A General Framework for Analyzing, Characterizing, and Implementing Spectrally Modulated, Spectrally Encoded Signals

Fourth generation (4G) communications will support many capabilities while providing universal, high speed access. One potential enabler for these capabilities is software defined radio (SDR). When controlled by cognitive radio (CR) principles, the required waveform diversity is achieved via a synergistic union called CR-based SDR. Research is rapidly progressing in SDR hardware and software venues, but current CR-based SDR research lacks the theoretical foundation and analytic framework to permit efficient implementation. This limitation is addressed here by introducing a general framework for analyzing, characterizing, and implementing spectrally modulated, spectrally encoded (SMSE) signals within CR-based SDR architectures. Given orthogonal frequency division multiplexing (OFDM) is a 4G candidate signal, OFDM-based signals are collectively classified as SMSE since modulation and encoding are spectrally applied. The proposed framework provides analytic commonality and unification of SMSE signals. Applicability is first shown for candidate 4G signals, and resultant analytic expressions agree with published results. Implementability is then demonstrated in multiple coexistence scenarios via modeling and simulation to reinforce practical utility

Parameters of Communication Systems Based on OFDM-CDMA

Cíl disertační práce leží v oblasti modelování a vyhodnocení bezdrátových komunikačních systémů s dvojrozměrným rozprostíráním signálu a jejich klíčových parametrů v závislosti na vybraných vlastnostech moderního bezdrátového komunikačního řetězce. Výzkumné metody použité v této práci spočívají především ve vývoji softwarového simulátoru pro prostředí Matlab, s jehož pomocí, a s využitím statistického přístupu, jsou navržené algoritmy ověřeny. Dále je použit simulátor fyzické vrstvy dle 3rd Generation Partnership Project Long Term Evolution (3GPP LTE), vyvinutý na Technické univerzitě ve Vídni. Tento představuje ideální platformu pro implementaci metody dvojrozměrného (2D) rozprostírání a její vyhodnocení s přihlédnutím k současným bezdrátovým komunikačním systémům. Zjištění prezentovaná v této práci představují především ověření účinnosti systému nazvaného jako Variable Spreading Factor - Orthogonal Code Frequency Division Multiplex (VSF-OFCDM), který využívá principu 2D rozprostírání signálu a zjištění, že VSF-OFCDM systém překonává systémy využívající Orthogonal Division Frequency Multiplex (OFDM), nebo Code Division Multiple Access (CDMA). Dále byla navržena metoda 2D rozprostírání signálu v systému LTE, kde se též potvrdila její účinnost. Díky účinnějšímu potlačení vlivu rychlé variace přenosového kanálu v závislosti na frekvenci a čase, dosahuje systém VSF-OFCDM znatelně vyšší datové prostupnosti.The focus of this research is in the area of modeling and evaluating of the wireless systems with two dimensional signal spreading, it’s key parameters and dependencies on other features in modern wireless communication chain. The research method adopted in this dissertation includes a development of Matlab based simulators which exploits a statistical approach to show a contribution of proposed algorithms. Furthermore, a model of physical layer of the 3rd Generation Partnership Project Long Term Evolution (3GPP LTE), developed by the Vienna University of Technology, was utilized as a simulation environment suitable for implementation of a two dimensional (2D) signal spreading method and its evaluation as well as comparison of achieved results with the state-of-the-art systems. The findings from this research provide evidence that the Variable Spreading Factor - Orthogonal Code Frequency Division Multiplex (hereafter VSF-OFCDM) employing a 2D spreading is a promising wireless access scheme superior to Orthogonal Division Frequency Multiplex (OFDM) or Code Division Multiple Access (CDMA) and is capable to significantly increase the data rates in wireless transmission due to the capability of such system to effectively cope with fast time and frequency fluctuations in the wireless transmission channel.

Applying Spatial Diversity to Mitigate Partial Band Interference in Undersea Networks

Many acoustic channels suffer from interference which is neither narrowband nor impulsive. This relatively long duration partial band interference can be particularly detrimental to system performance. We survey recent work in interference mitigation and orthogonal frequency division multiplexing (OFDM) as background motivation to develop a spatial diversity receiver for use in underwater networks. The network consists of multiple distributed cabled hydrophones that receive data transmitted over a time-varying multipath channel in the presence of partial band interference produced by interfering active sonar signals as well as marine mammal vocalizations. In operational networks, many “dropped” messages are lost due to partial band interference which corrupts different portions of the received signal depending on the relative position of the interferers, information source and receivers due to the slow speed of propagation

Wavelet-based multi-carrier code division multiple access systems

EThOS - Electronic Theses Online ServiceGBUnited Kingdo

Interference suppression and diversity for CDMA systems

In code-division multiple-access (CDMA) systems, due to non-orthogonality of the spreading codes and multipath channels, the desired signal suffers interference from other users. Signal fading due to multipath propagation is another source of impairment in wireless CDMA systems, often severely impacting performance. In this dissertation, reduced-rank minimum mean square error (MMSE) receiver and reduced-rank minimum variance receiver are investigated to suppress interference; transmit diversity is applied to multicarrier CDMA (MC-CDMA) systems to combat fading; packet combing is studied to provide both interference suppression and diversity for CDMA random access systems. The reduced-rank MMSE receiver that uses a reduced-rank estimated covariance matrix is studied to improve the performance of MMSE receiver in CDMA systems. It is shown that the reduced-rank MMSE receiver has much better performance than the full-rank MMSE receiver when the covariance matrix is estimated by using a finite number of data samples and the desired signal is in a low dimensional subspace. It is also demonstrated that the reduced-rank minimum variance receiver outperforms the full-rank minimum variance receiver. The probability density function of the output SNR of the full-rank and reduced-rank linear MMSE estimators is derived for a general linear signal model under the assumption that the signals and noise are Gaussian distributed. Space-time coding that is originally proposed for narrow band systems is applied to an MC-CDMA system in order to get transmit diversity for such a wideband system. Some techniques to jointly decode the space-time code and suppress interference are developed. The channel estimation using either pilot channels or pilot symbols is studied for MC-CDMA systems with space-time coding. Performance of CDMA random access systems with packet combining in fading channels is analyzed. By combining the current retransmitted packet with all its previous transmitted copies, the receiver obtains a diversity gain plus an increased interference and noise suppression gain. Therefore, the bit error rate dramatically decreases with the number of transmissions increasing, which in turn improves the system throughput and reduces the average delay

Spectrum Adaptation in Cognitive Radio Systems with Operating Constraints

The explosion of high-data-rate-demanding wireless applications such as smart-phones and wireless Internet access devices, together with growth of existing wireless services, are creating a shortage of the scarce Radio Frequency (RF) spectrum. However, several spectrum measurement campaigns revealed that current spectrum usage across time and frequency is inefficient, creating the artificial shortage of the spectrum because of the traditional exclusive command-and-control model of using the spectrum. Therefore, a new concept of Cognitive Radio (CR) has been emerging recently in which unlicensed users temporarily borrow spectrum from the licensed Primary Users (PU) based on the Dynamic Spectrum Access (DSA) technique that is also known as the spectrum sharing concept. A CR is an intelligent radio system based on the Software Defined Radio platform with artificial intelligence capability which can learn, adapt, and reconfigure through interaction with the operating environment. A CR system will revolutionize the way people share the RF spectrum, lowering harmful interference to the licensed PU of the spectrum, fostering innovative DSA technology and giving people more choices when it comes to using the wireless-communication-dependent applications without having any spectrum congestion problems. A key technical challenge for enabling secondary access to the licensed spectrum adaptation is to ensure that the CR does not interfere with the licensed incumbent users. However, incumbent user behavior is dynamic and requires CR systems to adapt this behavior in order to maintain smooth information transmission. In this context, the objective of this dissertation is to explore design issues for CR systems focusing on adaptation of physical layer parameters related to spectrum sensing, spectrum shaping, and rate/power control. Specifically, this dissertation discusses dynamic threshold adaptation for energy detector spectrum sensing, spectrum allocation and power control in Orthogonal Frequency Division Multiplexing-(OFDM-)based CR with operating constraints, and adjacent band interference suppression techniques in turbo-coded OFDM-based CR systems

Simulations of Implementation of Advanced Communication Technologies

Wireless communication systems have seen significant advancements with the introduction of 3G, 4G, and 5G mobile standards. Since the simulation of entire systems is complex and may not allow evaluation of the impact of individual techniques, this thesis presents techniques and results for simulating the performance of advanced signaling techniques used in 3G, 4G, and 5G systems, including Code division multiple access (CDMA), Multiple Input Multiple Output (MIMO) systems, and Low-Density Parity Check (LDPC) codes. One implementation issue that is explored is the use of quantized Analog to Digital Converter (ADC) outputs and their impact on system performance. Code division multiple access (CDMA) is a popular wireless technique, but its effectiveness is limited by factors such as multiple access interference (MAI) and the near far effect (NFE). The joint effect of sampling and quantization on the analog-digital converter (ADC) at the receiver\u27s front end has also been evaluated for different quantization bits. It has been demonstrated that 4 bits is the minimum ADC resolution sensitivity required for a reliable connection for a quantized signal with 3- and 6-dB power levels in noisy and interference-prone environments. The demand for high data rate, reliable transmission, low bit error rate, and maximum transmission with low power has increased in wireless systems. Multiple Input Multiple Output (MIMO) systems with multiple antennas at both the transmitter and receiver side can meet these requirements by exploiting diversity and multipath propagation. The focus of MIMO systems is on improving reliability and maximizing throughput. Performance analysis of single input single output (SISO), single input multiple output (SIMO), multiple input single output (MISO), and MIMO systems is conducted using Alamouti space time block code (STBC) and Maximum Ratio Combining (MRC) technique used for transmit and receive diversity for Rayleigh fading channel under AWGN environment for BPSK and QPSK modulation schemes. Spatial Multiplexing (SM) is used to enhance spectral efficiency without additional bandwidth and power requirements. Minimum mean square error (MMSE) method is used for signal detection at the receiver end due to its low complexity and better performance. The performance of MIMO SM technique is compared for different antenna configurations and modulation schemes, and the MMSE detector is employed at the receiving end. Advanced error correction techniques for channel coding are necessary to meet the demand for Mobile Internet in 5G wireless communications, particularly for the Internet of Things. Low Density Parity Check (LDPC) codes are used for error correction in 5G, offering high coding gain, high throughput, low latency, low power dissipation, low complexity, and rate compatibility. LDPC codes use base matrices of 5G New Radio (NR) for LDPC encoding, and a soft decision decoding algorithm is used for efficient Frame Error Rate (FER) performance. The performance of LDPC codes is assessed using a soft decision decoding layered message passing algorithm, with BPSK modulation and AWGN channel. Furthermore, the effects of quantization on LDPC codes are analyzed for both small and large numbers of quantization bits

High Capacity CDMA and Collaborative Techniques

The thesis investigates new approaches to increase the user capacity and improve the error performance of Code Division Multiple Access (CDMA) by employing adaptive interference cancellation and collaborative spreading and space diversity techniques. Collaborative Coding Multiple Access (CCMA) is also investigated as a separate technique and combined with CDMA. The advantages and shortcomings of CDMA and CCMA are analysed and new techniques for both the uplink and downlink are proposed and evaluated. Multiple access interference (MAI) problem in the uplink of CDMA is investigated first. The practical issues of multiuser detection (MUD) techniques are reviewed and a novel blind adaptive approach to interference cancellation (IC) is proposed. It exploits the constant modulus (CM) property of digital signals to blindly suppress interference during the despreading process and obtain amplitude estimation with minimum mean squared error for use in cancellation stages. Two new blind adaptive receiver designs employing successive and parallel interference cancellation architectures using the CM algorithm (CMA) referred to as ‘CMA-SIC’ and ‘BA-PIC’, respectively, are presented. These techniques have shown to offer near single user performance for large number of users. It is shown to increase the user capacity by approximately two fold compared with conventional IC receivers. The spectral efficiency analysis of the techniques based on output signal-to interference-and-noise ratio (SINR) also shows significant gain in data rate. Furthermore, an effective and low complexity blind adaptive subcarrier combining (BASC) technique using a simple gradient descent based algorithm is proposed for Multicarrier-CDMA. It suppresses MAI without any knowledge of channel amplitudes and allows large number of users compared with equal gain and maximum ratio combining techniques normally used in practice. New user collaborative schemes are proposed and analysed theoretically and by simulations in different channel conditions to achieve spatial diversity for uplink of CCMA and CDMA. First, a simple transmitter diversity and its equivalent user collaborative diversity techniques for CCMA are designed and analysed. Next, a new user collaborative scheme with successive interference cancellation for uplink of CDMA referred to as collaborative SIC (C-SIC) is investigated to reduce MAI and achieve improved diversity. To further improve the performance of C-SIC under high system loading conditions, Collaborative Blind Adaptive SIC (C-BASIC) scheme is proposed. It is shown to minimize the residual MAI, leading to improved user capacity and a more robust system. It is known that collaborative diversity schemes incur loss in throughput due to the need of orthogonal time/frequency slots for relaying source’s data. To address this problem, finally a novel near-unity-rate scheme also referred to as bandwidth efficient collaborative diversity (BECD) is proposed and evaluated for CDMA. Under this scheme, pairs of users share a single spreading sequence to exchange and forward their data employing a simple superposition or space-time encoding methods. At the receiver collaborative joint detection is performed to separate each paired users’ data. It is shown that the scheme can achieve full diversity gain at no extra bandwidth as inter-user channel SNR becomes high. A novel approach of ‘User Collaboration’ is introduced to increase the user capacity of CDMA for both the downlink and uplink. First, collaborative group spreading technique for the downlink of overloaded CDMA system is introduced. It allows the sharing of the same single spreading sequence for more than one user belonging to the same group. This technique is referred to as Collaborative Spreading CDMA downlink (CS-CDMA-DL). In this technique T-user collaborative coding is used for each group to form a composite codeword signal of the users and then a single orthogonal sequence is used for the group. At each user’s receiver, decoding of composite codeword is carried out to extract the user’s own information while maintaining a high SINR performance. To improve the bit error performance of CS-CDMA-DL in Rayleigh fading conditions, Collaborative Space-time Spreading (C-STS) technique is proposed by combining the collaborative coding multiple access and space-time coding principles. A new scheme for uplink of CDMA using the ‘User Collaboration’ approach, referred to as CS-CDMA-UL is presented next. When users’ channels are independent (uncorrelated), significantly higher user capacity can be achieved by grouping multiple users to share the same spreading sequence and performing MUD on per group basis followed by a low complexity ML decoding at the receiver. This approach has shown to support much higher number of users than the available sequences while also maintaining the low receiver complexity. For improved performance under highly correlated channel conditions, T-user collaborative coding is also investigated within the CS-CDMA-UL system

Iterative Receiver for MIMO-OFDM System with ICI Cancellation and Channel Estimation

As a multi-carrier modulation scheme, Orthogonal Frequency Division Multiplexing (OFDM) technique can achieve high data rate in frequency-selective fading channels by splitting a broadband signal into a number of narrowband signals over a number of subcarriers, where each subcarrier is more robust to multipath. The wireless communication system with multiple antennas at both the transmitter and receiver, known as multiple-input multiple-output (MIMO) system, achieves high capacity by transmitting independent information over different antennas simultaneously. The combination of OFDM with multiple antennas has been considered as one of most promising techniques for future wireless communication systems. The challenge in the detection of a space-time signal is to design a low-complexity detector, which can efficiently remove interference resulted from channel variations and approach the interference-free bound. The application of iterative parallel interference canceller (PIC) with joint detection and decoding has been a promising approach. However, the decision statistics of a linear PIC is biased toward the decision boundary after the first cancellation stage. In this thesis, we employ an iterative receiver with a decoder metric, which considerably reduces the bias effect in the second iteration, which is critical for the performance of the iterative algorithm. Channel state information is required in a MIMO-OFDM system signal detection at the receiver. Its accuracy directly affects the overall performance of MIMO-OFDM systems. In order to estimate the channel in high-delay-spread environments, pilot symbols should be inserted among subcarriers before transmission. To estimate the channel over all the subcarriers, various types of interpolators can be used. In this thesis, a linear interpolator and a trigonometric interpolator are compared. Then we propose a new interpolator called the multi-tap method, which has a much better system performance. In MIMO-OFDM systems, the time-varying fading channels can destroy the orthogonality of subcarriers. This causes serious intercarrier interference (ICI), thus leading to significant system performance degradation, which becomes more severe as the normalized Doppler frequency increases. In this thesis, we propose a low-complexity iterative receiver with joint frequency- domain ICI cancellation and pilot-assisted channel estimation to minimize the effect of time-varying fading channels. At the first stage of receiver, the interference between adjacent subcarriers is subtracted from received OFDM symbols. The parallel interference cancellation detection with decision statistics combining (DSC) is then performed to suppress the interference from other antennas. By restricting the interference to a limited number of neighboring subcarriers, the computational complexity of the proposed receiver can be significantly reduced. In order to construct the time variant channel matrix in the frequency domain, channel estimation is required. However, an accurate estimation requiring complete knowledge of channel time variations for each block, cannot be obtained. For time- varying frequency-selective fading channels, the placement of pilot tones also has a significant impact on the quality of the channel estimates. Under the assumption that channel variations can be approximated by a linear model, we can derive channel state information (CSI) in the frequency domain and estimate time-domain channel parameters. In this thesis, an iterative low-complexity channel estimation method is proposed to improve the system performance. Pilot symbols are inserted in the transmitted OFDM symbols to mitigate the effect of ICI and the channel estimates are used to update the results of both the frequency domain equalizer and the PICDSC detector in each iteration. The complexity of this algorithm can be reduced because the matrices are precalculated and stored in the receiver when the placement of pilots symbols is fixed in OFDM symbols before transmission. Finally, simulation results show that the proposed MIMO-OFDM iterative receiver can effectively mitigate the effect of ICI and approach the ICI-free performance over time-varying frequency-selective fading channels