MIMO techniques for higher data rate wireless communications

The demand for higher data rate, higher spectral efficiency and better quality of service in wireless communications is growing fast in the past few years. However, obtaining these requirements become challenging for wireless communication systems due to the problems of channel multi-path fading, higher power loss and power bandwidth limitations. A lot of research interest has been directed towards implementing new techniques in wireless communication systems, such as MIMO an OFDM, to overcome the above mentioned problems. Methods of achieving higher data rate and better spectral efficiency have been dealt with in the thesis. The work comprised three parts; the first part focuses on channel modelling, the second looks at fading mitigation techniques, and the third part deals with adaptive transmission schemes for different diversity techniques. In the first part, we present multiple-input multiple-output (MIMO) space-time geometrical channel model with hyperbolically distributed scatterers (GBHDS) for a macro-cell mobile environment. The model is based on one-ring scattering assumption. This MIMO model provides statistics of the time of arrival (TOA) and direction of arrival (DOA). Our analytical results are validated with measurement data and compared to different geometrical based signal bounce macro-cell (GBSSBM) channel models including Gaussian scatterer density (GSD) channel model, the geometrical based exponential (GBE) channel model. On the other hand, for the same channel model we investigate the analytical methods which capture physical wave and antenna configuration at both ends representing in a matrix form. In the second part, we investigate the proposed channel model using joint frequency and spatial diversity system. . We combine STBC with OFDM to improve the error performance in the fading channels. We consider two different fading scenarios namely frequency selective and time selective fading channels. For the first scenario we propose a new technique to suppress the frequency error offset caused by the motion of mobile (Doppler shift). On the other hand, we examine the performance of STBC-OFDM in time selective macro-cell channel environment. In the last part, we evaluate the spectral efficiency for different receiver diversity namely maximal ratio combiner (MRC), selection combiner (SC), and Hybrid (MRC/SC). We derive closed form expressions for the single user capacity, taking into account the effect of imperfect channel estimation at the receiver. The channel considered is a slowly varying spatially independent flat Rayleigh fading channel. Three adaptive transmission schemes are analysed: 1) optimal power rate and rate adaptation (opra), constant power with optimal rate adaptation (ora), and 3) channel inversion with fixed rate (cifr). Furthermore, we derive analytical results for capacity statistics including moment generating function (MGF), complementary cumulative distribution function (CDF) and probability density function (pdf)

Mitigation techniques through spatial diversity combining and relay-assisted technology in a turbulence impaired and misaligned free space optical channel.

Doctor of Philosophy in Electronic Engineering. University of KwaZulu-Natal, Durban, 2018.In recent times, spectrum resource scarcity in Radio Frequency (RF) systems is one of the biggest and prime issues in the area of wireless communications. Owing to the cost of spectrum, increase in the bandwidth allocation as alternative solution, employed in the recent past, does no longer offer an effective means to fulfilling high demand in higher data rates. Consequently, Free Space Optical (FSO) communication systems has received considerable attention in the research community as an attractive means among other popular solutions to offering high bandwidth and high capacity compared to conventional RF systems. In addition, FSO systems have positive features which include license-free operation, cheap and ease of deployment, immunity to interference, high security, etc. Thus, FSO systems have been favoured in many areas especially, as a viable solution for the last-mile connectivity problem and a potential candidate for heterogeneous wireless backhaul network. With these attractive features, however, FSO systems are weather-dependent wireless channels. Therefore, it is usually susceptible to atmospheric induced turbulence, pointing error and attenuation under adverse weather conditions which impose severe challenges on the system performance and transmission reliability. Thus, before widespread deployment of the system will be possible, promising mitigation techniques need to be found to address these problems. In this thesis, the performance of spatial diversity combining and relay-assisted techniques with Spatial Modulation (SM) as viable mitigating tools to overcome the problem of atmospheric channel impairments along the FSO communication system link is studied. Firstly, the performance analysis of a heterodyne FSO-SM system with different diversity combiners such as Maximum Ratio Combining (MRC), Equal Gain Combining (EGC) and Selection Combining (SC) under the influence of lognormal and Gamma-Gamma atmospheric-induced turbulence fading is presented. A theoretical framework for the system error is provided by deriving the Average Pairwise Error Probability (APEP) expression for each diversity scheme under study and union bounding technique is applied to obtain their Average Bit Error Rate (ABER). Under the influence of Gamma-Gamma turbulence, an APEP expression is obtained through a generalized infinite power series expansion approach and the system performance is further enhanced by convolutional coding technique. Furthermore, the performance of proposed system under the combined effect of misalignment and Gamma-Gamma turbulence fading is also studied using the same mathematical approach. Moreover, the performance analysis of relay-assisted dual-hop heterodyne FSO-SM system with diversity combiners over a Gamma-Gamma atmospheric turbulence channel using Decode-and-Forward (DF) relay and Amplify-and-Forward (AF) relay protocols also is presented. Under DF dual-hop FSO system, power series expansion of the modified Bessel function is used to derive the closed-form expression for the end-to-end APEP expressions for each of the combiners under study over Gamma-Gamma channel, and a tight upper bound on the ABER per hop is given. Thus, the overall end-to-end ABER for the dual-hop FSO system is then evaluated. Under AF dual-hop FSO system, the statistical characteristics of AF relay in terms of Moment Generating Function (MGF), Probability Density Function (PDF) and Cumulative Distribution Function (CDF) are derived for the combined Gamma-Gamma turbulence and/or pointing error distributions channel in terms of Meijer-G function. Based on these expressions, the APEP for each of the under studied combiners is determined and the ABER for the system is given by using union bounding technique. By utilizing the derived ABER expressions, the effective capacity for the considered system is then obtained. Furthermore, the performance of a dual-hop heterodyne FSO-SM asymmetric RF/FSO relaying system with MRC as mitigation tools at the destination is evaluated. The RF link experiences Nakagami-m distribution and FSO link is subjected to Gamma-Gamma distribution with and/or without pointing error. The MGF of the system equivalent SNR is derived using the CDF of the system equivalent SNR. Utilizing the MGF, the APEP for the system is then obtained and the ABER for the system is determined. Finally, owing to the slow nature of the FSO channel, the Block Error Rate (BLER) performance of FSO Subcarrier Intensity Modulation (SIM) system with spatial diversity combiners employing Binary Phase Shift Keying (BPSK) modulation over Gamma-Gamma atmospheric turbulence with and without pointing error is studied. The channel PDF for MRC and EGC by using power series expansion of the modified Bessel function is derived. Through this, the BLER closed-form expressions for the combiners under study are obtained

Dispensing with channel estimation: differentially modulated cooperative wireless communications

As a benefit of bypassing the potentially excessive complexity and yet inaccurate channel estimation, differentially encoded modulation in conjunction with low-complexity noncoherent detection constitutes a viable candidate for user-cooperative systems, where estimating all the links by the relays is unrealistic. In order to stimulate further research on differentially modulated cooperative systems, a number of fundamental challenges encountered in their practical implementations are addressed, including the time-variant-channel-induced performance erosion, flexible cooperative protocol designs, resource allocation as well as its high-spectral-efficiency transceiver design. Our investigations demonstrate the quantitative benefits of cooperative wireless networks both from a pure capacity perspective as well as from a practical system design perspective

New Detection Algorithms for Single Input Multiple Output Systems with Carrier Frequency Offset

The performance of a multiple antenna wireless communication (WC) system depends significantly on the type of detection algorithm used at the receiver. This thesis proposes three different types of detection algorithms for single input multiple output (SIMO) systems and concludes with a comparative study of their performance in terms of bit error rate (BER). The proposed algorithms are based on the following classical methods: - Maximum Likelihood (ML) detection - Maximal Ratio Combining (MRC) scheme - Minimum Mean Square Error (MMSE) criterion detection The major challenge in any practical WC system is the imperfect knowledge of channel state information (CSI) and carrier frequency offset (CFO) at the receiver. The novel algorithms proposed in this thesis aim for optimal detection of the transmitted signal and are derived for a system in the presence of both CSI and CFO estimation errors. They can be treated as a generalized form of their respective type and it is mathematically shown that the conventional algorithms are a special case in the absence of the estimation error. Finally, the performance of the novel algorithms is demonstrated by exhaustive simulation for multi-level modulation techniques of phase shift keying (PSK) and quadrature amplitude modulation (QAM) with increasing values of estimation error variance

Optimizing communication performance of low-resolution ADC systems with hybrid beamforming

Low-resolution analog-to-digital converter (ADC) systems and hybrid analog-and-digital beamforming systems have drawn extensive attention as a promising receiver architecture for millimeter wave (mmWave) communications by reducing hardware cost and power consumption. In this dissertation, hybrid beamforming systems that employ low-resolution ADCs are considered to achieve a better trade-off between communication performance and power consumption. Due to non-negligible quantization errors, however, existing state-of-the-art hybrid beamforming techniques cannot be directly applied to such systems as they ignore the impact of the quantization error. In this regard, I propose new receiver architectures and algorithms for hybrid beamforming with low-resolution ADC systems to enhance spectral efficiency under coarse quantization in different layers of the network stack, and provide subsequent analyses. First, problems of optimizing the number of ADC bits and designing analog combiners with fixed-resolution ADCs are tackled to design an energy-efficient receiver architecture with phase shifter-based hybrid beamforming. A hybrid receiver architecture with resolution-adaptive ADCs for mmWave communications is proposed to optimize the power distribution over ADCs. For the proposed architecture, a near-optimal bit-allocation solution is derived in closed form. In addition, the performance lower bound of the proposed receiver architecture is derived in ergodic rate. For a fixed-resolution ADC system, a new analog combining architecture is proposed for mmWave communications. The proposed analog combiner consists of two consecutive analog combiners that maximize channel gain and minimize effective quantization error. An approximated ergodic rate of the proposed receiver is also derived in closed form. Next, considering switch-based analog beamforming, antenna selection at a base station is investigated for low-resolution ADC systems. Unlike downlink transmit antenna selection problems, a quantization-aware antenna selection criterion is necessary and derived to incorporate quantization error for uplink receive antenna selection problems. Leveraging the criterion, a quantization-aware antenna selection algorithm is proposed and analyzed for uplink. Last, in a higher layer of the network stack, a user scheduling problem is investigated for hybrid beamforming systems with low-resolution ADCs. New user scheduling criteria are derived to maximize scheduling gain under coarse quantization and efficient scheduling algorithms are proposed accordingly. Subsequent analysis for the proposed algorithm provides closed-form ergodic ratesElectrical and Computer Engineerin

Analysis and Design of Cell-Free Massive MIMO Systems under Spatially Correlated Fading Channels

Mención Internacional en el título de doctorWireless communications have become a key pillar in our modern society. It can be hard to think of a service that somehow does not rely on them. Particularly, mobile networks are one of the most necessary technologies in our daily life. This produces that the demand for data rates is by no means stopping from increasing. The cellular architecture is facing a crucial challenge under limited performance by interference and spectrum saturation. This involves cell-edge users experiencing poor performance due to the close vicinity of base stations (BSs) using the same carrier frequency. Based on a combination of the coordinated multi-point (CoMP) technique and traditional massive multiple-input multiple-output (MIMO) systems, cell-free (CF) massive MIMO networks have irrupted as a solution for avoiding inter-cell interference issues and for providing uniform service in large coverage areas. This thesis focuses on the analysis and design of CF massive MIMO networks assuming a spatially correlated fading model. A general-purpose channel model is provided and the whole network functioning is given in detail. Despite the many characteristics a CF massive MIMO system shares with conventional colocated massive MIMO its distributed nature brings along new issues that need to be carefully accounted for. In particular, the so-called channel hardening effect that postulates that the variance of the compound wireless channel experienced by a given user from a large number of transmit antennas tends to vanish, effectively making the channel deterministic. This critical assumption, which permeates most theoretical results of massive MIMO, has been well investigated and validated in centralized architectures, however, it has received little attention in the context of CF massive MIMO networks. Hardening in CF architectures is potentially compromised by the different large-scale gains each access point (AP) impinges on the transmitted signal to each user, a condition that is further stressed when not all APs transmit to all users as proposed in the user-centric (UC) variations of CF massive MIMO. In this document, the presence of channel hardening in this new architecture scheme is addressed using distributed and cooperative precoders and combiners and different power control strategies. It is shown that the line-of-sight (LOS) component, spatially correlated antennas, and clustering schemes have an impact on how the channel hardens. In addition, we examine the existent gap between the estimated achievable rate and the true network performance when channel hardening is compromised. Exact closed-form expressions for both a hardening metric and achievable downlink (DL) and uplink (UL) rates are given as well. We also look into the pilot contamination problem in the UL and DL with different degrees of cooperation between the APs. The optimum minimum mean-squared error (MMSE) processing can take advantage of large-scale fading coefficients for canceling the interference of pilot-sharing users and thus achieves asymptotically unbounded capacity. However, it is computationally demanding and can only be implemented in a fully centralized network. Here, sub-optimal schemes are derived that provide unbounded capacity with much lower complexity and using only local channel estimates but global channel statistics. This makes them suited for both centralized and distributed networks. In this latter case, the best performance is achieved with a generalized maximum ratio combiner that maximizes a capacity bound based on channel statistics only.Programa de Doctorado en Multimedia y Comunicaciones por la Universidad Carlos III de Madrid y la Universidad Rey Juan CarlosPresidente: Rui Dinis.- Secretario: María Julia Fernández-Getino García.- Vocal: Carmen Botella Mascarel

Index Modulation Techniques for Energy-efficient Transmission in Large-scale MIMO Systems

This thesis exploits index modulation techniques to design energy- and spectrum-efficient system models to operate in future wireless networks. In this respect, index modulation techniques are studied considering two different media: mapping the information onto the frequency indices of multicarrier systems, and onto the antenna array indices of a platform that comprises multiple antennas. The index modulation techniques in wideband communication scenarios considering orthogonal and generalized frequency division multiplexing systems are studied first. Single cell multiuser networks are considered while developing the system models that exploit the index modulation on the subcarriers of the multicarrier systems. Instead of actively modulating all the subcarriers, a subset is selected according to the index modulation bits. As a result, there are subcarriers that remain idle during the data transmission phase and the activation pattern of the subcarriers convey additional information. The transceivers for the orthogonal and generalized frequency division multiplexing systems with index modulation are both designed considering the uplink and downlink transmission phases with a linear combiner and precoder in order to reduce the system complexity. In the developed system models, channel state information is required only at the base station. The linear combiner is designed adopting minimum mean square error method to mitigate the inter-user-interference. The proposed system models offer a flexible design as the parameters are independent of each other. The parameters can be adjusted to design the system in favor of the energy efficiency, spectrum efficiency, peak-to-average power ratio, or error performance. Then, the index modulation techniques are studied for large-scale multiple-input multiple-output systems that operate in millimeter wave bands. In order to overcome the drawbacks of transmission in millimeter wave frequencies, channel properties should be taken in to account while envisaging the wireless communication network. The large-scale multiple-input multiple-output systems increase the degrees of freedom in the spatial domain. This feature can be exploited to focus the transmit power directly onto the intended receiver terminal to cope with the severe path-loss. However, scaling up the number of hardware elements results in excessive power consumption. Hybrid architectures provide a remedy by shifting a part of the signal processing to the analog domain. In this way, the number of bulky and high power consuming hardware elements can be reduced. However, there will be a performance degradation as a consequence of renouncing the fully digital signal processing. Index modulation techniques can be combined with the hybrid system architecture to compensate the loss in spectrum efficiency to further increase the data rates. A user terminal architecture is designed that employs analog beamforming together with spatial modulation where a part of the information bits is mapped onto the indices of the antenna arrays. The system is comprised a switching stage that allocates the user terminal antennas on the phase shifter groups to minimize the spatial correlation, and a phase shifting stage that maximizes the beamforming gain to combat the path-loss. A computationally efficient optimization algorithm is developed to configure the system. The flexibility of the architecture enables optimization of the hybrid transceiver at any signal-to-noise ratio values. A base station is designed in which hybrid beamforming together with spatial modulation is employed. The analog beamformer is designed to point the transmit beam only in the direction of the intended user terminal to mitigate leakage of the transmit power to other directions. The analog beamformer to transmit the signal is chosen based on the spatial modulation bits. The digital precoder is designed to eliminate the inter-user-interference by exploiting the zero-forcing method. The base station computes the hybrid beamformers and the digital combiners, and only feeds back the digital combiners of each antenna array-user pair to the related user terminals. Thus, a low complexity user architecture is sufficient to achieve a higher performance. The developed optimization framework for the energy efficiency jointly optimizes the number of served users and the total transmit power by utilizing the derived upper bound of the achievable rate. The proposed transceiver architectures provide a more energy-efficient system model compared to the hybrid systems in which the spatial modulation technique is not exploited. This thesis develops low-complexity system models that operate in narrowband and wideband channel environments to meet the energy and spectrum efficiency demands of future wireless networks. It is corroborated in the thesis that adopting index modulation techniques both in the systems improves the system performance in various aspects.:1 Introduction 1 1.1 Motivation 1 1.2 Overview and Contribution 2 1.3 Outline 9 2 Preliminaries and Fundamentals 13 2.1 Multicarrier Systems 13 2.2 Large-scale Multiple Input Multiple Output Systems 17 2.3 Index Modulation Techniques 19 2.4 Single Cell Multiuser Networks 22 3 Multicarrier Systems with Index Modulation 27 3.1 Orthogonal Frequency Division Multiplexing 28 3.2 Generalized Frequency Division Multiplexing 40 3.3 Summary 52 4 Hybrid Beamforming with Spatial Modulation 55 4.1 Uplink Transmission 56 4.2 Downlink Transmission 74 4.3 Summary 106 5 Conclusion and Outlook 109 5.1 Conclusion 109 5.2 Outlook 111 A Quantization Error Derivations 113 B On the Achievable Rate of Gaussian Mixtures 115 B.1 The Conditional Density Function 115 B.2 Tight Bounds on the Differential Entropy 116 B.3 A Bound on the Achievable Rate 118 C Multiuser MIMO Downlink without Spatial Modulation 121 Bibliograph