On XML integrity constraints in the presence of DTDs

The paper investigates XML document specifications with DTDs and integrity constraints, such as keys and foreign keys. We study the consistency problem of checking whether a given specification is meaningful: that is, whether there exists an XML document that both conforms to the DTD and satisfies the constraints. We show that DTDs interact with constraints in a highly intricate way and as a result, the consistency problem in general is undecidable. When it comes to unary keys and foreign keys, the consistency problem is shown to be NP-complete. This is done by coding DTDs and integrity constraints with linear constraints on the integers. We consider the variations of the problem (by both restricting and enlarging the class of constraints), and identify a number of tractable cases, as well as a number of additional NP-complete ones. By incorporating negations of constraints, we establish complexity bounds on the implication problem, which is shown to be coNP-complete for unary keys and foreign keys.

Characterization of XML Functional Dependencies and their Interaction with DTDs

With the rise of XML as a standard model of data exchange, XML functional dependencies (XFDs) have become important to areas such as key analysis, document normalization, and data integrity. XFDs are more complicated than relational functional dependencies because the set of XFDs satisfied by an XML document depends not only on the document values, but also the tree structure and corresponding DTD. In particular, constraints imposed by DTDs may alter the implications from a base set of XFDs, and may even be inconsistent with a set of XFDs. In this paper we examine the interaction between XFDs and DTDs. We present a sound and complete axiomatization for XFDs, both alone and in the presence of certain classes of DTDs. We show that these DTD classes form an axiomatic hierarchy, with the axioms at each level a proper superset of the previous. Furthermore, we show that consistency checking with respect to a set of XFDs is feasible for these same classes

On Incomplete XML Documents with Integrity Constraints

Abstract. We consider incomplete specifications of XML documents in the presence of schema information and integrity constraints. We show that integrity constraints such as keys and foreign keys affect consistency of such specifications. We prove that the consistency problem for incomplete specifications with keys and foreign keys can always be solved in NP. We then show a dichotomy result, classifying the complexity of the problem as NP-complete or PTIME, depending on the precise set of features used in incomplete descriptions.

Constraints for Semistructured Data and XML

Integrity constraints play a fundamental role in database design. We review initial work on the expression of integrity constraints for semistructured data and XML

XML Matchers: approaches and challenges

Schema Matching, i.e. the process of discovering semantic correspondences between concepts adopted in different data source schemas, has been a key topic in Database and Artificial Intelligence research areas for many years. In the past, it was largely investigated especially for classical database models (e.g., E/R schemas, relational databases, etc.). However, in the latest years, the widespread adoption of XML in the most disparate application fields pushed a growing number of researchers to design XML-specific Schema Matching approaches, called XML Matchers, aiming at finding semantic matchings between concepts defined in DTDs and XSDs. XML Matchers do not just take well-known techniques originally designed for other data models and apply them on DTDs/XSDs, but they exploit specific XML features (e.g., the hierarchical structure of a DTD/XSD) to improve the performance of the Schema Matching process. The design of XML Matchers is currently a well-established research area. The main goal of this paper is to provide a detailed description and classification of XML Matchers. We first describe to what extent the specificities of DTDs/XSDs impact on the Schema Matching task. Then we introduce a template, called XML Matcher Template, that describes the main components of an XML Matcher, their role and behavior. We illustrate how each of these components has been implemented in some popular XML Matchers. We consider our XML Matcher Template as the baseline for objectively comparing approaches that, at first glance, might appear as unrelated. The introduction of this template can be useful in the design of future XML Matchers. Finally, we analyze commercial tools implementing XML Matchers and introduce two challenging issues strictly related to this topic, namely XML source clustering and uncertainty management in XML Matchers.Comment: 34 pages, 8 tables, 7 figure

A General Approach for Securely Querying and Updating XML Data

Over the past years several works have proposed access control models for XML data where only read-access rights over non-recursive DTDs are considered. A few amount of works have studied the access rights for updates. In this paper, we present a general model for specifying access control on XML data in the presence of update operations of W3C XQuery Update Facility. Our approach for enforcing such updates specifications is based on the notion of query rewriting where each update operation defined over arbitrary DTD (recursive or not) is rewritten to a safe one in order to be evaluated only over XML data which can be updated by the user. We investigate in the second part of this report the secure of XML updating in the presence of read-access rights specified by a security views. For an XML document, a security view represents for each class of users all and only the parts of the document these users are able to see. We show that an update operation defined over a security view can cause disclosure of sensitive data hidden by this view if it is not thoroughly rewritten with respect to both read and update access rights. Finally, we propose a security view based approach for securely updating XML in order to preserve the confidentiality and integrity of XML data.Comment: No. RR-7870 (2012

A hybrid logic for XML reference constraints

XML emerged as the (meta) mark-up language for representing, exchanging, and storing semistructured data. The structure of an XML document may be specified either through DTD (Document Type Definition) language or through the specific language XML Schema. While the expressiveness of XML Schema allows one to specify both the structure and constraints for XML documents, DTD does not allow the specification of integrity constraints for XML documents. On the other side, DTD has a very compact notation opposed to the complex notation and syntax of XML Schema. Thus, it becomes important to consider the issue of how to express further constraints on DTD-based XML documents, still retaining the simplicity and succinctness of DTDs. According to this scenario, in this paper we focus on a (as much as possible) simple logic, named XHyb, expressive enough to allow the specification of the most common integrity and reference constraints in XML documents. In particular, we focus on constraints on ID and IDREF(S) attributes, which are the common way of logically connecting parts of XML documents, besides the usual parent-child relationship of XML elements. Differently from other previously proposed hybrid logics, in XHyb IDREF(S) attributes are explicitly expressible by means of suitable syntactical constructors. Moreover, we propose a refinement of the usual graph representation of XML documents in order to represent XML documents in a formal and intuitive way without flatten accessibility through IDREF(S) to the usual parent-child relationship. Model checking algorithms are then proposed, to verify that a given XML document satisfies the considered constraints

Two-Variable Logic on Data Trees and XML Reasoning

International audienceMotivated by reasoning tasks in the context of XML languages, the satisfiability problem of logics on data trees is investigated. The nodes of a data tree have a label from a finite set and a data value from a possibly infinite set. It is shown that satisfiability for two-variable first-order logic is decidable if the tree structure can be accessed only through the child and the next sibling predicates and the access to data values is restricted to equality tests. From this main result decidability of satisfiability and containment for a data-aware fragment of XPath and of the implication problem for unary key and inclusion constraints is concluded

Repairing Inconsistent XML Write-Access Control Policies

XML access control policies involving updates may contain security flaws, here called inconsistencies, in which a forbidden operation may be simulated by performing a sequence of allowed operations. This paper investigates the problem of deciding whether a policy is consistent, and if not, how its inconsistencies can be repaired. We consider policies expressed in terms of annotated DTDs defining which operations are allowed or denied for the XML trees that are instances of the DTD. We show that consistency is decidable in PTIME for such policies and that consistent partial policies can be extended to unique "least-privilege" consistent total policies. We also consider repair problems based on deleting privileges to restore consistency, show that finding minimal repairs is NP-complete, and give heuristics for finding repairs.Comment: 25 pages. To appear in Proceedings of DBPL 200

Logics for Unranked Trees: An Overview

Labeled unranked trees are used as a model of XML documents, and logical languages for them have been studied actively over the past several years. Such logics have different purposes: some are better suited for extracting data, some for expressing navigational properties, and some make it easy to relate complex properties of trees to the existence of tree automata for those properties. Furthermore, logics differ significantly in their model-checking properties, their automata models, and their behavior on ordered and unordered trees. In this paper we present a survey of logics for unranked trees