A tutorial on the characterisation and modelling of low layer functional splits for flexible radio access networks in 5G and beyond

The centralization of baseband (BB) functions in a radio access network (RAN) towards data processing centres is receiving increasing interest as it enables the exploitation of resource pooling and statistical multiplexing gains among multiple cells, facilitates the introduction of collaborative techniques for different functions (e.g., interference coordination), and more efficiently handles the complex requirements of advanced features of the fifth generation (5G) new radio (NR) physical layer, such as the use of massive multiple input multiple output (MIMO). However, deciding the functional split (i.e., which BB functions are kept close to the radio units and which BB functions are centralized) embraces a trade-off between the centralization benefits and the fronthaul costs for carrying data between distributed antennas and data processing centres. Substantial research efforts have been made in standardization fora, research projects and studies to resolve this trade-off, which becomes more complicated when the choice of functional splits is dynamically achieved depending on the current conditions in the RAN. This paper presents a comprehensive tutorial on the characterisation, modelling and assessment of functional splits in a flexible RAN to establish a solid basis for the future development of algorithmic solutions of dynamic functional split optimisation in 5G and beyond systems. First, the paper explores the functional split approaches considered by different industrial fora, analysing their equivalences and differences in terminology. Second, the paper presents a harmonized analysis of the different BB functions at the physical layer and associated algorithmic solutions presented in the literature, assessing both the computational complexity and the associated performance. Based on this analysis, the paper presents a model for assessing the computational requirements and fronthaul bandwidth requirements of different functional splits. Last, the model is used to derive illustrative results that identify the major trade-offs that arise when selecting a functional split and the key elements that impact the requirements.This work has been partially funded by Huawei Technologies. Work by X. Gelabert and B. Klaiqi is partially funded by the European Union's Horizon Europe research and innovation programme (HORIZON-MSCA-2021-DN-0) under the Marie Skłodowska-Curie grant agreement No 101073265. Work by J. Perez-Romero and O. Sallent is also partially funded by the Smart Networks and Services Joint Undertaking (SNS JU) under the European Union’s Horizon Europe research and innovation programme under Grant Agreements No. 101096034 (VERGE project) and No. 101097083 (BeGREEN project) and by the Spanish Ministry of Science and Innovation MCIN/AEI/10.13039/501100011033 under ARTIST project (ref. PID2020-115104RB-I00). This last project has also funded the work by D. Campoy.Peer ReviewedPostprint (author's final draft

A multi-levelled OFDM-CDMA modem using complete complementary codes

In this paper, we introduce a novel multiple access scheme based on a combination of a multi-levelled modem and multi-carrier techniques with the use of complete complementary codes. This modulation technique combines a multi-dimensional code division multiple access (CDMA) modem with recent designs of perfectly complete complementary orthogonal codes. The rotational properties of the spreading codes are further exploited to improve the modulation technique, throughput, spectral efficiency, and capacity. Additionally, the system is extended by making use of multiple carrier frequencies as in OFDM, with the additional benefits of being able to spread data in frequency and/or in time. The modem offers multiple access interference MAI-free and multipath interference MI-free operation in both asynchronous and synchronous communication, due to perfect autocorrelation and zero cross-correlation properties of the spreading codes. The unique multi-levelled multiple access modulation technique together with the integration of complete complementary codes, produces a spectrally efficient output signal with high data throughput rates, better noise tolerances in harsh channel conditions and an increased user capacity.The Department of Trade and Industry (DTI), South Africahttp://www.saiee.org.za//content.php?pageID=200#ai201

Spectrum-Efficient Triple-Layer Hybrid Optical OFDM for IM/DD-Based Optical Wireless Communications

In this paper, a triple-layer hybrid optical orthogonal frequency division multiplexing (THO-OFDM) for intensity modulation with direct detection (IM/DD) systems with a high spectral efficiency is proposed. We combine N-point asymmetrically clipped optical orthogonal frequency division multiplexing (ACO-OFDM), N/2-point ACO-OFDM, and N/2-point pulse amplitude modulated discrete multitoned (PAM-DMT) in a single frame for simultaneous transmission. The time- and frequency-domain demodulation methods are introduced by fully exploiting the special structure of the proposed THO-OFDM. Theoretical analysis show that, the proposed THO-OFDM can reach the spectral efficiency limit of the conventional layered ACO-OFDM (LACO-OFDM). Simulation results demonstrate that, the time-domain receiver offers improved bit error rate (BER) performance compared with the frequency-domain with ∼40% reduced computation complexity when using 512 subcarriers. Furthermore, we show a 3 dB improvement in the peak-to-average power ratio (PAPR) compared with LACO-OFDM for the same three layers

Successive-relaying-aided decode-and-forward coherent versus noncoherent cooperative multicarrier space–time shift keying

Abstract—Successive-relaying-aided (SR) cooperative multi-carrier (MC) space–time shift keying (STSK) is proposed for frequency-selective channels. We invoke SR to mitigate the typical 50% throughput loss of conventional half-duplex relaying schemes and MC code-division multiple access (MC-CDMA) to circumvent the dispersive effects of wireless channels and to reduce the SR-induced interference. The distributed relay terminals form two virtual antenna arrays (VAAs), and the source node (SN) successively transmits frequency-domain (FD) spread signals to one of the VAAs, in addition to directly transmitting to the destination node (DN). The constituent relay nodes (RNs) of each VAA activate cyclic-redundancy-checking-based (CRC) selective decode-and-forward (DF) relaying. The DN can jointly detect the signals received via the SN-to-DN and VAA-to-DN links using a low-complexity single-stream-based joint maximum-likelihood (ML) detector. We also propose a differentially encoded cooperative MC-CDMA STSK scheme to facilitate communications over hostile dispersive channels without requiring channel estimation (CE). Dispensing with CE is important since the relays cannot be expected to altruistically estimate the SN-to-RN links for simply supporting the source. Furthermore, we propose soft-decision-aided serially concatenated recursive systematic convolutional (RSC) and unity-rate-coded (URC) cooperative MC STSK and investigate its performance in both coherent and noncoherent scenarios

Next-generation optical access networks based on Orthogonal Frequency Division Multiplexing

Orthogonal Frequency Division Multiplexing (OFDM) is a robust modulation and multiplexing format which is at the base of many present communication standards. The interest of the OFDM application in optical fiber deployments is quite recent. As the next generation of Passive Optical Networks (NG-PONs) is envisioned, targeting greater capacity and user counts, the limitations of TDMA (Time Division Multiplexing Access) approaches to meet the expected increase in requirements becomes evident and therefore new technologies are being explored. Optical OFDMA is an emerging technology which can be a promising candidate. The main goal of this Master Thesis is to study the problem of users multiplexing in access networks, using OFDM as a technology to transmit the user information data. This work has focused in the uplink study of the network, because it is the most challenging part of the network to design. The studies have been conducted both in a theoretical way and also by simulating the targeted environments by means of a fiber optics transmission simulation tool. Virtual Photonics Integrated (VPI) is the software selected for the simulations. This tool is specially designed to simulate optical transmission system environments. The analysis of the Optical Beat Interference, which is a critical impairment in optical carrier multiplexing schemes, is the most important part of the user multiplexing study

Successive-relaying-aided decode-and-forward coherent versus noncoherent cooperative multicarrier space–time shift keying

Abstract—Successive-relaying-aided (SR) cooperative multi-carrier (MC) space–time shift keying (STSK) is proposed for frequency-selective channels. We invoke SR to mitigate the typical 50% throughput loss of conventional half-duplex relaying schemes and MC code-division multiple access (MC-CDMA) to circumvent the dispersive effects of wireless channels and to reduce the SR-induced interference. The distributed relay terminals form two virtual antenna arrays (VAAs), and the source node (SN) successively transmits frequency-domain (FD) spread signals to one of the VAAs, in addition to directly transmitting to the destination node (DN). The constituent relay nodes (RNs) of each VAA activate cyclic-redundancy-checking-based (CRC) selective decode-and-forward (DF) relaying. The DN can jointly detect the signals received via the SN-to-DN and VAA-to-DN links using a low-complexity single-stream-based joint maximum-likelihood (ML) detector. We also propose a differentially encoded cooperative MC-CDMA STSK scheme to facilitate communications over hostile dispersive channels without requiring channel estimation (CE). Dispensing with CE is important since the relays cannot be expected to altruistically estimate the SN-to-RN links for simply supporting the source. Furthermore, we propose soft-decision-aided serially concatenated recursive systematic convolutional (RSC) and unity-rate-coded (URC) cooperative MC STSK and investigate its performance in both coherent and noncoherent scenarios

Multiple user connection strategies for optical OFDM networks

Orthogonal Frequency Division Multiplexing, OFDM, is an emerging modulation technique which is now used in most broadband wired and wireless communication systems. Its narrow multi-carrier nature provides a very effective solution to the undesirable effects caused by dispersive channels. The OFDM applied to optical systems has been studied recently concluding that it is an appropriate solution to the chromatic dispersion, the most stringent impairment in single mode optical systems. This Master Thesis presents a study of optical OFDM techniques applied to optical networks. From the many different strategies presently available for optical OFDM, here we focus in the most simple and cost-effective Intensity Modulation / Direct Detection with RF upconversion. The Virtual Photonics software is used to simulate point-to-point OFDM links in the presence of signals coming from other users in order to see the effect of Optical Beat Interference (OBI), one of the more detrimental effects in optical OFDMA networks. Mathematical models are used to help to understand the results of simulations and based on that, strategies to overcome OBI are proposed. A multiuser uplink simulation scenario has been built up, taking advantage of the VPI functionalities such as Cosimulation, definition of global variables that can automatically be updated, etc. The result has been a user-friendly and scalable simulation platform that allows for easy setup of simulations of the uplink of OFDMA networks, ready for the testing of the different OBI cancellation strategies also identified in this work

Uplink data measurement and analysis for 5G eCPRI radio unit

Abstract. The new 5G mobile network generation aims to enhance the performance of the cellular network in almost every possible aspect, offering higher data rates, lower latencies, and massive number of network connections. Arguably the most important change from LTE are the new RU-BBU split options for 5G promoted by 3GPP and other organizations. Another big conceptual shift introduced with 5G is the open RAN concept, pushed forward by organizations such as the O-RAN alliance. O-RAN aims to standardize the interfaces between different RAN elements in a way that promotes vendor interoperability and lowers the entry barrier for new equipment suppliers. Moreover, the 7-2x split option standardized by O-RAN has risen as the most important option within the different low layer split options. As the fronthaul interface, O-RAN has selected the packet-based eCPRI protocol, which has been designed to be more flexible and dynamic in terms of transport network and data-rates compared to its predecessor CPRI. Due to being a new interface, tools to analyse data from this interface are lacking. In this thesis, a new, Python-based data analysis tool for UL eCPRI data was created for data quality validation purposes from any O-RAN 7-2x functional split based 5G eCPRI radio unit. The main goal for this was to provide concrete KPIs from captured data, including timing offset, signal power level and error vector magnitude. The tool produces visual and text-based outputs that can be used in both manual and automated testing. The tool has enhanced eCPRI UL datapath testing in radio unit integration teams by providing actual quality metrics and enabling test automation.Uplink datamittaukset ja -analyysi 5G eCPRI radiolla. Tiivistelmä. Uusi 5G mobiiliverkkogeneraatio tuo mukanaan parannuksia lähes kaikkiin mobiiliverkon ominaisuuksiin, tarjoten nopeamman datasiirron, pienemmät viiveet ja valtavat laiteverkostot. Luultavasti tärkein muutos LTE teknologiasta ovat 3GPP:n ja muiden organisaatioiden ehdottamat uudet radion ja systeemimoduulin väliset funktionaaliset jakovaihtoehdot. Toinen huomattava muutos 5G:ssä on O-RAN:in ajama avoimen RAN:in konsepti, jonka tarkoituksena on standardisoida verkkolaitteiden väliset rajapinnat niin, että RAN voidaan rakentaa eri valmistajien laitteista, laskien uusien laitevalmistajien kynnystä astua verkkolaitemarkkinoille. O-RAN:n standardisoima 7-2x funktionaalinen jako on noussut tärkeimmäksi alemman tason jakovaihtoehdoista. Fronthaul rajapinnan protokollaksi O-RAN on valinnut pakettitiedonsiirtoon perustuvan eCPRI:n, joka on suunniteltu dynaamisemmaksi ja joustavammaksi datanopeuksien ja lähetysverkon suhteen kuin edeltävä CPRI protokolla. Uutena protokollana, eCPRI rajapinnalle soveltuvia data-analyysityökaluja ei ole juurikaan saatavilla. Tässä työssä luotiin uusi pythonpohjainen data-analyysityökalu UL suunnan eCPRI datalle, jotta datan laatu voidaan määrittää millä tahansa O-RAN 7-2x funktionaaliseen jakoon perustuvalla 5G eCPRI radiolla. Työkalun päätarkoitus on analysoida ja kuvata datan laatua laskemalla datan ajoitusoffsettia, tehotasoa, sekä EVM:ää. Työkalu tuottaa tulokset visuaalisena ja tekstipohjaisena, jotta analyysia voidaan tehdä niin manuaalisessa kuin automaattisessa testauksessa. Työkalun käyttöönotto on tehostanut UL suunnan dataputken testausta radio-integrointitiimeissä, tarjoten datan laatua kuvaavaa metriikkaa sekä mahdollistaen testauksen automatisoinnin

Performance Evaluation of Low Complexity Massive MIMO Techniques for SC-FDE Schemes

Massive-MIMO technology has emerged as a means to achieve 5G's ambitious goals; mainly to obtain higher capacities and excellent performances without requiring the use of more spectrum. In this thesis, focused on the uplink direction, we make a study of performance of low complexity equalization techniques as well as we also approach the impact of the non-linear elements located on the receivers of a system of this type. For that purpose, we consider a multi-user uplink scenario through the Single Carrier with Frequency Domain Equalization (SC-FDE) scheme. This seems to be the most appropriate due to the low energy consumption that it implies, as well as being less favorable to the detrimental effects of high envelope fluctuations, that is, by have a low Peak to Average Power Ratio (PAPR) comparing to other similar modulations, such as the Orthogonal Frequency Division Multiplexing (OFDM). Due to the greater number of antennas and consequent implementation complexity, the equalization processes for Massive- MIMO schemes are aspects that should be simplified, that is, they should avoid the inversion of matrices, contrary to common 4G, with the Zero Forcing (ZF) and Minimum Mean Square Error (MMSE) techniques. To this end, we use low-complexity techniques, such as the Equal Gain Combining (EGC) and the Maximum Ratio Combining (MRC). Since these algorithms are not sufficiently capable of removing the entire Inter-Symbol Interference (ISI) and Inter-User Interference (IUI), we combine them with iterative techniques, namely with the Iterative Block with Decision Feedback Equalizer (IB-DFE) to completely remove the residual ISI and IUI. We also take into account the hardware used in the receivers, since the effects of non-linear distortion can impact negatively the performance of the system. It is expected a strong performance degradation associated to the high quantization noise levels when implementing low-resolution Analog to Digital Converters (ADCs). However, despite these elements with these configurations become harmful to the performance of the majority of the systems, they are considered a desirable solution for Massive-MIMO scenarios, because they make their implementation cheaper and more energy efficient. In this way, we made a study of the impact in the performance by the low-resolution ADCs. In this thesis we suggest that it is possible to bypass these negative effects by implementing a number of receiving antennas far superior to the number of transmitting antennas