Enabling Technology in Optical Fiber Communications: From Device, System to Networking

This book explores the enabling technology in optical fiber communications. It focuses on the state-of-the-art advances from fundamental theories, devices, and subsystems to networking applications as well as future perspectives of optical fiber communications. The topics cover include integrated photonics, fiber optics, fiber and free-space optical communications, and optical networking

Off-line and in-operation optical core networks planning

The ever increasing IP traffic volume has finally brought to light the high inefficiency of current wavelength-routed over rigid-grid optical networks in matching the client layer requirements. Such an issue results in the deployment of large-size, expensive and power-consuming Multiprotocol Label Switching (MPLS) layers to perform the required grooming/aggregation functionality. To deal with this problem, the emerging flexgrid technology, allowing for reduced size frequency grids, is being standardized. Flexgrid optical networks divide the spectrum into frequency slots providing finer granularity than rigid networks based on Dense Wavelength Division Multiplexing (DWDM). To find a feasible allocation, new Routing and Spectrum Allocation (RSA) algorithms for flexgrid optical networks need to be designed and evaluated. Furthermore, due to the flexibility of flexible optical networks, the aggregation functions and statistical multiplexing can be partially located in the optical layer. In addition, given the special characteristics of flexible optical networks, the traditional mechanisms for protection and recovery must be reformulated. Optical transport platforms are designed to facilitate the setting up and tearing down of optical connections (lightpaths). Combining remotely configurable optical cross-connects (OXCs) with a control plane provides the capability of automated lightpath set-up for regular provisioning, and real-time reaction to the failures, being thus able to reduce Operational Expenditures (OPEX). However, to exploit existing capacity, increase dynamicity, and provide automation in future networks, current management architectures, utilizing legacy Network Management Systems (NMS) need to be radically transformed. This thesis is devoted to design optical networks and to devise algorithms to operate them. Network design objective consists of: i. Analyzing the cost implications that a set of frequency slot widths have on the Capital Expenditures (CAPEX) investments required to deploy MPLS-over-flexgrid networks; ii. Studying recovery schemes, where a new recovery scheme specifically designed for flexgrid-based optical networks is proposed. As for network operation, we focus on: i. Studying provisioning, where two provisioning algorithms are proposed: the first one targets at solving the RSA problem in flexgrid networks, whereas the second one studies provisioning considering optical impairments in translucent DWDM networks; ii. Getting back to the recovery problem, we focus on algorithms to cope with restoration in dynamic scenarios. Several algorithms are proposed for both single layer and multilayer networks to be deployed in the centralized Path Computation Element (PCE); iii. One of the main problems in flexgrid networks is spectrum defragmentation. In view of that, we propose an algorithm to reallocate already established optical connections so as to make room for incoming requests. This algorithm is extended with elasticity to deal with time-varying traffic. The above algorithms are firstly implemented and validated by using simulation, and finally experimentally assessed in real test-beds. In view of PCE architectures do not facilitate network reconfiguration, we propose a control and management architecture to allow the network to be dynamically operated; network resources can be made available by reconfiguring and/or re-optimizing the network on demand and in real-time. We call that as in-operation network planning. It shall be mentioned that part of the work reported in this thesis has been done within the framework of several European and National projects, namely STRONGEST (FP7-247674), IDEALIST (FP7-ICT-2011-8), and GEANT (FP7-238875) funded by the European Commission, and ENGINE (TEC2008-02634) and ELASTIC (TEC2011-27310) funded by the Spanish Science Ministry.El volumen creciente del tráfico IP, finalmente, ha puesto de manifiesto la alta ineficiencia de las redes ópticas actuales de grid rígido basadas en WDM en la adecuación a los requisitos de capa de cliente. Dicho problema genera que se deba desplegar una red con capas MPLS de gran tamaño, costosa y de alto consumo energético para poder realizar la funcionalidad de agregación requerida. Para hacer frente a este problema, la tecnología flexgrid emergente, que permite grids con frecuencias de menor tamaño, está siendo estandarizada. Las redes ópticas flexgrid dividen el espectro en slots de frecuencia, lo que proporciona una granularidad más fina en comparación a las redes rígidas basadas en WDM. Para encontrar una asignación factible, nuevos algoritmos de enrutamiento y asignación de espectro (RSA) para redes ópticas flexgrid deben ser diseñados y evaluados. Además, debido a la flexibilidad de las redes ópticas flexibles, las funciones de agregación y de multiplexación estadística pueden ser parcialmente situadas en la capa óptica. Asimismo, dadas las características especiales de las redes ópticas flexibles, los mecanismos tradicionales de protección y recuperación deben reformularse. Las plataformas de transporte ópticas están diseñadas para facilitar la creación y destrucción de conexiones ópticas. La combinación de OXCs configurables remotamente con un plano de control, proporciona la capacidad de crear conexiones automáticamente para el aprovisionamiento habitual, y la reacción en tiempo real a los fallos, para así poder reducir el OPEX. Sin embargo, para aprovechar la capacidad existente, aumentar la dinamicidad y proporcionar automatización a las redes del futuro, las arquitecturas actuales de gestión, que utilizan sistemas legados de NMS, necesitan ser transformadas de manera radical. Esta tesis está dedicada al diseño de redes ópticas y a la creación de algoritmos para operarlas. El objetivo de diseño de red se compone de: 1. El análisis de las implicancias en el costo que tiene un conjunto de slots de frecuencia en el CAPEX necesario para implementar redes MPLS-over-flexgrid; 2. El estudio de esquemas de recuperación, donde se propone un nuevo esquema de recuperación diseñado específicamente para las redes ópticas basadas en flexgrid. En cuanto a la operación de la red: 1. El estudio de aprovisionamiento, donde se proponen dos algoritmos de aprovisionamiento: el primero de ellos tiene como objetivo solucionar el problema de RSA en redes flexgrid, mientras que el segundo estudia aprovisionamiento considerando la degradación óptica en redes WDM translúcidas; 2. Volviendo al problema de la recuperación, nos centramos en algoritmos de restauración para escenarios dinámicos. Se proponen varios algoritmos, tanto para redes mono-capa como multi-capa, que serán desplegados en un PCE centralizado; 3. Uno de los principales problemas en las redes flexgrid es la desfragmentación del espectro. Para ello, se propone un algoritmo para reasignar las conexiones ópticas ya establecidas con el fin de hacer espacio a las entrantes. Este algoritmo se extiende con elasticidad para ser utilizado en escenarios con tráfico variable en el tiempo. Los algoritmos anteriores son primero implementados y validados utilizando simulación, y finalmente son evaluados experimentalmente en testbeds reales. En vista de que las arquitecturas de PCE no facilitan la reconfiguración de la red, proponemos una arquitectura de control y gestión para permitir que la red pueda ser operada de forma dinámica; hacer que los recursos de la red estén disponibles mediante reconfiguración y/o re-optimización de la red bajo demanda y en tiempo real. A eso lo llamamos planificación en operación de la red. El trabajo presentado en esta tesis se ha realizado en el marco de proyectos europeos y nacionales: STRONGEST (FP7-247674), IDEALIST (FP7-2011-8), y GEANT (FP7-238875) financiados por la CE, y ENGINE (TEC2008-02634) y ELASTIC (TEC2011-27310) financiados por el MINEC

Performance studies of evolutionary transfer learning for end-to-end QoT estimation in multi-domain optical networks [Invited]

This paper proposes an evolutionary transfer learning approach (Evol-TL) for scalable quality-of-transmission (QoT) estimation in multi-domain elastic optical networks (MD-EONs). Evol-TL exploits a broker-based MD-EON architecture that enables cooperative learning between the broker plane (end-to-end) and domain-level (local) machine learning functions while securing the autonomy of each domain. We designed a genetic algorithm to optimize the neural network architectures and the sets of weights to be transferred between the source and destination tasks. We evaluated the performance of Evol-TL with three case studies considering the QoT estimation task for lightpaths with (i) different path lengths (in terms of the numbers of fiber links traversed), (ii) different modulation formats, and (iii) different device conditions (emulated by introducing different levels of wavelength-specific attenuation to the amplifiers). The results show that the proposed approach can reduce the average amount of required training data by up to 13× while achieving an estimation accuracy above 95%

Software Defined Applications in Cellular and Optical Networks

abstract: Small wireless cells have the potential to overcome bottlenecks in wireless access through the sharing of spectrum resources. A novel access backhaul network architecture based on a Smart Gateway (Sm-GW) between the small cell base stations, e.g., LTE eNBs, and the conventional backhaul gateways, e.g., LTE Servicing/Packet Gateways (S/P-GWs) has been introduced to address the bottleneck. The Sm-GW flexibly schedules uplink transmissions for the eNBs. Based on software defined networking (SDN) a management mechanism that allows multiple operator to flexibly inter-operate via multiple Sm-GWs with a multitude of small cells has been proposed. This dissertation also comprehensively survey the studies that examine the SDN paradigm in optical networks. Along with the PHY functional split improvements, the performance of Distributed Converged Cable Access Platform (DCCAP) in the cable architectures especially for the Remote-PHY and Remote-MACPHY nodes has been evaluated. In the PHY functional split, in addition to the re-use of infrastructure with a common FFT module for multiple technologies, a novel cross functional split interaction to cache the repetitive QAM symbols across time at the remote node to reduce the transmission rate requirement of the fronthaul link has been proposed.Dissertation/ThesisDoctoral Dissertation Electrical Engineering 201

Silicon photonic switching: from building block design to intelligent control

The rapid growth in data communication technologies is at the heart of enriching the digital experiences for people around the world. Encoding high bandwidth data to the optical domain has drastically changed the bandwidth-distance trade-off imposed by electrical media. Silicon photonics, sharing the technological maturity of the semiconductor industry, is a platform poised to make optical interconnect components more robust, manufacturable, and ubiquitous. One of the most prominent device classes enabled by the silicon photonics platform is photonic switching, which describes the direct routing of optical signal carriers without the optical-electrical-optical conversions. While theoretical designs and prototypes of monolithic silicon photonic switch devices have been studied, realizing high-performance and feasible switch systems requires explorations of all design aspects from basic building blocks to control systems. This thesis provides a holistic collection of studies on silicon photonic switching in topics of novel switching element designs, multi-stage switch architectures, device calibration, topology scalability, smart routing strategies, and performance-aware control plane. First, component designs for assembling a silicon photonic switch device are presented. Structures that perform 2×2 optical switching functions are introduced. To realize switching granularities in both spatial and spectral domains, a resonator-assisted Mach-Zehnder interferometer design is demonstrated with high performance and design robustness. Next, multi-stage monolithic switching devices with microring resonator-based switching elements are investigated. An 8×8 switch device with dual-microring switching elements is presented with a well-balanced set of performance metrics in extinction ratio, crosstalk suppression, and optical bandwidth. Continued scaling in the switch port count requires both an economic increase in the number of switching elements integrated in a device and the preservation of signal quality through the switch fabric. A highly scalable switch architecture based on Clos network with microring switch-and-select sub-switches is presented as a solution to reach high switch radices while addressing key factors of insertion loss, crosstalk, and optical passband to ensure end-to-end switching performance. The thesis then explores calibration techniques to acquire and optimize system-wide control points for integrated silicon switch devices. Applicable to common rearrangeably non-blocking switch topologies, automated procedures are developed to calibrate entire switch devices without the need for built-in power monitors. Using Mach-Zehnder interferometer-based switching elements as a demonstration, calibration techniques for optimal control points are introduced to achieve balanced push-pull drive scheme and reduced crosstalk in switching operations. Furthermore, smart routing strategies are developed based on optical penalty estimations enabled by expedited lightpath characterization procedures. Leveraging configuration redundancies in the switch fabric, the routing strategies are capable of avoiding the worst penalty optical paths and effectively elevate the bottom-line performance of the switch device. Additional works are also presented on enhancing optical system control planes with machine learning techniques to accurately characterize complex systems and identify critical control parameters. Using flexgrid networks as a case study, light-weight machine learning workflows are tailored to devise control strategies for improving spectral power stability during wavelength assignment and defragmentation. This work affirms the efficacy of intelligent control planes to predict system dynamics and drive performance optimizations for optical interconnect systems

Control Plane in Software Defined Networks and Stateful Data Planes

L'abstract è presente nell'allegato / the abstract is in the attachmen

Real-time Awareness and Fast Reconguration Capabilities for Agile Optical Networks

Ever-growing demand for speed and bandwidth coupled with increasing energy consumption in current networks are driving the need for intelligent, next-generation networking architectures that can overcome fundamental spectral and energy limitations. Metro-only internet traffic in particular is experiencing unprecedented growth rates and increasing twice as fast as long-haul traffic. The current quasi-static peak capacity pro- visioned network is ill-equipped to support this rise of unpredictable, high bandwidth but short-duration traffic flows. A promising solution to address the emerging networking challenges is agile optical networking. Agile optical networking leverages novel photonic devices and multi-layer switching capabilities along with network awareness and intelligence to allocate re- sources in accordance to changing traffic demands and network conditions. However, network agility requires changing the wavelength configuration in the optical layer in real-time to match the traffic demands. Rapidly changing the wavelength loading conditions in optical amplifiers result in debilitating power fluctuations that propagate through the network and can lead to network instability, a problem that is avoided in current networks by using long reconfiguration times encompassing many small adjustments. An agile optical network, once successfully implemented, will be characterized by unpredictable transmission impairments. Power levels along any path in an agile network is constantly fluctuating due to the continuously changing wavelength configuration; consequently, power dependent transmission impairments are also constantly fluctuating. Real-time knowledge of the state of the physical layer is thus critical for managing signal quality and reliability in an agile optical network, requiring the development of cost-effective, energy-efficient monitoring solutions that can support advanced modulation formats. This dissertation focuses on developing solutions for the two key requirements for a stable agile optical network. Techniques that allow wavelength reconguration on the order of seconds while maintaining stable network operation and minimal data loss are presented. Functionality of an existing advanced optical performance monitor is extended to include autonomous monitoring of both single and multiple channel systems, so that it can be used in agile optical network for real-time introspection of the physical layer

Next generation control of transport networks

It is widely understood by telecom operators and industry analysts that bandwidth demand is increasing dramatically, year on year, with typical growth figures of 50% for Internet-based traffic [5]. This trend means that the consumers will have both a wide variety of devices attaching to their networks and a range of high bandwidth service requirements. The corresponding impact is the effect on the traffic engineered network (often referred to as the “transport network”) to ensure that the current rate of growth of network traffic is supported and meets predicted future demands. As traffic demands increase and newer services continuously arise, novel network elements are needed to provide more flexibility, scalability, resilience, and adaptability to today’s transport network. The transport network provides transparent traffic engineered communication of user, application, and device traffic between attached clients (software and hardware) and establishing and maintaining point-to-point or point-to-multipoint connections. The research documented in this thesis was based on three initial research questions posed while performing research at British Telecom research labs and investigating control of transport networks of future transport networks: 1. How can we meet Internet bandwidth growth yet minimise network costs? 2. Which enabling network technologies might be leveraged to control network layers and functions cooperatively, instead of separated network layer and technology control? 3. Is it possible to utilise both centralised and distributed control mechanisms for automation and traffic optimisation? This thesis aims to provide the classification, motivation, invention, and evolution of a next generation control framework for transport networks, and special consideration of delivering broadcast video traffic to UK subscribers. The document outlines pertinent telecoms technology and current art, how requirements I gathered, and research I conducted, and by which the transport control framework functional components are identified and selected, and by which method the architecture was implemented and applied to key research projects requiring next generation control capabilities, both at British Telecom and the wider research community. Finally, in the closing chapters, the thesis outlines the next steps for ongoing research and development of the transport network framework and key areas for further study