Mapping Impervious Surface Using Phenology-Integrated and Fisher Transformed Linear Spectral Mixture Analysis

The impervious surface area (ISA) is a key indicator of urbanization, which brings out serious adverse environmental and ecological consequences. The ISA is often estimated from remotely sensed data via spectral mixture analysis (SMA). However, accurate extraction of ISA using SMA is compromised by two major factors, endmember spectral variability and plant phenology. This study developed a novel approach that incorporates phenology with Fisher transformation into a conventional linear spectral mixture analysis (PF-LSMA) to address these challenges. Four endmembers, high albedo, low albedo, evergreen vegetation, and seasonally exposed soil (H-L-EV-SS) were identified for PF-LSMA, considering the phenological characteristic of Shanghai. Our study demonstrated that the PF-LSMA effectively reduced the within-endmember spectral signature variation and accounted for the endmember phenology effects, and thus well-discriminated impervious surface from seasonally exposed soil, enhancing the accuracy of ISA extraction. The ISA fraction map produced by PF-LSMA (RMSE = 0.1112) outperforms the single-date image Fisher transformed unmixing method (F-LSMA) (RMSE = 0.1327) and the other existing major global ISA products. The PF-LSMA was implemented on the Google Earth Engine platform and thus can be easily adapted to extract ISA in other places with similar climate conditions.Peer Reviewe

Mapping Impervious Surface Using Phenology-Integrated and Fisher Transformed Linear Spectral Mixture Analysis

The impervious surface area (ISA) is a key indicator of urbanization, which brings out serious adverse environmental and ecological consequences. The ISA is often estimated from remotely sensed data via spectral mixture analysis (SMA). However, accurate extraction of ISA using SMA is compromised by two major factors, endmember spectral variability and plant phenology. This study developed a novel approach that incorporates phenology with Fisher transformation into a conventional linear spectral mixture analysis (PF-LSMA) to address these challenges. Four endmembers, high albedo, low albedo, evergreen vegetation, and seasonally exposed soil (H-L-EV-SS) were identified for PF-LSMA, considering the phenological characteristic of Shanghai. Our study demonstrated that the PF-LSMA effectively reduced the within-endmember spectral signature variation and accounted for the endmember phenology effects, and thus well-discriminated impervious surface from seasonally exposed soil, enhancing the accuracy of ISA extraction. The ISA fraction map produced by PF-LSMA (RMSE = 0.1112) outperforms the single-date image Fisher transformed unmixing method (F-LSMA) (RMSE = 0.1327) and the other existing major global ISA products. The PF-LSMA was implemented on the Google Earth Engine platform and thus can be easily adapted to extract ISA in other places with similar climate conditions

Multisource Remote Sensing based Impervious Surface Mapping

Impervious surface (IS) not only serves as a key indicator of urbanization, but also affects the micro-ecosystem. Therefore, it is essential to monitor IS distribution timely and accurately. Remote sensing is an effective approach as it can provide straightforward and consistent information over large area with low cost. This thesis integrates multi-source remote sensing data to interpretate urban patterns and provide more reliable IS mapping results. Registration of optical daytime and nighttime lights (NTL) data is developed in the first contribution. An impervious surface based optical-to-NTL image registration algorithm with iterative blooming effect reduction (IS_iBER) algorithm is proposed. This coarse-to-fine procedure investigates the correlation between optical and NTL features. The iterative registration and blooming effect reduction method obtains precise matching results and reduce the spatial extension of NTL. Considering the spatial transitional nature of urban-rural fringes (URF) areas, the second study proposed approach for URF delineation, namely optical and nighttime lights (NTL) data based multi-scale URF (msON_URF).The landscape heterogeneity and development vitality derived from optical and NTL features are analyzed at a series of scales to illustrate the urban-URF-rural pattern. Results illustrate that msON_URF is effective and practical for not only concentric, but also polycentric urban patterns. The third study proposes a nighttime light adjusted impervious surface index (NAISI) to detect IS area. Parallel to baseline subtraction approaches, NAISI takes advantage of features, rather than spectral band information to map IS. NAISI makes the most of independence between NTL-ISS and pervious surface to address the high spectral similarity between IS and bare soil in optical image. An optical and NTL based spectral mixture analysis (ON_SMA) is proposed to achieve sub-pixel IS mapping result in the fourth study. It integrates characteristics of optical and NTL imagery to adaptively select local endmembers. Results illustrate the proposed method yields effective improvement and highlight the potential of NTL data in IS mapping. In the fifth study, GA-SVM IS mapping algorithm is investigated with introduction of the achieved urban-URF-rural spatial structure. The combination of optical, NTL and SAR imagery is discussed. GA is implemented for feature selection and parameter optimization in each urban scenario

Remote Sensing Methods and Applications for Detecting Change in Forest Ecosystems

Forest ecosystems are being altered by climate change, invasive species, and additional stressors. Our ability to detect these changes and quantify their impacts relies on detailed data across spatial and temporal scales. This dissertation expands the ecological utility of long-term satellite imagery by developing high quality forest mapping products and examining spatiotemporal changes in tree species abundance and phenology across the northeastern United States (US; the ‘Northeast’). Species/genus-level forest composition maps were developed by integrating field data and Landsat images to model abundance at a sub-pixel scale. These abundance maps were then used to 1) produce a more detailed, accurate forest classification compared to similar products and 2) construct a 30-year time-series of abundance for eight common species/genera. Analyzing the time-series data revealed significant abundance trends in notable species, including increases in American beech (Fagus grandifolia) at the expense of sugar maple (Acer saccharum). Climate was the dominant predictor of abundance trends, indicating climate change may be altering competitive relationships. Spatiotemporal trends in deciduous forest phenology – start and end of the growing season (SOS/EOS) – were examined based on MODIS imagery from 2001-2015. SOS exhibited a slight advancing trend across the Northeast, but with a distinct spatial pattern: eastern ecoregions showed advance and western ecoregions delay. EOS trended substantially later almost everywhere. SOS trends were linked to winter-spring temperature and precipitation trends; areas with higher elevation and fall precipitation anomalies had negative associations with EOS trends. Together, this work demonstrates the value of remote sensing in furthering our understanding of long-term forest responses to changing environmental conditions. By highlighting potential changes in forest composition and function, the research presented here can be used to develop forest conservation and management strategies in the Northeast

TOWARDS FINE SCALE CHARACTERIZATION OF GLOBAL URBAN EXTENT, CHANGE AND STRUCTURE

Urbanization is a global phenomenon with far-reaching environmental impacts. Monitoring, understanding, and modeling its trends and impacts require accurate, spatially detailed and updatable information on urban extent, change, and structure. In this dissertation, new methods have been developed to map urban extent, sub-pixel impervious surface change (ISC), and vertical structure at national to global scales. First, an innovative multi-level object-based texture classification approach was adopted to overcome spectral confusion between urban and nonurban land cover types. It was designed to be robust and computationally affordable. This method was applied to the 2010 Global Land Survey Landsat data archive to produce a global urban extent map. An initial assessment of this product yielded over 90% overall accuracy and good agreement with other global urban products for the European continent. Second, for sub-pixel ISC mapping, the uncertainty caused by seasonal and phenological variations is one of the greatest challenges. To solve this issue, I developed an iterative training and prediction (ITP) approach and used it to map the ISC of entire India between 2000 and 2010. At 95% confidence, the total ISC for India between 2000 and 2010 was estimated to be 2274.62±7.84 km2. Finally, using an object-based feature extraction approach and the synergy of Landsat and freely available elevation datasets, I produced 30m building height and volume maps for England, which for the first time characterized urban vertical structure at the scale of a country. Overall, the height RMSE was only ±1.61 m for average building height at 30m resolution. And the building volume RMSE was ±1142.3 m3. In summary, based on innovative data processing and information extraction methods, this dissertation seeks to fill in the knowledge gaps in urban science by advancing the fine scale characterization of global urban extent, change, and structure. The methods developed in this dissertation have great potentials for automated monitoring of global urbanization and have broad implications for assessing the environmental impact, disaster vulnerability, and long-term sustainability of urbanization

Remote Sensing of Environment: Current status of Landsat program, science, and applications

Formal planning and development of what became the first Landsat satellite commenced over 50 years ago in 1967. Now, having collected earth observation data for well over four decades since the 1972 launch of Landsat- 1, the Landsat program is increasingly complex and vibrant. Critical programmatic elements are ensuring the continuity of high quality measurements for scientific and operational investigations, including ground systems, acquisition planning, data archiving and management, and provision of analysis ready data products. Free and open access to archival and new imagery has resulted in a myriad of innovative applications and novel scientific insights. The planning of future compatible satellites in the Landsat series, which maintain continuity while incorporating technological advancements, has resulted in an increased operational use of Landsat data. Governments and international agencies, among others, can now build an expectation of Landsat data into a given operational data stream. International programs and conventions (e.g., deforestation monitoring, climate change mitigation) are empowered by access to systematically collected and calibrated data with expected future continuity further contributing to the existing multi-decadal record. The increased breadth and depth of Landsat science and applications have accelerated following the launch of Landsat-8, with significant improvements in data quality. Herein, we describe the programmatic developments and institutional context for the Landsat program and the unique ability of Landsat to meet the needs of national and international programs. We then present the key trends in Landsat science that underpin many of the recent scientific and application developments and followup with more detailed thematically organized summaries. The historical context offered by archival imagery combined with new imagery allows for the development of time series algorithms that can produce information on trends and dynamics. Landsat-8 has figured prominently in these recent developments, as has the improved understanding and calibration of historical data. Following the communication of the state of Landsat science, an outlook for future launches and envisioned programmatic developments are presented. Increased linkages between satellite programs are also made possible through an expectation of future mission continuity, such as developing a virtual constellation with Sentinel-2. Successful science and applications developments create a positive feedback loop—justifying and encouraging current and future programmatic support for Landsat

リモートセンシング技術を利用 した都市生態系における植物開花フェノロジー評価

首都大学東京, 2015-09-30, 博士（観光科学）, 甲第589号首都大学東

Mapping urban surface materials with imaging spectroscopy data on different spatial scales

This work focuses on the development of methods for mapping urban surface materials by means of imaging spectroscopy data with different spatial resolution. General findings from this work represent a sensor- and site-independent framework for the automated extraction of spectrally pure pixels using an urban image spectral library while coping with its potential incompleteness. The extraction of spectrally pure pixels serves as a basic prerequisite for the subsequent use of image analysis methods to obtain detailed urban surface material maps. These material maps enabled the determination of gradual material transitions that were finally related to complex spectral mixtures resulting from 30 m spatial resolution imaging spectroscopy data to analyse typical material compositions within certain administrative units. The findings demonstrate the great potential of using upcoming spaceborne imaging spectroscopy data for a regular area-wide mapping of surface materials in urban areas. Im Fokus dieser Arbeit stand die Entwicklung von Methoden zur Kartierung urbaner Oberflächenmaterialien mittels abbildender Spektroskopiedaten unterschiedlicher räumlicher Auflösung. Das vorgestellte Konzept zur automatisierten sensor- und ortsunabhängigen Extraktion spektral reiner Pixel aus flugzeuggetragenen Fernerkundungsdaten berücksichtigt dabei die mögliche Unvollständigkeit einer urbanen Bildspektralbibliothek. Die Extraktion spektral reiner Pixel dient als Grundvoraussetzung für den späteren Einsatz von Bildanalyseverfahren zur Gewinnung detaillierter Kartierungen urbaner Oberflächenmaterialien. Aus diesen sind Materialgradienten ableitbar, die mit den komplexen Spektralmischungen aus Hyperspektraldaten mit 30 m räumlicher Auflösung in Verbindung gebracht wurden. Die Analyse typischer Materialzusammensetzungen innerhalb städtischer Verwaltungseinheiten zeigt das enorme Potential zukünftiger Hyperspektralsatelliten für die Erfassung des Materialvorkommens von Städten

The Impact of Sensor Characteristics and Data Availability on Remote Sensing Based Change Detection

Land cover and land use change are among the major drivers of global change. In a time of mounting challenges for sustainable living on our planet any research benefits from interdisciplinary collaborations to gain an improved understanding of the human-environment system and to develop suitable and improve existing measures of natural resource management. This includes comprehensive understanding of land cover and land use changes, which is fundamental to mitigate global change. Remote sensing technology is essential for the analyses of the land surface (and hence related changes) because it offers cost-effective ways of collecting data simultaneously over large areas. With increasing variety of sensors and better data availability, the application of remote sensing as a means to assist in modeling, to support monitoring, and to detect changes at various spatial and temporal scales becomes more and more feasible. The relationship between the nature of the changes on the land surface, the sensor properties, and the conditions at the time of acquisition influences the potential and quality of land cover and land use change detection. Despite the wealth of existing change detection research, there is a need for new methodologies in order to efficiently explore the huge amount of data acquired by remote sensing systems with different sensor characteristics. The research of this thesis provides solutions to two main challenges of remote sensing based change detection. First, geometric effects and distortions occur when using data taken under different sun-target-sensor geometries. These effects mainly occur if sun position and/or viewing angles differ between images. This challenge was met by developing a theoretical framework of bi-temporal change detection scenarios. The concept includes the quantification of distortions that can occur in unfavorable situations. The invention and application of a new method – the Robust Change Vector Analysis (RCVA) – reduced the detection of false changes due to these distortions. The quality and robustness of the RCVA were demonstrated in an example of bi-temporal cross-sensor change detection in an urban environment in Cologne, Germany. Comparison with a state-of-the-art method showed better performance of RCVA and robustness against thresholding. Second, this thesis provides new insights into how to optimize the use of dense time series for forest cover change detection. A collection of spectral indices was reviewed for their suitability to display forest structure, development, and condition at a study site on Vancouver Island, British Columbia, Canada. The spatio-temporal variability of the indices was analyzed to identify those indices, which are considered most suitable for forest monitoring based on dense time series. Amongst the indices, the Disturbance Index (DI) was found to be sensitive to the state of the forest (i.e., forest structure). The Normalized Difference Moisture Index (NDMI) was found to be spatio-temporally stable and to be the most sensitive index for changes in forest condition. Both indices were successfully applied to detect abrupt forest cover changes. Further, this thesis demonstrated that relative radiometric normalization can obscure actual seasonal variation and long-term trends of spectral signals and is therefore not recommended to be incorporated in the time series pre-processing of remotely-sensed data. The main outcome of this part of the presented research is a new method for detecting discontinuities in time series of spectral indices. The method takes advantage of all available information in terms of cloud-free pixels and hence increases the number of observations compared to most existing methods. Also, the first derivative of the time series was identified (together with the discontinuity measure) as a suitable variable to display and quantify the dynamic of dense Landsat time series that cannot be observed with less dense time series. Given that these discontinuities are predominantly related to abrupt changes, the presented method was successfully applied to clearcut harvest detection. The presented method detected major events of forest change at unprecedented temporal resolution and with high accuracy (93% overall accuracy). This thesis contributes to improved understanding of bi-temporal change detection, addressing image artifacts that result from flexible acquisition features of modern satellites (e.g., off-nadir capabilities). The demonstrated ability to efficiently analyze cross-sensor data and data taken under unfavorable conditions is increasingly important for the detection of many rapid changes, e.g., to assist in emergency response. This thesis further contributes to the optimized use of remotely sensed time series for improving the understanding, accuracy, and reliability of forest cover change detection. Additionally, the thesis demonstrates the usability of and also the necessity for continuity in medium spatial resolution satellite imagery, such as the Landsat data, for forest management. Constellations of recently launched (e.g., Landsat 8 OLI) and upcoming sensors (e.g., Sentinel-2) will deliver new opportunities to apply and extend the presented methodologies.Der Einfluss von Sensorcharakteristik und Datenverfügbarkeit auf die fernerkundungsbasierte Veränderungsdetektion Landbedeckungs- und Landnutzungswandel gehören zu den Haupttriebkräften des Globalen Wandels. In einer Zeit, in der ein nachhaltiges Leben auf unserem Planeten zu einer wachsenden Herausforderung wird, profitiert die Wissenschaft von interdisziplinärer Zusammenarbeit, um ein besseres Verständnis der Mensch-Umwelt-Beziehungen zu erlangen und um verbesserte Maßnahmen des Ressourcenmanagements zu entwickeln. Dazu gehört auch ein erweitertes Verständnis von Landbedeckungs- und Landnutzungswandel, das elementar ist, um dem Globalen Wandel zu begegnen. Die Fernerkundungstechnologie ist grundlegend für die Analyse der Landoberfläche und damit verknüpften Veränderungen, weil sie in der Lage ist, große Flächen gleichzeitig zu erfassen. Mit zunehmender Sensorenvielfalt und besserer Datenverfügbarkeit gewinnt Fernerkundung bei der Modellierung, beim Monitoring sowie als Mittel zur Erkennung von Veränderungen in verschiedenen räumlichen und zeitlichen Skalen zunehmend an Bedeutung. Das Wirkungsgeflecht zwischen der Art von Veränderungen der Landoberfläche, Sensoreigenschaften und Aufnahmebedingungen beeinflusst das Potenzial und die Qualität fernerkundungsbasierter Landbedeckungs- und Landnutzungsveränderungs-detektion. Trotz der Fülle an bestehenden Forschungsleistungen zur Veränderungsdetektion besteht ein dringender Bedarf an neuen Methoden, die geeignet sind, das große Aufkommen von Daten unterschiedlicher Sensoren effizient zu nutzen. Die in dieser Abschlussarbeit durchgeführte Forschung befasst sich mit zwei aktuellen Problemfeldern der fernerkundungsbasierten Veränderungsdetektion. Das erste sind die geometrischen Effekte und Verzerrungen, die auftreten, wenn Daten genutzt werden, die unter verschiedenen Sonne-Zielobjekt-Sensor-Geometrien aufgenommen wurden. Diese Effekte treten vor allem dann auf, wenn unterschiedliche Sonnenstände und/oder unterschiedliche Einfallswinkel der Satelliten genutzt werden. Der Herausforderung wurde begegnet, indem ein theoretisches Konzept von Szenarien dargelegt wurde, die bei der bi-temporalen Veränderungsdetektion auftreten können. Das Konzept beinhaltet die Quantifizierung der Verzerrungen, die in ungünstigen Fällen auftreten können. Um die Falscherkennung von Veränderungen in Folge der resultierenden Verzerrungen zu reduzieren, wurde eine neue Methode entwickelt – die Robust Change Vector Analysis (RCVA). Die Qualität der Methode wird an einem Beispiel der Veränderungsdetektion im urbanen Raum (Köln, Deutschland) aufgezeigt. Ein Vergleich mit einer anderen gängigen Methode zeigt bessere Ergebnisse für die neue RCVA und untermauert deren Robustheit gegenüber der Schwellenwertbestimmung. Die zweite Herausforderung, mit der sich die vorliegende Arbeit befasst, betrifft die optimierte Nutzung von dichten Zeitreihen zur Veränderungsdetektion von Wäldern. Eine Auswahl spektraler Indizes wurde hinsichtlich ihrer Tauglichkeit zur Erfassung von Waldstruktur, Waldentwicklung und Waldzustand in einem Untersuchungsgebiet auf Vancouver Island, British Columbia, Kanada, bewertet. Um die Einsatzmöglichkeiten der Indizes für dichte Zeitreihen bewerten zu können, wurde ihre raum-zeitliche Variabilität untersucht. Der Disturbance Index (DI) ist ein Index, der sensitiv für das Stadium eines Waldes ist (d. h. seine Struktur). DerNormalized Difference Moisture Index (NDMI) ist raum-zeitlich stabil und zudem am sensitivsten für Veränderungen des Waldzustands. Beide Indizes wurden erfolgreich zur Erkennung von abrupten Veränderungen getestet. In der vorliegenden Arbeit wird aufgezeigt, dass die relative radiometrische Normierung saisonale Variabilität und Langzeittrends von Zeitreihen spektraler Signale verzerrt. Die relative radiometrische Normierung wird daher nicht zur Vorprozessierung von Fernerkundungszeitreihen empfohlen. Das wichtigste Ergebnis dieser Studie ist eine neue Methode zur Erkennung von Diskontinuitäten in Zeitreihen spektraler Indizes. Die Methode nutzt alle wolkenfreien, ungestörten Beobachtungen (d. h. unabhängig von der Gesamtbewölkung in einem Bild) in einer Zeitreihe und erhöht dadurch die Anzahl an Beobachtungen im Vergleich zu anderen Methoden. Die erste Ableitung und die Messgröße zur Erfassung der Diskontinuitäten sind gut geeignet, um die Dynamik dichter Zeitreihen zu beschreiben und zu quantifizieren. Dies ist mit weniger dichten Zeitreihen nicht möglich. Da diese Diskontinuitäten im Untersuchungsgebiet üblicherweise abrupter Natur sind, ist die Methode gut geeignet, um Kahlschläge zu erfassen. Die hier dargelegte neue Methode detektiert Waldbedeckungsveränderungen mit einzigartiger zeitlicher Auflösung und hoher Genauigkeit (93% Gesamtgenauigkeit). Die vorliegende Arbeit trägt zu einem verbesserten Verständnis bi-temporaler Veränderungsdetektion bei, indem Bildartefakte berücksichtigt werden, die infolge der Flexibilität moderner Sensoren entstehen können. Die dargestellte Möglichkeit, Daten zu analysieren, die von unterschiedlichen Sensoren stammen und die unter ungünstigen Bedingungen aufgenommen wurden, wird zukünftig bei der Erfassung von schnellen Veränderungen an Bedeutung gewinnen, z. B. bei Katastropheneinsätzen. Ein weiterer Beitrag der vorliegenden Arbeit liegt in der optimierten Anwendung von Fernerkundungszeitreihen zur Verbesserung von Verständnis, Genauigkeit und Verlässlichkeit der Waldveränderungsdetektion. Des Weiteren zeigt die Arbeit den Nutzen und die Notwendigkeit der Fortführung von Satellitendaten mit mittlerer Auflösung (z. B. Landsat) für das Waldmanagement. Konstellationen kürzlich gestarteter (z. B. Landsat 8 OLI) und zukünftiger Sensoren (z. B. Sentinel-2) werden neue Möglichkeiten zur Anwendung und Optimierung der hier vorgestellten Methoden bieten