A co-designed equalization, modulation, and coding scheme

The commercial impact and technical success of Trellis Coded Modulation seems to illustrate that, if Shannon's capacity is going to be neared, the modulation and coding of an analogue signal ought to be viewed as an integrated process. More recent work has focused on going beyond the gains obtained for Average White Gaussian Noise and has tried to combine the coding/modulation with adaptive equalization. The motive is to gain similar advances on less perfect or idealized channels

Design of adaptive analog filters for magnetic front-end read channels

Esta tese estuda o projecto e o comportamento de filtros em tempo contínuo de muito-alta-frequência. A motivação deste trabalho foi a investigação de soluções de filtragem para canais de leitura em sistemas de gravação e reprodução de dados em suporte magnético, com custos e consumo (tamanho total inferior a 1 mm2 e consumo inferior a 1mW/polo), inferiores aos circuitos existentes. Nesse sentido, tal como foi feito neste trabalho, o rápido desenvolvimento das tecnologias de microelectrónica suscitou esforços muito significativos a nível mundial com o objectivo de se investigarem novas técnicas de realização de filtros em circuito integrado monolítico, especialmente em tecnologia CMOS (Complementary Metal Oxide Semiconductor). Apresenta-se um estudo comparativo a diversos níveis hierárquicos do projecto, que conduziu à realização e caracterização de soluções com as características desejadas. Num primeiro nível, este estudo aborda a questão conceptual da gravação e transmissão de sinal bem como a escolha de bons modelos matemáticos para o tratamento da informação e a minimização de erro inerente às aproximações na conformidade aos princípios físicos dos dispositivos caracterizados. O trabalho principal da tese é focado nos níveis hierárquicos da arquitectura do canal de leitura e da realização em circuito integrado do seu bloco principal – o bloco de filtragem. Ao nível da arquitectura do canal de leitura, apresenta-se um estudo alargado sobre as metodologias existentes de adaptação de sinal e recuperação de dados em suporte magnético. Este desígnio aparece no âmbito da proposta de uma solução de baixo custo, baixo consumo, baixa tensão de alimentação e baixa complexidade, alicerçada em tecnologia digital CMOS, para a realização de um sistema DFE (Decision Feedback Equalization) com base na igualização de sinal utilizando filtros integrados analógicos em tempo contínuo. Ao nível do projecto de realização do bloco de filtragem e das técnicas de implementação de filtros e dos seus blocos constituintes em circuito integrado, concluiu-se que a técnica baseada em circuitos de transcondutância e condensadores, também conhecida como filtros gm-C (ou transcondutância-C), é a mais adequada para a realização de filtros adaptativos em muito-alta-frequência. Definiram-se neste nível hierárquico mais baixo, dois subníveis de aprofundamento do estudo no âmbito desta tese, nomeadamente: a pesquisa e análise de estruturas ideais no projecto de filtros recorrendo a representações no espaço de estados; e, o estudo de técnicas de realização em tecnologia digital CMOS de circuitos de transcondutância para a implementação de filtros integrados analógicos em tempo contínuo. Na sequência deste estudo, apresentam-se e comparam-se duas estruturas de filtros no espaço de estados, correspondentes a duas soluções alternativas para a realização de um igualador adaptativo realizado por um filtro contínuo passa-tudo de terceira ordem, para utilização num canal de leitura de dados em suporte magnético. Como parte constituinte destes filtros, apresenta-se uma técnica de realização de circuitos de transcondutância, e de realização de condensadores lineares usando matrizes de transístores MOSFET para processamento de sinal em muito-alta-frequência realizada em circuito integrado usando tecnologia digital CMOS submicrométrica. Apresentam-se métodos de adaptação automática capazes de compensar os erros face aos valores nominais dos componentes, devidos às tolerâncias inerentes ao processo de fabrico, para os quais apresentamos os resultados de simulação e de medição experimental obtidos. Na sequência deste estudo, resultou igualmente a apresentação de um circuito passível de constituir uma solução para o controlo de posicionamento da cabeça de leitura em sistemas de gravação/reprodução de dados em suporte magnético. O bloco proposto é um filtro adaptativo de primeira ordem, com base nos mesmos circuitos de transcondutância e técnicas de igualação propostos e utilizados na implementação do filtro adaptativo de igualação do canal de leitura. Este bloco de filtragem foi projectado e incluído num circuito integrado (Jaguar) de controlo de posicionamento da cabeça de leitura realizado para a empresa ATMEL em Colorado Springs, e incluído num produto comercial em parceria com uma empresa escocesa utilizado em discos rígidos amovíveis.This thesis studies the design and behavior of continuous-time very-high-frequency filters. The motivation of this work was the search for filtering solutions for the readchannel in recording and reproduction of data on magnetic media systems, with costs and consumption (total size less than 1 mm2 and consumption under 1mW/pole), lower than the available circuits. Accordingly, as was done in this work, the rapid development of microelectronics technology raised very significant efforts worldwide in order to investigate new techniques for implementing such filters in monolithic integrated circuit, especially in CMOS technology (Complementary Metal Oxide Semiconductor). We present a comparative study on different hierarchical levels of the project, which led to the realization and characterization of solutions with the desired characteristics. In the first level, this study addresses the conceptual question of recording and transmission of signal and the choice of good mathematical models for the processing of information and minimization of error inherent in the approaches and in accordance with the principles of the characterized physical devices. The main work of this thesis is focused on the hierarchical levels of the architecture of the read channel and the integrated circuit implementation of its main block - the filtering block. At the architecture level of the read channel this work presents a comprehensive study on existing methodologies of adaptation and signal recovery of data on magnetic media. This project appears in the sequence of the proposed solution for a lowcost, low consumption, low voltage, low complexity, using CMOS digital technology for the performance of a DFE (Decision Feedback Equalization) based on the equalization of the signal using integrated analog filters in continuous time. At the project level of implementation of the filtering block and techniques for implementing filters and its building components, it was concluded that the technique based on transconductance circuits and capacitors, also known as gm-C filters is the most appropriate for the implementation of very-high-frequency adaptive filters. We defined in this lower level, two sub-levels of depth study for this thesis, namely: research and analysis of optimal structures for the design of state-space filters, and the study of techniques for the design of transconductance cells in digital CMOS circuits for the implementation of continuous time integrated analog filters. Following this study, we present and compare two filtering structures operating in the space of states, corresponding to two alternatives for achieving a realization of an adaptive equalizer by the use of a continuous-time third order allpass filter, as part of a read-channel for magnetic media devices. As a constituent part of these filters, we present a technique for the realization of transconductance circuits and for the implementation of linear capacitors using arrays of MOSFET transistors for signal processing in very-high-frequency integrated circuits using sub-micrometric CMOS technology. We present methods capable of automatic adjustment and compensation for deviation errors in respect to the nominal values of the components inherent to the tolerances of the fabrication process, for which we present the simulation and experimental measurement results obtained. Also as a result of this study, is the presentation of a circuit that provides a solution for the control of the head positioning on recording/playback systems of data on magnetic media. The proposed block is an adaptive first-order filter, based on the same transconductance circuits and equalization techniques proposed and used in the implementation of the adaptive filter for the equalization of the read channel. This filter was designed and included in an integrated circuit (Jaguar) used to control the positioning of the read-head done for ATMEL company in Colorado Springs, and part of a commercial product used in removable hard drives fabricated in partnership with a Scottish company

MIMO signal processing in offset-QAM based filter bank multicarrier systems

Next-generation communication systems have to comply with very strict requirements for increased flexibility in heterogeneous environments, high spectral efficiency, and agility of carrier aggregation. This fact motivates research in advanced multicarrier modulation (MCM) schemes, such as filter bank-based multicarrier (FBMC) modulation. This paper focuses on the offset quadrature amplitude modulation (OQAM)-based FBMC variant, known as FBMC/OQAM, which presents outstanding spectral efficiency and confinement in a number of channels and applications. Its special nature, however, generates a number of new signal processing challenges that are not present in other MCM schemes, notably, in orthogonal-frequency-division multiplexing (OFDM). In multiple-input multiple-output (MIMO) architectures, which are expected to play a primary role in future communication systems, these challenges are intensified, creating new interesting research problems and calling for new ideas and methods that are adapted to the particularities of the MIMO-FBMC/OQAM system. The goal of this paper is to focus on these signal processing problems and provide a concise yet comprehensive overview of the recent advances in this area. Open problems and associated directions for future research are also discussed.Peer ReviewedPostprint (author's final draft

Novel multiuser detection and multi-rate schemes for multi-carrier CDMA

A large variety of services is [sic] expected for wireless systems, in particular, high data rate services, such as wireless Internet access. Users with different data rates and quality of service (QoS) requirements must be accommodated. A suitable multiple access scheme is key to enabling wireless systems to support both the high data rate and the integrated multiple data rate transmissions with satisfactory performance and flexibility. A multi-carrier code division multiple access (MC-CDMA) scheme is a promising candidate for emerging broadband wireless systems. MC-CDMA is a hybrid of orthogonal frequency division multiplexing (OFDM) and code division multiple access (CDMA). The most salient feature of MC-CDMA is that the rate of transmission is not limited by the wireless channel\u27s frequency-selective fading effects caused by multipath propagation. In MC-CDMA, each chip of the desired user\u27s spreading code, multiplied by the current data bit, is modulated onto a separate subcarrier. Therefore, each subcarrier has a narrow bandwidth and undergoes frequency-flat fading. Two important issues for an MC-CDMA wireless system, multiuser detection and multi-rate access, are discussed in this dissertation. Several advanced receiver structures capable of suppressing multiuser interference in an uplink MC-CDMA system, operating in a frequency-selective fading channel, are studied in this dissertation. One receiver is based on a so-called multishot structure, in which the interference introduced by the asynchronous reception of different users is successfully suppressed by a receiver based on the minimum mean-square error (MMSE) criterion with a built-in de-biasing feature. Like many other multiuser schemes, this receiver is very sensitive to a delay estimation error. A blind adaptive two-stage decorrelating receiver based on the bootstrap algorithm is developed to combat severe performance degradation due to a delay estimation error. It is observed that in the presence of a delay estimation error the blind adaptive bootstrap receiver is more near-far resistant than the MMSE receiver. Furthermore, a differential bootstrap receiver is proposed to extend the limited operating range of the two-stage bootstrap receiver which suffers from a phase ambiguity problem. Another receiver is based on a partial sampling (PS) demodulation structure, which further reduces the sensitivity to unknown user delays in an uplink scenario. Using this partial sampling structure, it is no longer necessary to synchronize the receiver with the desired user. Following the partial sampling demodulator, a minimum mean-square error combining (MMSEC) detector is applied. The partial sampling MMSEC (PS-MMSEC) receiver is shown to have strong interference suppression and timing acquisition capabilities. The complexity of this receiver can be reduced significantly, with negligible performance loss, by choosing a suitable partial sampling rate and using a structure called reduced complexity PS-MMSEC (RPS-MMSEC). The adaptive implementation of these receivers yields a superior rate of convergence and symbol error rate performance in comparison to a conventional MMSEC receiver with known timing. All the above receiver structures are for a single-rate MC-CDMA. Three novel multi-rate access schemes for multi-rate MC-CDMA, fixed spreading length (FSL), coded FSL (CFSL) and variable spreading length (VSL), have been developed. These multi-rate access schemes enable users to transmit information at different data rates in one MC-CDMA system. Hence, voice, data, image and video can be transmitted seamlessly through a wireless infrastructure. The bit error rate performance of these schemes is investigated for both low-rate and high-rate users

Improved decoder metrics for DS-CDMA in practical 3G systems

While 4G mobile networks have been deployed since 2008. In several of the more developed markets, 3G mobile networks are still growing with 3G having the largest market -in terms of number of users- by 2019. 3G networks are based on Direct- Sequence Code-Division Multiple-Access (DS-CDMA). DS-CDMA suffers mainly from the Multiple Access Interference (MAI) and fading. Multi-User Detectors (MUDs) and Error Correcting Codes (ECCs) are the primary means to combat MAI and fading. MUDs, however, suffer from high complexity, including most of sub-optimal algorithms. Hence, most commercial implementations still use conventional single-user matched filter detectors. This thesis proposes improved channel decoder metrics for enhancing uplink performance in 3G systems. The basic idea is to model the MAI as conditionally Gaussian, instead of Gaussian, conditioned on the users’ cross-correlations and/or the channel fading coefficients. The conditioning implies a time-dependent variance that provides enhanced reliability estimates at the decoder inputs. We derive improved log-likelihood ratios (ILLRs) for bit- and chip- asynchronous multipath fading channels. We show that while utilizing knowledge of all users’ code sequences for the ILLR metric is very complicated in chip-asynchronous reception, a simplified expression relying on truncated group delay results in negligible performance loss. We also derive an expression for the error probability using the standard Gaussian approximation for asynchronous channels for the widely used raised cosine pule shaping. Our study framework considers practical 3G systems, with finite interleaving, correlated multipath fading channel models, practical pulse shaping, and system parameters obtained from CDMA2000 standard. Our results show that for the fully practical cellular uplink channel, the performance advantage due to ILLRs is significant and approaches 3 dB