Digital Pre-distortion for Interference Reduction in Dynamic Spectrum Access Networks

Given the ever increasing reliance of today’s society on ubiquitous wireless access, the paradigm of dynamic spectrum access (DSA) as been proposed and implemented for utilizing the limited wireless spectrum more efficiently. Orthogonal frequency division multiplexing (OFDM) is growing in popularity for adoption into wireless services employing DSA frame- work, due to its high bandwidth efficiency and resiliency to multipath fading. While these advantages have been proven for many wireless applications, including LTE-Advanced and numerous IEEE wireless standards, one potential drawback of OFDM or its non-contiguous variant, NC-OFDM, is that it exhibits high peak-to-average power ratios (PAPR), which can induce in-band and out-of-band (OOB) distortions when the peaks of the waveform enter the compression region of the transmitter power amplifier (PA). Such OOB emissions can interfere with existing neighboring transmissions, and thereby severely deteriorate the reliability of the DSA network. A performance-enhancing digital pre-distortion (DPD) technique compensating for PA and in-phase/quadrature (I/Q) modulator distortions is proposed in this dissertation. Al- though substantial research efforts into designing DPD schemes have already been presented in the open literature, there still exists numerous opportunities to further improve upon the performance of OOB suppression for NC-OFDM transmission in the presence of RF front-end impairments. A set of orthogonal polynomial basis functions is proposed in this dissertation together with a simplified joint DPD structure. A performance analysis is presented to show that the OOB emissions is reduced to approximately 50 dBc with proposed algorithms employed during NC-OFDM transmission. Furthermore, a novel and intuitive DPD solution that can minimize the power regrowth at any pre-specified frequency in the spurious domain is proposed in this dissertation. Conventional DPD methods have been proven to be able to effectively reduce the OOB emissions that fall on top of adjacent channels. However more spectral emissions in more distant frequency ranges are generated by employing such DPD solutions, which are potentially in violation of the spurious emission limit. At the same time, the emissions in adjacent channel must be kept under the OOB limit. To the best of the author’s knowledge, there has not been extensive research conducted on this topic. Mathematical derivation procedures of the proposed algorithm are provided for both memoryless nonlinear model and memory-based nonlinear model. Simulation results show that the proposed method is able to provide a good balance of OOB emissions and emissions in the far out spurious domain, by reducing the spurious emissions by 4-5 dB while maintaining the adjacent channel leakage ratio (ACLR) improvement by at least 10 dB, comparing to the PA output spectrum without any DPD

System capacity enhancement for 5G network and beyond

A thesis submitted to the University of Bedfordshire, in fulfilment of the requirements for the degree of Doctor of PhilosophyThe demand for wireless digital data is dramatically increasing year over year. Wireless communication systems like Laptops, Smart phones, Tablets, Smart watch, Virtual Reality devices and so on are becoming an important part of people’s daily life. The number of mobile devices is increasing at a very fast speed as well as the requirements for mobile devices such as super high-resolution image/video, fast download speed, very short latency and high reliability, which raise challenges to the existing wireless communication networks. Unlike the previous four generation communication networks, the fifth-generation (5G) wireless communication network includes many technologies such as millimetre-wave communication, massive multiple-input multiple-output (MIMO), visual light communication (VLC), heterogeneous network (HetNet) and so forth. Although 5G has not been standardised yet, these above technologies have been studied in both academia and industry and the goal of the research is to enhance and improve the system capacity for 5G networks and beyond by studying some key problems and providing some effective solutions existing in the above technologies from system implementation and hardware impairments’ perspective. The key problems studied in this thesis include interference cancellation in HetNet, impairments calibration for massive MIMO, channel state estimation for VLC, and low latency parallel Turbo decoding technique. Firstly, inter-cell interference in HetNet is studied and a cell specific reference signal (CRS) interference cancellation method is proposed to mitigate the performance degrade in enhanced inter-cell interference coordination (eICIC). This method takes carrier frequency offset (CFO) and timing offset (TO) of the user’s received signal into account. By reconstructing the interfering signal and cancelling it afterwards, the capacity of HetNet is enhanced. Secondly, for massive MIMO systems, the radio frequency (RF) impairments of the hardware will degrade the beamforming performance. When operated in time duplex division (TDD) mode, a massive MIMO system relies on the reciprocity of the channel which can be broken by the transmitter and receiver RF impairments. Impairments calibration has been studied and a closed-loop reciprocity calibration method is proposed in this thesis. A test device (TD) is introduced in this calibration method that can estimate the transmitters’ impairments over-the-air and feed the results back to the base station via the Internet. The uplink pilots sent by the TD can assist the BS receivers’ impairment estimation. With both the uplink and downlink impairments estimates, the reciprocity calibration coefficients can be obtained. By computer simulation and lab experiment, the performance of the proposed method is evaluated. Channel coding is an essential part of a wireless communication system which helps fight with noise and get correct information delivery. Turbo codes is one of the most reliable codes that has been used in many standards such as WiMAX and LTE. However, the decoding process of turbo codes is time-consuming and the decoding latency should be improved to meet the requirement of the future network. A reverse interleave address generator is proposed that can reduce the decoding time and a low latency parallel turbo decoder has been implemented on a FPGA platform. The simulation and experiment results prove the effectiveness of the address generator and show that there is a trade-off between latency and throughput with a limited hardware resource. Apart from the above contributions, this thesis also investigated multi-user precoding for MIMO VLC systems. As a green and secure technology, VLC is achieving more and more attention and could become a part of 5G network especially for indoor communication. For indoor scenario, the MIMO VLC channel could be easily ill-conditioned. Hence, it is important to study the impact of the channel state to the precoding performance. A channel state estimation method is proposed based on the signal to interference noise ratio (SINR) of the users’ received signal. Simulation results show that it can enhance the capacity of the indoor MIMO VLC system

Convergence of millimeter-wave and photonic interconnect systems for very-high-throughput digital communication applications

In the past, radio-frequency signals were commonly used for low-speed wireless electronic systems, and optical signals were used for multi-gigabit wired communication systems. However, as the emergence of new millimeter-wave technology introduces multi-gigabit transmission over a wireless radio-frequency channel, the borderline between radio-frequency and optical systems becomes blurred. As a result, there come ample opportunities to design and develop next-generation broadband systems to combine the advantages of these two technologies to overcome inherent limitations of various broadband end-to-end interconnect systems in signal generation, recovery, synchronization, and so on. For the transmission distances of a few centimeters to thousands of kilometers, the convergence of radio-frequency electronics and optics to build radio-over-fiber systems ushers in a new era of research for the upcoming very-high-throughput broadband services. Radio-over-fiber systems are believed to be the most promising solution to the backhaul transmission of the millimeter-wave wireless access networks, especially for the license-free, very-high-throughput 60-GHz band. Adopting radio-over-fiber systems in access or in-building networks can greatly extend the 60-GHz signal reach by using ultra-low loss optical fibers. However, such high frequency is difficult to generate in a straightforward way. In this dissertation, the novel techniques of homodyne and heterodyne optical-carrier suppressions for radio-over-fiber systems are investigated and various system architectures are designed to overcome these limitations of 60-GHz wireless access networks, bringing the popularization of multi-gigabit wireless networks to become closer to the reality. In addition to the advantages for the access networks, extremely high spectral efficiency, which is the most important parameter for long-haul networks, can be achieved by radio-over-fiber signal generation. As a result, the transmission performance of spectrally efficient radio-over-fiber signaling, including orthogonal frequency division multiplexing and orthogonal wavelength division multiplexing, is broadly and deeply investigated. On the other hand, radio-over-fiber is also used for the frequency synchronization that can resolve the performance limitation of wireless interconnect systems. A novel wireless interconnects assisted by radio-over-fiber subsystems is proposed in this dissertation. In conclusion, multiple advantageous facets of radio-over-fiber systems can be found in various levels of end-to-end interconnect systems. The rapid development of radio-over-fiber systems will quickly change the conventional appearance of modern communications.PhDCommittee Chair: Gee-Kung Chang; Committee Member: Bernard Kippelen; Committee Member: Shyh-Chiang Shen; Committee Member: Thomas K. Gaylord; Committee Member: Umakishore Ramachandra

Transmissores-recetores de baixa complexidade para redes óticas

Traditional coherent (COH) transceivers allow encoding of information in both quadratures and the two orthogonal polarizations of the electric field. Nevertheless, such transceivers used today are based on the intradyne scheme, which requires two 90o optical hybrids and four pairs of balanced photodetectors for dual-polarization transmission systems, making its overall cost unattractive for short-reach applications. Therefore, SSB methods with DD reception, commonly referred to as self-coherent (SCOH) transceivers, can be employed as a cost-effective alternative to the traditional COH transceivers. Nevertheless, the performance of SSB systems is severely degraded. This work provides a novel SCOH transceiver architecture with improved performance for short-reach applications. In particular, the development of phase reconstruction digital signal processing (DSP) techniques, the development of other DSP subsystems that relax the hardware requirement, and their performance optimization are the main highlights of this research. The fundamental principle of the proposed transceiver is based on the reception of the signal that satisfies the minimum phase condition upon DD. To reconstruct the missing phase information imposed by DD, a novel DCValue method exploring the SSB and the DC-Value properties of the minimum phase signal is developed in this Ph.D. study. The DC-Value method facilitates the phase reconstruction process at the Nyquist sampling rate and requires a low intensity pilot signal. Also, the experimental validation of the DC-Value method was successfully carried out for short-reach optical networks. Additionally, an extensive study was performed on the DC-Value method to optimize the system performance. In the optimization process, it was found that the estimation of the CCF is an important parameter to exploit all advantages of the DC-Value method. A novel CCF estimation technique was proposed. Further, the performance of the DC-Value method is optimized employing the rate-adaptive probabilistic constellation shaping.Os sistemas de transcetores coerentes tradicionais permitem a codificação de informação em ambas quadraturas e em duas polarizações ortogonais do campo elétrico. Contudo, estes transcetores utilizados atualmente são baseados num esquema intradino, que requer dois híbridos óticos de 90o e quatro pares de foto detetores para sistemas de transmissão com polarização dupla, fazendo com que o custo destes sistemas seja pouco atrativo para aplicações de curto alcance. Por isso, métodos de banda lateral única com deteção direta, também referidos como transcetores coerentes simplificados, podem ser implementados como uma alternativa de baixo custo aos sistemas coerentes tradicionais. Contudo, o desempenho de sistemas de banda lateral única tradicionais é gravemente degradado pelo batimento sinal-sinal. Nesta tese foi desenvolvida uma nova arquitetura de transcetor coerente simplificada com um melhor desempenho para aplicações de curto alcance. Em particular, o desenvolvimento de técnicas de processamento digital de sinal para a reconstrução de fase, bem como de outros subsistemas de processamento digital de sinal que minimizem os requerimentos de hardware e a sua otimização de desempenho são o foco principal desta tese. O princípio fundamental do transcetor proposto é baseado na receção de um sinal que satisfaz a condição mínima de fase na deteção direta. Para reconstruir a informação de fase em falta causada pela deteção direta, um novo método de valor DC que explora sinais de banda lateral única e as propriedades DC da condição de fase mínima é desenvolvido nesta tese. O método de valor DC facilita a reconstrução da fase à frequência de amostragem de Nyquist e requer um sinal piloto de baixa intensidade. Além disso, a validação experimental do método de valor DC foi executada com sucesso em ligações óticas de curto alcance. Adicionalmente, foi realizado um estudo intensivo do método de valor DC para otimizar o desempenho do sistema. Neste processo de otimização, verificou-se que o fator de contribuição da portadora é um parâmetro importante para explorar todas as vantagens do método de valor DC. Neste contexto, é proposto um novo método para a sua estimativa. Por último, o desempenho do método de valor DC é otimizado recorrendo a mapeamento probabilístico de constelação com taxa adaptativa.Programa Doutoral em Engenharia Eletrotécnic

Chip-scale optical frequency comb sources for terabit communications

To keep up with the ever-increasing data transmission speed needs, data center interconnects are scaling up to provide multi-Tbit/s connectivity. These links require a high number of WDM channels, while the associated transceivers should be compact and energy efficient. Scaling the number of channels, however, is still limited by the lack of adequate optical sources. In this book, we investigate novel chip-scale frequency comb generators as multi-wavelength light sources for Tbit/s WDM links

Receptores de rádio-frequência melhorados e disruptivos

This Ph.D. mainly addresses the reception part of a radio front end, focusing on Radio Frequency (RF) sampling architectures. These are considered to be the most promising future candidates to get better performance in terms of bandwidth and agility, following the well-known Software-Defined Radio (SDR) concept. The study considers the usage of an RF receiver in a standalone operation, i.e., used for receiving unknown data at the antenna, and when used as observation path for Power Amplifier (PA) linearization via Digital Predistortion (DPD), since nowadays this represents a mandatory technique to increase overall system’s performance. Firstly, commercial available RF Analog-Digital-Converters (ADCs) are studied and characterized to understand their limitations when used in DPD scenarios. A method for characterization and digital post-compensation to improve performance is proposed and evaluated. Secondly, an innovative FPGA-based RF single-bit pulsed converter based on Pulse Width Modulation (PWM) is addressed targeting frequency agility, high analog input bandwidth, and system integration, taking profit of an FPGA-based implementation. The latter was optimized based on PWM theoretical behavior maximizing Signal-to-Noise-Ratio (SNR) and bandwidth. The optimized receiver, was afterwards evaluated in a 5G C-RAN architecture and as a feedback loop for DPD. Finally, a brief study regarding DPD feedback loops in the scope of multiantenna transmitters is presented. This Ph.D. contributes with several advances to the state-of-the-art of SDR receiver, and to the so-called SDR DPD concept.Este doutoramento endereça principalmente a componente de receção de um transcetor de rádio-frequência (RF), focando-se em arquiteturas de receção de amostragem em RF. Estas são assim consideradas como sendo as mais promissoras para o futuro, em termos de desempenho, largura de banda e agilidade, de acordo com o conhecido conceito de Rádios Definidos por Software (SDR). O estudo considera o uso dos recetores de RF em modo standalone, i.e., recebendo dados desconhecidos provenientes da antena, e também quando usados como caminho de observação para aplicação de linearização de amplificadores de potência (PAs) via pré-distorção digital (DPD), pois atualmente esta é uma técnica fundamental para aumentar o desempenho geral do sistema. Em primeiro lugar, os conversores analógico-digital de RF são estudados e caracterizados para perceber as suas limitações quando usados em cenários de DPD. Um método de caracterização e pós compensação digital é proposto para obter melhorias de desempenho. Em segundo lugar, um novo recetor pulsado de um bit baseado em Modulação de Largura de Pulso (PWM) e implementado em Agregado de Células Lógicas Programáveis (FPGA) é endereçado, visando agilidade em frequência, largura de banda analógica e integração de sistema, tirando proveito da implementação em FPGA. Este recetor foi otimizado com base no modelo comportamental teórico da modulação PWM, maximizando a relação sinalruído (SNR) e a largura de banda. O recetor otimizado foi posteriormente avaliado num cenário 5G de uma arquitetura C-RAN e também num cenário em que serve de caminho de observação para DPD. Finalmente, um breve estudo relativo a caminhos de observação de DPD no contexto de transmissores multi-antena é também apresentado. Este doutoramento contribui com vários avanços no estado da arte de recetores SDR e no conceito de SDR DPD.Programa Doutoral em Engenharia Eletrotécnic

Chip-scale optical frequency comb sources for terabit communications

The number of devices connected to the internet and the required data transmission speeds are increasing exponentially. To keep up with this trend, data center interconnects should scale up to provide multi-Tbit/s connectivity. With typical distances from a few kilometers to 100 km, these links require the use of a high number of WDM channels. The associated transceivers should have low cost and footprint. The scalability of the number of channels, however, is still limited by the lack of adequate optical sources. In this book, we investigate novel chip-scale frequency comb generators as multi-wavelength light sources in WDM links. With a holistic model, we estimate the performance of comb-based WDM links, and we compare the transmission performance of different comb generator types, namely a quantum-dash mode-locked laser diode and a microresonator-based Kerr comb generator. We characterize their potential for massively-parallel WDM transmission with various transmission experiments. Combined with photonic integrated circuits, these comb sources offer a path towards highly scalable, compact, and energy-efficient Tbit/s transceivers

Performance enhancement for LTE and beyond systems

A thesis submitted to the University of Bedfordshire, in partial fulfilment of the requirements for the degree of Doctor of PhilosophyWireless communication systems have undergone fast development in recent years. Based on GSM/EDGE and UMTS/HSPA, the 3rd Generation Partnership Project (3GPP) specified the Long Term Evolution (LTE) standard to cope with rapidly increasing demands, including capacity, coverage, and data rate. To achieve this goal, several key techniques have been adopted by LTE, such as Multiple-Input and Multiple-Output (MIMO), Orthogonal Frequency-Division Multiplexing (OFDM), and heterogeneous network (HetNet). However, there are some inherent drawbacks regarding these techniques. Direct conversion architecture is adopted to provide a simple, low cost transmitter solution. The problem of I/Q imbalance arises due to the imperfection of circuit components; the orthogonality of OFDM is vulnerable to carrier frequency offset (CFO) and sampling frequency offset (SFO). The doubly selective channel can also severely deteriorate the receiver performance. In addition, the deployment of Heterogeneous Network (HetNet), which permits the co-existence of macro and pico cells, incurs inter-cell interference for cell edge users. The impact of these factors then results in significant degradation in relation to system performance. This dissertation aims to investigate the key techniques which can be used to mitigate the above problems. First, I/Q imbalance for the wideband transmitter is studied and a self-IQ-demodulation based compensation scheme for frequencydependent (FD) I/Q imbalance is proposed. This combats the FD I/Q imbalance by using the internal diode of the transmitter and a specially designed test signal without any external calibration instruments or internal low-IF feedback path. The instrument test results show that the proposed scheme can enhance signal quality by 10 dB in terms of image rejection ratio (IRR). In addition to the I/Q imbalance, the system suffers from CFO, SFO and frequency-time selective channel. To mitigate this, a hybrid optimum OFDM receiver with decision feedback equalizer (DFE) to cope with the CFO, SFO and doubly selective channel. The algorithm firstly estimates the CFO and channel frequency response (CFR) in the coarse estimation, with the help of hybrid classical timing and frequency synchronization algorithms. Afterwards, a pilot-aided polynomial interpolation channel estimation, combined with a low complexity DFE scheme, based on minimum mean squared error (MMSE) criteria, is developed to alleviate the impact of the residual SFO, CFO, and Doppler effect. A subspace-based signal-to-noise ratio (SNR) estimation algorithm is proposed to estimate the SNR in the doubly selective channel. This provides prior knowledge for MMSE-DFE and automatic modulation and coding (AMC). Simulation results show that this proposed estimation algorithm significantly improves the system performance. In order to speed up algorithm verification process, an FPGA based co-simulation is developed. Inter-cell interference caused by the co-existence of macro and pico cells has a big impact on system performance. Although an almost blank subframe (ABS) is proposed to mitigate this problem, the residual control signal in the ABS still inevitably causes interference. Hence, a cell-specific reference signal (CRS) interference cancellation algorithm, utilizing the information in the ABS, is proposed. First, the timing and carrier frequency offset of the interference signal is compensated by utilizing the cross-correlation properties of the synchronization signal. Afterwards, the reference signal is generated locally and channel response is estimated by making use of channel statistics. Then, the interference signal is reconstructed based on the previous estimate of the channel, timing and carrier frequency offset. The interference is mitigated by subtracting the estimation of the interference signal and LLR puncturing. The block error rate (BLER) performance of the signal is notably improved by this algorithm, according to the simulation results of different channel scenarios. The proposed techniques provide low cost, low complexity solutions for LTE and beyond systems. The simulation and measurements show good overall system performance can be achieved