Study of the speckle noise effects over the eigen decomposition of polarimetric SAR data: a review

This paper is focused on considering the effects of speckle noise on the eigen decomposition of the co- herency matrix. Based on a perturbation analysis of the matrix, it is possible to obtain an analytical expression for the mean value of the eigenvalues and the eigenvectors, as well as for the Entropy, the Anisotroopy and the dif- ferent a angles. The analytical expressions are compared against simulated polarimetric SAR data, demonstrating the correctness of the different expressions.Peer ReviewedPostprint (published version

Estado da Arte do Sensoriamento Remoto de Radar: Fundamentos, Sensores, Processamento de Imagens e Aplicações.

Este artigo aborda o estado da arte do sensoriamento remoto por radar e foi elaborado para fazer parte da edição especial de comemoração dos 50 anos desta revista. Neste estudo, é apresentada uma breve introdução sobre os fundamentos do sensoriamento remoto por radar, com destaque para os parâmetros mais importantes de imageamento e da superfície terrestre envolvidos no processo de obtenção de imagens de radar. Ênfase é dada para o comprimento de onda, polarização das ondas eletromagnéticas e geometria de obtenção de imagens (parâmetros de imageamento) e para a umidade de solos e da vegetação, rugosidade do terreno e estrutura da vegetação (parâmetros da superfície terrestre). Em seguida, são apresentados os principais sensores orbitais de radar de abertura sintética que estão atualmente em operação e os principais processamentos digitais de imagens de radar, destacando-se a conversão dos valores digitais para coeficientes de retroespalhamento, os filtros espaciais para redução do ruído speckle, as técnicas de decomposição de imagens e o processamento InSAR. Finalmente, é apresentada uma breve discussão sobre algumas aplicações potenciais, com especial atenção para o monitoramento de derrame de óleo em plataformas continentais, estimativa de biomassa aérea, monitoramento de desmatamento em coberturas florestais tropicais, detecção de áreas de plantio de arroz irrigado e estimativa de umidade de solos

Radar Backscatter Modeling Based on Global TanDEM-X Mission Data

Radarrückstreuung bezeichnet den Teil eines ausgesendeten elektromagnetischen Signals, der von einem Ziel am Boden wieder zurück zur Antenne gerichtet ist. Die Eigenschaften des zurückgestreuten Signals ändern sich in Abhängigkeit von Frequenz und Polarisation des Radarsignals, der Aufnahmegeometrie, sowie vom Zustand des Erdbodens und der Art der Bodenbedeckung. Informationen über das Radarrückstreuverhalten sind von höchster Wichtigkeit für die Auslegung von SAR-Missionen und werden verbreitet zur Entwicklung wissenschaftlicher Modelle genutzt, beispielsweise bei der Erforschung der Biosphäre und Kryosphäre. Hauptziel dieser Arbeit ist die Auswertung und Nutzung des globalen TanDEM-X-Datensatzes zur Modellierung der Radarrückstreuung im X-Band unter Berücksichtigung unterschiedlicher Aufnahmeparameter und Landnutzungsarten, sowie die Bereitstellung einer Reihe von globalen Rückstreumodellen, die auf aktuellen Daten basieren, für die wissenschaftliche Gemeinschaft. Es wurde ein neuer Ansatz zur statistischen Modellierung der Rückstreuinformation entwickelt, der die Qualität der zugrunde liegenden Messungen berücksichtigt. Daraus ergeben sich gewichtete polynomiale Modelle für die verschiedenen Landnutzungsarten, wie sie in der GlobCover-Karte der ESA definiert sind. Darüber hinaus wird ein eigener Validierungsansatz vorgestellt, mit zusätzlicher Betrachtung der saisonalen Variation der Rückstreuung und einer separaten Analyse des Rückstreuverhaltens des Tropischen Regenwaldes. Der nächste Schwerpunkt ist die Betrachtung des Grönländischen Eisschildes, das gekennzeichnet ist durch das Vorhandensein verschiedener Arten von Schneebedeckung, die von trockenem bis hin zu sehr feuchtem Schnee variiert. Der begrenzte Detailgrad, den die GlobCover Karte in Grönland aufweist (nur eine Klasse für das gesamte Eisschild), erlaubt dort keine verlässliche Modellierung der Rückstreuung. Diese Schwierigkeit lieferte die Motivation für die Entwicklung eines neuen Ansatzes zur Analyse des Informationsgehalts der interferometrischen TanDEM-X-Daten mit dem Ziel, unterschiedliche Schnee-Fazien mit Hilfe des sog. C-Means Fuzzy Clustering Algorithmus zu lokalisieren. Aus dieser Untersuchung konnte die Existenz von vier unterschiedlichen Klassen von Schnee-Fazien abgeleitet werden, deren Eigenschaften anschließend mit Hilfe externer Referenzdaten interpretiert wurden. Die daraus entstandene Karte wurde zur Erstellung eines einfallswinkelabhängigen Rückstreumodells genutzt, separat für jede der vier Klassen, wobei eine modifizierte Version des entwickelten Algorithmus zur Generierung globaler Rückstreumodelle eingesetzt wurde. Darüber hinaus wurde als Nebenprodukt zusätzlich die Eindringtiefe von TanDEM-X in die Eisschicht geschätzt, durch Inversion des von Weber Hoen und Zebker vorgeschlagenen "Ein-chicht Volumendekorrelationsmodells". Die Ergebnisse wurden mit dem Höhenunterschied zwischen dem globalen TanDEM-X-DEM und ICESat-Messungen verglichen. Abschließend wird ein neu entwickelter Algorithmus zur Generierung von Rückstreukarten großer Gebiete vorgestellt. Dieser erlaubt unter Verwendung von Rückstreumodellen das Angleichen der erstellten Karten anhand eines Referenzeinfallswinkels, was dann das Füllen verbleibender Lücken ermöglicht, die aufgrund fehlender Eingangsdaten vorhanden sind

Retrieval of vegetation height in rice fields using polarimetric SAR interferometry with TanDEM-X data

This work presents for the first time a demonstration with satellite data of polarimetric SAR interferometry (PolInSAR) applied to the retrieval of vegetation height in rice fields. Three series of dual-pol interferometric SAR data acquired with large baselines (2–3 km) by the TanDEM-X system during its science phase (April–September 2015) are exploited. A novel inversion algorithm especially suited for rice fields cultivated in flooded soil is proposed and evaluated. The validation is carried out over three test sites located in geographically different areas: Sevilla (SW Spain), Valencia (E Spain), and Ipsala (W Turkey), in which different rice types are present. Results are obtained during the whole growth cycle and demonstrate that PolInSAR is useful to produce accurate height estimates (RMSE 10–20 cm) when plants are tall enough (taller than 25–40 cm), without relying on external reference information.This work has been supported by the Spanish Ministry of Economy and Competitiveness (MINECO) and EU FEDER under project TIN2014-55413-C2-2-P. The research leading to these results has received funding from the European Union Seventh Framework Programme (FP7/2007–2013) under grant agreement 606983, and the Land-SAF (the EUMETSAT Network of Satellite Application Facilities) project. The in-situ measurements in the Ipsala site were conducted with the funding of The Scientific and Technological Research Council of Turkey (TUBITAK, Project No.: 113Y446)

Quantitative Estimation of Surface Soil Moisture in Agricultural Landscapes using Spaceborne Synthetic Aperture Radar Imaging at Different Frequencies and Polarizations

Soil moisture and its distribution in space and time plays an important role in the surface energy balance at the soil-atmosphere interface. It is a key variable influencing the partitioning of solar energy into latent and sensible heat flux as well as the partitioning of precipitation into runoff and percolation. Due to their large spatial variability, estimation of spatial patterns of soil moisture from field measurements is difficult and not feasible for large scale analyses. In the past decades, Synthetic Aperture Radar (SAR) remote sensing has proven its potential to quantitatively estimate near surface soil moisture at high spatial resolutions. Since the knowledge of the basic SAR concepts is important to understand the impact of different natural terrain features on the quantitative estimation of soil moisture and other surface parameters, the fundamental principles of synthetic aperture radar imaging are discussed. Also the two spaceborne SAR missions whose data was used in this study, the ENVISAT of the European Space Agency (ESA) and the ALOS of the Japanese Aerospace Exploration Agency (JAXA), are introduced. Subsequently, the two essential surface properties in the field of radar remote sensing, surface soil moisture and surface roughness are defined, and the established methods of their measurement are described. The in situ data used in this study, as well as the research area, the River Rur catchment, with the individual test sites where the data was collected between 2007 and 2010, are specified. On this basis, the important scattering theories in radar polarimetry are discussed and their application is demonstrated using novel polarimetric ALOS/PALSAR data. A critical review of different classical approaches to invert soil moisture from SAR imaging is provided. Five prevalent models have been chosen with the aim to provide an overview of the evolution of ideas and techniques in the field of soil moisture estimation from active microwave data. As the core of this work, a new semi-empirical model for the inversion of surface soil moisture from dual polarimetric L-band SAR data is introduced. This novel approach utilizes advanced polarimetric decomposition techniques to correct for the disturbing effects from surface roughness and vegetation on the soil moisture retrieval without the use of a priori knowledge. The land use specific algorithms for bare soil, grassland, sugar beet, and winter wheat allow quantitative estimations with accuracies in the order of 4 Vol.-%. Application of remotely sensed soil moisture patterns is demonstrated on the basis of mesoscale SAR data by investigating the variability of soil moisture patterns at different spatial scales ranging from field scale to catchment scale. The results show that the variability of surface soil moisture decreases with increasing wetness states at all scales. Finally, the conclusions from this dissertational research are summarized and future perspectives on how to extend the proposed model by means of improved ground based measurements and upcoming advances in sensor technology are discussed. The results obtained in this thesis lead to the conclusion that state-of-the-art spaceborne dual polarimetric L-band SAR systems are not only suitable to accurately retrieve surface soil moisture contents of bare as well as of vegetated agricultural fields and grassland, but for the first time also allow investigating within-field spatial heterogeneities from space

Concurrent Imaging for TerraSAR-X: Wide-Area Imaging paired with High-Resolution Capabilities

The concurrent imaging technique enables parallel acquisitions with different beams or modes, e.g., a wide area Stripmap mode with a high resolution Spotlight mode. Such a concurrent Stripmap/Spotlight imaging technique is investigated for TerraSAR-X. This technique employs a pulse-topulse interleaving scheme to acquire two acquisitions - even of disjunctive areas - at the same time, offering products with different resolution and coverage portfolios. This capability is especially interesting for customers interested in an overview of a larger area but at the same time observing an area of interest with higher resolution, e.g., for infrastructure monitoring or reconnaissance applications. The basic concept, as well as the driving system parameters, are discussed in detail, together with a coverage analysis revealing the high availability rate of the mode combinations on a global scale. A processing approach reusing a substantial part of the existing infrastructure is described and exemplary acquisitions are shown, together with a detailed performance analysis with respect to resolution and ambiguities

Performance-Optimized Quantization for SAR and InSAR Applications

For the design of present and next-generation spaceborne SAR missions, constantly increasing data rates are being demanded, which impose stringent requirements in terms of onboard memory and downlink capacity. In this scenario, the efficient quantization of SAR raw data is of primary importance since the utilized compression rate is directly related to the volume of data to be stored and transmitted to the ground, and at the same time, it affects the resulting SAR imaging performance. In this article, we introduce the performance-optimized block-adaptive quantization (PO-BAQ), a novel approach for SAR raw data compression that aims at optimizing the resource allocation and, at the same time, the quality of the resulting SAR and InSAR products. This goal is achieved by exploiting the a priori knowledge of the local SAR backscatter statistics, which allows for the generation of high-resolution bitrate maps that can be employed to fulfill a predefined performance requirement. Analyses of experimental TanDEM-X interferometric data are presented, which demonstrates the potential of the proposed method as a helpful tool for performance budget definition and data rate optimization of present and future SAR missions

Assessment of high resolution SAR imagery for mapping floodplain water bodies: a comparison between Radarsat-2 and TerraSAR-X

Flooding is a world-wide problem that is considered as one of the most devastating natural hazards. New commercially available high spatial resolution Synthetic Aperture RADAR satellite imagery provides new potential for flood mapping. This research provides a quantitative assessment of high spatial resolution RADASAT-2 and TerraSAR-X products for mapping water bodies in order to help validate products that can be used to assist flood disaster management. An area near Dhaka in Bangladesh is used as a test site because of the large number of water bodies of different sizes and its history of frequent flooding associated with annual monsoon rainfall. Sample water bodies were delineated in the field using kinematic differential GPS to train and test automatic methods for water body mapping. SAR sensors products were acquired concurrently with the field visits; imagery were acquired with similar polarization, look direction and incidence angle in an experimental design to evaluate which has best accuracy for mapping flood water extent. A methodology for mapping water areas from non-water areas was developed based on radar backscatter texture analysis. Texture filters, based on Haralick occurrence and co-occurrence measures, were compared and images classified using supervised, unsupervised and contextual classifiers. The evaluation of image products is based on an accuracy assessment of error matrix method using randomly selected ground truth data. An accuracy comparison was performed between classified images of both TerraSAR-X and Radarsat-2 sensors in order to identify any differences in mapping floods. Results were validated using information from field inspections conducted in good conditions in February 2009, and applying a model-assisted difference estimator for estimating flood area to derive Confidence Interval (CI) statistics at the 95% Confidence Level (CL) for the area mapped as water. For Radarsat-2 Ultrafine, TerraSAR-X Stripmap and Spotlight imagery, overall classification accuracy was greater than 93%. Results demonstrate that small water bodies down to areas as small as 150m² can be identified routinely from 3 metre resolution SAR imagery. The results further showed that TerraSAR-X stripmap and spotlight images have better overall accuracy than RADARSAT-2 ultrafine beam modes images. The expected benefits of the research will be to improve the provision of data to assess flood risk and vulnerability, thus assisting in disaster management and post-flood recovery

Polarimetric SAR for the monitoring of agricultural crops

The monitoring of agricultural crops is a matter of great importance. Remote sensing has been unanimously recognized as one of the most important techniques for agricultural crops monitoring. Within the framework of active remote sensing, the capabilities of the Synthetic Aperture Radar (SAR) to provide fine spatial resolution and a wide area coverage, both in day and night time and almost under all weather conditions, make it a key tool for agricultural applications, including the monitoring and the estimation of phenological stages of crops. The monitoring of crop phenology is fundamental for the planning and the triggering of cultivation practices, since they require timely information about the crop conditions along the cultivation cycle. Due to the sensitivity of polarization of microwaves to crop structure and dielectric properties of the canopy, which in turn depend on the crop type, retrieval of phenology of agricultural crops by means of polarimetric SAR measurements is a promising application of this technology, especially after the launch of a number of polarimetric satellite sensors. In this thesis C-band polarimetric SAR measurements are used to estimate pheno- logical stages of agricultural crops. The behavior of polarimetric SAR observables at different growth stages is analyzed and then estimation procedures, aimed at the retrieval of such stages, are defined. The second topic on which this thesis is focused on is the land cover types discrimi- nation by means of X-band multi-polarization SAR data