Multidimensional Optimized Optical Modulation Formats

This chapter overviews the relatively large body of work (experimental and theoretical) on modulation formats for optical coherent links. It first gives basic definitions and performance metrics for modulation formats that are common in the literature. Then, the chapter discusses optimization of modulation formats in coded systems. It distinguishes between three cases, depending on the type of decoder employed, which pose quite different requirements on the choice of modulation format. The three cases are soft-decision decoding, hard-decision decoding, and iterative decoding, which loosely correspond to weak, medium, and strong coding, respectively. The chapter also discusses the realizations of the transmitter and transmission link properties and the receiver algorithms, including DSP and decoding. It further explains how to simply determine the transmitted symbol from the received 4D vector, without resorting to a full search of the Euclidean distances to all points in the whole constellation

On implementation aspects of decode and forward and compress and forward relay protocols

In this work, the common relay protocols Decode-and-Forward and Compress-and-Forward (CF) are investigated from a practical point of view: This involves on the one hand the impact of imperfections like channel and carrier phase stimation errors and on the other hand, the question of how to implement relay protocol specific signal processing like quantization for CF which is modeled in information theory simply by additive quantizer noise. To evaluate the performance, achievable rates are determined either numerically with the help of the Max-Flow Min-Cut theorem or by link level simulations.Diese Arbeit untersucht die Relay-Protokolle Decode-and-Forward und Compress-and-Forward (CF) mit dem Fokus auf einer praktischen Umsetzung. Es werden sowohl Störeinflüsse wie Kanal- und Phasenschätzfehler betrachtet als auch spezielle Kompressionsverfahren für das CF Protokoll implementiert. Von großer Bedeutung ist hier die Kompression in Form der Quantisierung, weil diese in der Informationstheorie lediglich durch Quantisierungsrauschen modelliert wird. Zur Auswertung der Leistungsfähigkeit der Protokolle werden die erzielbaren Raten entweder numerisch oder durch Simulation bestimmt

Machine Learning Techniques to Mitigate Nonlinear Phase Noise in Moderate Baud Rate Optical Communication Systems

Nonlinear phase noise (NLPN) is the most common impairment that degrades the performance of radio-over-fiber networks. The effect of NLPN in the constellation diagram consists of a shape distortion of symbols that increases the symbol error rate due to symbol overlapping when using a conventional demodulation grid. Symbol shape characterization was obtained experimentally at a moderate baud rate (250 MBd) for constellations impaired by phase noise due to a mismatch between the optical carrier and the transmitted radio frequency signal. Machine learning algorithms have become a powerful tool to perform monitoring and to identify and mitigate distortions introduced in both the electrical and optical domains. Clustering-based demodulation assisted with Voronoi contours enables the definition of non-Gaussian boundaries to provide flexible demodulation of 16-QAM and 4+12 PSK modulation formats. Phase-offset and in-phase and quadrature imbalance may be detected on the received constellation and compensated by applying thresholding boundaries obtained from impairment characterization through statistical analysis. Experimental results show increased tolerance to the optical signal-to-noise ratio (OSNR) obtained from clustering methods based on k-means and fuzzy c-means Gustafson-Kessel algorithms. Improvements of 3.2 dB for 16-QAM, and 1.4 dB for 4+12 PSK in the OSNR scale as a function of the bit error rate are obtained without requiring additional compensation algorithms

Machine Learning Techniques to Mitigate Nonlinear Phase Noise in Moderate Baud Rate Optical Communication Systems

Nonlinear phase noise (NLPN) is the most common impairment that degrades the performance of radio-over-fiber networks. The effect of NLPN in the constellation diagram consists of a shape distortion of symbols that increases the symbol error rate due to symbol overlapping when using a conventional demodulation grid. Symbol shape characterization was obtained experimentally at a moderate baud rate (250 MBd) for constellations impaired by phase noise due to a mismatch between the optical carrier and the transmitted radio frequency signal. Machine learning algorithms have become a powerful tool to perform monitoring and to identify and mitigate distortions introduced in both the electrical and optical domains. Clustering-based demodulation assisted with Voronoi contours enables the definition of non-Gaussian boundaries to provide flexible demodulation of 16-QAM and 4+12 PSK modulation formats. Phase-offset and in-phase and quadrature imbalance may be detected on the received constellation and compensated by applying thresholding boundaries obtained from impairment characterization through statistical analysis. Experimental results show increased tolerance to the optical signal-to-noise ratio (OSNR) obtained from clustering methods based on k-means and fuzzy c-means Gustafson-Kessel algorithms. Improvements of 3.2 dB for 16-QAM, and 1.4 dB for 4+12 PSK in the OSNR scale as a function of the bit error rate are obtained without requiring additional compensation algorithms

Chapter Machine Learning Techniques to Mitigate Nonlinear Phase Noise in Moderate Baud Rate Optical Communication Systems

Nonlinear phase noise (NLPN) is the most common impairment that degrades the performance of radio-over-fiber networks. The effect of NLPN in the constellation diagram consists of a shape distortion of symbols that increases the symbol error rate due to symbol overlapping when using a conventional demodulation grid. Symbol shape characterization was obtained experimentally at a moderate baud rate (250 MBd) for constellations impaired by phase noise due to a mismatch between the optical carrier and the transmitted radio frequency signal. Machine learning algorithms have become a powerful tool to perform monitoring and to identify and mitigate distortions introduced in both the electrical and optical domains. Clustering-based demodulation assisted with Voronoi contours enables the definition of non-Gaussian boundaries to provide flexible demodulation of 16-QAM and 4+12 PSK modulation formats. Phase-offset and in-phase and quadrature imbalance may be detected on the received constellation and compensated by applying thresholding boundaries obtained from impairment characterization through statistical analysis. Experimental results show increased tolerance to the optical signal-to-noise ratio (OSNR) obtained from clustering methods based on k-means and fuzzy c-means Gustafson-Kessel algorithms. Improvements of 3.2 dB for 16-QAM, and 1.4 dB for 4+12 PSK in the OSNR scale as a function of the bit error rate are obtained without requiring additional compensation algorithms

An investigation into a DSP implementation of partial response signaling for 4800 bits per second full-duplex data communications over M.1020 telephone lines

Includes bibliographical references.This thesis investigates high-speed digital transmission over a conditioned, voice-grade telephone circuit (M.1020), using a technique known as partial response signaling, or PRS. In particular, the case where 4800 bps, full-duplex transmission is required in a CCI'PT V. 22 type format is investigated. The main v.22 criterion to be adhered to, is that frequency-division multiplexing (FDM) is to be used as the means of separating thetransmit and receive channels. The carrier frequencies should be 1200 Hz and 2400 Hz respectively. The investigation concerns the modulation and demodulation sections only

Advanced DSP Techniques for High-Capacity and Energy-Efficient Optical Fiber Communications

The rapid proliferation of the Internet has been driving communication networks closer and closer to their limits, while available bandwidth is disappearing due to an ever-increasing network load. Over the past decade, optical fiber communication technology has increased per fiber data rate from 10 Tb/s to exceeding 10 Pb/s. The major explosion came after the maturity of coherent detection and advanced digital signal processing (DSP). DSP has played a critical role in accommodating channel impairments mitigation, enabling advanced modulation formats for spectral efficiency transmission and realizing flexible bandwidth. This book aims to explore novel, advanced DSP techniques to enable multi-Tb/s/channel optical transmission to address pressing bandwidth and power-efficiency demands. It provides state-of-the-art advances and future perspectives of DSP as well

Pilot-Aided Joint-Channel Carrier-Phase Estimation in Space-Division Multiplexed Multicore Fiber Transmission

The performance of pilot-aided joint-channel carrier-phase estimation (CPE) in space-division multiplexed multicore fiber (MCF) transmission with correlated phase noise is studied. To that end, a system model describing uncoded MCF transmission where the phase noise comprises a common laser phase noise, in addition to core- and polarization-specific phase drifts, is introduced. It is then shown that the system model can be regarded as a special case of a multidimensional random-walk phase-noise model. A pilot-aided CPE algorithm developed for this model is used to evaluate two strategies, namely joint-channel and per-channel CPE. To quantify the performance differences between the two strategies, their respective phase-noise tolerances are assessed through Monte Carlo simulations of uncoded transmission for different modulation formats, pilot overheads, laser linewidths, numbers of spatial channels, and degrees of phase-noise correlation across the channels. For 20 GBd transmission with 200 kHz combined laser linewidth and 1% pilot overhead, joint-channel CPE yields up to 3.4 dB improvement in power efficiency or 25.5% increased information rate. Moreover, through MCF transmission experiments, the system model is validated and the strategies are compared in terms of bit-error-rate performance versus transmission distance for uncoded transmission of different modulation formats. Up to 21% increase in transmission reach is observed for 1% pilot overhead through the use of joint-channel CPE

Iterative Detection and Phase-Noise Compensation for Coded Multichannel Optical Transmission

The problem of phase-noise compensation for correlated phase noise in coded multichannel optical transmission is investigated. To that end, a simple multichannel phase-noise model is considered and the maximum a posteriori detector for this model is approximated using two frameworks, namely factor graphs (FGs) combined with the sum–product algorithm (SPA), and a variational Bayesian (VB) inference method. The resulting pilot-aided algorithms perform iterative phase-noise compensation in cooperation with a decoder, using extended Kalman smoothing to estimate the a posteriori phase-noise distribution jointly for all channels. The system model and the proposed algorithms are verified using experimental data obtained from space-division multiplexed multicore-fiber transmission. Through Monte Carlo simulations, the algorithms are further evaluated in terms of phase-noise tolerance for coded transmission. It is observed that they significantly outperform the conventional approach to phase-noise compensation in the optical literature. Moreover, the FG/SPA framework performs similarly or better than the VB framework in terms of phase-noise tolerance of the resulting algorithms, for a slightly higher computational complexity