Massive MIMO is a Reality -- What is Next? Five Promising Research Directions for Antenna Arrays

Massive MIMO (multiple-input multiple-output) is no longer a "wild" or "promising" concept for future cellular networks - in 2018 it became a reality. Base stations (BSs) with 64 fully digital transceiver chains were commercially deployed in several countries, the key ingredients of Massive MIMO have made it into the 5G standard, the signal processing methods required to achieve unprecedented spectral efficiency have been developed, and the limitation due to pilot contamination has been resolved. Even the development of fully digital Massive MIMO arrays for mmWave frequencies - once viewed prohibitively complicated and costly - is well underway. In a few years, Massive MIMO with fully digital transceivers will be a mainstream feature at both sub-6 GHz and mmWave frequencies. In this paper, we explain how the first chapter of the Massive MIMO research saga has come to an end, while the story has just begun. The coming wide-scale deployment of BSs with massive antenna arrays opens the door to a brand new world where spatial processing capabilities are omnipresent. In addition to mobile broadband services, the antennas can be used for other communication applications, such as low-power machine-type or ultra-reliable communications, as well as non-communication applications such as radar, sensing and positioning. We outline five new Massive MIMO related research directions: Extremely large aperture arrays, Holographic Massive MIMO, Six-dimensional positioning, Large-scale MIMO radar, and Intelligent Massive MIMO.Comment: 20 pages, 9 figures, submitted to Digital Signal Processin

Cooperative diversity for the cellular uplink: Sharing strategies, performance analysis, and receiver design

In this thesis, we propose data sharing schemes for the cooperative diversity in a cellular uplink to exploit diversity and enhance throughput performance of the system. Particularly, we consider new two and three-or-more user decode and forward (DF) protocols using space time block codes. We discuss two-user and three-user amplify and forward (AF) protocols and evaluate the performance of the above mentioned data sharing protocols in terms of the bit error rate and the throughput in an asynchronous code division multiple access (CDMA) cellular uplink. We develop a linear receiver for joint space-time decoding and multiuser detection that provides full diversity and near maximum-likelihood performance.;We also focus on a practical situation where inter-user channel is noisy and cooperating users can not successfully estimate other user\u27s data. We further design our system model such that, users decide not to forward anything in case of symbol errors. Channel estimation plays an important role here, since cooperating users make random estimation errors and the base station can not have the knowledge of the errors or the inter-user channels. We consider a training-based approach for channel estimation. We provide an information outage probability analysis for the proposed multi-user sharing schemes. (Abstract shortened by UMI.)

Approaching universal frequency reuse through base station cooperation

Base Station (BS) architectures are a promising cellular wireless solution to mitigate the interference issues and to avoid the high frequency reuse factors implemented in conventional systems. Combined with block transmission techniques, such as Orthogonal Frequency-Division Multiplexing (OFDM) for the downlink and Single-Carrier with Frequency-Domain Equalization (SC-FDE) for the uplink, these systems provide a significant performance improvement to the overall system. Block transmission techniques are suitable for broadband wireless communication systems, which have to deal with strongly frequency-selective fading channels and are able to provide high bit rates despite the channel adversities. In BS cooperation schemes users in adjacent cells share the same physical channel and the signals received by each BS are sent to a Central Processing Unit (CPU) that combines the different signals and performs the user detections and/or separation, which can be regarded as a Multi-User Detection (MUD) technique. The work presented in this thesis is focused on the study of uplink transmissions in BS cooperations systems, considering single carrier block transmission schemes and iterative receivers based on the Iterative-Block Decision Feedback Equalization (IB-DFE) concept, which combined with the employment of Cyclic Prefix (CP)-assisted block transmission techniques are appropriate to scenarios with strongly time-dispersive channels. Furthermore, the impact of the sampling and quantization applied to the received signals from each Mobile Terminal (MT) to the corresponding BS is studied, with the achievement of the spectral characterization of the quantization noise. This thesis also provides a conventional analytical model for the BER (Bit Error Rate) performance complemented with an approach to improve its results. Finally, this thesis addresses the contextualization of BS cooperation schemes in clustered C-RAN (Centralized-Radio Access Network)-type solutions.As arquitecturas BS cooperation são uma solução promissora de redes celulares sem fios para atenuar o problema da interferência e evitar os factores de reuso elevados, que se encontram implementados nos sistemas convencionais. Combinadas com técnicas de transmissão por blocos, como o OFDM para o downlink e o SC-FDE no uplink, estes sistemas fornecem uma melhoria significativa no desempenho geral do sistema. Técnicas de transmissão por blocos são adequadas para sistemas de comunicações de banda larga sem fios, que têm que lidar com canais que possuem um forte desvanescimento selectivo na frequência e são capazes de fornecer ligações com taxas de transmissão altas apesar das adversidades do canal. Em esquemas BS cooperation os terminais móveis situados em células adjacentes partilham o mesmo canal físico e os sinais recebidos em cada estação de base são enviados para uma Unidade Central de Processamento (CPU) que combina os diferentes sinais recebidos associados a um dado utilizador e realiza a detecção e/ou separação do mesmo, sendo esta considerada uma técnica de Detecção Multi-Utilizador (MUD). O trabalho apresentado nesta tese concentra o seu estudo no uplink de transmissões em sistemas BS cooperation, considerando transmissões em bloco de esquemas monoportadoras e receptores iterativos baseados no conceito B-DFE, em que quando combinados com a implementação de técnicas de transmissao por blocos assistidas por prefixos cíclicos (CP) são apropriados a cenários com canais fortemente dispersivos no tempo. Além disso, é estudado o impacto do processo de amostragem e quantização aplicados aos sinais recebidos de cada terminal móvel para a estação de base, com a obtenção da caracterização espectral do ruído de quantização. Esta tese também fornece um modelo analítico convencional para a computação do desempenho da taxa de erros de bit (BER), com um método melhorado para o mesmo. Por último, esta tese visa a contextualização dos sistemas BS cooperation em soluções do tipo C-RAN

Multi-carrier CDMA using convolutional coding and interference cancellation

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High Capacity CDMA and Collaborative Techniques

The thesis investigates new approaches to increase the user capacity and improve the error performance of Code Division Multiple Access (CDMA) by employing adaptive interference cancellation and collaborative spreading and space diversity techniques. Collaborative Coding Multiple Access (CCMA) is also investigated as a separate technique and combined with CDMA. The advantages and shortcomings of CDMA and CCMA are analysed and new techniques for both the uplink and downlink are proposed and evaluated. Multiple access interference (MAI) problem in the uplink of CDMA is investigated first. The practical issues of multiuser detection (MUD) techniques are reviewed and a novel blind adaptive approach to interference cancellation (IC) is proposed. It exploits the constant modulus (CM) property of digital signals to blindly suppress interference during the despreading process and obtain amplitude estimation with minimum mean squared error for use in cancellation stages. Two new blind adaptive receiver designs employing successive and parallel interference cancellation architectures using the CM algorithm (CMA) referred to as ‘CMA-SIC’ and ‘BA-PIC’, respectively, are presented. These techniques have shown to offer near single user performance for large number of users. It is shown to increase the user capacity by approximately two fold compared with conventional IC receivers. The spectral efficiency analysis of the techniques based on output signal-to interference-and-noise ratio (SINR) also shows significant gain in data rate. Furthermore, an effective and low complexity blind adaptive subcarrier combining (BASC) technique using a simple gradient descent based algorithm is proposed for Multicarrier-CDMA. It suppresses MAI without any knowledge of channel amplitudes and allows large number of users compared with equal gain and maximum ratio combining techniques normally used in practice. New user collaborative schemes are proposed and analysed theoretically and by simulations in different channel conditions to achieve spatial diversity for uplink of CCMA and CDMA. First, a simple transmitter diversity and its equivalent user collaborative diversity techniques for CCMA are designed and analysed. Next, a new user collaborative scheme with successive interference cancellation for uplink of CDMA referred to as collaborative SIC (C-SIC) is investigated to reduce MAI and achieve improved diversity. To further improve the performance of C-SIC under high system loading conditions, Collaborative Blind Adaptive SIC (C-BASIC) scheme is proposed. It is shown to minimize the residual MAI, leading to improved user capacity and a more robust system. It is known that collaborative diversity schemes incur loss in throughput due to the need of orthogonal time/frequency slots for relaying source’s data. To address this problem, finally a novel near-unity-rate scheme also referred to as bandwidth efficient collaborative diversity (BECD) is proposed and evaluated for CDMA. Under this scheme, pairs of users share a single spreading sequence to exchange and forward their data employing a simple superposition or space-time encoding methods. At the receiver collaborative joint detection is performed to separate each paired users’ data. It is shown that the scheme can achieve full diversity gain at no extra bandwidth as inter-user channel SNR becomes high. A novel approach of ‘User Collaboration’ is introduced to increase the user capacity of CDMA for both the downlink and uplink. First, collaborative group spreading technique for the downlink of overloaded CDMA system is introduced. It allows the sharing of the same single spreading sequence for more than one user belonging to the same group. This technique is referred to as Collaborative Spreading CDMA downlink (CS-CDMA-DL). In this technique T-user collaborative coding is used for each group to form a composite codeword signal of the users and then a single orthogonal sequence is used for the group. At each user’s receiver, decoding of composite codeword is carried out to extract the user’s own information while maintaining a high SINR performance. To improve the bit error performance of CS-CDMA-DL in Rayleigh fading conditions, Collaborative Space-time Spreading (C-STS) technique is proposed by combining the collaborative coding multiple access and space-time coding principles. A new scheme for uplink of CDMA using the ‘User Collaboration’ approach, referred to as CS-CDMA-UL is presented next. When users’ channels are independent (uncorrelated), significantly higher user capacity can be achieved by grouping multiple users to share the same spreading sequence and performing MUD on per group basis followed by a low complexity ML decoding at the receiver. This approach has shown to support much higher number of users than the available sequences while also maintaining the low receiver complexity. For improved performance under highly correlated channel conditions, T-user collaborative coding is also investigated within the CS-CDMA-UL system

Pilot Contamination Mitigation Techniques in Massive MIMO Systems: A Precoding Approach

A massive MIMO system comprises of base stations with a very large number of antennas serving a considerably smaller number of users and providing substantial gains in spectral and energy efficiency in comparison to conventional MIMO systems. However, these benefits are limited by pilot contamination which is caused by the use of training sequences for channel estimation. This negative effect has given rise to various research works on schemes to mitigate pilot contamination and among them are precoding techniques. This thesis reviews some of the precoding techniques that mitigate pilot contamination and studies the effect of pilot contamination on the performance of massive MIMO systems through simulations. It was found that pilot contamination leads to a severe degradation of the network performance. Furthermore, as the number of antennas at the base station increases, the effect of pilot contamination is more prominent on the probability of outage and the bit error rate but this is not the case for the average sum capacity. With the average sum capacity, the effect diminishes very gradually as the antenna array at the base station grows. However, overall, the presence of pilot contamination further lowers the network performance as the number of antennas at the base station increases.fi=Opinnäytetyö kokotekstinä PDF-muodossa.|en=Thesis fulltext in PDF format.|sv=Lärdomsprov tillgängligt som fulltext i PDF-format

A Tractable Approach to Coverage and Rate in Cellular Networks

Cellular networks are usually modeled by placing the base stations on a grid, with mobile users either randomly scattered or placed deterministically. These models have been used extensively but suffer from being both highly idealized and not very tractable, so complex system-level simulations are used to evaluate coverage/outage probability and rate. More tractable models have long been desirable. We develop new general models for the multi-cell signal-to-interference-plus-noise ratio (SINR) using stochastic geometry. Under very general assumptions, the resulting expressions for the downlink SINR CCDF (equivalent to the coverage probability) involve quickly computable integrals, and in some practical special cases can be simplified to common integrals (e.g., the Q-function) or even to simple closed-form expressions. We also derive the mean rate, and then the coverage gain (and mean rate loss) from static frequency reuse. We compare our coverage predictions to the grid model and an actual base station deployment, and observe that the proposed model is pessimistic (a lower bound on coverage) whereas the grid model is optimistic, and that both are about equally accurate. In addition to being more tractable, the proposed model may better capture the increasingly opportunistic and dense placement of base stations in future networks.Comment: Submitted to IEEE Transactions on Communication

Sparse Signal Processing Concepts for Efficient 5G System Design

As it becomes increasingly apparent that 4G will not be able to meet the emerging demands of future mobile communication systems, the question what could make up a 5G system, what are the crucial challenges and what are the key drivers is part of intensive, ongoing discussions. Partly due to the advent of compressive sensing, methods that can optimally exploit sparsity in signals have received tremendous attention in recent years. In this paper we will describe a variety of scenarios in which signal sparsity arises naturally in 5G wireless systems. Signal sparsity and the associated rich collection of tools and algorithms will thus be a viable source for innovation in 5G wireless system design. We will discribe applications of this sparse signal processing paradigm in MIMO random access, cloud radio access networks, compressive channel-source network coding, and embedded security. We will also emphasize important open problem that may arise in 5G system design, for which sparsity will potentially play a key role in their solution.Comment: 18 pages, 5 figures, accepted for publication in IEEE Acces