A Generalized Method for Proving Polynomial Calculus Degree Lower Bounds

We study the problem of obtaining lower bounds for polynomial calculus (PC) and polynomial calculus resolution (PCR) on proof degree, and hence by [Impagliazzo et al. '99] also on proof size. [Alekhnovich and Razborov '03] established that if the clause-variable incidence graph of a CNF formula F is a good enough expander, then proving that F is unsatisfiable requires high PC/PCR degree. We further develop the techniques in [AR03] to show that if one can "cluster" clauses and variables in a way that "respects the structure" of the formula in a certain sense, then it is sufficient that the incidence graph of this clustered version is an expander. As a corollary of this, we prove that the functional pigeonhole principle (FPHP) formulas require high PC/PCR degree when restricted to constant-degree expander graphs. This answers an open question in [Razborov '02], and also implies that the standard CNF encoding of the FPHP formulas require exponential proof size in polynomial calculus resolution. Thus, while Onto-FPHP formulas are easy for polynomial calculus, as shown in [Riis '93], both FPHP and Onto-PHP formulas are hard even when restricted to bounded-degree expanders.Comment: Full-length version of paper to appear in Proceedings of the 30th Annual Computational Complexity Conference (CCC '15), June 201

Resolution over Linear Equations and Multilinear Proofs

We develop and study the complexity of propositional proof systems of varying strength extending resolution by allowing it to operate with disjunctions of linear equations instead of clauses. We demonstrate polynomial-size refutations for hard tautologies like the pigeonhole principle, Tseitin graph tautologies and the clique-coloring tautologies in these proof systems. Using the (monotone) interpolation by a communication game technique we establish an exponential-size lower bound on refutations in a certain, considerably strong, fragment of resolution over linear equations, as well as a general polynomial upper bound on (non-monotone) interpolants in this fragment. We then apply these results to extend and improve previous results on multilinear proofs (over fields of characteristic 0), as studied in [RazTzameret06]. Specifically, we show the following: 1. Proofs operating with depth-3 multilinear formulas polynomially simulate a certain, considerably strong, fragment of resolution over linear equations. 2. Proofs operating with depth-3 multilinear formulas admit polynomial-size refutations of the pigeonhole principle and Tseitin graph tautologies. The former improve over a previous result that established small multilinear proofs only for the \emph{functional} pigeonhole principle. The latter are different than previous proofs, and apply to multilinear proofs of Tseitin mod p graph tautologies over any field of characteristic 0. We conclude by connecting resolution over linear equations with extensions of the cutting planes proof system.Comment: 44 page

Tree resolution proofs of the weak pigeon-hole principle.

We prove that any optimal tree resolution proof of PHPn m is of size 2&thetas;(n log n), independently from m, even if it is infinity. So far, only a 2Ω(n) lower bound has been known in the general case. We also show that any, not necessarily optimal, regular tree resolution proof PHPn m is bounded by 2O(n log m). To the best of our knowledge, this is the first time the worst case proof complexity has been considered. Finally, we discuss possible connections of our result to Riis' (1999) complexity gap theorem for tree resolution

Space complexity in polynomial calculus

During the last decade, an active line of research in proof complexity has been to study space complexity and time-space trade-offs for proofs. Besides being a natural complexity measure of intrinsic interest, space is also an important issue in SAT solving, and so research has mostly focused on weak systems that are used by SAT solvers. There has been a relatively long sequence of papers on space in resolution, which is now reasonably well understood from this point of view. For other natural candidates to study, however, such as polynomial calculus or cutting planes, very little has been known. We are not aware of any nontrivial space lower bounds for cutting planes, and for polynomial calculus the only lower bound has been for CNF formulas of unbounded width in [Alekhnovich et al. ’02], where the space lower bound is smaller than the initial width of the clauses in the formulas. Thus, in particular, it has been consistent with current knowledge that polynomial calculus could be able to refute any k-CNF formula in constant space. In this paper, we prove several new results on space in polynomial calculus (PC), and in the extended proof system polynomial calculus resolution (PCR) studied in [Alekhnovich et al. ’02]: 1. We prove an Ω(n) space lower bound in PC for the canonical 3-CNF version of the pigeonhole principle formulas PHPm n with m pigeons and n holes, and show that this is tight. 2. For PCR, we prove an Ω(n) space lower bound for a bitwise encoding of the functional pigeonhole principle. These formulas have width O(log n), and hence this is an exponential improvement over [Alekhnovich et al. ’02] measured in the width of the formulas. 3. We then present another encoding of the pigeonhole principle that has constant width, and prove an Ω(n) space lower bound in PCR for these formulas as well. 4. Finally, we prove that any k-CNF formula can be refuted in PC in simultaneous exponential size and linear space (which holds for resolution and thus for PCR, but was not obviously the case for PC). We also characterize a natural class of CNF formulas for which the space complexity in resolution and PCR does not change when the formula is transformed into 3-CNF in the canonical way, something that we believe can be useful when proving PCR space lower bounds for other well-studied formula families in proof complexity

Resolution and the binary encoding of combinatorial principles.

Res(s) is an extension of Resolution working on s-DNFs. We prove tight n (k) lower bounds for the size of refutations of the binary version of the k-Clique Principle in Res(o(log log n)). Our result improves that of Lauria, Pudlák et al. [27] who proved the lower bound for Res(1), i.e. Resolution. The exact complexity of the (unary) k-Clique Principle in Resolution is unknown. To prove the lower bound we do not use any form of the Switching Lemma [35], instead we apply a recursive argument specific for binary encodings. Since for the k-Clique and other principles lower bounds in Resolution for the unary version follow from lower bounds in Res(log n) for their binary version we start a systematic study of the complexity of proofs in Resolution-based systems for families of contradictions given in the binary encoding. We go on to consider the binary version of the weak Pigeonhole Principle Bin-PHPmn for m > n. Using the the same recursive approach we prove the new result that for any > 0, Bin-PHPmn requires proofs of size 2n1− in Res(s) for s = o(log1/2 n). Our lower bound is almost optimal since for m 2 p n log n there are quasipolynomial size proofs of Bin-PHPmn in Res(log n). Finally we propose a general theory in which to compare the complexity of refuting the binary and unary versions of large classes of combinatorial principles, namely those expressible as first order formulae in 2-form and with no finite model

Exponential Resolution Lower Bounds for Weak Pigeonhole Principle and Perfect Matching Formulas over Sparse Graphs

We show exponential lower bounds on resolution proof length for pigeonhole principle (PHP) formulas and perfect matching formulas over highly unbalanced, sparse expander graphs, thus answering the challenge to establish strong lower bounds in the regime between balanced constant-degree expanders as in [Ben-Sasson and Wigderson '01] and highly unbalanced, dense graphs as in [Raz '04] and [Razborov '03, '04]. We obtain our results by revisiting Razborov's pseudo-width method for PHP formulas over dense graphs and extending it to sparse graphs. This further demonstrates the power of the pseudo-width method, and we believe it could potentially be useful for attacking also other longstanding open problems for resolution and other proof systems

Resolution Trees with Lemmas: Resolution Refinements that Characterize DLL Algorithms with Clause Learning

Resolution refinements called w-resolution trees with lemmas (WRTL) and with input lemmas (WRTI) are introduced. Dag-like resolution is equivalent to both WRTL and WRTI when there is no regularity condition. For regular proofs, an exponential separation between regular dag-like resolution and both regular WRTL and regular WRTI is given. It is proved that DLL proof search algorithms that use clause learning based on unit propagation can be polynomially simulated by regular WRTI. More generally, non-greedy DLL algorithms with learning by unit propagation are equivalent to regular WRTI. A general form of clause learning, called DLL-Learn, is defined that is equivalent to regular WRTL. A variable extension method is used to give simulations of resolution by regular WRTI, using a simplified form of proof trace extensions. DLL-Learn and non-greedy DLL algorithms with learning by unit propagation can use variable extensions to simulate general resolution without doing restarts. Finally, an exponential lower bound for WRTL where the lemmas are restricted to short clauses is shown

A Generalized Method for Proving Polynomial Calculus Degree Lower Bounds

We study the problem of establishing lower bounds for polynomial calculus (PC) and polynomial calculus resolution (PCR) on proof degree, and hence by [Impagliazzo et al. \u2799] also on proof size. [Alekhnovich and Razborov \u2703] established that if the clause-variable incidence graph of a CNF formula F is a good enough expander, then proving that F is unsatisfiable requires high PC/PCR degree. We further develop the techniques in [AR03] to show that if one can "cluster" clauses and variables in a way that "respects the structure" of the formula in a certain sense, then it is sufficient that the incidence graph of this clustered version is an expander. As a corollary of this, we prove that the functional pigeonhole principle (FPHP) formulas require high PC/PCR degree when restricted to constant-degree expander graphs. This answers an open question in [Razborov \u2702], and also implies that the standard CNF encoding of the FPHP formulas require exponential proof size in polynomial calculus resolution