Next generation optical access networks and coexistence with legacy PONs

Nowadays, Fiber-to-the-Home is one of the most promising solutions to provide broadband services in access networks. However, the fiber is inefficiently used as most of the deployed systems are still based on Time Division Multiplexing Passive Optical Networks (TDM-PONs) providing shared transmission capacities up to 2.5 Gb/s down and 1.25 Gb/s up, among multiple users. Research on high-speed electronics and Wavelength Division Multiplexing (WDM) has allowed the emergence of what is known as the second generation PON (NG-PON2), which specify aggregated capacities up to 40 Gb/s, stacking four channels at symmetric data rates of 10 Gb/s each, for residential scenarios. Nevertheless, the capacity per channel is still shared between multiple users due to the use of TDM. Moreover, the optical spectrum efficiency is low because channels are widely spaced (50 to 100 GHz). In addition, the sensitivity, reach and number of users is limited as consequence of using direct detection (DD) systems. In consequence, and due to the increase in bandwidth demands of new multimedia applications, it is necessary to propose solutions that cope with this tendency and, even more important, that can coexist with legacy systems, being one of the major requirements of network operators to guarantee a smooth and non-disruptive technology migration. In this thesis, a breakthrough technology such as Ultra-Dense WDM (UDWDM) that allows to allocate a large number of channels spaced only by a few GHz is used. This approach consent to envision the concept of Wavelength-to-the-User, where each costumer can be served with dedicated bandwidth links. The key technologies are based on coherent systems, with inherent wavelength selectivity and improved sensitivity compared to DD systems, thanks to the booster action of a tunable local oscillator (LO) laser. Because of cost is the main constraint in access networks, especially at the customer premises equipment (Optical Network Unit - ONU), in this thesis, a new class of coherent transceivers, based on low-cost direct modulated lasers and simplified receiver schemes, are proposed and experimentally tested. Moreover, the issue of coexistence is investigated through theoretical studies and real-time implementations, demonstrating full compatibility with legacy systems. Between the proposed solutions, a simple technique to adjust digitally the direct phase modulation of a distributed feedback (DFB) laser is presented to support flexible transmission rates. Next, several multilevel phase modulation formats for achieving higher transmission rates and better spectral efficiency are experimentally compared. Subsequently, the topic of photonic integration is addressed, demonstrating for the first time an 8-ary hybrid amplitude and phase modulated transmitter (Tx), by using a low-cost, small-footprint and energy efficient dual electro-absorption modulated laser (DEML). Finally, two novel proposals, to reduce the complexity of heterodyne and intradyne detection, are provided to face the typical issue of complexity and high-cost of coherent systems. The former explores the possibility of using only one DFB laser as LO and Tx at the ONU. The later demonstrates for the first time, a novel phase time diversity technique alternating phase modulation at each complex component (in-phase - I and quadrature - Q) achieving a 10 Gb/s' transmission with polarization independence.En la actualidad, la Fibra hasta el Hogar es una de las soluciones más prometedoras para proporcionar servicios de banda ancha en las redes de acceso. Sin embargo, la fibra se usa de manera poco eficiente, ya que la mayoría de los sistemas implementados todavía están basados en redes ópticas pasivas de multiplexación por división en el tiempo (TDM-PON) que brindan capacidades de transmisión compartidas entre múltiples usuarios de hasta 2.5 Gb/s y 1.25 Gb/s. La investigación en electrónica de alta velocidad y la multiplexación por división de longitud de onda (WDM) ha permitido el surgimiento de lo hoy se conoce como PON de segunda generación (NG-PON2), que especifica capacidades agregadas de hasta 40 Gb/s, apilando cuatro canales a velocidades de datos simétricas de 10 Gb/s cada uno, para escenarios residenciales. Sin embargo, la capacidad por canal todavía se comparte entre múltiples usuarios debido al uso de TDM. Además, la eficiencia en el uso del espectro óptico es baja porque los canales están muy separados (50 a 100 GHz). Asimismo, la sensibilidad, el alcance y el número de usuarios están limitados debido al uso de sistemas de detección directa. En consecuencia, y debido al aumento de las demandas de ancho de banda de las nuevas aplicaciones multimedia, es necesario proponer soluciones que respondan a esta tendencia y, lo que es más importante, que puedan coexistir con sistemas heredados, siendo uno de los principales requisitos de los operadores de red para garantizar una migración de tecnología fluida y sin interrupciones. En esta tesis, se utiliza una tecnología de vanguardia, como la multiplexación por división ultra densa de longitud de onda (UDWDM) que permite distribuir un gran número de canales espaciados solo por unos pocos GHz. Este enfoque permite vislumbrar el concepto de longitud de onda para el usuario, donde cada cliente puede usar enlaces de ancho de banda dedicados. Las tecnologías clave están basadas en los sistemas coherentes, con selectividad de longitud de onda inherente y sensibilidad mejorada en comparación con los sistemas de detección directa, gracias al efecto de amplificación óptica de un láser oscilador local (LO) sintonizable. Debido a que el costo es la principal restricción en las redes de acceso, especialmente del equipo en las instalaciones del cliente (unidad de red óptica - ONU), en ésta tesis, una nueva clase de transceptores coherentes, basados en láseres de bajo coste modulados directamente y esquemas de recepción simplificados, son propuestos y probados experimentalmente. Además, el problema de la coexistencia es investigado a través de estudios teóricos y experimentos en tiempo real, demostrando compatibilidad total con los sistemas heredados. Entre las soluciones propuestas, se presenta una técnica simple para ajustar digitalmente la modulación de fase directa de un láser de retroalimentación distribuida (DFB), y admitir velocidades de transmisión flexibles. Acto seguido, se comparan experimentalmente varios formatos multinivel de modulación de fase, para lograr tasas de transmisión más altas y una mejor eficiencia espectral. Posteriormente, se aborda el tema de la integración fotónica, demostrando por primera vez un transmisor (Tx) con modulación híbrida de fase y amplitud de ocho puntos, mediante el uso de un dispositivo pequeño, de bajo coste y eficiente energéticamente, como lo es el láser dual de electro-absorción modulada (DEML). Finalmente, se presentan dos propuestas novedosas para reducir la complejidad de la detección heterodina e intradina, afrontando el problema típico de la complejidad y alto coste de los sistemas coherentes. La primera explora la posibilidad de usar solo un láser DFB en la ONU, como LO y Tx. La segunda, demuestra por primera vez, una nueva técnica de diversidad fase en el tiempo, que alterna la modulación de fase en cada componente del plano complejo (fase-I y cuadratura-Q) logrando una transmisión de 10 Gb / s / λ con independencia de polarizaciónPostprint (published version

Next generation optical access networks and coexistence with legacy PONs

Nowadays, Fiber-to-the-Home is one of the most promising solutions to provide broadband services in access networks. However, the fiber is inefficiently used as most of the deployed systems are still based on Time Division Multiplexing Passive Optical Networks (TDM-PONs) providing shared transmission capacities up to 2.5 Gb/s down and 1.25 Gb/s up, among multiple users. Research on high-speed electronics and Wavelength Division Multiplexing (WDM) has allowed the emergence of what is known as the second generation PON (NG-PON2), which specify aggregated capacities up to 40 Gb/s, stacking four channels at symmetric data rates of 10 Gb/s each, for residential scenarios. Nevertheless, the capacity per channel is still shared between multiple users due to the use of TDM. Moreover, the optical spectrum efficiency is low because channels are widely spaced (50 to 100 GHz). In addition, the sensitivity, reach and number of users is limited as consequence of using direct detection (DD) systems. In consequence, and due to the increase in bandwidth demands of new multimedia applications, it is necessary to propose solutions that cope with this tendency and, even more important, that can coexist with legacy systems, being one of the major requirements of network operators to guarantee a smooth and non-disruptive technology migration. In this thesis, a breakthrough technology such as Ultra-Dense WDM (UDWDM) that allows to allocate a large number of channels spaced only by a few GHz is used. This approach consent to envision the concept of Wavelength-to-the-User, where each costumer can be served with dedicated bandwidth links. The key technologies are based on coherent systems, with inherent wavelength selectivity and improved sensitivity compared to DD systems, thanks to the booster action of a tunable local oscillator (LO) laser. Because of cost is the main constraint in access networks, especially at the customer premises equipment (Optical Network Unit - ONU), in this thesis, a new class of coherent transceivers, based on low-cost direct modulated lasers and simplified receiver schemes, are proposed and experimentally tested. Moreover, the issue of coexistence is investigated through theoretical studies and real-time implementations, demonstrating full compatibility with legacy systems. Between the proposed solutions, a simple technique to adjust digitally the direct phase modulation of a distributed feedback (DFB) laser is presented to support flexible transmission rates. Next, several multilevel phase modulation formats for achieving higher transmission rates and better spectral efficiency are experimentally compared. Subsequently, the topic of photonic integration is addressed, demonstrating for the first time an 8-ary hybrid amplitude and phase modulated transmitter (Tx), by using a low-cost, small-footprint and energy efficient dual electro-absorption modulated laser (DEML). Finally, two novel proposals, to reduce the complexity of heterodyne and intradyne detection, are provided to face the typical issue of complexity and high-cost of coherent systems. The former explores the possibility of using only one DFB laser as LO and Tx at the ONU. The later demonstrates for the first time, a novel phase time diversity technique alternating phase modulation at each complex component (in-phase - I and quadrature - Q) achieving a 10 Gb/s' transmission with polarization independence.En la actualidad, la Fibra hasta el Hogar es una de las soluciones más prometedoras para proporcionar servicios de banda ancha en las redes de acceso. Sin embargo, la fibra se usa de manera poco eficiente, ya que la mayoría de los sistemas implementados todavía están basados en redes ópticas pasivas de multiplexación por división en el tiempo (TDM-PON) que brindan capacidades de transmisión compartidas entre múltiples usuarios de hasta 2.5 Gb/s y 1.25 Gb/s. La investigación en electrónica de alta velocidad y la multiplexación por división de longitud de onda (WDM) ha permitido el surgimiento de lo hoy se conoce como PON de segunda generación (NG-PON2), que especifica capacidades agregadas de hasta 40 Gb/s, apilando cuatro canales a velocidades de datos simétricas de 10 Gb/s cada uno, para escenarios residenciales. Sin embargo, la capacidad por canal todavía se comparte entre múltiples usuarios debido al uso de TDM. Además, la eficiencia en el uso del espectro óptico es baja porque los canales están muy separados (50 a 100 GHz). Asimismo, la sensibilidad, el alcance y el número de usuarios están limitados debido al uso de sistemas de detección directa. En consecuencia, y debido al aumento de las demandas de ancho de banda de las nuevas aplicaciones multimedia, es necesario proponer soluciones que respondan a esta tendencia y, lo que es más importante, que puedan coexistir con sistemas heredados, siendo uno de los principales requisitos de los operadores de red para garantizar una migración de tecnología fluida y sin interrupciones. En esta tesis, se utiliza una tecnología de vanguardia, como la multiplexación por división ultra densa de longitud de onda (UDWDM) que permite distribuir un gran número de canales espaciados solo por unos pocos GHz. Este enfoque permite vislumbrar el concepto de longitud de onda para el usuario, donde cada cliente puede usar enlaces de ancho de banda dedicados. Las tecnologías clave están basadas en los sistemas coherentes, con selectividad de longitud de onda inherente y sensibilidad mejorada en comparación con los sistemas de detección directa, gracias al efecto de amplificación óptica de un láser oscilador local (LO) sintonizable. Debido a que el costo es la principal restricción en las redes de acceso, especialmente del equipo en las instalaciones del cliente (unidad de red óptica - ONU), en ésta tesis, una nueva clase de transceptores coherentes, basados en láseres de bajo coste modulados directamente y esquemas de recepción simplificados, son propuestos y probados experimentalmente. Además, el problema de la coexistencia es investigado a través de estudios teóricos y experimentos en tiempo real, demostrando compatibilidad total con los sistemas heredados. Entre las soluciones propuestas, se presenta una técnica simple para ajustar digitalmente la modulación de fase directa de un láser de retroalimentación distribuida (DFB), y admitir velocidades de transmisión flexibles. Acto seguido, se comparan experimentalmente varios formatos multinivel de modulación de fase, para lograr tasas de transmisión más altas y una mejor eficiencia espectral. Posteriormente, se aborda el tema de la integración fotónica, demostrando por primera vez un transmisor (Tx) con modulación híbrida de fase y amplitud de ocho puntos, mediante el uso de un dispositivo pequeño, de bajo coste y eficiente energéticamente, como lo es el láser dual de electro-absorción modulada (DEML). Finalmente, se presentan dos propuestas novedosas para reducir la complejidad de la detección heterodina e intradina, afrontando el problema típico de la complejidad y alto coste de los sistemas coherentes. La primera explora la posibilidad de usar solo un láser DFB en la ONU, como LO y Tx. La segunda, demuestra por primera vez, una nueva técnica de diversidad fase en el tiempo, que alterna la modulación de fase en cada componente del plano complejo (fase-I y cuadratura-Q) logrando una transmisión de 10 Gb / s / λ con independencia de polarizació

Advanced optical modulation and format conversion

Tese de Doutoramento em Engenharia Eletrotécnica apresentada à Universidade de Aveiro.Nos últimos anos, a crescente procura e troca de informação tem levado ao aumento de tráfego nas redes de comunicação óticas actuais. As comunicações coerentes, com recurso à amplitude e fase do sinal, ressurgem como uma das técnicas de transmissão capazes de aumentar a eficiência espectral e o rendimento dos canais óticos. Nesse âmbito, este trabalho apresenta um estudo sobre a conversão de formatos de modulação de sinais, usando técnicas exclusivamente no domínio ótico, através de conversão de comprimento de onda, com base no MZI-SOA. Esta técnica, aplicada em nós óticos que interligam redes óticas com débitos binàrios distintos, permite uma maior escalabilidade e eficiência da rede. A tese começa por apresentar uma caracterização experimental detalhada das propriedades estáticas e dinámicas do MZI-SOA. É depois proposto um modelo semi-analítico que descreve a evolução da amplitude e fase do sinal ótico à saída do MZI-SOA. Os coeficientes do modelo são obtidos recorrendo a um algoritmo genético multiobjectivo. O modelo é validado experimentalmente, explorando a dependência do sinal ótico com os parâmetros operacionais do MZISOA. Segue-se a proposta de uma técnica de conversão de formato de modulação de amplitude para modulação de fase contínua. Finalmente, é feito um estudo das potencialidades do MZI-SOA para conversão de formato de modulação de amplitude para modulação QPSK e QAM. Mostra-se a depedência da constelação do sinal com o desvio dos parâmetros operacionais, em torno do valor ótimo. A técnica é validada experimentalmente para modulação QPSK.ABSTRACT: Over the years, the increased search and exchange of information lead to an increase of traffic intensity in todays optical communication networks. Coherent communications, using the amplitude and phase of the signal, reappears as one of the transmission techniques to increase the spectral efficiency and throughput of optical channels. In this context, this work present a study on format conversion of modulated signals using MZI-SOAs, based exclusively on alloptical techniques through wavelength conversion. This approach, when applied in interconnection nodes between optical networks with different bit rates and modulation formats, allow a better efficiency and scalability of the network. We start with an experimental characterization of the static and dynamic properties of the MZI-SOA. Then, we propose a semi-analytical model to describe the evolution of phase and amplitude at the output of the MZI-SOA. The model’s coefficients are obtained using a multi-objective genetic algorithm. We validate the model experimentally, by exploring the dependency of the optical signal with the operational parameters of the MZI-SOA. We also propose an all-optical technique for the conversion of amplitude modulation signals to a continuous phase modulation format. Finally, we study the potential of MZI-SOAs for the conversion of amplitude signals to QPSK and QAM signals. We show the dependency of the conversion process with the operational parameters deviation from the optimal values. The technique is experimentally validated for QPSK modulation.Apoio financeiro da Fundação para a Ciência e Tecnologia — FCT através da bolsa SFRH / PROTEC / 50015 / 2009

Modulação e conversão de formatos óticos avançados

Doutoramento em Engenharia ElectrotécnicaOver the years, the increased search and exchange of information lead to an increase of traffic intensity in todays optical communication networks. Coherent communications, using the amplitude and phase of the signal, reappears as one of the transmission techniques to increase the spectral efficiency and throughput of optical channels. In this context, this work present a study on format conversion of modulated signals using MZI-SOAs, based exclusively on all- optical techniques through wavelength conversion. This approach, when applied in interconnection nodes between optical networks with different bit rates and modulation formats, allow a better efficiency and scalability of the network. We start with an experimental characterization of the static and dynamic properties of the MZI-SOA. Then, we propose a semi-analytical model to describe the evolution of phase and amplitude at the output of the MZI-SOA. The model’s coefficients are obtained using a multi-objective genetic algorithm. We validate the model experimentally, by exploring the dependency of the optical signal with the operational parameters of the MZI-SOA. We also propose an all-optical technique for the conversion of amplitude modulation signals to a continuous phase modulation format. Finally, we study the potential of MZI-SOAs for the conversion of amplitude signals to QPSK and QAM signals. We show the dependency of the conversion process with the operational parameters deviation from the optimal values. The technique is experimentally validated for QPSK modulation.Nos últimos anos, a crescente procura e troca de informação tem levado ao aumento de tráfego nas redes de comunicação óticas atuais. As comunicações coerentes, com recurso à amplitude e fase do sinal, ressurgem como uma das técnicas de transmissão capazes de aumentar a eficiência espectral e o rendimento dos canais óticos. Nesse âmbito, este trabalho apresenta um estudo sobre a conversão de formatos de modulação de sinais, usando técnicas exclusivamente no domínio ótico, através de conversão de comprimento de onda, com base no MZI-SOA. Esta técnica, aplicada em nós óticos que interligam redes óticas com débitos binários distintos, permite uma maior escalabilidade e eficiência da rede. A tese começa por apresentar uma caracterização experimental detalhada das propriedades estáticas e dinâmicas do MZI-SOA. É depois proposto um modelo semi-analítico que descreve a evolução da amplitude e fase do sinal ótico à saída do MZI-SOA. Os coeficientes do modelo são obtidos recorrendo a um algoritmo genético multiobjectivo. O modelo é validado experimentalmente, explorando a dependência do sinal ótico com os parâmetros operacionais do MZI- SOA. Segue-se a proposta de uma técnica de conversão de formato de modulação de amplitude para modulação de fase contínua. Finalmente, é feito um estudo das potencialidades do MZI-SOA para conversão de formato de modulação de amplitude para modulação QPSK e QAM. Mostra-se a dependência da constelação do sinal com o desvio dos parâmetros operacionais, em torno do valor ótimo. A técnica é validada experimentalmente para modulação QPSK

Coherent wavelength division multiplexing: a novel transmission format for high spectral density optical communication networks

In this thesis a novel transmission format, named Coherent Wavelength Division Multiplexing (CoWDM) for use in high information spectral density optical communication networks is proposed and studied. In chapter I a historical view of fibre optic communication systems as well as an overview of state of the art technology is presented to provide an introduction to the subject area. We see that, in general the aim of modern optical communication system designers is to provide high bandwidth services while reducing the overall cost per transmitted bit of information. In the remainder of the thesis a range of investigations, both of a theoretical and experimental nature are carried out using the CoWDM transmission format. These investigations are designed to consider features of CoWDM such as its dispersion tolerance, compatibility with forward error correction and suitability for use in currently installed long haul networks amongst others. A high bit rate optical test bed constructed at the Tyndall National Institute facilitated most of the experimental work outlined in this thesis and a collaboration with France Telecom enabled long haul transmission experiments using the CoWDM format to be carried out. An amount of research was also carried out on ancillary topics such as optical comb generation, forward error correction and phase stabilisation techniques. The aim of these investigations is to verify the suitability of CoWDM as a cost effective solution for use in both current and future high bit rate optical communication network