Timing and Carrier Synchronization in Wireless Communication Systems: A Survey and Classification of Research in the Last 5 Years

Timing and carrier synchronization is a fundamental requirement for any wireless communication system to work properly. Timing synchronization is the process by which a receiver node determines the correct instants of time at which to sample the incoming signal. Carrier synchronization is the process by which a receiver adapts the frequency and phase of its local carrier oscillator with those of the received signal. In this paper, we survey the literature over the last 5 years (2010–2014) and present a comprehensive literature review and classification of the recent research progress in achieving timing and carrier synchronization in single-input single-output (SISO), multiple-input multiple-output (MIMO), cooperative relaying, and multiuser/multicell interference networks. Considering both single-carrier and multi-carrier communication systems, we survey and categorize the timing and carrier synchronization techniques proposed for the different communication systems focusing on the system model assumptions for synchronization, the synchronization challenges, and the state-of-the-art synchronization solutions and their limitations. Finally, we envision some future research directions

Power Allocation in Wireless Relay Networks

This thesis is mainly concerned with power allocation issues in wireless relay networks where a single or multiple relays assist transmission from a single or multiple sources to a destination. First, a network model with a single source and multiple relays is considered, in which both cases of orthogonal and non--orthogonal relaying are investigated. For the case of orthogonal relaying, two power allocation schemes corresponding to two partial channel state information (CSI) assumptions are proposed. Given the lack of full and perfect CSI, appropriate signal processing at the relays and/or destination is also developed. The performance behavior of the system with power allocation between the source and the relays is also analyzed. For the case of non-orthogonal relaying, it is demonstrated that optimal power allocation is not sufficiently effective. Instead, a relay beamforming scheme is proposed. A comprehensive comparison between the orthogonal relaying with power allocation scheme and the non-orthogonal relaying with beamforming scheme is then carried out, which reveals several interesting conclusions with respect to both error performance and system throughput. In the second part of the thesis, a network model with multiple sources and a single relay is considered. The transmission model is applicable for uplink channels in cellular mobile systems in which multiple mobile terminals communicate with the base station with the help of a single relay station. Single-carrier frequency division multiple access (SC-FDMA) technique with frequency domain equalization is adopted in order to avoid the amplification of the multiple access interference at the relay. Minimizing the transmit power at the relay and optimizing the fairness among the sources in terms of throughput are the two objectives considered in implementing power allocation schemes. The problems are visualized as water-filling and water-discharging models and two optimal power allocation schemes are proposed, accordingly. Finally, the last part of the thesis is extended to a network model with multiple sources and multiple relays. The orthogonal multiple access technique is employed in order to avoid multiple access interference. Proposed is a joint optimal beamforming and power allocation scheme in which an alternative optimization technique is applied to deal with the non-convexity of the power allocation problem. Furthermore, recognizing the high complexity and large overhead information exchange when the number of sources and relays increases, a relay selection scheme is proposed. Since each source is supported by at most one relay, the feedback information from the destination to each relay can be significantly reduced. Using an equal power allocation scheme, relay selection is still an NP-hard combinatorial optimization problem. Nevertheless, the proposed sub-optimal scheme yields a comparable performance with a much lower computational complexity and can be well suited for practical systems

I/Q Imbalance and Imperfect SIC on Two-way Relay NOMA Systems

Abstract: Non-orthogonal multiple access (NOMA) system can meet the demands of ultra-high data rate, ultra-low latency, ultra-high reliability and massive connectivity of user devices (UE). However, the performance of the NOMA system may be deteriorated by the hardware impairments. In this paper, the joint effects of in-phase and quadrature-phase imbalance (IQI) and imperfect successive interference cancellation (ipSIC) on the performance of two-way relay cooperative NOMA (TWR C-NOMA) networks over the Rician fading channels are studied, where two users exchange information via a decode-and-forward (DF) relay. In order to evaluate the performance of the considered network, analytical expressions for the outage probability of the two users, as well as the overall system throughput are derived. To obtain more insights, the asymptotic outage performance in the high signal-to-noise ratio (SNR) region and the diversity order are analysed and discussed. Throughout the paper, Monte Carlo simulations are provided to verify the accuracy of our analysis. The results show that IQI and ipSIC have significant deleterious effects on the outage performance. It is also demonstrated that the outage behaviours of the conventional OMA approach are worse than those of NOMA. In addition, it is found that residual interference signals (IS) can result in error floors for the outage probability and zero diversity orders. Finally, the system throughput can be limited by IQI and ipSIC, and the system throughput converges to a fixed constant in the high SNR region

Performance Analysis and Beamforming Design of a Secure Cooperative MISO-NOMA Network.

This paper studies the cell-edge user's performance of a secure multiple-input single-output non-orthogonal multiple-access (MISO-NOMA) system under the Rayleigh fading channel in the presence of an eavesdropper. We suppose a worst-case scenario that an eavesdropper has ideal user detection ability. In particular, we suggest an optimization-based beamforming scheme with MISO-NOMA to improve the security and outage probability of a cell-edge user while maintaining the quality of service of the near-user and degrading the performance of the eavesdropper. To this end, power allocation coefficients are adjusted with the help of target data rates of both the users by utilizing a simultaneous wireless information and power transfer with time switching/power splitting protocol, where the near-user is used to forward the information to cell-edge user. The analytical results demonstrate that our beamformer analysis can achieve reduced outage probability of cell-edge user in the presence of the eavesdropper. Moreover, the provided simulation results validate our theoretical analysis and show that our approach improves the overall performance of a two-user cooperative MISO-NOMA system

Advanced receivers for distributed cooperation in mobile ad hoc networks

Mobile ad hoc networks (MANETs) are rapidly deployable wireless communications systems, operating with minimal coordination in order to avoid spectral efficiency losses caused by overhead. Cooperative transmission schemes are attractive for MANETs, but the distributed nature of such protocols comes with an increased level of interference, whose impact is further amplified by the need to push the limits of energy and spectral efficiency. Hence, the impact of interference has to be mitigated through with the use PHY layer signal processing algorithms with reasonable computational complexity. Recent advances in iterative digital receiver design techniques exploit approximate Bayesian inference and derivative message passing techniques to improve the capabilities of well-established turbo detectors. In particular, expectation propagation (EP) is a flexible technique which offers attractive complexity-performance trade-offs in situations where conventional belief propagation is limited by computational complexity. Moreover, thanks to emerging techniques in deep learning, such iterative structures are cast into deep detection networks, where learning the algorithmic hyper-parameters further improves receiver performance. In this thesis, EP-based finite-impulse response decision feedback equalizers are designed, and they achieve significant improvements, especially in high spectral efficiency applications, over more conventional turbo-equalization techniques, while having the advantage of being asymptotically predictable. A framework for designing frequency-domain EP-based receivers is proposed, in order to obtain detection architectures with low computational complexity. This framework is theoretically and numerically analysed with a focus on channel equalization, and then it is also extended to handle detection for time-varying channels and multiple-antenna systems. The design of multiple-user detectors and the impact of channel estimation are also explored to understand the capabilities and limits of this framework. Finally, a finite-length performance prediction method is presented for carrying out link abstraction for the EP-based frequency domain equalizer. The impact of accurate physical layer modelling is evaluated in the context of cooperative broadcasting in tactical MANETs, thanks to a flexible MAC-level simulato

Time diversity solutions to cope with lost packets

A dissertation submitted to Departamento de Engenharia Electrotécnica of Faculdade de Ciências e Tecnologia of Universidade Nova de Lisboa in partial fulfilment of the requirements for the degree of Doctor of Philosophy in Engenharia Electrotécnica e de ComputadoresModern broadband wireless systems require high throughputs and can also have very high Quality-of-Service (QoS) requirements, namely small error rates and short delays. A high spectral efficiency is needed to meet these requirements. Lost packets, either due to errors or collisions, are usually discarded and need to be retransmitted, leading to performance degradation. An alternative to simple retransmission that can improve both power and spectral efficiency is to combine the signals associated to different transmission attempts. This thesis analyses two time diversity approaches to cope with lost packets that are relatively similar at physical layer but handle different packet loss causes. The first is a lowcomplexity Diversity-Combining (DC) Automatic Repeat reQuest (ARQ) scheme employed in a Time Division Multiple Access (TDMA) architecture, adapted for channels dedicated to a single user. The second is a Network-assisted Diversity Multiple Access (NDMA) scheme, which is a multi-packet detection approach able to separate multiple mobile terminals transmitting simultaneously in one slot using temporal diversity. This thesis combines these techniques with Single Carrier with Frequency Division Equalizer (SC-FDE) systems, which are widely recognized as the best candidates for the uplink of future broadband wireless systems. It proposes a new NDMA scheme capable of handling more Mobile Terminals (MTs) than the user separation capacity of the receiver. This thesis also proposes a set of analytical tools that can be used to analyse and optimize the use of these two systems. These tools are then employed to compare both approaches in terms of error rate, throughput and delay performances, and taking the implementation complexity into consideration. Finally, it is shown that both approaches represent viable solutions for future broadband wireless communications complementing each other.Fundação para a Ciência e Tecnologia - PhD grant(SFRH/BD/41515/2007); CTS multi-annual funding project PEst-OE/EEI/UI0066/2011, IT pluri-annual funding project PEst-OE/EEI/LA0008/2011, U-BOAT project PTDC/EEATEL/ 67066/2006, MPSat project PTDC/EEA-TEL/099074/2008 and OPPORTUNISTICCR project PTDC/EEA-TEL/115981/200

Interference management with reflective in-band full-duplex NOMA for secure 6G wireless communication systems

The electromagnetic spectrum is used as a medium for modern wireless communication. Most of the spectrum is being utilized by the existing communication system. For technological breakthroughs and fulfilling the demands of better utilization of such natural resources, a novel Reflective In-Band Full-Duplex (R-IBFD) cooperative communication scheme is proposed in this article that involves Full-Duplex (FD) and Non-Orthogonal Multiple Access (NOMA) technologies. The proposed R-IBFD provides efficient use of spectrum with better system parameters including Secrecy Outage Probability (SOP), throughput, data rate and secrecy capacity to fulfil the requirements of a smart city for 6th Generation (6thG or 6G). The proposed system targets the requirement of new algorithms that contribute towards better change and bring the technological revolution in the requirements of 6G. In this article, the proposed R-IBFD mainly contributes towards co-channel interference and security problem. The In-Band Full-Duplex mode devices face higher co-channel interference in between their own transmission and receiving antenna. R-IBFD minimizes the effect of such interference and assists in the security of a required wireless communication system. For a better understanding of the system contribution, the improvement of secrecy capacity and interference with R-IBFD is discussed with the help of SOP derivation, equations and simulation results. A machine learning genetic algorithm is one of the optimization tools which is being used to maximize the secrecy capacity

Physical Layer Security in Wireless Networks: Design and Enhancement.

PhDSecurity and privacy have become increasingly significant concerns in wireless communication networks, due to the open nature of the wireless medium which makes the wireless transmission vulnerable to eavesdropping and inimical attacking. The emergence and development of decentralized and ad-hoc wireless networks pose great challenges to the implementation of higher-layer key distribution and management in practice. Against this background, physical layer security has emerged as an attractive approach for performing secure transmission in a low complexity manner. This thesis concentrates on physical layer security design and enhancement in wireless networks. First, this thesis presents a new unifying framework to analyze the average secrecy capacity and secrecy outage probability. Besides the exact average secrecy capacity and secrecy outage probability, a new approach for analyzing the asymptotic behavior is proposed to compute key performance parameters such as high signal-to-noise ratio slope, power offset, secrecy diversity order, and secrecy array gain. Typical fading environments such as two-wave with diffuse power and Nakagami-m are taken into account. Second, an analytical framework of using antenna selection schemes to achieve secrecy is provided. In particular, transmit antenna selection and generalized selection combining are considered including its special cases of selection combining and maximal-ratio combining. Third, the fundamental questions surrounding the joint impact of power constraints on the cognitive wiretap channel are addressed. Important design insights are revealed regarding the interplay between two power constraints, namely the maximum transmit at the secondary network and the peak interference power at the primary network. Fourth, secure single carrier transmission is considered in the two-hop decode-andi forward relay networks. A two-stage relay and destination selection is proposed to minimize the eavesdropping and maximize the signal power of the link between the relay and the destination. In two-hop amplify-and-forward untrusted relay networks, secrecy may not be guaranteed even in the absence of external eavesdroppers. As such, cooperative jamming with optimal power allocation is proposed to achieve non-zero secrecy rate. Fifth and last, physical layer security in large-scale wireless sensor networks is introduced. A stochastic geometry approach is adopted to model the positions of sensors, access points, sinks, and eavesdroppers. Two scenarios are considered: i) the active sensors transmit their sensing data to the access points, and ii) the active access points forward the data to the sinks. Important insights are concluded