Dual-lattice ordering and partial lattice reduction for SIC-based MIMO detection

This is the author's accepted manuscript. The final published article is available from the link below. Copyright @ 2009 IEEE. Personal use of this material is permitted. Permission from IEEE must be obtained for all other users, including reprinting/ republishing this material for advertising or promotional purposes, creating new collective works for resale or redistribution to servers or lists, or reuse of any copyrighted components of this work in other works.In this paper, we propose low-complexity lattice detection algorithms for successive interference cancelation (SIC) in multi-input multi-output (MIMO) communications. First, we present a dual-lattice view of the vertical Bell Labs Layered Space-Time (V-BLAST) detection. We show that V-BLAST ordering is equivalent to applying sorted QR decomposition to the dual basis, or equivalently, applying sorted Cholesky decomposition to the associated Gram matrix. This new view results in lower detection complexity and allows simultaneous ordering and detection. Second, we propose a partial reduction algorithm that only performs lattice reduction for the last several, weak substreams, whose implementation is also facilitated by the dual-lattice view. By tuning the block size of the partial reduction (hence the complexity), it can achieve a variable diversity order, hence offering a graceful tradeoff between performance and complexity for SIC-based MIMO detection. Numerical results are presented to compare the computational costs and to verify the achieved diversity order

Large-Scale MIMO Detection for 3GPP LTE: Algorithms and FPGA Implementations

Large-scale (or massive) multiple-input multiple-output (MIMO) is expected to be one of the key technologies in next-generation multi-user cellular systems, based on the upcoming 3GPP LTE Release 12 standard, for example. In this work, we propose - to the best of our knowledge - the first VLSI design enabling high-throughput data detection in single-carrier frequency-division multiple access (SC-FDMA)-based large-scale MIMO systems. We propose a new approximate matrix inversion algorithm relying on a Neumann series expansion, which substantially reduces the complexity of linear data detection. We analyze the associated error, and we compare its performance and complexity to those of an exact linear detector. We present corresponding VLSI architectures, which perform exact and approximate soft-output detection for large-scale MIMO systems with various antenna/user configurations. Reference implementation results for a Xilinx Virtex-7 XC7VX980T FPGA show that our designs are able to achieve more than 600 Mb/s for a 128 antenna, 8 user 3GPP LTE-based large-scale MIMO system. We finally provide a performance/complexity trade-off comparison using the presented FPGA designs, which reveals that the detector circuit of choice is determined by the ratio between BS antennas and users, as well as the desired error-rate performance.Comment: To appear in the IEEE Journal of Selected Topics in Signal Processin

MIMOシステムにおける格子基底縮小を用いた信号検出法及びその応用に関する研究

Multiple-input multiple-output (MIMO) technology has attracted attention in wireless communications, since it provides signi cant increases in data throughput and the high spectral efficiency. MIMO systems employ multiple antennas at both ends of the wireless link, and hence can increase the data rate by transmitting multiple data streams. To exploit the potential gains o ered by MIMO, signal processing involved in a MIMO receiver requires a large computational complexity in order to achieve the optimal performance. In MIMO systems, it is usually required to detect signals jointly as multiple signals are transmitted through multiple signal paths between the transmitter and the receiver. This joint detection becomes the MIMO detection. The maximum likelihood (ML) detection (MLD) is known as the optimal detector in terms of minimizing bit error rate (BER). However, the complexity of MLD obstructs its practical implementation. The common linear detection such as zero-forcing (ZF) or minimum mean squared error (MMSE) o ers a remarkable complexity reduction with performance loss. The non-linear detection, e.g. the successive interference cancellation (SIC), detects each symbol sequentially withthe aid of cancellation operations which remove the interferences from the received signal. The BER performance is improved by using the SIC, but is still inferior to that of the ML detector with low complexity. Numerous suboptimal detection techniques have been proposed to approximately approach the ML performance with relatively lower complexity, such as sphere detection (SD) and QRM-MLD. To look for suboptimal detection algorithm with near optimal performance and a ordable complexity costs for MIMO gains faces a major challenge. Lattice-reduction (LR) is a promising technique to improve the performance of MIMO detection. The LR makes the column vectors of the channel state information (CSI) matrix close to mutually orthogonal. The following signal estimation of the transmitted signal applies the reduced lattice basis instead of the original lattice basis. The most popular LR algorithm is the well-known LLL algorithm, introduced by Lenstra, Lenstra, and Lov asz. Using this algorithm, the LR aided (LRA) detector achieves more reliable signal estimation and hence good BER performance. Combining the LLL algorithm with the conventional linear detection of ZF or MMSE can further improve the BER performance in MIMO systems, especially the LR-MMSE detection. The non-linear detection i.e. SIC based on LR (LR-SIC) is selected from many detection methods since it features the good BER performance. And ordering SIC based on LR (LR-OSIC) can further improve the BER performance with the costs of the implementation of the ordering but requires high computational complexity. In addition, list detection can also obtain much better performance but with a little high computational cost in terms of the list of candidates. However, the expected performance of the several detections isnot satis ed directly like the ML detector, in particular for the high modulation order or the large size MIMO system. This thesis presents our studies about lattice reduction aided detection and its application in MIMO system. Our studies focus on the evaluation of BER performance and the computational complexity. On the hand, we improve the detection algorithms to achieve the near-ML BER performance. On the other hand, we reduce the complexity of the useless computation, such as the exhaustive tree search. We mainly solve three problems existed in the conventional detection methods as - The MLD based on QR decomposition and M-algorithm (QRMMLD) is one solution to relatively reduce the complexity while retaining the ML performance. The number of M in the conventional QRM-MLD is de ned as the number of the survived branches in each detection layer of the tree search, which is a tradeo between complexity and performance. Furthermore, the value of M should be large enough to ensure that the correct symbols exist in the survived branches under the ill-conditioned channel, in particular for the large size MIMO system and the high modulation order. Hence the conventional QRM-MLD still has the problem of high complexity in the better-conditioned channel. - For the LRA MIMO detection, the detection errors are mainly generated from the channel noise and the quantization errors in the signal estimation stage. The quantization step applies the simple rounding operation, which often leads to the quantization error. If this error occurs in a row of the transmit signal, it has to propagate to many symbols in the subsequent signal estimation and result in degrading the BER performance. The conventional LRA MIMO detection has the quantization problem, which obtains less reliable signal estimation and leads to the BER performance loss. - Ordering the column vectors of the LR-reduced channel matrix brings large improvement on the BER performance of the LRSIC due to decreasing the error propagation. However, the improvement of the LR-OSIC is not su cient to approach the ML performance in the large size MIMO system, such as 8 8 MIMO system. Hence, the LR-OSIC detection cannot achieve the near-ML BER performance in the large size of MIMO system. The aim of our researches focuses on the detection algorithm, which provides near-ML BER performance with very low additional complexity. Therefore, we have produced various new results on low complexity MIMO detection with the ideas of lattice reduction aided detection and its application even for large size MIMO system and high modulation order. Our works are to solve the problems in the conventional MIMO detections and to improve the detection algorithms in the signal estimation. As for the future research, these detection schemes combined with the encoding technique lead to interesting and useful applications in the practical MIMO system or massive MIMO.電気通信大学201

A Primer on MIMO Detection Algorithms for 5G Communication Network

In the recent past, demand for large use of mobile data has increased tremendously due to the proliferation of hand held devices which allows millions of people access to video streaming, VOIP and other internet related usage including machine to machine (M2M) communication. One of the anticipated attribute of the fifth generation (5G) network is its ability to meet this humongous data rate requirement in the order of 10s Gbps. A particular promising technology that can provide this desired performance if used in the 5G network is the massive multiple-input, multiple-output otherwise called the Massive MIMO. The use of massive MIMO in 5G cellular network where data rate of the order of 100x that of the current state of the art LTE-A is expected and high spectral efficiency with very low latency and low energy consumption, present a challenge in symbol/signal detection and parameter estimation as a result of the high dimension of the antenna elements required. One of the major bottlenecks in achieving the benefits of such massive MIMO systems is the problem of achieving detectors with realistic low complexity for such huge systems. We therefore review various MIMO detection algorithms aiming for low computational complexity with high performance and that scales well with increase in transmit antennas suitable for massive MIMO systems. We evaluate detection algorithms for small and medium dimension MIMO as well as a combination of some of them in order to achieve our above objectives. The review shows no single one detector can be said to be ideal for massive MIMO and that the low complexity with optimal performance detector suitable for 5G massive MIMO system is still an open research issue. A comprehensive review of such detection algorithms for massive MIMO was not presented in the literature which was achieved in this work

Low-Power and Error-Resilient VLSI Circuits and Systems.

Efficient low-power operation is critically important for the success of the next-generation signal processing applications. Device and supply voltage have been continuously scaled to meet a more constrained power envelope, but scaling has created resiliency challenges, including increasing timing faults and soft errors. Our research aims at designing low-power and robust circuits and systems for signal processing by drawing circuit, architecture, and algorithm approaches. To gain an insight into the system faults due to supply voltage reduction, we researched the two primary effects that determine the minimum supply voltage (VMIN) in Intel’s tri-gate CMOS technology, namely process variations and gate-dielectric soft breakdown. We determined that voltage scaling increases the timing window that sequential circuits are vulnerable. Thus, we proposed a new hold-time violation metric to define hold-time VMIN, which has been adopted as a new design standard. Device scaling increases soft errors which affect circuit reliability. Through extensive soft error characterization using two 65nm CMOS test chips, we studied the soft error mechanisms and its dependence on supply voltage and clock frequency. This study laid the foundation of the first 65nm DSP chip design for a NASA spaceflight project. To mitigate such random errors, we proposed a new confidence-driven architecture that effectively enhances the error resiliency of deeply scaled CMOS and post-CMOS circuits. Designing low-power resilient systems can effectively leverage application-specific algorithmic approaches. To explore design opportunities in the algorithmic domain, we demonstrate an application-specific detection and decoding processor for multiple-input multiple-output (MIMO) wireless communication. To enhance the receive error rate for a robust wireless communication, we designed a joint detection and decoding technique by enclosing detection and decoding in an iterative loop to enhance both interference cancellation and error reduction. A proof-of-concept chip design was fabricated for the next-generation 4x4 256QAM MIMO systems. Through algorithm-architecture optimizations and low-power circuit techniques, our design achieves significant improvements in throughput, energy efficiency and error rate, paving the way for future developments in this area.PhDElectrical EngineeringUniversity of Michigan, Horace H. Rackham School of Graduate Studieshttp://deepblue.lib.umich.edu/bitstream/2027.42/110323/1/uchchen_1.pd

Récepteur itératif pour les systèmes MIMO-OFDM basé sur le décodage sphérique : convergence, performance et complexité

Recently, iterative processing has been widely considered to achieve near-capacity performance and reliable high data rate transmission, for future wireless communication systems. However, such an iterative processing poses significant challenges for efficient receiver design. In this thesis, iterative receiver combining multiple-input multiple-output (MIMO) detection with channel decoding is investigated for high data rate transmission. The convergence, the performance and the computational complexity of the iterative receiver for MIMO-OFDM system are considered. First, we review the most relevant hard-output and soft-output MIMO detection algorithms based on sphere decoding, K-Best decoding, and interference cancellation. Consequently, a low-complexity K-best (LCK- Best) based decoder is proposed in order to substantially reduce the computational complexity without significant performance degradation. We then analyze the convergence behaviors of combining these detection algorithms with various forward error correction codes, namely LTE turbo decoder and LDPC decoder with the help of Extrinsic Information Transfer (EXIT) charts. Based on this analysis, a new scheduling order of the required inner and outer iterations is suggested. The performance of the proposed receiver is evaluated in various LTE channel environments, and compared with other MIMO detection schemes. Secondly, the computational complexity of the iterative receiver with different channel coding techniques is evaluated and compared for different modulation orders and coding rates. Simulation results show that our proposed approaches achieve near optimal performance but more importantly it can substantially reduce the computational complexity of the system. From a practical point of view, fixed-point representation is usually used in order to reduce the hardware costs in terms of area, power consumption and execution time. Therefore, we present efficient fixed point arithmetic of the proposed iterative receiver based on LC-KBest decoder. Additionally, the impact of the channel estimation on the system performance is studied. The proposed iterative receiver is tested in a real-time environment using the MIMO WARP platform.Pour permettre l’accroissement de débit et de robustesse dans les futurs systèmes de communication sans fil, les processus itératifs sont de plus considérés dans les récepteurs. Cependant, l’adoption d’un traitement itératif pose des défis importants dans la conception du récepteur. Dans cette thèse, un récepteur itératif combinant les techniques de détection multi-antennes avec le décodage de canal est étudié. Trois aspects sont considérés dans un contexte MIMOOFDM: la convergence, la performance et la complexité du récepteur. Dans un premier temps, nous étudions les différents algorithmes de détection MIMO à décision dure et souple basés sur l’égalisation, le décodage sphérique, le décodage K-Best et l’annulation d’interférence. Un décodeur K-best de faible complexité (LC-K-Best) est proposé pour réduire la complexité sans dégradation significative des performances. Nous analysons ensuite la convergence de la combinaison de ces algorithmes de détection avec différentes techniques de codage de canal, notamment le décodeur turbo et le décodeur LDPC en utilisant le diagramme EXIT. En se basant sur cette analyse, un nouvel ordonnancement des itérations internes et externes nécessaires est proposé. Les performances du récepteur ainsi proposé sont évaluées dans différents modèles de canal LTE, et comparées avec différentes techniques de détection MIMO. Ensuite, la complexité des récepteurs itératifs avec différentes techniques de codage de canal est étudiée et comparée pour différents modulations et rendement de code. Les résultats de simulation montrent que les approches proposées offrent un bon compromis entre performance et complexité. D’un point de vue implémentation, la représentation en virgule fixe est généralement utilisée afin de réduire les coûts en termes de surface, de consommation d’énergie et de temps d’exécution. Nous présentons ainsi une représentation en virgule fixe du récepteur itératif proposé basé sur le décodeur LC K-Best. En outre, nous étudions l’impact de l’estimation de canal sur la performance du système. Finalement, le récepteur MIMOOFDM itératif est testé sur la plateforme matérielle WARP, validant le schéma proposé

Cooperative Partial Detection for MIMO Relay Networks

This paper was submitted by the author prior to final official version. For official version please see http://hdl.handle.net/1911/64372Cooperative communication has recently re-emerged as a possible paradigm shift to realize the promises of the ever increasing wireless communication market; how- ever, there have been few, if any, studies to translate theoretical results into feasi- ble schemes with their particular practical challenges. The multiple-input multiple- output (MIMO) technique is another method that has been recently employed in different standards and protocols, often as an optional scenario, to further improve the reliability and data rate of different wireless communication applications. In this work, we look into possible methods and algorithms for combining these two tech- niques to take advantage of the benefits of both. In this thesis, we will consider methods that consider the limitations of practical solutions, which, to the best of our knowledge, are the first time to be considered in this context. We will present complexity reduction techniques for MIMO systems in cooperative systems. Furthermore, we will present architectures for flexible and configurable MIMO detectors. These architectures could support a range of data rates, modulation orders and numbers of antennas, and therefore, are crucial in the different nodes of cooperative systems. The breadth-first search employed in our realization presents a large opportunity to exploit the parallelism of the FPGA in order to achieve high data rates. Algorithmic modifications to address potential sequential bottlenecks in the traditional bread-first search-based SD are highlighted in the thesis. We will present a novel Cooperative Partial Detection (CPD) approach in MIMO relay channels, where instead of applying the conventional full detection in the relay, the relay performs a partial detection and forwards the detected parts of the message to the destination. We will demonstrate how this approach leads to controlling the complexity in the relay and helping it choose how much it is willing to cooperate based on its available resources. We will discuss the complexity implications of this method, and more importantly, present hardware verification and over-the-air experimentation of CPD using the Wireless Open-access Research Platform (WARP).NSF grants EIA-0321266, CCF-0541363, CNS-0551692, CNS-0619767, EECS-0925942, and CNS-0923479, Nokia, Xilinx, Nokia Siemens Networks, Texas Instruments, and Azimuth Systems

Energy Efficient VLSI Circuits for MIMO-WLAN

Mobile communication - anytime, anywhere access to data and communication services - has been continuously increasing since the operation of the first wireless communication link by Guglielmo Marconi. The demand for higher data rates, despite the limited bandwidth, led to the development of multiple-input multiple-output (MIMO) communication which is often combined with orthogonal frequency division multiplexing (OFDM). Together, these two techniques achieve a high bandwidth efficiency. Unfortunately, techniques such as MIMO-OFDM significantly increase the signal processing complexity of transceivers. While fast improvements in the integrated circuit (IC) technology enabled to implement more signal processing complexity per chip, large efforts had and have to be done for novel algorithms as well as for efficient very large scaled integration (VLSI) architectures in order to meet today's and tomorrow's requirements for mobile wireless communication systems. In this thesis, we will present architectures and VLSI implementations of complete physical (PHY) layer application specific integrated circuits (ASICs) under the constraints imposed by an industrial wireless communication standard. Contrary to many other publications, we do not elaborate individual components of a MIMO-OFDM communication system stand-alone, but in the context of the complete PHY layer ASIC. We will investigate the performance of several MIMO detectors and the corresponding preprocessing circuits, being integrated into the entire PHY layer ASIC, in terms of achievable error-rate, power consumption, and area requirement. Finally, we will assemble the results from the proposed PHY layer implementations in order to enhance the energy efficiency of a transceiver. To this end, we propose a cross-layer optimization of PHY layer and medium access control (MAC) layer

Lattice sampling algorithms for communications

In this thesis, we investigate the problem of decoding for wireless communications from the perspective of lattice sampling. In particular, computationally efficient lattice sampling algorithms are exploited to enhance the system performance, which enjoys the system tradeoff between performance and complexity through the sample size. Based on this idea, several novel lattice sampling algorithms are presented in this thesis. First of all, in order to address the inherent issues in the random sampling, derandomized sampling algorithm is proposed. Specifically, by setting a probability threshold to sample candidates, the whole sampling procedure becomes deterministic, leading to considerable performance improvement and complexity reduction over to the randomized sampling. According to the analysis and optimization, the correct decoding radius is given with the optimized parameter setting. Moreover, the upper bound on the sample size, which corresponds to near-maximum likelihood (ML) performance, is also derived. After that, the proposed derandomized sampling algorithm is introduced into the soft-output decoding of MIMO bit-interleaved coded modulation (BICM) systems to further improve the decoding performance. According to the demonstration, we show that the derandomized sampling algorithm is able to achieve the near-maximum a posteriori (MAP) performance in the soft-output decoding. We then extend the well-known Markov Chain Monte Carlo methods into the samplings from lattice Gaussian distribution, which has emerged as a common theme in lattice coding and decoding, cryptography, mathematics. We firstly show that the statistical Gibbs sampling is capable to perform the lattice Gaussian sampling. Then, a more efficient algorithm referred to as Gibbs-Klein sampling is proposed, which samples multiple variables block by block using Klein’s algorithm. After that, for the sake of convergence rate, we introduce the conventional statistical Metropolis-Hastings (MH) sampling into lattice Gaussian distributions and three MH-based sampling algorithms are then proposed. The first one, named as MH multivariate sampling algorithm, is demonstrated to have a faster convergence rate than Gibbs-Klein sampling. Next, the symmetrical distribution generated by Klein’s algorithm is taken as the proposal distribution, which offers an efficient way to perform the Metropolis sampling over high-dimensional models. Finally, the independent Metropolis-Hastings-Klein (MHK) algorithm is proposed, where the Markov chain arising from it is proved to converge to the stationary distribution exponentially fast. Furthermore, its convergence rate can be explicitly calculated in terms of the theta series, making it possible to predict the exact mixing time of the underlying Markov chain.Open Acces