Ionospheric correction of interferometric SAR data with application to the cryospheric sciences

Thesis (Ph.D.) University of Alaska Fairbanks, 2018The ionosphere has been identified as an important error source for spaceborne Synthetic Aperture Radar (SAR) data and SAR Interferometry (InSAR), especially for low frequency SAR missions, operating, e.g., at L-band or P-band. Developing effective algorithms for the correction of ionospheric effects is still a developing and active topic of remote sensing research. The focus of this thesis is to develop robust and accurate techniques for ionospheric correction of SAR and InSAR data and evaluate the benefit of these techniques for cryospheric research fields such as glacier ice velocity tracking and permafrost deformation monitoring. As both topics are mostly concerned with high latitude areas where the ionosphere is often active and characterized by turbulence, ionospheric correction is particularly relevant for these applications. After an introduction to the research topic in Chapter 1, Chapter 2 will discuss open issues in ionospheric correction including processing issues related to baseline-induced spectrum shifts. The effect of large baseline on split spectrum InSAR technique has been thoroughly evaluated and effective solutions for compensating this effect are proposed. In addition, a multiple sub-band approach is proposed for increasing the algorithm robustness and accuracy. Selected case studies are shown with the purpose of demonstrating the performance of the developed algorithm. In Chapter 3, the developed ionospheric correction technology is applied to optimize InSAR-based ice velocity measurements over the big ice sheets in Greenland and the Antarctic. Selected case studies are presented to demonstrate and validate the effectiveness of the proposed correction algorithms for ice velocity applications. It is shown that the ionosphere signal can be larger than the actual glacier motion signal in the interior of Greenland and Antarctic, emphasizing the necessity for operational ionospheric correction. The case studies also show that the accuracy of ice velocity estimates was significantly improved once the developed ionospheric correction techniques were integrated into the data processing flow. We demonstrate that the proposed ionosphere correction outperforms the traditionally-used approaches such as the averaging of multi-temporal data and the removal of obviously affected data sets. For instance, it is shown that about one hundred multi-temporal ice velocity estimates would need to be averaged to achieve the estimation accuracy of a single ionosphere-corrected measurement. In Chapter 4, we evaluate the necessity and benefit of ionospheric-correction for L-band InSAR-based permafrost research. In permafrost zones, InSAR-based surface deformation measurements are used together with geophysical models to estimate permafrost parameters such as active layer thickness, soil ice content, and permafrost degradation. Accurate error correction is needed to avoid biases in the estimated parameters and their co-variance properties. Through statistical analyses of a large number of L-band InSAR data sets over Alaska, we show that ionospheric signal distortions, at different levels of magnitude, are present in almost every InSAR dataset acquired in permafrost-affected regions. We analyze the ionospheric correction performance that can be achieved in permafrost zones by statistically analyzing correction results for large number of InSAR data. We also investigate the impact of ionospheric correction on the performance of the two main InSAR approaches that are used in permafrost zones: (1) we show the importance of ionospheric correction for permafrost deformation estimation from discrete InSAR observations; (2) we demonstrate that ionospheric correction leads to significant improvements in the accuracy of time-series InSAR-based permafrost products. Chapter 5 summarizes the work conducted in this dissertation and proposes next steps in this field of research

Tropospheric phase delay in interferometric synthetic aperture radar estimated from meteorological model and multispectral imagery

ENVISAT Medium Resolution Imaging Spectrometer Instrument (MERIS) multispectral data and the mesoscale meteorological model MM5 are used to estimate the tropospheric phase delay in synthetic aperture radar (SAR) interferograms. MERIS images acquired simultaneously with ENVISAT Advanced Synthetic Aperture Radar data provide an estimate of the total water vapor content W limited to cloud-free areas based on spectral bands ratio (accuracy 0.17 g cm^(−2) and ground resolution 300 m). Maps of atmospheric delay, 2 km in ground resolution, are simulated from MM5. A priori pertinent cumulus parameterization and planetary boundary layer options of MM5 yield near-equal phase correction efficiency. Atmospheric delay derived from MM5 is merged with available MERIS W product. Estimates of W measured from MERIS and modeled from MM5 are shown to be consistent and unbiased and differ by ~0.2 g cm^(−2) (RMS). We test the approach on data over the Lebanese ranges where active tectonics might contribute to a measurable SAR signal that is obscured by atmospheric effects. Local low-amplitude (1 rad) atmospheric oscillations with a 2.25 km wavelength on the interferograms are recovered from MERIS with an accuracy of 0.44 rad or 0.03 g cm^(−2). MERIS water product overestimates W in the clouds shadow due to mismodeling of multiple scattering and underestimates W on pixels with undetected semitransparent clouds. The proposed atmospheric filter models dynamic atmospheric signal which cannot be recovered by previous filtering techniques which are based on a static atmospheric correction. Analysis of filter efficiency with spatial wavelength shows that ~43% of the atmospheric signal is removed at all wavelengths

Improving InSAR geodesy using global atmospheric models

Spatial and temporal variations of pressure, temperature and water vapor content in the atmosphere introduce significant confounding delays in Interferometric Synthetic Aperture Radar (InSAR) observations of ground deformation and bias estimatesof regional strain rates. Producing robust estimates of tropospheric delays remains one of the key challenges in increasing the accuracy of ground deformation measurements using InSAR. Recent studies revealed the efficiency of global atmospheric reanalysis to mitigate the impact of tropospheric delays, motivating further exploration of their potential. Here, we explore the effectiveness of these models in several geographic and tectonic settings on both single interferograms and time series analysis products. Both hydrostatic and wet contributions to the phase delay are important to account for. We validate these path delay corrections by comparing with estimates of vertically integrated atmospheric water vapor content derived from the passive multi-spectral imager MERIS, onboard the ENVISAT satellite. Generally, the performance of the prediction depends on the vigor of atmospheric turbulence. We discuss (1) how separating atmospheric and orbital contributions allows one to better measure long wavelength deformation, (2) how atmospheric delays affect measurements of surface deformation following earthquakes and (3) we show that such a method allows us to reduce biases in multi-year strain rate estimates by reducing the influence of unevenly sampled seasonal oscillations of the tropospheric delay

Toward Operational Compensation of Ionospheric Effects in SAR Interferograms: The Split-Spectrum Method

The differential ionospheric path delay is a major error source in L-band interferograms. It is superimposed to topography and ground deformation signals, hindering the measurement of geophysical processes. In this paper, we proceed toward the realization of an operational processor to compensate the ionospheric effects in interferograms. The processor should be robust and accurate to meet the scientific requirements for the measurement of geophysical processes, and it should be applicable on a global scale. An implementation of the split-spectrum method, which will be one element of the processor, is presented in detail, and its performance is analyzed. The method is based on the dispersive nature of the ionosphere and separates the ionospheric component of the interferometric phase from the nondispersive component related to topography, ground motion, and tropospheric path delay. We tested the method using various Advanced Land Observing Satellite Phased-Array type L-band synthetic aperture radar interferometric pairs with different characteristics: high to low coherence, moving and nonmoving terrains, with and without topography, and different ionosphere states. Ionospheric errors of almost 1 m have been corrected to a centimeter or a millimeter level. The results show how the method is able to systematically compensate the ionospheric phase in interferograms, with the expected accuracy, and can therefore be a valid element of the operational processor

Measuring velocities of a surge type glacier with SAR interferometry using ALOS-2 data

In recent years, in-situ measurements on Kongsvegen, a surge-type glacier located in the Kongsfjorden area, have showed an acceleration in the flow speeds of the glacier. This could indicate the onset of a surging event, which presents the opportunity to study the dynamics of a glacier surge using remote sensing techniques with in-situ data for reference. Synthetic aperture radar (SAR) is well suited for this, as it does not rely on the sun for illumination and is not obstructed by clouds. In addition, SAR can be used to measure displacement with high accuracy and resolution through the use of interferometric SAR (InSAR). This study investigates the acceleration of Kongsvegen using InSAR, MAI and offset tracking. Velocity measurements from the combination DInSAR - MAI are then compared to in-situ data as well as the offset tracking measurements. For image pairs where InSAR measurements are not possible due to phase decorrelation, offset tracking is attempted as a back-up. Data from 2015, 2018 and 2019 was available, and the evolution of flow speeds over time could therefore be evaluated. The image pairs from 2018-2019 were acquired with 14 days separation in time, while the 2015 image pairs were acquired with 28 and 42 days separation. Due to the longer separation in time, the 2015 image pairs decorrelated in time. In addition, a pair acquired in the summer of 2018 decorrelated as a result of surface melting on the glaciers. Therefore only 3 of the total 8 pairs available were suited for interferometric analysis. For the image pairs from 2018-2019, the InSAR measurements were in good agreement with the in-situ data, as they also indicated an acceleration of the flow speeds on Kongsvegen. The offset tracking results on these pairs overestimated the velocity magnitudes, but also showed an increase in time. Similar to the InSAR estimates, the offset tracking failed to produce reasonable results on the 2015 image pairs, likely because of the large temporal baseline and lack of surface features on Kongsvegen. Overall, InSAR could be used to measure flow speeds on Kongsvegen successfully, but more data with a short temporal baseline is needed for an in-depth analysis

Statistical comparison of InSAR tropospheric correction techniques

Correcting for tropospheric delays is one of the largest challenges facing the interferometric synthetic aperture radar (InSAR) community. Spatial and temporal variations in temperature, pressure, and relative humidity create tropospheric signals in InSAR data, masking smaller surface displacements due to tectonic or volcanic deformation. Correction methods using weather model data, GNSS and/or spectrometer data have been applied in the past, but are often limited by the spatial and temporal resolution of the auxiliary data. Alternatively a correction can be estimated from the interferometric phase by assuming a linear or a power-law relationship between the phase and topography. Typically the challenge lies in separating deformation from tropospheric phase signals. In this study we performed a statistical comparison of the state-of-the-art tropospheric corrections estimated from the MERIS and MODIS spectrometers, a low and high spatial-resolution weather model (ERA-I and WRF), and both the conventional linear and new power-law empirical methods. Our test-regions include Southern Mexico, Italy, and El Hierro. We find spectrometers give the largest reduction in tropospheric signal, but are limited to cloud-free and daylight acquisitions. We find a ~ 10–20% RMSE increase with increasing cloud cover consistent across methods. None of the other tropospheric correction methods consistently reduced tropospheric signals over different regions and times. We have released a new software package called TRAIN (Toolbox for Reducing Atmospheric InSAR Noise), which includes all these state-of-the-art correction methods. We recommend future developments should aim towards combining the different correction methods in an optimal manner

Generic interferometric synthetic aperture radar atmospheric correction model and its application to co- and post-seismic motions

PhD ThesisThe tremendous development of Interferometric Synthetic Aperture Radar (InSAR) missions in recent years facilitates the study of smaller amplitude ground deformation over greater spatial scales using longer time series. However, this poses more challenges for correcting atmospheric effects due to the spatial-temporal variability of atmospheric delays. Previous attempts have used observations from Global Positioning System (GPS) and Numerical Weather Models (NWMs) to separate the atmospheric delays, but they are limited by (i) the availability (and distribution) of GPS stations; (ii) the time difference between NWM and radar observations; and (iii) the difficulties in quantifying their performance. To overcome the abovementioned limitations, we have developed the Iterative Tropospheric Decomposition (ITD) model to reduce the coupling effects of the troposphere turbulence and stratification and hence achieve similar performances over flat and mountainous terrains. Highresolution European Centre for Medium-Range Weather Forecasts (ECMWF) and GPS-derived tropospheric delays were properly integrated by investigating the GPS network geometry and topography variations. These led to a generic atmospheric correction model with a range of notable features: (i) global coverage, (ii) all-weather, all-time usability, (iii) available with a maximum of two-day latency, and (iv) indicators available to assess the model’s performance and feasibility. The generic atmospheric correction model enables the investigation of the small magnitude coseismic deformation of the 2017 Mw-6.4 Nyingchi earthquake from InSAR observations in spite of substantial atmospheric contamination. It can also minimize the temporal correlations of InSAR atmospheric delays so that reliable velocity maps over large spatial extents can be achieved. Its application to the post-seismic motion following the 2016 Kaikoura earthquake shows a success to recover the time-dependent afterslip distribution, which in turn evidences the deep inactive subduction slip mechanism. This procedure can be used to map surface deformation in other scenarios including volcanic eruptions, tectonic rifting, cracking, and city subsidence.This work was supported by a Chinese Scholarship Council studentship. Part of this work was also supported by the UK NERC through the Centre for the Observation and Modelling of Earthquakes, Volcanoes and Tectonics (COMET)