Novel ring resonator-based integrated photonic beamformer for broadband phased array receive antennas - part I: design and performance analysis

A novel optical beamformer concept is introduced that can be used for seamless control of the reception angle in broadband wireless receivers employing a large phased array antenna (PAA). The core of this beamformer is an optical beamforming network (OBFN), using ring resonator-based broadband delays, and coherent optical combining. The electro-optical conversion is performed by means of single-sideband suppressed carrier modulation, employing a common laser, Mach-Zehnder modulators, and a common optical sideband filter after the OBFN. The unmodulated laser signal is then re-injected in order to perform balanced coherent optical detection, for the opto-electrical conversion. This scheme minimizes the requirements on the complexity of the OBFN, and has potential for compact realization by means of full integration on chip. The impact of the optical beamformer concept on the performance of the full receiver system is analyzed, by modeling the combination of the PAA and the beamformer as an equivalent two-port RF system. The results are illustrated by a numerical example of a PAA receiver for satellite TV reception, showing that—when properly designed—the beamformer hardly affects the sensitivity of the receiver

Development of a broadband and squint-free Ku-band phased array antenna system for airborne satellite communications

Novel avionic communication systems are required for various purposes, for example to increase the flight safety and operational integrity as well as to enhance the quality of service to passengers on board. To serve these purposes, a key technology that is essential to be developed is an antenna system that can provide broadband connectivity within aircraft cabins at an affordable price. Currently, in the European Commission (EC) 7th Framework Programme SANDRA project (SANDRA, 2011), a development of such an antenna system is being carried out. The system is an electronically-steered phased-array antenna (PAA) with a low aerodynamic profile. The reception of digital video broadcasting by satellite (DVB-S) signal which is in the frequency range of 10.7-12.75 GHz (Ku-band) is being considered. In order to ensure the quality of service provided to the passengers, the developed antenna should be able to receive the entire DVB-S band at once while complying with the requirements of the DVB-S system (Morello & Mignone, 2006). These requirements, as will be explained later, dictate a broadband antenna system where the beam is squint-free, i.e. no variation of beam pointing direction for all the frequencies in the desired band. Additionally, to track the satellite, the seamless tunability of the beam pointing direction of this antenna is also required. In this work, a concept of optical beamforming (Riza & Thompson, 1997) is implemented to provide a squint-free beam over the entire Ku-band for all the desired pointing directions. The optical beamformer itself consists of continuously tunable optical delay lines that enable seamless tunability of the beam pointing direction

Photonic Vector Processing Techniques for Radiofrequency Signals

[EN] The processing of radiofrequency signals using photonics means is a discipline that appeared almost at the same time as the laser and the optical fibre. Photonics offers the capability of managing broadband radiofrequency (RF) signals thanks to its low transmission attenuation, a variety of linear and non-linear phenomena and, recently, the potential to implement integrated photonic subsystems. These features open the door for the implementation of multiple functionalities including optical transportation, up and down frequency conversion, optical RF filtering, signal multiplexing, de-multiplexing, routing and switching, optical sampling, tone generation, delay control, beamforming and photonic generation of digital modulations, and even a combination of several of these functionalities. This thesis is focused on the application of vector processing in the optical domain to radiofrequency signals in two fields of application: optical beamforming, and photonic vector modulation and demodulation of digital quadrature amplitude modulations. The photonic vector control enables to adjust the amplitude and phase of the radiofrequency signals in the optical domain, which is the fundamental processing that is required in different applications such as beamforming networks for direct radiating array (DRA) antennas and multilevel quadrature modulation. The work described in this thesis include different techniques for implementing a photonic version of beamforming networks for direct radiating arrays (DRA) known as optical beamforming networks (OBFN), with the objectives of providing a precise control in terrestrial applications of broadband signals at very high frequencies above 40 GHz in communication antennas, optimizing the size and mass when compared with the electrical counterparts in space application, and presenting new photonic-based OBFN functionalities. Thus, two families of OBFNs are studied: fibre-based true time delay architectures and integrated networks. The first allow the control of broadband signals using dispersive optical fibres with wavelength division multiplexing techniques and advanced functionalities such as direction of arrival estimation in receiving architectures. In the second, passive OBFNs based on monolithically-integrated Optical Butler Matrices are studied, including an ultra-compact solution using optical heterodyne techniques in silicon-on-insulator (SOI) material, and an alternative implementing a homodyne counterpart in germanium doped silica material. In this thesis, the application of photonic vector processing to the generation of quadrature digital modulations has also been investigated. Multilevel modulations are based on encoding digital information in discrete states of phase and amplitude of an electrical signal to enhance spectral efficiency, as for instance, in quadrature modulation. The signal process required for generating and demodulating this kind of signals involves vector processing (phase and amplitude control) and frequency conversion. Unlike the common electronic or digital implementation, in this thesis, different photonic based signal processing techniques are studied to produce digital modulation (photonic vector modulation, PVM) and demodulation (PVdM). These techniques are of particular interest in the case of broadband signals where the data rate required to be managed is in the order of gigabit per second, for applications like wireless backhauling of metro optical networks (known as fibre-to-the-air). The techniques described use optical dispersion in optical fibres, wavelength division multiplexing and photonic up/down conversion. Additionally, an optical heterodyne solution implemented monolithically in a photonic integrated circuit (PIC) is also described.[ES] El procesamiento de señales de radiofrecuencia (RF) utilizando medios fotónicos es una disciplina que apareció casi al mismo tiempo que el láser y la fibra óptica. La fotónica ofrece la capacidad de manipular señales de radiofrecuencia de banda ancha, una baja atenuación, procesados basados en una amplia variedad de fenómenos lineales y no lineales y, recientemente, el potencial para implementar subsistemas fotónicos integrados. Estas características ofrecen un gran potencial para la implementación de múltiples funcionalidades incluyendo transporte óptico, conversión de frecuencia, filtrado óptico de RF, multiplexación y demultiplexación de señales, encaminamiento y conmutación, muestreo óptico, generación de tonos, líneas de retardo, conformación de haz en agrupaciones de antenas o generación fotónica de modulaciones digitales, e incluso una combinación de varias de estas funcionalidades. Esta tesis se centra en la aplicación del procesamiento vectorial en el dominio óptico de señales de radiofrecuencia en dos campos de aplicación: la conformación óptica de haces y la modulación y demodulación vectorial fotónica de señales digitales en cuadratura. El control fotónico vectorial permite manipular la amplitud y fase de las señales de radiofrecuencia en el dominio óptico, que es el procesamiento fundamental que se requiere en diferentes aplicaciones tales como las redes de conformación de haces para agrupaciones de antenas y en la modulación en cuadratura. El trabajo descrito en esta tesis incluye diferentes técnicas para implementar una versión fotónica de las redes de conformación de haces de en agrupaciones de antenas, conocidas como redes ópticas de conformación de haces (OBFN). Se estudian dos familias de redes: arquitecturas de retardo en fibra óptica y arquitecturas integradas. Las primeras permiten el control de señales de banda ancha utilizando fibras ópticas dispersivas con técnicas de multiplexado por división de longitud de onda y funcionalidades avanzadas tales como la estimación del ángulo de llegada de la señal en la antena receptora. En la segunda, se estudian redes de conformación pasivas basadas en Matrices de Butler ópticas integradas, incluyendo una solución ultra-compacta utilizando técnicas ópticas heterodinas en silicio sobre aislante (SOI), y una alternativa homodina en sílice dopado con germanio. En esta tesis, también se han investigado técnicas de procesado vectorial fotónico para la generación de modulaciones digitales en cuadratura. Las modulaciones multinivel codifican la información digital en estados discretos de fase y amplitud de una señal eléctrica para aumentar su eficiencia espectral, como por ejemplo la modulación en cuadratura. El procesado necesario para generar y demodular este tipo de señales implica el procesamiento vectorial (control de amplitud y fase) y la conversión de frecuencia. A diferencia de la implementación electrónica o digital convencional, en esta tesis se estudian diferentes técnicas de procesado fotónico tanto para la generación de modulaciones digitales (modulación vectorial fotónica, PVM) como para su demodulación (PVdM). Esto es de particular interés en el caso de señales de banda ancha, donde la velocidad de datos requerida es del orden de gigabits por segundo, para aplicaciones como backhaul inalámbrico de redes ópticas metropolitanas (conocida como fibra hasta el aire). Las técnicas descritas se basan en explotar la dispersión cromática de la fibra óptica, la multiplexación por división de longitud de onda y la conversión en frecuencia. Además, se presenta una solución heterodina implementada monolíticamente en un circuito integrado fotónico (PIC).[CA] El processament de senyals de radiofreqüència (RF) utilitzant mitjans fotònics és una disciplina que va aparèixer gairebé al mateix temps que el làser i la fibra òptica. La fotònica ofereix la capacitat de manipular senyals de radiofreqüència de banda ampla, una baixa atenuació, processats basats en una àmplia varietat de fenòmens lineals i no lineals i, recentment, el potencial per implementar subsistemes fotònics integrats. Aquestes característiques ofereixen un gran potencial per a la implementació de múltiples funcionalitats incloent transport òptic, conversió de freqüència, filtrat òptic de RF, multiplexació i demultiplexació de senyals, encaminament i commutació, mostreig òptic, generació de tons, línies de retard, conformació de feix en agrupacions d'antenes i la generació fotònica de modulacions digitals, i fins i tot una combinació de diverses d'aquestes funcionalitats. Aquesta tesi es centra en l'aplicació del processament vectorial en el domini òptic de senyals de radiofreqüència en dos camps d'aplicació: la conformació òptica de feixos i la modulació i demodulació vectorial fotònica de senyals digitals en quadratura. El control fotònic vectorial permet manipular l'amplitud i la fase dels senyals de radiofreqüència en el domini òptic, que és el processament fonamental que es requereix en diferents aplicacions com ara les xarxes de conformació de feixos per agrupacions d'antenes i en modulació multinivell. El treball descrit en aquesta tesi inclou diferents tècniques per implementar una versió fotònica de les xarxes de conformació de feixos en agrupacions d'antenes, conegudes com a xarxes òptiques de conformació de feixos (OBFN), amb els objectius de proporcionar un control precís en aplicacions terrestres de senyals de banda ampla a freqüències molt altes per sobre de 40 GHz en antenes de comunicacions, optimitzant la mida i el pes quan es compara amb els homòlegs elèctrics en aplicacions espacials, i la presentació de noves funcionalitats fotòniques per agrupacions d'antenes. Per tant, s'estudien dues famílies de OBFNs: arquitectures de retard en fibra òptica i arquitectures integrades. Les primeres permeten el control de senyals de banda ampla utilitzant fibres òptiques dispersives amb tècniques de multiplexació per divisió en longitud d'ona i funcionalitats avançades com ara l'estimació de l'angle d'arribada del senyal a l'antena receptora. A la segona, s'estudien xarxes de conformació passives basades en Matrius de Butler òptiques en fotònica integrada, incloent una solució ultra-compacta utilitzant tècniques òptiques heterodinas en silici sobre aïllant (SOI), i una alternativa homodina en sílice dopat amb germani. D'altra banda, també s'ha investigat en aquesta tesi tècniques de processament vectorial fotònic per a la generació de modulacions digitals en quadratura. Les modulacions multinivell codifiquen la informació digital en estats discrets de fase i amplitud d'un senyal elèctric per augmentar la seva eficiència espectral, com ara la modulació en quadratura. El processat necessari per generar i desmodular aquest tipus de senyals implica el processament vectorial (control d'amplitud i fase) i la conversió de freqüència. A diferència de la implementació electrònica o digital convencional, en aquesta tesi s'estudien diferents tècniques de processament fotònic tant per a la generació de modulacions digitals (modulació vectorial fotònica, PVM) com per la seva demodulació (PVdM). Això és de particular interès en el cas de senyals de banda ampla, on la velocitat de dades requerida és de l'ordre de gigabits per segon, per a aplicacions com backhaul sense fils de xarxes òptiques metropolitanes (coneguda com fibra fins l'aire). Les tècniques descrites es basen en explotar la dispersió cromàtica de la fibra òptica, la multiplexació per divisió en longitud d'ona i la conversió en freqüència. A més, es presePiqueras Ruipérez, MÁ. (2016). Photonic Vector Processing Techniques for Radiofrequency Signals [Tesis doctoral no publicada]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/63264TESI

Silicon Photonics Optical Beamformer for Broadband Phased Array Antennas

Este projecto tem como objectivo o estudo, desenho e simulação de um beamformer óptico, a operar na banda Ka (26 - 40 GHz) implementado num circuito fotónico integrado. Este dispositivo deve ser capaz de gerar atrasos TTD (True Time Delay) de modo a evitar deformações de feixe, denominadas beamsquint, que afectam negativamente a qualidade do sinal transmitido. Esta funcionalidade tem como objectivo melhorar a performance de sistemas baseados em agrupamentos de antenas (Phased Array Antennas) para sinais com elevada largura de banda. Outro aspecto importante do projecto é a integração do circuito óptico num chip fotónico baseado na tecnologia de fotónica integrada em Silício, que permite o fabrico de dispositivos ópticos compactos e de baixo custo.This project proposes the design of a Photonic Integrated Circuit, or PIC, Optical Beaformer for broadband Phased Array Antennas, or PAA, operating in the Ka band (26 - 40 GHz). The beamformer circuit should implement a True Time Delay device that enables seamless phase tuning for each radiating element that is independent from frequency. The frequency independence of the generated delays avoids a recurring phenomenon on PAA systems known as beamsquint, which consists in deformation of the array radiation pattern that deteriorates the quality of the transmitted signal. Therefore, by eliminating beamsquint, this technology should allow PAA based systems to be used in broadband communications, which are becoming evermore pervasive, due to modern day demands for high-speed data tranfer. This project also aims to take advantage of recent integrated phtonics techonology, in order to fabricate compact and cheaper optical circuit devices

Performance issues with photonic beamformers

A photonic beamformer is presented, having smooth behavior. Third-order nonlinearities, resulting from its optoelectronic components, are investigated, with emphasis on their impact on the contrast of imaging radars. This contrast is shown to be severely limited by the induced RF nonlinearities. Limitations on the allowable modulation index are studied for linearly-chirped pulses returned from clutter

Photonic wideband phased array: an optical time steered antenna based on a new true time delay unit

L’attività di ricerca svolta durante il corso di dottorato e descritta dettagliatamente all’interno della tesi è stata diretta al progetto di una innovativa rete ottica di formazione del fascio per antenne a schiera a banda larga esenti dal fenomeno del beam squint. La rete di formazione del fascio proposta è basata sull’utilizzo di un chip ottico integrato modulare che consente di realizzare il True Time Delay implementando switched delay lines. Le caratteristiche del sistema ne consentono l’utilizzo in architetture ad array e a subarray, e la sua modularità rende possibile, in principio, il pilotaggio del sistema radiante, integrando in un unico componente le linee di ritardo di ciascun elemento della schiera. Nella sua prima parte la tesi di dottorato introduce alle antenne ad alte prestazioni richieste dalle moderne applicazioni, focalizzando l’attenzione sui Phased Array, sistemi radianti destinati a svolgere un ruolo di primo piano grazie alla loro flessibilità e potenzialità. Un’analisi ragionata delle soluzioni proposte in letteratura viene, quindi, proposta al fine di evidenziare i principi di funzionamento e le principali problematiche connesse all’implementazione di reti ottiche di formazione del fascio. Inoltre, vengono descritte e discusse le architetture ottiche utilizzate sia per il controllo della fase che per il controllo del ritardo. Successivamente viene presentata la nuova unità ottica integrata di tipo True Time Delay. Le configurazioni di utilizzo del chip ottico studiate e messe a punto durante gli anni del corso di dottorato vengono presentate nel dettaglio, chiarendo le scelte e le strategie di progetto utilizzate in modo da ottimizzare le prestazioni del sistema. Viene presentato il progetto di un prototipo di antenna a schiera basato sul nuovo modulo True Time Delay e un modello accurato dell’intero sistema, implementato allo scopo di verificare il funzionamento dell’antenna e determinarne le prestazioni. Il modello sviluppato tiene in conto delle reali caratteristiche dei dispositivi disponibili in commercio da utilizzarsi all’interno della rete e del sistema radiante, degli inevitabili errori realizzativi relativi a ciascun componente e delle caratteristiche peculiari del nuovo modulo di ritardo. Per compensare gli effetti degli errori suddetti è stata prevista all’interno della rete un’unità di compensazione. Per rendere semplice ed efficace determinarne i parametri è stato sviluppato un algoritmo evolutivo capace di sfruttare al meglio le potenzialità dell’unità così da evitare inutili complessità. Infine, viene proposta una nuova architettura, interamente ottica, di una rete di formazione del fascio per antenne a schiera capaci di irradiare sia fasci somma che fasci differenza beam squint free

Design and Optimization of Photonics-Based Beamforming Networks for Ultra-Wide mmWave-Band Antenna Arrays

In this chapter, we review the worldwide progress referred to designing optical beamforming networks intended to the next-generation ultra-wideband millimeter-wave phased array antennas for incoming fifth-generation wireless systems, which in recent years is under the close attention of worldwide communication community. Following the tendency, we study in detail the design concepts below true-time-delay photonics beamforming networks based on switchable or continuously tunable control. Guided by them, we highlight our NI AWRDE CAD-based simulation experiments in the frequency range of 57–76 GHz on design of two 16-channel photonics beamforming networks using true-time-delay approach. In the first scheme of the known configuration, each channel includes laser, optical modulator, and 5-bit binary switchable chain of optical delay lines. The second scheme has an optimized configuration based on only 3-bit binary switchable chain of optical delay lines in each channel, all of which are driven by four lasers with wavelength division multiplexing and a common optical modulator. In the result, the novel structural and cost-efficient configuration of microwave-photonics beamforming network combining wavelength division multiplexing and true-time-delay techniques is proposed and investigated

Modular coherent photonic-aided payload receiver for communications satellites

Ubiquitous satellite communications are in a leading position for bridging the digital divide. Fulfilling such a mission will require satellite services on par with fibre services, both in bandwidth and cost. Achieving such a performance requires a new generation of communications payloads powered by large-scale processors, enabling a dynamic allocation of hundreds of beams with a total capacity beyond 1 Tbit s−1. The fact that the scale of the processor is proportional to the wavelength of its signals has made photonics a key technology for its implementation. However, one last challenge hinders the introduction of photonics: while large-scale processors demand a modular implementation, coherency among signals must be preserved using simple methods. Here, we demonstrate a coherent photonic-aided receiver meeting such demands. This work shows that a modular and coherent photonic-aided payload is feasible, making way to an extensive introduction of photonics in next generation communications satellites