ALOS-2/PALSAR-2 Calibration, Validation, Science and Applications

Twelve edited original papers on the latest and state-of-art results of topics ranging from calibration, validation, and science to a wide range of applications using ALOS-2/PALSAR-2. We hope you will find them useful for your future research

Advanced pixel selection and optimization algorithms for Persistent Scatterer Interferometry (PSI)

Tesi amb diferents seccions retallades per dret de l'editorPremi Extraordinari de Doctorat, promoció 2018-2019. Àmbit de les TICGround deformation measurements can provide valuable information for minimization of associated loss and damage caused by natural and environmental hazards. As a kind of remote sensing technique, Persistent Scatterer Interferometry (PSI) SAR is able to measure ground deformation with high spatial resolution, efficiently. Moreover, the ground deformation monitoring accuracy of PSI techniques can reach up to millimeter level. However, low coherence could hinderthe exploitation of SAR data, and high-accuracy deformation monitoring can only be achieved by PSI for high quality pixels. Therefore, pixel optimization and identification of coherent pixels are crucial for PSI techniques. In this thesis, advanced pixel selection and optimization algorithms have been investigated. Firstly, a full-resolution pixel selection method based on the Temporal Phase Coherence (TPC) has been proposed. This method first estimates noise phase term of each pixel at interferogram level. Then, for each pixel, its noise phase terms of all interferograms are used to assess this pixel’s temporal phase quality (i.e., TPC). In the next, based on the relationship between TPC and phase Standard Deviation (STD), a threshold can be posed on TPC to identify high phase quality pixels. This pixel selection method can work with both Deterministic Scatterers (PSs) and Distributed Scatterers (DSs). To valid the effectiveness of the developed method, it has been used to monitor the Canillo (Andorra) landslide. The results show that the TPC method can obtained highest density of valid pixels among the employed three approaches in this challenging area with X-band SAR data. Second, to balance the polarimetric DInSAR phase optimization effect and the computation cost, a new PolPSI algorithm is developed. This proposed PolPSI algorithm is based on the Coherency Matrix Decomposition result to determine the optimal scattering mechanism of each pixel, thus it is named as CMD-PolPSI. CMDPolPSI need not to search for solution within the full space of solution, it is therefore much computationally faster than the classical Equal Scattering Mechanism (ESM) method, but with lower optimization performance. On the other hand, its optimization performance outperforms the less computational costly BEST method. Third, an adaptive algorithm SMF-POLOPT has been proposed to adaptive filtering and optimizing PolSAR pixels for PolPSI applications. This proposed algorithm is based on PolSAR classification results to firstly identify Polarimetric Homogeneous Pixels (PHPs) for each pixel, and at the same time classify PS and DS pixels. After that, DS pixels are filtered by their associated PHPs, and then optimized based on the coherence stability phase quality metric; PS pixels are unfiltered and directly optimized based on the DA phase quality metric. SMF-POLOPT can simultaneously reduce speckle noise and retain structures’ details. Meanwhile, SMF-POLOPT is able to obtain much higher density of valid pixels for deformation monitoring than the ESM method. To conclude, one pixel selection method has been developed and tested, two PolPSI algorithms have been proposed in this thesis. This work make contributions to the research of “Advanced Pixel Selection and Optimization Algorithms for Persistent Scatterer InterferometryLes mesures de deformació del sòl poden proporcionar informació valuosa per minimitzar les pèrdues i els danys associats causats pels riscos naturals i ambientals. Com a tècnica de teledetecció, la interferometria de dispersors persistents (Persistent Scatter Interferometry, PSI) SAR és capaç de mesurar de forma eficient la deformació del terreny amb una alta resolució espacial. A més, la precisió de monitorització de la deformació del sòl de les tècniques PSI pot arribar a arribar a nivells del mil·límetre. No obstant això, una baixa coherència pot dificultar l’explotació de dades SAR i el control de deformació d’alta precisió només es pot aconseguir mitjançant PSI per a píxels d’alta qualitat. Per tant, l’optimització de píxels i la identificació de píxels coherents són crucials en les tècniques PSI. En aquesta tesi s¿han investigat algorismes avançats de selecció i optimització de píxels. En primer lloc, s'ha proposat un mètode de selecció de píxels de resolució completa basat en la coherència temporal de fase (Temporal Phase Coherence, TPC). Aquest mètode estima per primera vegada el terme de fase de soroll de cada píxel a nivell d’interferograma. A continuació, per a cada píxel, s'utilitzen els termes de la fase de soroll de tots els interferogrames per avaluar la qualitat de fase temporal d'aquest píxel (és a dir, TPC). A la següent, basant-se en la relació entre el TPC i la desviació estàndard de fase (STD), es pot plantejar un llindar de TPC per identificar píxels de qualitat de fase alta. Aquest mètode de selecció de píxels es capaç de detectar tant els dispersors deterministes (PS) com els distribuïts (DS). Per validar l’eficàcia del mètode desenvolupat, s’ha utilitzat per controlar l’esllavissada de Canillo (Andorra). Els resultats mostren que el mètode TPC pot obtenir la major densitat de píxels vàlids, comparat amb els mètodes clàssics de selecció, en aquesta àrea difícil amb dades de SAR de banda X. En segon lloc, per equilibrar l’efecte d’optimització de fase DInSAR polarimètrica i el cost de càlcul, es desenvolupa un nou algorisme de PolPSI. Aquest algorisme proposat de PolPSI es basa en el resultat de la descomposició de la matriu de coherència per determinar el mecanisme de dispersió òptim de cada píxel, de manera que es denomina CMD-PolPSI. CMDPolPSI no necessita buscar solucions dins de l’espai complet de la solució, per tant, és molt més eficient computacionalment que el mètode clàssic de mecanismes d’igualtat de dispersió (Equal Scattering Mechanism, ESM), però amb un efecte d’optimització no tant òptim. D'altra banda, el seu efecte d'optimització supera el mètode BEST, el que te un menor cost computacional. En tercer lloc, s'ha proposat un algoritme adaptatiu SMF-POLOPT per al filtratge adaptatiu i l'optimització de píxels PolSAR per a aplicacions PolPSI. Aquest algorisme proposat es basa en els resultats de classificació PolSAR per identificar primer els píxels homogenis polarimètrics (PHP) per a cada píxel i, alhora, classificar els píxels PS i DS. Després d'això, els píxels DS es filtren pels seus PHP associats i, a continuació, s'optimitzen en funció de la mètrica de qualitat de la fase d'estabilitat de coherència; els píxels classificats com PS no es filtren i s'optimitzen directament en funció de la mètrica de qualitat de la fase DA. SMF-POLOPT pot reduir simultàniament el soroll de la fase interferomètrica i conservar els detalls de les estructures. Mentrestant, SMF-POLOPT aconsegueix obtenir una densitat molt més alta de píxels vàlids per al seguiment de la deformació que el mètode ESM. Per concloure, en aquesta tesi s’ha desenvolupat i provat un mètode de selecció de píxels, i s’han proposat dos algoritmes PolPSI. Aquest treball contribueix a la recerca en "Advanced Pixel Selection and Optimization Algorithms for Persistent Scatterer Interferometry"Postprint (published version

Proceedings of the Third Spaceborne Imaging Radar Symposium

This publication contains summaries of the papers presented at the Third Spaceborne Imaging Radar Symposium held at the Jet Propulsion Laboratory (JPL), California Institute of Technology, in Pasadena, California, on 18-21 Jan. 1993. The purpose of the symposium was to present an overview of recent developments in the different scientific and technological fields related to spaceborne imaging radars and to present future international plans. This symposium is the third in a series of 'Spaceborne Imaging Radar' symposia held at JPL. The first symposium was held in Jan. 1983 and the second in 1986

On the Use of Generalized Volume Scattering Models for the Improvement of General Polarimetric Model-Based Decomposition

Recently, a general polarimetric model-based decomposition framework was proposed by Chen et al., which addresses several well-known limitations in previous decomposition methods and implements a simultaneous full-parameter inversion by using complete polarimetric information. However, it only employs four typical models to characterize the volume scattering component, which limits the parameter inversion performance. To overcome this issue, this paper presents two general polarimetric model-based decomposition methods by incorporating the generalized volume scattering model (GVSM) or simplified adaptive volume scattering model, (SAVSM) proposed by Antropov et al. and Huang et al., respectively, into the general decomposition framework proposed by Chen et al. By doing so, the final volume coherency matrix structure is selected from a wide range of volume scattering models within a continuous interval according to the data itself without adding unknowns. Moreover, the new approaches rely on one nonlinear optimization stage instead of four as in the previous method proposed by Chen et al. In addition, the parameter inversion procedure adopts the modified algorithm proposed by Xie et al. which leads to higher accuracy and more physically reliable output parameters. A number of Monte Carlo simulations of polarimetric synthetic aperture radar (PolSAR) data are carried out and show that the proposed method with GVSM yields an overall improvement in the final accuracy of estimated parameters and outperforms both the version using SAVSM and the original approach. In addition, C-band Radarsat-2 and L-band AIRSAR fully polarimetric images over the San Francisco region are also used for testing purposes. A detailed comparison and analysis of decomposition results over different land-cover types are conducted. According to this study, the use of general decomposition models leads to a more accurate quantitative retrieval of target parameters. However, there exists a trade-off between parameter accuracy and model complexity which constrains the physical validity of solutions and must be further investigated.This work was supported in part by National Nature Science Foundation of China under Grant 41531068, 41371335, 41671356 and 41274010, the Spanish Ministry of Economy and Competitiveness and EU FEDER under Project TIN2014-55413-C2-2-P, and China Scholarship Council under Grant 201406370079

Applications of SAR Interferometry in Earth and Environmental Science Research

This paper provides a review of the progress in regard to the InSAR remote sensing technique and its applications in earth and environmental sciences, especially in the past decade. Basic principles, factors, limits, InSAR sensors, available software packages for the generation of InSAR interferograms were summarized to support future applications. Emphasis was placed on the applications of InSAR in seismology, volcanology, land subsidence/uplift, landslide, glaciology, hydrology, and forestry sciences. It ends with a discussion of future research directions

PSI deformation map retrieval by means of temporal sublook coherence on reduced sets of SAR images

Prior to the application of any persistent scatterer interferometry (PSI) technique for the monitoring of terrain displacement phenomena, an adequate pixel selection must be carried out in order to prevent the inclusion of noisy pixels in the processing. The rationale is to detect the so-called persistent scatterers, which are characterized by preserving their phase quality along the multi-temporal set of synthetic aperture radar (SAR) images available. Two criteria are mainly available for the estimation of pixels' phase quality, i.e., the coherence stability and the amplitude dispersion or permanent scatterers (PS) approach. The coherence stability method allows an accurate estimation of the phase statistics, even when a reduced number of SAR acquisitions is available. Unfortunately, it requires the multi-looking of data during the coherence estimation, leading to a spatial resolution loss in the final results. In contrast, the PS approach works at full-resolution, but it demands a larger number of SAR images to be reliable, typically more than 20. There is hence a clear limitation when a full-resolution PSI processing is to be carried out and the number of acquisitions available is small. In this context, a novel pixel selection method based on exploiting the spectral properties of point-like scatterers, referred to as temporal sublook coherence (TSC), has been recently proposed. This paper seeks to demonstrate the advantages of employing PSI techniques by means of TSC on both orbital and ground-based SAR (GB-SAR) data when the number of images available is small (10 images in the work presented). The displacement maps retrieved through the proposed technique are compared, in terms of pixel density and phase quality, with traditional criteria. Two X-band datasets composed of 10 sliding spotlight TerraSAR-X images and 10 GB-SAR images, respectively, over the landslide of El Forn de Canillo (Andorran Pyrenees), are employed for this study. For both datasets, the TSC technique has showed an excellent performance compared with traditional techniques, achieving up to a four-fold increase in the number of persistent scatters detected, compared with the coherence stability approach, and a similar density compared with the PS approach, but free of outliers.Peer ReviewedPostprint (published version

Radar satellite imagery for humanitarian response. Bridging the gap between technology and application

This work deals with radar satellite imagery and its potential to assist of humanitarian operations. As the number of displaced people annually increases, both hosting countries and relief organizations face new challenges which are often related to unclear situations and lack of information on the number and location of people in need, as well as their environments. It was demonstrated in numerous studies that methods of earth observation can deliver this important information for the management of crises, the organization of refugee camps, and the mapping of environmental resources and natural hazards. However, most of these studies make use of -high-resolution optical imagery, while the role of radar satellites is widely neglected. At the same time, radar sensors have characteristics which make them highly suitable for humanitarian response, their potential to capture images through cloud cover and at night in the first place. Consequently, they potentially allow quicker response in cases of emergencies than optical imagery. This work demonstrates the currently unused potential of radar imagery for the assistance of humanitarian operations by case studies which cover the information needs of specific emergency situations. They are thematically grouped into topics related to population, natural hazards and the environment. Furthermore, the case studies address different levels of scientific objectives: The main intention is the development of innovative techniques of digital image processing and geospatial analysis as an answer on the identified existing research gaps. For this reason, novel approaches are presented on the mapping of refugee camps and urban areas, the allocation of biomass and environmental impact assessment. Secondly, existing methods developed for radar imagery are applied, refined, or adapted to specifically demonstrate their benefit in a humanitarian context. This is done for the monitoring of camp growth, the assessment of damages in cities affected by civil war, and the derivation of areas vulnerable to flooding or sea-surface changes. Lastly, to foster the integration of radar images into existing operational workflows of humanitarian data analysis, technically simple and easily-adaptable approaches are suggested for the mapping of rural areas for vaccination campaigns, the identification of changes within and around refugee camps, and the assessment of suitable locations for groundwater drillings. While the studies provide different levels of technical complexity and novelty, they all show that radar imagery can largely contribute to the provision of a variety of information which is required to make solid decisions and to effectively provide help in humanitarian operations. This work furthermore demonstrates that radar images are more than just an alternative image source for areas heavily affected by cloud cover. In fact, what makes them valuable is their information content regarding the characteristics of surfaces, such as shape, orientation, roughness, size, height, moisture, or conductivity. All these give decisive insights about man-made and natural environments in emergency situations and cannot be provided by optical images Finally, the findings of the case studies are put into a larger context, discussing the observed potential and limitations of the presented approaches. The major challenges are summarized which need be addressed to make radar imagery more useful in humanitarian operations in the context of upcoming technical developments. New radar satellites and technological progress in the fields of machine learning and cloud computing will bring new opportunities. At the same time, this work demonstrated the large need for further research, as well as for the collaboration and transfer of knowledge and experiences between scientists, users and relief workers in the field. It is the first extensive scientific compilation of this topic and the first step for a sustainable integration of radar imagery into operational frameworks to assist humanitarian work and to contribute to a more efficient provision of help to those in need.Die vorliegende Arbeit beschäftigt sich mit bildgebenden Radarsatelliten und ihrem potenziellen Beitrag zur Unterstützung humanitärer Einsätze. Die jährlich zunehmende Zahl an vertriebenen oder geflüchteten Menschen stellt sowohl Aufnahmeländer als auch humanitäre Organisationen vor große Herausforderungen, da sie oft mit unübersichtlichen Verhältnissen konfrontiert sind. Effektives Krisenmanagement, die Planung und Versorgung von Flüchtlingslagern, sowie der Schutz der betroffenen Menschen erfordern jedoch verlässliche Angaben über Anzahl und Aufenthaltsort der Geflüchteten und ihrer natürlichen Umwelt. Die Bereitstellung dieser Informationen durch Satellitenbilder wurde bereits in zahlreichen Studien aufgezeigt. Sie beruhen in der Regel auf hochaufgelösten optischen Aufnahmen, während bildgebende Radarsatelliten bisher kaum Anwendung finden. Dabei verfügen gerade Radarsatelliten über Eigenschaften, die hilfreich für humanitäre Einsätze sein können, allen voran ihre Unabhängigkeit von Bewölkung oder Tageslicht. Dadurch ermöglichen sie in Krisenfällen verglichen mit optischen Satelliten eine schnellere Reaktion. Diese Arbeit zeigt das derzeit noch ungenutzte Potenzial von Radardaten zur Unterstützung humanitärer Arbeit anhand von Fallstudien auf, in denen konkrete Informationen für ausgewählte Krisensituationen bereitgestellt werden. Sie sind in die Themenbereiche Bevölkerung, Naturgefahren und Ressourcen aufgeteilt, adressieren jedoch unterschiedliche wissenschaftliche Ansprüche: Der Hauptfokus der Arbeit liegt auf der Entwicklung von innovativen Methoden zur Verarbeitung von Radarbildern und räumlichen Daten als Antwort auf den identifizierten Forschungsbedarf in diesem Gebiet. Dies wird anhand der Kartierung von Flüchtlingslagern zur Abschätzung ihrer Bevölkerung, zur Bestimmung von Biomasse, sowie zur Ermittlung des Umwelteinflusses von Flüchtlingslagern aufgezeigt. Darüber hinaus werden existierende oder erprobte Ansätze für die Anwendung im humanitären Kontext angepasst oder weiterentwickelt. Dies erfolgt im Rahmen von Fallstudien zur Dynamik von Flüchtlingslagern, zur Ermittlung von Schäden an Gebäuden in Kriegsgebieten, sowie zur Erkennung von Risiken durch Überflutung. Zuletzt soll die Integration von Radardaten in bereits existierende Abläufe oder Arbeitsroutinen in der humanitären Hilfe anhand technisch vergleichsweise einfacher Ansätze vorgestellt und angeregt werden. Als Beispiele dienen hier die radargestützte Kartierung von entlegenen Gebieten zur Unterstützung von Impfkampagnen, die Identifizierung von Veränderungen in Flüchtlingslagern, sowie die Auswahl geeigneter Standorte zur Grundwasserentnahme. Obwohl sich die Fallstudien hinsichtlich ihres Innovations- und Komplexitätsgrads unterscheiden, zeigen sie alle den Mehrwert von Radardaten für die Bereitstellung von Informationen, um schnelle und fundierte Planungsentscheidungen zu unterstützen. Darüber hinaus wird in dieser Arbeit deutlich, dass Radardaten für humanitäre Zwecke mehr als nur eine Alternative in stark bewölkten Gebieten sind. Durch ihren Informationsgehalt zur Beschaffenheit von Oberflächen, beispielsweise hinsichtlich ihrer Rauigkeit, Feuchte, Form, Größe oder Höhe, sind sie optischen Daten überlegen und daher für viele Anwendungsbereiche im Kontext humanitärer Arbeit besonders. Die in den Fallstudien gewonnenen Erkenntnisse werden abschließend vor dem Hintergrund von Vor- und Nachteilen von Radardaten, sowie hinsichtlich zukünftiger Entwicklungen und Herausforderungen diskutiert. So versprechen neue Radarsatelliten und technologische Fortschritte im Bereich der Datenverarbeitung großes Potenzial. Gleichzeitig unterstreicht die Arbeit einen großen Bedarf an weiterer Forschung, sowie an Austausch und Zusammenarbeit zwischen Wissenschaftlern, Anwendern und Einsatzkräften vor Ort. Die vorliegende Arbeit ist die erste umfassende Darstellung und wissenschaftliche Aufarbeitung dieses Themenkomplexes. Sie soll als Grundstein für eine langfristige Integration von Radardaten in operationelle Abläufe dienen, um humanitäre Arbeit zu unterstützen und eine wirksame Hilfe für Menschen in Not ermöglichen

X-band Interferometric Radar for Mapping Temporal Variability in Forest

Valuation, management and monitoring forest sources are crucial in today's world economically and ecologically. Remote sensing provides the possibility to map the extent, state and spatial structure of the forest and to detect and monitor the changes at lower cost than conventional land surveys. Space-borne SAR has the advantage of acquiring images on a global scale in all weather conditions and independently of sunlight; therefore it has become a powerful tool in forestry applications. In this thesis, five sets of dual-polarimetric (HH/VV) TanDEM-X co-registered single-look slant-range products, acquired between September 4 and November 9, 2011, are processed. For each TanDEM-X/TerraSAR-X pair, the canopy height models (CHM) are derived from the interferometric coherence phase using the LIDAR Digital Terrain model as auxiliary data. Using the land cover CLC2006 data, temporal variations in coherence statistics, average SPC heights, penetration depths and relative location of SPC to treetop are mapped with respect to coniferous, deciduous and mixed forest classes. Results reveal that all parameters have certain dependencies on the forest class. Except coherence amplitude statistics, all parameters show sensitivity to the time of autumn and also to the SAR system polarization. Highest temporal variations are observed for deciduous forest, while coniferous forest seem to be least affected. Also, HH polarization is found to have stronger temporal variability than VV polarization for all forest classes

Design Options For Low Cost, Low Power Microsatellite Based SAR.

This research aims at providing a system design that reduces the mass and cost of spaceborne Synthetic Aperture Radar (SAR) missions by a factor of two compared to current (TecSAR - 300 kg, ~ £ 127 M) or planned (NovaSAR-S — 400 kg, ~ £ 50 M) mission. This would enable the cost of a SAR constellation to approach that of the current optical constellation such as Disaster Monitoring Constellation (DMC). This research has identified that the mission cost can be reduced significantly by: focusing on a narrow range of applications (forestry and disasters monitoring); ensuring the final design has a compact stowage volume, which facilitates a shared launch; and building the payload around available platforms, rather than the platform around the payload. The central idea of the research has been to operate the SAR at a low instantaneous power level—a practical proposition for a micro-satellite based SAR. The use of a simple parabolic reflector with a single horn at L-band means that a single, reliable and efficient Solid State Power Amplifier (SSPA) can be used to lower the overall system cost, and to minimise the impact on the spacecraft power system. A detailed analysis of basic pulsed (~ 5 - 10 % duty cycle) and Continuous Wave (CW) SAR (100 % duty cycle) payloads has shown their inability to fit directly into existing microsatellite buses without involving major changes, or employing more than one platform. To circumvent the problems of pulsed and CW techniques, two approaches have been formulated. The first shows that a CW SAR can be implemented in a mono-static way with a single antenna on a single platform. In this technique, the SAR works in an Interrupted CW (ICW) mode, but these interruptions introduce periodic gaps in the raw data. On processing, these gapped data result in artefacts in the reconstructed images. By applying data based statistical estimation techniques to “fill in the gaps” in the simulated raw SAR data, this research has shown the possibility of minimising the effects of these artefacts. However, once the same techniques are applied to the real SAR data (in this case derived from RADARSAT-1), the artefacts are shown to be problematic. Because of this the ICW SAR design technique it is—set aside. The second shows that an extended chirp mode pulsed (ECMP) SAR (~ 20 - 54 % duty cycle) can be designed with a lowered peak power level which enables a single SSPA to feed a parabolic Cassegrain antenna. The detailed analysis shows the feasibility of developing a microsatellite based SAR design at a comparable price to those of optical missions

Rapid Detection of Earthquake-triggered Landslides from Satellite Radar

Triggered landslides pose a major risk following large earthquakes in mountainous areas and disrupt emergency response efforts. If information on the spatial distribution of these landslides can be generated quickly enough, it is therefore invaluable to emergency response coordinators. At present, this information is commonly generated manually from optical satellite imagery, which is labour-intensive and can be delayed or left incomplete due to cloud cover. This means a complete picture of triggered landsliding is often unavailable within the time frame of the emergency response. Alternatively, empirical models can predict landslide probability based on factors such as shaking intensity and slope steepness within hours of an earthquake, but these models are static in time and not always reliable as they do not contain any observations of landslides. Satellite radar offers a third alternative method of generating landslide information for emergency response. These data can be acquired through cloud and are now available within days of any continental earthquake. Radar data are sensitive to landslides, which alter the scattering properties of the Earth’s surface, so could be used to generate all-weather information on landslide spatial distributions within days of an earthquake. Satellite radar data are routinely used to generate other products for emergency response, but for landslide detection, the testing and development of radar methods is not yet sufficiently advanced for them to be widely applied. In this thesis, I present new methods of landslide detection based on satellite radar coherence, a measure of the level of noise in an interferogram that reflects physical changes in the Earth’s surface such as landslides. I carry out systematic testing of new and existing methods of coherence-based landslide detection across four case study earthquakes using data from two satellite radar sensors, allowing identification of which method is preferable depending on the data available after an earthquake. Finally I experiment with combining empirical models and radar coherence methods. Overall, I demonstrate that useful information on landslide intensity can be generated within two weeks of an earthquake using satellite radar data, and that the addition of these data to empirical models can significantly improve their performance