Transceiver design and system optimization for ultra-wideband communications

This dissertation investigates the potential promises and proposes possible solutions to the challenges of designing transceivers and optimizing system parameters in ultra-wideband (UWB) systems. The goal is to provide guidelines for UWB transceiver implementations under constraints by regulation, existing interference, and channel estimation. New UWB pulse shapes are invented that satisfy the Federal Communications Commission spectral mask. Parameters are designed to possibly implement the proposed pulses. A link budget is quantified based on an accurate frequency-dependent path loss calculation to account for variations across the ultra-wide bandwidth of the signal. Achievable information rates are quantified as a function of transmission distance over additive white Gaussian noise and multipath channels under specific UWB constraints: limited power spectral density, specific modulation formats, and a highly dispersive channel. The effect of self-interference (SI) and inter-symbol interference (ISI) on channel capacity is determined, and modulation formats that mitigate against this effect is identified. Spreading gains of familiar UWB signaling formats are evaluated, and UWB signals are proved to be spread spectrum. Conditions are formulated for trading coding gain with spreading gain with only a small impact on performance. Numerical results are examined to demonstrate that over a frequency-selective channel, the spreading gain may be beneficial in reducing the SI and ISI resulting in higher information rates. A reduced-rank adaptive filtering technique is applied to the problem of interference suppression and optimum combining in UWB communications. The reduced-rank combining method, in particular the eigencanceler, is proposed and compared with a minimum mean square error Rake receiver. Simulation results are evaluated to show that the performance of the proposed method is superior to the minimum mean square error when the correlation matrix is estimated from limited data. Impact of channel estimation on UWB system performance is investigated when path delays and path amplitudes are jointly estimated. Cramér-Rao bound (CRB) expressions for the variance of path delay and amplitude estimates are formulated using maximum likelihood estimation. Using the errors obtained from the CRB, the effective signal-to-noise ratio for UWB Rake receivers employing maximum ratio combining (MRC) is devised in the presence of channel path delay and amplitude errors. An exact expression of the bit error rate (BER) for UWB Rake receivers with MRC is derived with imperfect estimates of channel path delays and amplitudes. Further, this analysis is applied to design optimal transceiver parameters. The BER is used as part of a binary symmetric channel and the achievable information rates are evaluated. The optimum power allocation and number of symbols allocated to the pilot are developed with respect to maximizing the information rate. The optimal signal bandwidth to be used for UWB communications is determined in the presence of imperfect channel state information. The number of multipath components to be collected by Rake receivers is designed to optimize performance with non-ideal channel estimation

Robust Transmission in Downlink Multiuser MISO Systems: A Rate-Splitting Approach

We consider a downlink multiuser MISO system with bounded errors in the Channel State Information at the Transmitter (CSIT). We first look at the robust design problem of achieving max-min fairness amongst users (in the worst-case sense). Contrary to the conventional approach adopted in literature, we propose a rather unorthodox design based on a Rate-Splitting (RS) strategy. Each user's message is split into two parts, a common part and a private part. All common parts are packed into one super common message encoded using a public codebook, while private parts are independently encoded. The resulting symbol streams are linearly precoded and simultaneously transmitted, and each receiver retrieves its intended message by decoding both the common stream and its corresponding private stream. For CSIT uncertainty regions that scale with SNR (e.g. by scaling the number of feedback bits), we prove that a RS-based design achieves higher max-min (symmetric) Degrees of Freedom (DoF) compared to conventional designs (NoRS). For the special case of non-scaling CSIT (e.g. fixed number of feedback bits), and contrary to NoRS, RS can achieve a non-saturating max-min rate. We propose a robust algorithm based on the cutting-set method coupled with the Weighted Minimum Mean Square Error (WMMSE) approach, and we demonstrate its performance gains over state-of-the art designs. Finally, we extend the RS strategy to address the Quality of Service (QoS) constrained power minimization problem, and we demonstrate significant gains over NoRS-based designs.Comment: Accepted for publication in IEEE Transactions on Signal Processin

Receive Combining vs. Multi-Stream Multiplexing in Downlink Systems with Multi-Antenna Users

In downlink multi-antenna systems with many users, the multiplexing gain is strictly limited by the number of transmit antennas $N$ and the use of these antennas. Assuming that the total number of receive antennas at the multi-antenna users is much larger than $N$, the maximal multiplexing gain can be achieved with many different transmission/reception strategies. For example, the excess number of receive antennas can be utilized to schedule users with effective channels that are near-orthogonal, for multi-stream multiplexing to users with well-conditioned channels, and/or to enable interference-aware receive combining. In this paper, we try to answer the question if the $N$ data streams should be divided among few users (many streams per user) or many users (few streams per user, enabling receive combining). Analytic results are derived to show how user selection, spatial correlation, heterogeneous user conditions, and imperfect channel acquisition (quantization or estimation errors) affect the performance when sending the maximal number of streams or one stream per scheduled user---the two extremes in data stream allocation. While contradicting observations on this topic have been reported in prior works, we show that selecting many users and allocating one stream per user (i.e., exploiting receive combining) is the best candidate under realistic conditions. This is explained by the provably stronger resilience towards spatial correlation and the larger benefit from multi-user diversity. This fundamental result has positive implications for the design of downlink systems as it reduces the hardware requirements at the user devices and simplifies the throughput optimization.Comment: Published in IEEE Transactions on Signal Processing, 16 pages, 11 figures. The results can be reproduced using the following Matlab code: https://github.com/emilbjornson/one-or-multiple-stream

Pilot Decontamination in CMT-based Massive MIMO Networks

Pilot contamination problem in massive MIMO networks operating in time-division duplex (TDD) mode can limit their expected capacity to a great extent. This paper addresses this problem in cosine modulated multitone (CMT) based massive MIMO networks; taking advantage of their so-called blind equalization property. We extend and apply the blind equalization technique from single antenna case to multi-cellular massive MIMO systems and show that it can remove the channel estimation errors (due to pilot contamination effect) without any need for cooperation between different cells or transmission of additional training information. Our numerical results advocate the efficacy of the proposed blind technique in improving the channel estimation accuracy and removal of the residual channel estimation errors caused by the users of the other cells.Comment: Accepted in ISWCS 201

On the Performance of MRC Receiver with Unknown Timing Mismatch-A Large Scale Analysis

There has been extensive research on large scale multi-user multiple-input multiple-output (MU-MIMO) systems recently. Researchers have shown that there are great opportunities in this area, however, there are many obstacles in the way to achieve full potential of using large number of receive antennas. One of the main issues, which will be investigated thoroughly in this paper, is timing asynchrony among signals of different users. Most of the works in the literature, assume that received signals are perfectly aligned which is not practical. We show that, neglecting the asynchrony can significantly degrade the performance of existing designs, particularly maximum ratio combining (MRC). We quantify the uplink achievable rates obtained by MRC receiver with perfect channel state information (CSI) and imperfect CSI while the system is impaired by unknown time delays among received signals. We then use these results to design new algorithms in order to alleviate the effects of timing mismatch. We also analyze the performance of introduced receiver design, which is called MRC-ZF, with perfect and imperfect CSI. For performing MRC-ZF, the only required information is the distribution of timing mismatch which circumvents the necessity of time delay acquisition or synchronization. To verify our analytical results, we present extensive simulation results which thoroughly investigate the performance of the traditional MRC receiver and the introduced MRC-ZF receiver