Optimization of multidimensional equalizers based on MMSE criteria for multiuser detection

PhD ThesisThis thesis is about designing a multidimensional equalizer for uplink interleaved division multiple access (IDMA) transmission. Multidimensional equalizer can be classified into centralized and decentralized multidimensional equalizer. Centralized multidimensional equalizer (MDE) have been used to remove both inter-symbol interference (ISI) and multiaccess interference (MAI) effects from the received signal. In order to suppress MAI effects, code division multiple access (CDMA) has been used with MDE to minimize the correlation between users' signals. The MDE structure can be designed using linear equalizer (MLE) or decision feedback equalizer (MDFE). Previous studies on MDE employed adaptive algorithms to estimate filter co-effi cients during the training mode, i.e. the symbol equalization was not optimal, for two users. In our work, we applied MDE on IDMA receiver for multipath selective fading channels and also derived new equations to obtain the optimal filter taps for both types of MDE equalizers, i.e. MDFE and MLE, based on the minimum mean square error (MMSE) criterion. The optimal filter taps are calculated for more than two users. Moreover, we investigated the performance of the optimal MDFE using both IDMA (MDFE-IDMA) and CDMA (MDFE-CDMA) detectors. Generally, the MDE equalizer suffers from residual MAI interference effects at low signal-to-noise-ratios (SNR) due to the delay inherent in the convergence of the crossover filter taps. Therefore, a new decentralized multidimensional equalizer has been proposed to IDMA detector. Within design of decentralized equalizer, the convergence problem has been resolved by replacing the crossover filters with parallel interference canceler (PIC) for removing MAI dispersion. The proposed decentralized multidimensional equalizer shows a higher efficiency in removing MAI interference when compared with existing receivers in the literature. However, this is achieved at the expense of higher computational complexity compared to centralized multidimensional equalization

Adaptive implementation of turbo multi-user detection architecture

MULTI-access techniques have been adopted widely for communications in underwater acoustic channels, which present many challenges to the development of reliable and practical systems. In such an environment, the unpredictable and complex ocean conditions cause the acoustic waves to be affected by many factors such as limited bandwidth, large propagation losses, time variations and long latency, which limit the usefulness of such techniques. Additionally, multiple access interference (MAI) signals and poor estimation of the unknown channel parameters in the presence of limited training sequences are two of the major problems that degrade the performance of such technologies. In this thesis, two different single-element multi-access schemes, interleave division multiple access (IDMA) and code division multiple access (CDMA), employing decision feedback equalization (DFE) and soft Rake-based architectures, are proposed for multi-user underwater communication applications. By using either multiplexing pilots or continuous pilots, these adaptive turbo architectures with carrier phase tracking are jointly optimized based on the minimum mean square error (MMSE) criterion and adapted iteratively by exchanging soft information in terms of Log-Likelihood Ratio (LLR) estimates with the single-user’s channel decoders. The soft-Rake receivers utilize developed channel estimation and the detection is implemented using parallel interference cancellation (PIC) to remove MAI effects between users. These architectures are investigated and applied to simulated data and data obtained from realistic underwater communication trials using off-line processing of signals acquired during sea-trials in the North Sea. The results of different scenarios demonstrate the penalty in performance as the fading induces irreducible error rates that increase with channel delay spread and emphasize the benefits of using coherent direct adaptive receivers in such reverberant channels. The convergence behaviour of the detectors is evaluated using EXIT chart analyses and issues such as the adaptation parameters and their effects on the performance are also investigated. However, in some cases the receivers with partial knowledge of the interleavers’ patterns or codes can still achieve performance comparable to those with full knowledge. Furthermore, the thesis describes implementation issues of these algorithms using digital signal processors (DSPs), such as computational complexity and provides valuable guidelines for the design of real time underwater communication systems.EThOS - Electronic Theses Online ServiceGBUnited Kingdo

Adaptive implementation of turbo multi-user detection architecture

MULTI-access techniques have been adopted widely for communications in underwater acoustic channels, which present many challenges to the development of reliable and practical systems. In such an environment, the unpredictable and complex ocean conditions cause the acoustic waves to be affected by many factors such as limited bandwidth, large propagation losses, time variations and long latency, which limit the usefulness of such techniques. Additionally, multiple access interference (MAI) signals and poor estimation of the unknown channel parameters in the presence of limited training sequences are two of the major problems that degrade the performance of such technologies. In this thesis, two different single-element multi-access schemes, interleave division multiple access (IDMA) and code division multiple access (CDMA), employing decision feedback equalization (DFE) and soft Rake-based architectures, are proposed for multi-user underwater communication applications. By using either multiplexing pilots or continuous pilots, these adaptive turbo architectures with carrier phase tracking are jointly optimized based on the minimum mean square error (MMSE) criterion and adapted iteratively by exchanging soft information in terms of Log-Likelihood Ratio (LLR) estimates with the single-user’s channel decoders. The soft-Rake receivers utilize developed channel estimation and the detection is implemented using parallel interference cancellation (PIC) to remove MAI effects between users. These architectures are investigated and applied to simulated data and data obtained from realistic underwater communication trials using off-line processing of signals acquired during sea-trials in the North Sea. The results of different scenarios demonstrate the penalty in performance as the fading induces irreducible error rates that increase with channel delay spread and emphasize the benefits of using coherent direct adaptive receivers in such reverberant channels. The convergence behaviour of the detectors is evaluated using EXIT chart analyses and issues such as the adaptation parameters and their effects on the performance are also investigated. However, in some cases the receivers with partial knowledge of the interleavers’ patterns or codes can still achieve performance comparable to those with full knowledge. Furthermore, the thesis describes implementation issues of these algorithms using digital signal processors (DSPs), such as computational complexity and provides valuable guidelines for the design of real time underwater communication systems.EThOS - Electronic Theses Online ServiceGBUnited Kingdo

UNDERWATER COMMUNICATIONS WITH ACOUSTIC STEGANOGRAPHY: RECOVERY ANALYSIS AND MODELING

In the modern warfare environment, communication is a cornerstone of combat competence. However, the increasing threat of communications-denied environments highlights the need for communications systems with low probability of intercept and detection. This is doubly true in the subsurface environment, where communications and sonar systems can reveal the tactical location of platforms and capabilities, subverting their covert mission set. A steganographic communication scheme that leverages existing technologies and unexpected data carriers is a feasible means of increasing assurance of communications, even in denied environments. This research works toward a covert communication system by determining and comparing novel symbol recovery schemes to extract data from a signal transmitted under a steganographic technique and interfered with by a simulated underwater acoustic channel. We apply techniques for reliably extracting imperceptible information from unremarkable acoustic events robust to the variability of the hostile operating environment. The system is evaluated based on performance metrics, such as transmission rate and bit error rate, and we show that our scheme is sufficient to conduct covert communications through acoustic transmissions, though we do not solve the problems of synchronization or equalization.Lieutenant, United States NavyApproved for public release. Distribution is unlimited

Energy-efficient diversity combining for different access schemes in a multi-path dispersive channel

Dissertação para obtenção do Grau de Doutor em Engenharia Electrotécnica e ComputadoresThe forthcoming generation of mobile communications, 5G, will settle a new standard for a larger bandwidth and better Quality of Service (QoS). With the exploding growth rate of user generated data, wireless standards must cope with this growth and at the same time be energy efficient to avoid depleting the batteries of wireless devices. Besides these issues, in a broadband wireless setting QoS can be severely affected from a multipath dispersive channel and therefore be energy demanding. Cross-layered architectures are a good choice to enhance the overall performance of a wireless system. Examples of cross-layered Physical (PHY) - Medium Access Control (MAC) architectures are type-II Diversity Combining (DC) Hybrid-ARQ (H-ARQ) and Multi-user Detection (MUD) schemes. Cross-layered type-II DC H-ARQ schemes reuse failed packet transmissions to enhance data reception on posterior retransmissions; MUD schemes reuse data information from previously collided packets on posterior retransmissions to enhance data reception. For a multipath dispersive channel, a PHY layer analytical model is proposed for Single-Carrier with Frequency Domain Equalization (SC-FDE) that supports DC H-ARQ and MUD. Based on this analytical model, three PHY-MAC protocols are proposed. A crosslayered Time Division Multiple Access (TDMA) scheme that uses DC H-ARQ is modeled and its performance is studied in this document; the performance analysis shows that the scheme performs better with DC and achieves a better energy efficiency at the cost of a higher delay. A novel cross-layered prefix-assisted Direct-Sequence Code Division Multiple Access (DS-CDMA) scheme is proposed and modeled in this document, it uses principles of DC and MUD. This protocol performs better by means of additional retransmissions, achieving better energy efficiency, at the cost of higher redundancy from a code spreading gain. Finally, a novel cross-layered protocol H-ARQ Network Division Multiple Access (H-NDMA) is proposed and modeled, where the combination of DC H-ARQ and MUD is used with the intent of maximizing the system capacity with a lower delay; system results show that the proposed scheme achieves better energy efficiency and a better performance at the cost of a higher number of retransmissions. A comparison of the three cross-layered protocols is made, using the PHY analytical model, under normalized conditions using the same amount of maximum redundancy. Results show that the H-NDMA protocol, in general, obtains the best results, achieving a good performance and a good energy efficiency for a high channel load and low Signal-to-Noise Ratio (SNR). TDMA with DC H-ARQ achieves the best energy efficiency, although presenting the worst delay. Prefix-assisted DS-CDMA in the other hand shows good delay results but presents the worst throughput and energy efficiency

Lightly synchronized Multipacket Reception in Machine-Type Communications Networks

Machine Type Communication (MTC) applications were designed to monitor and control elements of our surroundings and environment. MTC applications have a different set of requirements compared to the traditional communication devices, with Machine to Machine (M2M) data being mostly short, asynchronous, bursty and sometimes requiring end-to-end delays below 1ms. With the growth of MTC, the new generation of mobile communications has to be able to present different types of services with very different requirements, i.e. the same network has to be capable of "supplying" connection to the user that just wants to download a video or use social media, allowing at the same time MTC that has completely different requirements, without deteriorating both experiences. The challenges associated to the implementation of MTC require disruptive changes at the Physical (PHY) and Medium Access Control (MAC) layers, that lead to a better use of the spectrum available. The orthogonality and synchronization requirements of the PHY layer of current Long Term Evolution Advanced (LTE-A) radio access network (based on glsofdm and Single Carrier Frequency Domain Equalization (SC-FDE)) are obstacles for this new 5th Generation (5G) architecture. Generalized Frequency Division Multiplexing (GFDM) and other modulation techniques were proposed as candidates for the 5G PHY layer, however they also suffer from visible degradation when the transmitter and receiver are not synchronized, leading to a poor performance when collisions occur in an asynchronous MAC layer. This dissertation addresses the requirements of M2M traffic at the MAC layer applying multipacket reception (MPR) techniques to handle the bursty nature of the traffic and synchronization tones and optimized back-off approaches to reduce the delay. It proposes a new MAC protocol and analyses its performance analytically considering an SC-FDE modulation. The models are validated using a system level cross-layer simulator developed in MATLAB, which implements the MAC protocol and applies PHY layer performance models. The results show that the MAC’s latency depends mainly on the number of users and the load of each user, and can be controlled using these two parameters

Channel estimation techniques for filter bank multicarrier based transceivers for next generation of wireless networks

A dissertation submitted to Faculty of Engineering and the Built Environment, University of the Witwatersrand, Johannesburg, in fulfillment of the requirements for the degree of Master of Science in Engineering (Electrical and Information Engineering), August 2017The fourth generation (4G) of wireless communication system is designed based on the principles of cyclic prefix orthogonal frequency division multiplexing (CP-OFDM) where the cyclic prefix (CP) is used to combat inter-symbol interference (ISI) and inter-carrier interference (ICI) in order to achieve higher data rates in comparison to the previous generations of wireless networks. Various filter bank multicarrier systems have been considered as potential waveforms for the fast emerging next generation (xG) of wireless networks (especially the fifth generation (5G) networks). Some examples of the considered waveforms are orthogonal frequency division multiplexing with offset quadrature amplitude modulation based filter bank, universal filtered multicarrier (UFMC), bi-orthogonal frequency division multiplexing (BFDM) and generalized frequency division multiplexing (GFDM). In perfect reconstruction (PR) or near perfect reconstruction (NPR) filter bank designs, these aforementioned FBMC waveforms adopt the use of well-designed prototype filters (which are used for designing the synthesis and analysis filter banks) so as to either replace or minimize the CP usage of the 4G networks in order to provide higher spectral efficiencies for the overall increment in data rates. The accurate designing of the FIR low-pass prototype filter in NPR filter banks results in minimal signal distortions thus, making the analysis filter bank a time-reversed version of the corresponding synthesis filter bank. However, in non-perfect reconstruction (Non-PR) the analysis filter bank is not directly a time-reversed version of the corresponding synthesis filter bank as the prototype filter impulse response for this system is formulated (in this dissertation) by the introduction of randomly generated errors. Hence, aliasing and amplitude distortions are more prominent for Non-PR. Channel estimation (CE) is used to predict the behaviour of the frequency selective channel and is usually adopted to ensure excellent reconstruction of the transmitted symbols. These techniques can be broadly classified as pilot based, semi-blind and blind channel estimation schemes. In this dissertation, two linear pilot based CE techniques namely the least square (LS) and linear minimum mean square error (LMMSE), and three adaptive channel estimation schemes namely least mean square (LMS), normalized least mean square (NLMS) and recursive least square (RLS) are presented, analyzed and documented. These are implemented while exploiting the near orthogonality properties of offset quadrature amplitude modulation (OQAM) to mitigate the effects of interference for two filter bank waveforms (i.e. OFDM/OQAM and GFDM/OQAM) for the next generation of wireless networks assuming conditions of both NPR and Non-PR in slow and fast frequency selective Rayleigh fading channel. Results obtained from the computer simulations carried out showed that the channel estimation schemes performed better in an NPR filter bank system as compared with Non-PR filter banks. The low performance of Non-PR system is due to the amplitude distortion and aliasing introduced from the random errors generated in the system that is used to design its prototype filters. It can be concluded that RLS, NLMS, LMS, LMMSE and LS channel estimation schemes offered the best normalized mean square error (NMSE) and bit error rate (BER) performances (in decreasing order) for both waveforms assuming both NPR and Non-PR filter banks. Keywords: Channel estimation, Filter bank, OFDM/OQAM, GFDM/OQAM, NPR, Non-PR, 5G, Frequency selective channel.CK201

Spatial diversity in MIMO communication systems with distributed or co-located antennas

The use of multiple antennas in wireless communication systems has gained much attention during the last decade. It was shown that such multiple-input multiple-output (MIMO) systems offer huge advantages over single-antenna systems. Typically, quite restrictive assumptions are made concerning the spacing of the individual antenna elements. On the one hand, it is typically assumed that the antenna elements at transmitter and receiver are co-located, i.e., they belong to some sort of antenna array. On the other hand, it is often assumed that the antenna spacings are sufficiently large, so as to justify the assumption of independent fading. In this thesis, the above assumptions are relaxed. In the first part, it is shown that MIMO systems with distributed antennas and MIMO systems with co-located antennas can be treated in a single, unifying framework. In the second part this fact is utilized, in order to develop appropriate transmit power allocation strategies for co-located and distributed MIMO systems. Finally, the third part focuses on specific synchronization problems that are of interest for distributed MIMO systems