Boosting Iris Recognition by Margin-Based Loss Functions

Data Availability Statement: The analysed datasets are publicly available. Related references are reported in the References section. Acknowledgments: The authors would like to thank Guowei Wang for providing the implementation of Keras_insightface, which is available on Github, accessed on April 2021 (https://github.com/ leondgarse/Keras_insightface/ access on 25 April 2021).Copyright: © 2022 by the authors. In recent years, the topic of contactless biometric identification has gained considerable traction due to the COVID-19 pandemic. One of the most well-known identification technologies is iris recognition. Determining the classification threshold for large datasets of iris images remains challenging. To solve this issue, it is essential to extract more discriminatory features from iris images. Choosing the appropriate loss function to enhance discrimination power is one of the most significant factors in deep learning networks. This paper proposes a novel iris identification framework that integrates the light-weight MobileNet architecture with customized ArcFace and Triplet loss functions. By combining two loss functions, it is possible to improve the compactness within a class and the discrepancies between classes. To reduce the amount of preprocessing, the normalization step is omitted and segmented iris images are used directly. In contrast to the original SoftMax loss, the EER for the combined loss from ArcFace and Triplet is decreased from 1.11% to 0.45%, and the TPR is increased from 99.77% to 100%. In CASIA-Iris-Thousand, EER decreased from 4.8% to 1.87%, while TPR improved from 97.42% to 99.66%. Experiments have demonstrated that the proposed approach with customized loss using ArcFace and Triplet can significantly improve state-of-the-art and achieve outstanding results.This research received no external funding

Robust pre-processing techniques for non-ideal iris images

The human iris has been demonstrated to be a very accurate, non-invasive and easy-to-use biometric for personal identification. Most of the current state-of-the-art iris recognition systems require the iris acquisition to be ideal. A lot of constraints are hence put on the user and the acquisition process.;Our aim in this research is to relax these conditions and to develop a pre-processing algorithm, which can be used in conjunction with any matching algorithm to handle the so-called non-ideal iris images. In this thesis we present a few robust techniques to process the non-ideal iris images so as to give a segmented iris image to the matching algorithm. The motivation behind this work is to reduce the false reject rates of the current recognition systems and to reduce the intra-class variability. A new technique for estimating and compensating the angle in non-frontal iris images is presented. We have also developed a novel segmentation algorithm, which uses an ellipse-fitting approach for localizing the pupil. A fast and simple limbus boundary segmentation algorithm is also presented

Non-ideal iris recognition

Of the many biometrics that exist, iris recognition is finding more attention than any other due to its potential for improved accuracy, permanence, and acceptance. Current iris recognition systems operate on frontal view images of good quality. Due to the small area of the iris, user co-operation is required. In this work, a new system capable of processing iris images which are not necessarily in frontal view is described. This overcomes one of the major hurdles with current iris recognition systems and enhances user convenience and accuracy. The proposed system is designed to operate in two steps: (i) preprocessing and estimation of the gaze direction and (ii) processing and encoding of the rotated iris image. Two objective functions are used to estimate the gaze direction. Later, the off-angle iris image undergoes geometric transformations involving the estimated angle and is further processed as if it were a frontal view image. Two methods: (i) PCA and (ii) ICA are used for encoding. Three different datasets are used to quantify performance of the proposed non-ideal recognition system

Iris Recognition: Robust Processing, Synthesis, Performance Evaluation and Applications

The popularity of iris biometric has grown considerably over the past few years. It has resulted in the development of a large number of new iris processing and encoding algorithms. In this dissertation, we will discuss the following aspects of the iris recognition problem: iris image acquisition, iris quality, iris segmentation, iris encoding, performance enhancement and two novel applications.;The specific claimed novelties of this dissertation include: (1) a method to generate a large scale realistic database of iris images; (2) a crosspectral iris matching method for comparison of images in color range against images in Near-Infrared (NIR) range; (3) a method to evaluate iris image and video quality; (4) a robust quality-based iris segmentation method; (5) several approaches to enhance recognition performance and security of traditional iris encoding techniques; (6) a method to increase iris capture volume for acquisition of iris on the move from a distance and (7) a method to improve performance of biometric systems due to available soft data in the form of links and connections in a relevant social network

Reconhecimento biométrico considerando a deformação não linear da íris humana

The biometric systems that use the information on iris texture has received great attention in recent years. The extraordinary variation in iris texture allows the creation of recognition and identification systems with almost zero error rates. However, in general, researches ignore the problems associated with contraction and dilation iris movements that can result in significant differences between the enrollment images and the probe image. This work, in addition to developing a traditional iris recognition system, comprising the steps of detection, segmentation, normalization, encoding and comparison, determines quantitatively the iris motion effect in recognition system accuracy. In addition, this paper proposes a new method to reduce the influence of dynamic iris, verified by decidability and the Equal Error Rate (EER), obtained in the comparison between iris codes in very different expansion states. The new method uses Dynamic Time Warping technique to correct and compare the gradient vectors extracted from iris texture. Thus, the most discriminant features of the test image and enrollment image are aligned and compared, considering the non-linear distortion of the iris tissue. Experimental results using dynamic images indicate that system performance gets worse with comparison on images in different states contraction. For direct comparison with contracted and dilated iris the proposed method improves the decidability of 3.50 to 4.39 and EER of 9.69% to 3.36%.Coordenação de Aperfeiçoamento de Pessoal de Nível SuperiorFundação de Amparo a Pesquisa do Estado de Minas GeraisTese (Doutorado)Os sistemas biométricos que utilizam a informação contida na textura da íris têm recebido grande atenção nos últimos anos. A grande variação em textura da íris permite o desenvolvimento de sistemas de reconhecimento e de identificação com taxas de erro quase nulas. Entretanto, de forma geral, as pesquisas nesta área ignoram os problemas associados aos movimentos de contração e dilatação da íris que geram diferenças significativas entre as imagens inscritas em uma base de dados e a imagem de teste. Este trabalho, além de desenvolver um sistema de reconhecimento de íris tradicional, composto pelas etapas de detecção, segmentação, normalização, codificação e comparação, determina de forma quantitativa o efeito dos movimentos da íris na precisão do sistema de reconhecimento. Além disso, este trabalho propõe um novo método para diminuir a influência da dinâmica da íris, verificado pela decidibilidade e pela Taxa de Erro Igual (EER), obtidas na comparação entre códigos de íris em estados de dilatação bem diferentes. O novo método utiliza a técnica Dynamic Time Warping para corrigir e comparar os vetores de gradientes extraídos da textura da íris. Dessa forma, as características mais discriminantes da imagem de teste e da imagem da galeria são alinhadas e comparadas, considerando a deformação não linear do tecido da íris. Os resultados experimentais, utilizando imagens dinâmicas, indicam que a performance do sistema piora quando a comparação é feita com imagens em estados de contração diferentes. Para a comparação direta entre íris bem contraída com íris bem dilatada o método proposto melhora a decidibilidade de 3,50 para 4,39 e a EER de 9,69% para 3,36%

Unconstrained Iris Recognition

This research focuses on iris recognition, the most accurate form of biometric identification. The robustness of iris recognition comes from the unique characteristics of the human, and the permanency of the iris texture as it is stable over human life, and the environmental effects cannot easily alter its shape. In most iris recognition systems, ideal image acquisition conditions are assumed. These conditions include a near infrared (NIR) light source to reveal the clear iris texture as well as look and stare constraints and close distance from the capturing device. However, the recognition accuracy of the-state-of-the-art systems decreases significantly when these constraints are relaxed. Recent advances have proposed different methods to process iris images captured in unconstrained environments. While these methods improve the accuracy of the original iris recognition system, they still have segmentation and feature selection problems, which results in high FRR (False Rejection Rate) and FAR (False Acceptance Rate) or in recognition failure. In the first part of this thesis, a novel segmentation algorithm for detecting the limbus and pupillary boundaries of human iris images with a quality assessment process is proposed. The algorithm first searches over the HSV colour space to detect the local maxima sclera region as it is the most easily distinguishable part of the human eye. The parameters from this stage are then used for eye area detection, upper/lower eyelid isolation and for rotation angle correction. The second step is the iris image quality assessment process, as the iris images captured under unconstrained conditions have heterogeneous characteristics. In addition, the probability of getting a mis-segmented sclera portion around the outer ring of the iris is very high, especially in the presence of reflection caused by a visible wavelength light source. Therefore, quality assessment procedures are applied for the classification of images from the first step into seven different categories based on the average of their RGB colour intensity. An appropriate filter is applied based on the detected quality. In the third step, a binarization process is applied to the detected eye portion from the first step for detecting the iris outer ring based on a threshold value defined on the basis of image quality from the second step. Finally, for the pupil area segmentation, the method searches over the HSV colour space for local minima pixels, as the pupil contains the darkest pixels in the human eye. In the second part, a novel discriminating feature extraction and selection based on the Curvelet transform are introduced. Most of the state-of-the-art iris recognition systems use the textural features extracted from the iris images. While these fine tiny features are very robust when extracted from high resolution clear images captured at very close distances, they show major weaknesses when extracted from degraded images captured over long distances. The use of the Curvelet transform to extract 2D geometrical features (curves and edges) from the degraded iris images addresses the weakness of 1D texture features extracted by the classical methods based on textural analysis wavelet transform. Our experiments show significant improvements in the segmentation and recognition accuracy when compared to the-state-of-the-art results

Palmprint Identification Based on Generalization of IrisCode

The development of accurate and reliable security systems is a matter of wide interest, and in this context biometrics is seen as a highly effective automatic mechanism for personal identification. Among biometric technologies, IrisCode developed by Daugman in 1993 is regarded as a highly accurate approach, being able to support real-time personal identification of large databases. Since 1993, on the top of IrisCode, different coding methods have been proposed for iris and fingerprint identification. In this research, I extend and generalize IrisCode for real-time secure palmprint identification. PalmCode, the first coding method for palmprint identification developed by me in 2002, directly applied IrisCode to extract phase information of palmprints as features. However, I observe that the PalmCodes from the different palms are similar, having many 45o streaks. Such structural similarities in the PalmCodes of different palms would reduce the individuality of PalmCodes and the performance of palmprint identification systems. To reduce the correlation between PalmCodes, in this thesis, I employ multiple elliptical Gabor filters with different orientations to compute different PalmCodes and merge them to produce a single feature, called Fusion Code. Experimental results demonstrate that Fusion Code performs better than PalmCode. Based on the results of Fusion Code, I further identify that the orientation fields of palmprints are powerful features. Consequently, Competitive Code, which uses real parts of six Gabor filters to estimate the orientation fields, is developed. To embed the properties of IrisCode, such as high speed matching, in Competitive Code, a novel coding scheme and a bitwise angular distance are proposed. Experimental results demonstrate that Competitive Code is much more effective than other palmprint algorithms. Although many coding methods have been developed based on IrisCode for iris and palmprint identification, we lack a detailed analysis of IrisCode. One of the aims of this research is to provide such analysis as a way of better understanding IrisCode, extending the coarse phase representation to a precise phase representation, and uncovering the relationship between IrisCode and other coding methods. This analysis demonstrates that IrisCode is a clustering process with four prototypes; the locus of a Gabor function is a two-dimensional ellipse with respect to a phase parameter and the bitwise hamming distance can be regarded as a bitwise angular distance. In this analysis, I also point out that the theoretical evidence of the imposter binomial distribution of IrisCode is incomplete. I use this analysis to develop a precise phase representation which can enhance iris recognition accuracy and to relate IrisCode and other coding methods. By making use of this analysis, principal component analysis and simulated annealing, near optimal filters for palmprint identification are sought. The near optimal filters perform better than Competitive Code in term of d’ index. Identical twins having the closest genetics-based relationship are expected to have maximum similarity in their biometrics. Classifying identical twins is a challenging problem for some automatic biometric systems. Palmprint has been studied for personal identification for many years. However, genetically identical palmprints have not been studied. I systemically examine Competitive Code on genetically identical palmprints for automatic personal identification and to uncover the genetically related palmprint features. The experimental results show that the three principal lines and some portions of weak lines are genetically related features but our palms still contain rich genetically unrelated features for classifying identical twins. As biometric systems are vulnerable to replay, database and brute-force attacks, such potential attacks must be analyzed before they are massively deployed in security systems. I propose projected multinomial distribution for studying the probability of successfully using brute-force attacks to break into a palmprint system based on Competitive Code. The proposed model indicates that it is computationally infeasible to break into the palmprint system using brute-force attacks. In addition to brute-force attacks, I address the other three security issues: template re-issuances, also called cancellable biometrics, replay attacks, and database attacks. A random orientation filter bank (ROFB) is used to generate cancellable Competitive Codes for templates re-issuances. Secret messages are hidden in templates to prevent replay and database attacks. This technique can be regarded as template watermarking. A series of analyses is provided to evaluate the security levels of the measures

Palmprint Identification Based on Generalization of IrisCode

The development of accurate and reliable security systems is a matter of wide interest, and in this context biometrics is seen as a highly effective automatic mechanism for personal identification. Among biometric technologies, IrisCode developed by Daugman in 1993 is regarded as a highly accurate approach, being able to support real-time personal identification of large databases. Since 1993, on the top of IrisCode, different coding methods have been proposed for iris and fingerprint identification. In this research, I extend and generalize IrisCode for real-time secure palmprint identification. PalmCode, the first coding method for palmprint identification developed by me in 2002, directly applied IrisCode to extract phase information of palmprints as features. However, I observe that the PalmCodes from the different palms are similar, having many 45o streaks. Such structural similarities in the PalmCodes of different palms would reduce the individuality of PalmCodes and the performance of palmprint identification systems. To reduce the correlation between PalmCodes, in this thesis, I employ multiple elliptical Gabor filters with different orientations to compute different PalmCodes and merge them to produce a single feature, called Fusion Code. Experimental results demonstrate that Fusion Code performs better than PalmCode. Based on the results of Fusion Code, I further identify that the orientation fields of palmprints are powerful features. Consequently, Competitive Code, which uses real parts of six Gabor filters to estimate the orientation fields, is developed. To embed the properties of IrisCode, such as high speed matching, in Competitive Code, a novel coding scheme and a bitwise angular distance are proposed. Experimental results demonstrate that Competitive Code is much more effective than other palmprint algorithms. Although many coding methods have been developed based on IrisCode for iris and palmprint identification, we lack a detailed analysis of IrisCode. One of the aims of this research is to provide such analysis as a way of better understanding IrisCode, extending the coarse phase representation to a precise phase representation, and uncovering the relationship between IrisCode and other coding methods. This analysis demonstrates that IrisCode is a clustering process with four prototypes; the locus of a Gabor function is a two-dimensional ellipse with respect to a phase parameter and the bitwise hamming distance can be regarded as a bitwise angular distance. In this analysis, I also point out that the theoretical evidence of the imposter binomial distribution of IrisCode is incomplete. I use this analysis to develop a precise phase representation which can enhance iris recognition accuracy and to relate IrisCode and other coding methods. By making use of this analysis, principal component analysis and simulated annealing, near optimal filters for palmprint identification are sought. The near optimal filters perform better than Competitive Code in term of d’ index. Identical twins having the closest genetics-based relationship are expected to have maximum similarity in their biometrics. Classifying identical twins is a challenging problem for some automatic biometric systems. Palmprint has been studied for personal identification for many years. However, genetically identical palmprints have not been studied. I systemically examine Competitive Code on genetically identical palmprints for automatic personal identification and to uncover the genetically related palmprint features. The experimental results show that the three principal lines and some portions of weak lines are genetically related features but our palms still contain rich genetically unrelated features for classifying identical twins. As biometric systems are vulnerable to replay, database and brute-force attacks, such potential attacks must be analyzed before they are massively deployed in security systems. I propose projected multinomial distribution for studying the probability of successfully using brute-force attacks to break into a palmprint system based on Competitive Code. The proposed model indicates that it is computationally infeasible to break into the palmprint system using brute-force attacks. In addition to brute-force attacks, I address the other three security issues: template re-issuances, also called cancellable biometrics, replay attacks, and database attacks. A random orientation filter bank (ROFB) is used to generate cancellable Competitive Codes for templates re-issuances. Secret messages are hidden in templates to prevent replay and database attacks. This technique can be regarded as template watermarking. A series of analyses is provided to evaluate the security levels of the measures

Sistema de reconocimiento de personas mediante su patrón de Iris Basado en la Transformada Wavelet

En el presente proyecto se exponen los fundamentos de la biometría, una de las más novedosas tecnologías, desarrolladas con el objetivo de mejorar la seguridad a nivel general de diversos aspectos presentes en la sociedad actual. En particular, se centra en la técnica de reconocimiento biométrico de iris, quizás la que mayor proyección de futuro tiene, dentro de las numerosas existentes dentro de la biometría (huella, geometría de la mano, retina, cara,…), y que presenta unas prestaciones muy propicias para formar parte de un sistema de seguridad altamente fiable. Uno de los fundamentos en los que se basa el diseño de este sistema, es el uso de la transformada wavelet, que permite el análisis de las señales unidimensionales, obtenidas a partir de las imágenes del iris, y que precisan de una explicación exhaustiva para conocer sus fundamentos. A lo largo de la memoria aquí expuesta, se proponen diversos aspectos relacionados con este sistema, que permiten conocer, la base sobre la que se fundamentan así como, desarrollar aspectos relacionados directamente con el mismo, y dar una visión del estado del arte de esta tecnologí