Spectral Efficiency and Energy Efficiency Tradeoff in Massive MIMO Downlink Transmission with Statistical CSIT

As a key technology for future wireless networks, massive multiple-input multiple-output (MIMO) can significantly improve the energy efficiency (EE) and spectral efficiency (SE), and the performance is highly dependant on the degree of the available channel state information (CSI). While most existing works on massive MIMO focused on the case where the instantaneous CSI at the transmitter (CSIT) is available, it is usually not an easy task to obtain precise instantaneous CSIT. In this paper, we investigate EE-SE tradeoff in single-cell massive MIMO downlink transmission with statistical CSIT. To this end, we aim to optimize the system resource efficiency (RE), which is capable of striking an EE-SE balance. We first figure out a closed-form solution for the eigenvectors of the optimal transmit covariance matrices of different user terminals, which indicates that beam domain is in favor of performing RE optimal transmission in massive MIMO downlink. Based on this insight, the RE optimization precoding design is reduced to a real-valued power allocation problem. Exploiting the techniques of sequential optimization and random matrix theory, we further propose a low-complexity suboptimal two-layer water-filling-structured power allocation algorithm. Numerical results illustrate the effectiveness and near-optimal performance of the proposed statistical CSI aided RE optimization approach.Comment: Typos corrected. 14 pages, 7 figures. Accepted for publication on IEEE Transactions on Signal Processing. arXiv admin note: text overlap with arXiv:2002.0488

Power Control for D2D Underlay in Multi-cell Massive MIMO Networks

This paper proposes a new power control and pilot allocation scheme for device-to-device (D2D) communication underlaying a multi-cell massive MIMO system. In this scheme, the cellular users in each cell get orthogonal pilots which are reused with reuse factor one across cells, while the D2D pairs share another set of orthogonal pilots. We derive a closed-form capacity lower bound for the cellular users with different receive processing schemes. In addition, we derive a capacity lower bound for the D2D receivers and a closed-form approximation of it. Then we provide a power control algorithm that maximizes the minimum spectral efficiency (SE) of the users in the network. Finally, we provide a numerical evaluation where we compare our proposed power control algorithm with the maximum transmit power case and the case of conventional multi-cell massive MIMO without D2D communication. Based on the provided results, we conclude that our proposed scheme increases the sum spectral efficiency of multi-cell massive MIMO networks.Comment: 6 Pages, 3 Figures, WSA 201

A Survey of Physical Layer Security Techniques for 5G Wireless Networks and Challenges Ahead

Physical layer security which safeguards data confidentiality based on the information-theoretic approaches has received significant research interest recently. The key idea behind physical layer security is to utilize the intrinsic randomness of the transmission channel to guarantee the security in physical layer. The evolution towards 5G wireless communications poses new challenges for physical layer security research. This paper provides a latest survey of the physical layer security research on various promising 5G technologies, including physical layer security coding, massive multiple-input multiple-output, millimeter wave communications, heterogeneous networks, non-orthogonal multiple access, full duplex technology, etc. Technical challenges which remain unresolved at the time of writing are summarized and the future trends of physical layer security in 5G and beyond are discussed.Comment: To appear in IEEE Journal on Selected Areas in Communication

Energy-Efficient Power Control: A Look at 5G Wireless Technologies

This work develops power control algorithms for energy efficiency (EE) maximization (measured in bit/Joule) in wireless networks. Unlike previous related works, minimum-rate constraints are imposed and the signal-to-interference-plus-noise ratio takes a more general expression, which allows one to encompass some of the most promising 5G candidate technologies. Both network-centric and user-centric EE maximizations are considered. In the network-centric scenario, the maximization of the global EE and the minimum EE of the network are performed. Unlike previous contributions, we develop centralized algorithms that are guaranteed to converge, with affordable computational complexity, to a Karush-Kuhn-Tucker point of the considered non-convex optimization problems. Moreover, closed-form feasibility conditions are derived. In the user-centric scenario, game theory is used to study the equilibria of the network and to derive convergent power control algorithms, which can be implemented in a fully decentralized fashion. Both scenarios above are studied under the assumption that single or multiple resource blocks are employed for data transmission. Numerical results assess the performance of the proposed solutions, analyzing the impact of minimum-rate constraints, and comparing the network-centric and user-centric approaches.Comment: Accepted for Publication in the IEEE Transactions on Signal Processin

Boosting Fronthaul Capacity: Global Optimization of Power Sharing for Centralized Radio Access Network

The limited fronthaul capacity imposes a challenge on the uplink of centralized radio access network (C-RAN). We propose to boost the fronthaul capacity of massive multiple-input multiple-output (MIMO) aided C-RAN by globally optimizing the power sharing between channel estimation and data transmission both for the user devices (UDs) and the remote radio units (RRUs). Intuitively, allocating more power to the channel estimation will result in more accurate channel estimates, which increases the achievable throughput. However, increasing the power allocated to the pilot training will reduce the power assigned to data transmission, which reduces the achievable throughput. In order to optimize the powers allocated to the pilot training and to the data transmission of both the UDs and the RRUs, we assign an individual power sharing factor to each of them and derive an asymptotic closed-form expression of the signal-to-interference-plus-noise for the massive MIMO aided C-RAN consisting of both the UD-to-RRU links and the RRU-to-baseband unit (BBU) links. We then exploit the C-RAN architecture's central computing and control capability for jointly optimizing the UDs' power sharing factors and the RRUs' power sharing factors aiming for maximizing the fronthaul capacity. Our simulation results show that the fronthaul capacity is significantly boosted by the proposed global optimization of the power allocation between channel estimation and data transmission both for the UDs and for their host RRUs. As a specific example of 32 receive antennas (RAs) deployed by RRU and 128 RAs deployed by BBU, the sum-rate of 10 UDs achieved with the optimal power sharing factors improves 33\% compared with the one attained without optimizing power sharing factors