarios de alta y baja movilidad. Por otro lado, en caso de enlaces con múltiples antenas en transmisión y recepción, se presenta un nuevo esquema de adaptación en el cual se combina la selección de la(s) antena(s) transmisora(s) con la selección del esquema de codificación espacio-(frecuencia-) tiempo. Para finalizar, se dan una serie de recomendaciones con el objetivo de combinar ambas líneas de investigación, así como un estado del arte de las técnicas propuestas por otros autores que combinan en parte la gestión de los recursos radio y los esquemas de transmisión con múltiples antenas.In Broadband Wireless Access systems the efficient use of the resources is crucial from many points of views. From the operator point of view, the bandwidth is a scarce, valuable, and expensive resource which must be exploited in an efficient manner while the Quality of Service (QoS) provided to the users is guaranteed. On the other hand, a tight delay and link quality constraints are imposed on each data flow hence the user experiences the same quality as in fixed networks. During the last few years many techniques have been developed in order to increase the spectral efficiency and the throughput. Among them, the use of multiple antennas at the transmitter and the receiver (exploiting spatial multiplexing) with the joint optimization of the medium access control layer and the physical layer parameters.In this Ph.D. thesis, different adaptive techniques for B3G multicarrier wireless systems are developed and proposed focusing on the SS-MC-MA and the OFDM(A) (IEEE 802.16a/e/m standards) communication schemes. The research lines emphasize into the adaptation of the transmission having (Partial) knowledge of the Channel State Information for both; single antenna and multiple antenna links. For single antenna links, the implementation of a joint resource allocation and scheduling strategy by including adaptive modulation and coding is investigated. A low complexity resource allocation and scheduling algorithm is proposed with the objective to cope with real- and/or non-real- time requirements and constraints. A special attention is also devoted in reducing the required signalling. However, for multiple antenna links, the performance of a proposed adaptive transmit antenna selection scheme jointly with space-time block coding selection is investigated and compared with conventional structures. In this research line, mainly two optimizations criteria are proposed for spatial link adaptation, one based on the minimum error rate for fixed throughput, and the second focused on the maximisation of the rate for fixed error rate. Finally, some indications are given on how to include the spatial adaptation into the investigated and proposed resource allocation and scheduling process developed for single antenna transmission

Noncooperative and Cooperative Transmission Schemes with Precoding and Beamforming

The next generation mobile networks are expected to provide multimedia applications with a high quality of service. On the other hand, interference among multiple base stations (BS) that co-exist in the same location limits the capacity of wireless networks. In conventional wireless networks, the base stations do not cooperate with each other. The BSs transmit individually to their respective mobile stations (MS) and treat the transmission from other BSs as interference. An alternative to this structure is a network cooperation structure. Here, BSs cooperate with other BSs to simultaneously transmit to their respective MSs using the same frequency band at a given time slot. By doing this, we significantly increase the capacity of the networks. This thesis presents novel research results on a noncooperative transmission scheme and a cooperative transmission scheme for multi-user multiple-input-multiple-output orthogonal frequency division multiplexing (MIMO-OFDM). We first consider the performance limit of a noncooperative transmission scheme. Here, we propose a method to reduce the interference and increase the throughput of orthogonal frequency division multiplexing (OFDM) systems in co-working wireless local area networks (WLANs) by using joint adaptive multiple antennas(AMA) and adaptive modulation (AM) with acknowledgement (ACK) Eigen-steering. The calculation of AMA and AM are performed at the receiver. The AMA is used to suppress interference and to maximize the signal-to-interference-plus-noise ratio (SINR). The AM scheme is used to allocate OFDM sub-carriers, power, and modulation mode subject to the constraints of power, discrete modulation, and the bit error rate (BER). The transmit weights, the allocation of power, and the allocation of sub-carriers are obtained at the transmitter using ACK Eigen-steering. The derivations of AMA, AM, and ACK Eigen-steering are shown. The performance of joint AMA and AM for various AMA configurations is evaluated through the simulations of BER and spectral efficiency (SE) against SIR. To improve the performance of the system further, we propose a practical cooperative transmission scheme to mitigate against the interference in co-working WLANs. Here, we consider a network coordination among BSs. We employ Tomlinson Harashima precoding (THP), joint transmit-receive beamforming based on SINR (signal-to-interference-plus-noise-ratio) maximization, and an adaptive precoding order to eliminate co-working interference and achieve bit error rate (BER) fairness among different users. We also consider the design of the system when partial channel state information (CSI) (where each user only knows its own CSI) and full CSI (where each user knows CSI of all users) are available at the receiver respectively. We prove analytically and by simulation that the performance of our proposed scheme will not be degraded under partial CSI. The simulation results show that the proposed scheme considerably outperforms both the existing noncooperative and cooperative transmission schemes. A method to design a spectrally efficient cooperative downlink transmission scheme employing precoding and beamforming is also proposed. The algorithm eliminates the interference and achieves symbol error rate (SER) fairness among different users. To eliminate the interference, Tomlinson Harashima precoding (THP) is used to cancel part of the interference while the transmit-receive antenna weights cancel the remaining one. A new novel iterative method is applied to generate the transmit-receive antenna weights. To achieve SER fairness among different users and further improve the performance of MIMO systems, we develop algorithms that provide equal SINR across all users and order the users so that the minimum SINR for each user is maximized. The simulation results show that the proposed scheme considerably outperforms existing cooperative transmission schemes in terms of the SER performance and complexity and approaches an interference free performance under the same configuration. We could improve the performance of the proposed interference cancellation further. This is because the proposed interference cancellation does not consider receiver noise when calculating the transmit-receive weight antennas. In addition, the proposed scheme mentioned above is designed specifically for a single-stream multi-user transmission. Here, we employ THP precoding and an iterative method based on the uplink-downlink duality principle to generate the transmit-receive antenna weights. The algorithm provides an equal SINR across all users. A simpler method is then proposed by trading off the complexity with a slight performance degradation. The proposed methods are extended to also work when the receiver does not have complete Channel State Informations (CSIs). A new method of setting the user precoding order, which has a much lower complexity than the VBLAST type ordering scheme but with almost the same performance, is also proposed. The simulation results show that the proposed schemes considerably outperform existing cooperative transmission schemes in terms of SER performance and approach an interference free performance. In all the cooperative transmission schemes proposed above, we use THP to cancel part of the interference. In this thesis, we also consider an alternative approach that bypasses the use of THP. The task of cancelling the interference from other users now lies solely within the transmit-receive antenna weights. We consider multiuser Gaussian broadcast channels with multiple antennas at both transmitter and receivers. An iterative multiple beamforming (IMB) algorithm is proposed, which is flexible in the antenna configuration and performs well in low to moderate data rates. Its capacity and bit error rate performance are compared with the ones achieved by the traditional zero-forcing method

Digital signal processing techniques for peak-to-average power ratio mitigation in MIMO–OFDM systems

The focus of this thesis is to mitigate the very large peak-to-average transmit power ratios (PAPRs) inherent to conventional orthogonal frequency division multiplexing (OFDM) systems, particularly in the context of transmission over multi-input multi-output (MIMO) wireless broadband channels. This problem is important as a large PAPR generally needs an expensive radio frequency (RF) power amplifier at the transmitter due to the requirement for linear operation over a wide amplitude range and such a cost would be compounded when multiple transmit antennas are used. Advanced signal processing techniques which can reduce PAPR whilst retain the integrity of digital transmission therefore have considerable potential for application in emergent MIMO–OFDM wireless systems and form the technical contributions of this study. [Continues.

Noncooperative and Cooperative Transmission Schemes with Precoding and Beamforming

The next generation mobile networks are expected to provide multimedia applications with a high quality of service. On the other hand, interference among multiple base stations (BS) that co-exist in the same location limits the capacity of wireless networks. In conventional wireless networks, the base stations do not cooperate with each other. The BSs transmit individually to their respective mobile stations (MS) and treat the transmission from other BSs as interference. An alternative to this structure is a network cooperation structure. Here, BSs cooperate with other BSs to simultaneously transmit to their respective MSs using the same frequency band at a given time slot. By doing this, we significantly increase the capacity of the networks. This thesis presents novel research results on a noncooperative transmission scheme and a cooperative transmission scheme for multi-user multiple-input-multiple-output orthogonal frequency division multiplexing (MIMO-OFDM). We first consider the performance limit of a noncooperative transmission scheme. Here, we propose a method to reduce the interference and increase the throughput of orthogonal frequency division multiplexing (OFDM) systems in co-working wireless local area networks (WLANs) by using joint adaptive multiple antennas(AMA) and adaptive modulation (AM) with acknowledgement (ACK) Eigen-steering. The calculation of AMA and AM are performed at the receiver. The AMA is used to suppress interference and to maximize the signal-to-interference-plus-noise ratio (SINR). The AM scheme is used to allocate OFDM sub-carriers, power, and modulation mode subject to the constraints of power, discrete modulation, and the bit error rate (BER). The transmit weights, the allocation of power, and the allocation of sub-carriers are obtained at the transmitter using ACK Eigen-steering. The derivations of AMA, AM, and ACK Eigen-steering are shown. The performance of joint AMA and AM for various AMA configurations is evaluated through the simulations of BER and spectral efficiency (SE) against SIR. To improve the performance of the system further, we propose a practical cooperative transmission scheme to mitigate against the interference in co-working WLANs. Here, we consider a network coordination among BSs. We employ Tomlinson Harashima precoding (THP), joint transmit-receive beamforming based on SINR (signal-to-interference-plus-noise-ratio) maximization, and an adaptive precoding order to eliminate co-working interference and achieve bit error rate (BER) fairness among different users. We also consider the design of the system when partial channel state information (CSI) (where each user only knows its own CSI) and full CSI (where each user knows CSI of all users) are available at the receiver respectively. We prove analytically and by simulation that the performance of our proposed scheme will not be degraded under partial CSI. The simulation results show that the proposed scheme considerably outperforms both the existing noncooperative and cooperative transmission schemes. A method to design a spectrally efficient cooperative downlink transmission scheme employing precoding and beamforming is also proposed. The algorithm eliminates the interference and achieves symbol error rate (SER) fairness among different users. To eliminate the interference, Tomlinson Harashima precoding (THP) is used to cancel part of the interference while the transmit-receive antenna weights cancel the remaining one. A new novel iterative method is applied to generate the transmit-receive antenna weights. To achieve SER fairness among different users and further improve the performance of MIMO systems, we develop algorithms that provide equal SINR across all users and order the users so that the minimum SINR for each user is maximized. The simulation results show that the proposed scheme considerably outperforms existing cooperative transmission schemes in terms of the SER performance and complexity and approaches an interference free performance under the same configuration. We could improve the performance of the proposed interference cancellation further. This is because the proposed interference cancellation does not consider receiver noise when calculating the transmit-receive weight antennas. In addition, the proposed scheme mentioned above is designed specifically for a single-stream multi-user transmission. Here, we employ THP precoding and an iterative method based on the uplink-downlink duality principle to generate the transmit-receive antenna weights. The algorithm provides an equal SINR across all users. A simpler method is then proposed by trading off the complexity with a slight performance degradation. The proposed methods are extended to also work when the receiver does not have complete Channel State Informations (CSIs). A new method of setting the user precoding order, which has a much lower complexity than the VBLAST type ordering scheme but with almost the same performance, is also proposed. The simulation results show that the proposed schemes considerably outperform existing cooperative transmission schemes in terms of SER performance and approach an interference free performance. In all the cooperative transmission schemes proposed above, we use THP to cancel part of the interference. In this thesis, we also consider an alternative approach that bypasses the use of THP. The task of cancelling the interference from other users now lies solely within the transmit-receive antenna weights. We consider multiuser Gaussian broadcast channels with multiple antennas at both transmitter and receivers. An iterative multiple beamforming (IMB) algorithm is proposed, which is flexible in the antenna configuration and performs well in low to moderate data rates. Its capacity and bit error rate performance are compared with the ones achieved by the traditional zero-forcing method

Distributed Quasi-Orthogonal Space-Time coding in wireless cooperative relay networks

Cooperative diversity provides a new paradigm in robust wireless re- lay networks that leverages Space-Time (ST) processing techniques to combat the effects of fading. Distributing the encoding over multiple relays that potentially observe uncorrelated channels to a destination terminal has demonstrated promising results in extending range, data- rates and transmit power utilization. Specifically, Space Time Block Codes (STBCs) based on orthogonal designs have proven extremely popular at exploiting spatial diversity through simple distributed pro- cessing without channel knowledge at the relaying terminals. This thesis aims at extending further the extensive design and analysis in relay networks based on orthogonal designs in the context of Quasi- Orthogonal Space Time Block Codes (QOSTBCs). The characterization of Quasi-Orthogonal MIMO channels for cooper- ative networks is performed under Ergodic and Non-Ergodic channel conditions. Specific to cooperative diversity, the sub-channels are as- sumed to observe different shadowing conditions as opposed to the traditional co-located communication system. Under Ergodic chan- nel assumptions novel closed-form solutions for cooperative channel capacity under the constraint of distributed-QOSTBC processing are presented. This analysis is extended to yield closed-form approx- imate expressions and their utility is verified through simulations. The effective use of partial feedback to orthogonalize the QOSTBC is examined and significant gains under specific channel conditions are demonstrated. Distributed systems cooperating over the network introduce chal- lenges in synchronization. Without extensive network management it is difficult to synchronize all the nodes participating in the relaying between source and destination terminals. Based on QOSTBC tech- niques simple encoding strategies are introduced that provide compa- rable throughput to schemes under synchronous conditions with neg- ligible overhead in processing throughout the protocol. Both mutli- carrier and single-carrier schemes are developed to enable the flexi- bility to limit Peak-to-Average-Power-Ratio (PAPR) and reduce the Radio Frequency (RF) requirements of the relaying terminals. The insights gained in asynchronous design in flat-fading cooperative channels are then extended to broadband networks over frequency- selective channels where the novel application of QOSTBCs are used in distributed-Space-Time-Frequency (STF) coding. Specifically, cod- ing schemes are presented that extract both spatial and mutli-path diversity offered by the cooperative Multiple-Input Multiple-Output (MIMO) channel. To provide maximum flexibility the proposed schemes are adapted to facilitate both Decode-and-Forward (DF) and Amplify- and-Forward (AF) relaying. In-depth Pairwise-Error-Probability (PEP) analysis provides distinct design specifications which tailor the distributed- STF code to maximize the diversity and coding gain offered under the DF and AF protocols. Numerical simulation are used extensively to confirm the validity of the proposed cooperative schemes. The analytical and numerical re- sults demonstrate the effective use of QOSTBC over orthogonal tech- niques in a wide range of channel conditions