The Determination of Surface Salinity with the European SMOS Space Mission

The European Space Agency Soil Moisture and Ocean Salinity (SMOS) mission aims at obtaining global maps of soil moisture and sea surface salinity from space for large-scale and climatic studies. It uses an L-band (1400–1427 MHz) Microwave Interferometric Radiometer by Aperture Synthesis to measure brightness temperature of the earth’s surface at horizontal and vertical polarizations ( h and v). These two parameters will be used together to retrieve the geophysical parameters. The retrieval of salinity is a complex process that requires the knowledge of other environmental information and an accurate processing of the radiometer measurements. Here, we present recent results obtained from several studies and field experiments that were part of the SMOS mission, and highlight the issues still to be solved

Potential synergetic use of GNSS-R signals to improve the sea-state correction in the sea surface salinity estimation: Application to the SMOS mission

It is accepted that the best way to monitor sea surface salinity (SSS) on a global basis is by means of L-band radiometry. However, the measured sea surface brightness temperature (TB) depends not only on the SSS but also on the sea surface temperature (SST) and, more importantly, on the sea state, which is usually parameterized in terms of the 10-m-height wind speed (U10) or the significant wave height. It has been recently proposed that the mean-square slope (mss) derived from global navigation satellite system (GNSS) signals reflected by the sea surface could be a potentially appropriate sea-state descriptor and could be used to make the necessary sea state TB corrections to improve the SSS estimates. This paper presents a preliminary error analysis of the use of reflected GNSS signals for the sea roughness correction and was performed to support the European Space Agency’s Soil Moisture and Ocean Salinity (SMOS) mission; the orbit and parameters for the SMOS instrument were assumed. The accuracy requirement for the retrieved SSS is 0.1 practical salinity units after monthly averaging over 2◦ × 2◦ boxes. In this paper, potential improvements in salinity estimation are hampered mainly by the coarse sampling and by the requirements of the retrieval algorithm, particularly the need for a semiempirical model that relates TB and mss.Postprint (published version

2000 days of SMOS at the Barcelona Expert Centre: a tribute to the work of Jordi Font

Soil Moisture and Ocean Salinity (SMOS) is the first satellite mission capable of measuring sea surface salinity and soil moisture from space. Its novel instrument (the L-band radiometer MIRAS) has required the development of new algorithms to process SMOS data, a challenging task due to many processing issues and the difficulties inherent in a new technology. In the wake of SMOS, a new community of users has grown, requesting new products and applications, and extending the interest in this novel brand of satellite services. This paper reviews the role played by the Barcelona Expert Centre under the direction of Jordi Font, SMOS co-principal investigator. The main scientific activities and achievements and the future directions are discussed, highlighting the importance of the oceanographic applications of the mission.Peer ReviewedPostprint (published version

Deriving VTEC Maps from SMOS Radiometric Data

Special Issue Ten Years of Remote Sensing at Barcelona Expert Center.-- 18 pages,14 figures, 2 tablesIn this work, a new methodology is proposed in order to derive vertical total electron content (VTEC) maps from the radiometric measurements of the Soil Moisture and Ocean Salinity (SMOS) mission as an alternative approach to those based on external databases and models. This approach uses spatiotemporal filtering techniques with optimized filters to be robust against the thermal noise and image reconstruction artifacts present in SMOS images. It is also possible to retrieve the Faraday rotation angle from the recovered VTEC maps in order to correct the effect that it causes in the SMOS brightness temperaturesThis research was supported by the European Space Agency and Deimos Engenharia (Portugal), SMOS P7 Subcontract DME CP12 no. 2015-005; ERDF (European Regional Development Fund); by the Spanish public funds, projects TEC2017-88850-R and ESP2015-67549-C3-1-R; and through the award “Unidad de Excelencia María de Maeztu” MDM-2016-0600, financed by the “Agencia Estatal de Investigación” (Spain) and by the European Regional Development Fund (ERDF)With the funding support of the ‘Severo Ochoa Centre of Excellence’ accreditation (CEX2019-000928-S), of the Spanish Research Agency (AEI)Peer reviewe

Review of the CALIMAS Team Contributions to European Space Agency's Soil Moisture and Ocean Salinity Mission Calibration and Validation

Camps, Adriano ... et al.-- 38 pages, 22 figuresThis work summarizes the activities carried out by the SMOS (Soil Moisture and Ocean Salinity) Barcelona Expert Center (SMOS-BEC) team in conjunction with the CIALE/Universidad de Salamanca team, within the framework of the European Space Agency (ESA) CALIMAS project in preparation for the SMOS mission and during its first year of operation. Under these activities several studies were performed, ranging from Level 1 (calibration and image reconstruction) to Level 4 (land pixel disaggregation techniques, by means of data fusion with higher resolution data from optical/infrared sensors). Validation of SMOS salinity products by means of surface drifters developed ad-hoc, and soil moisture products over the REMEDHUS site (Zamora, Spain) are also presented. Results of other preparatory activities carried out to improve the performance of eventual SMOS follow-on missions are presented, including GNSS-R to infer the sea state correction needed for improved ocean salinity retrievals and land surface parameters. Results from CALIMAS show a satisfactory performance of the MIRAS instrument, the accuracy and efficiency of the algorithms implemented in the ground data processors, and explore the limits of spatial resolution of soil moisture products using data fusion, as well as the feasibility of GNSS-R techniques for sea state determination and soil moisture monitoringThis work has been performed under research grants TEC2005-06863-C02-01/TCM, ESP2005-06823-C05, ESP2007-65667-C04, AYA2008-05906-C02-01/ESP and AYA2010-22062-C05 from the Spanish Ministry of Science and Innovation, and a EURYI 2004 award from the European Science FoundationPeer Reviewe

Study of salinity retrieval errors for the SMOS mission

Memoria de tesis doctoral presentada por Carolina Gabarró Prats para obtener el título de Doctora por la Universitat Politècnica de Catalunya (UPC), realizada bajo la dirección del Dr. Jordi Font Ferré del Institut de Ciències del Mar (ICM-CSIC) y del Dr. Adriano Camps Carmona.-- 201 pages[CAT] El treball realitzat en aquesta tesi està emmarcat en la missió SMOS (Soil Moisture and Ocean Salinity) de l’Agència Espacial Europea. El satèl•lit es llançarà el febrer del 2007, i mesurarà la salinitat superficial del mar i la humitat del sòl. L’instrument (MIRAS) consisteix en un radiòmetre interferomètric en banda L (1,400-1,430 GHz). Serà la primera vegada que es posarà en òrbita un instrument d’aquestes característiques i que es mesuraran aquests paràmetres des de l’espai. No obstant, encara son molts els aspectes científics que queden per resoldre. Aquesta tesi, doncs, ha intentat abordar alguns del temes oberts en la recuperació de la salinitat a partir de les mesures de SMOS. [...][EN] This PhD thesis has been done in the framework of the SMOS (Soil Moisture and Ocean Salinity) mission, from the European Space Agency. This satellite will be launched in February 2007 and will provide global sea surface salinity and soil moisture maps, variables that never have been measured before from space. The payload instrument (MIRAS) is an L-band interferometric radiometer. This will be the first time an instrument with this characteristics is put in orbit. However, there are still a lot of issues that need to be solved. This thesis is focused on some open questions of the salinity retrieval process from SMOS measurements. [...]Peer reviewe

New instrument concepts for ocean sensing: analysis of the PAU-radiometer

Sea surface salinity can be remotely measured by means of L-band microwave radiometry. However, the brightness temperature also depends on the sea surface temperature and on the sea state, which is probably today one of the driving factors in the salinity retrieval error budgets of the European Space Agency's Soil Moisture and Ocean Salinity (SMOS) mission and the NASA-Comision Nacional de Actividades Espaciales Aquarius/SAC-D mission. This paper describes the Passive Advanced Unit (PAU) for ocean monitoring. PAU combines in a single instrument three different sensors: an L-band radiometer with digital beamforming (DBF) (PAU-RAD) to measure the brightness temperature of the sea at different incidence angles simultaneously, a global positioning system (GPS) reflectometer [PAU-reflectometer of Global Navigation Satellite Signals (GNSS-R)] also with DBF to measure the sea state from the delay-Doppler maps, and two infrared radiometers to provide sea surface temperature estimates. The key characteristic of this instrument is that both PAU-RAD and the PAU-GNSS/R share completely the RF/IF front-end, and analog-to-digital converters. Since in order to track the GPS-reflected signal, it is not possible to chop the antenna signal as in a Dicke radiometer, a new radiometer topology has been devised which makes uses of two receiving chains and a correlator, which has the additional advantage that both PAU-RAD and PAU-GNSS/R can be operated continuously and simultaneously to perform the sea-state corrections of the brightness temperature. This paper presents the main characteristics of the different PAU subsystems, and analyzes in detail the PAU-radiometer concept.Peer Reviewe

Advanced methods for earth observation data synergy for geophysical parameter retrieval

The first part of the thesis focuses on the analysis of relevant factors to estimate the response time between satellite-based and in-situ soil moisture (SM) using a Dynamic Time Warping (DTW). DTW was applied to the SMOS L4 SM, and was compared to in-situ root-zone SM in the REMEDHUS network in Western Spain. The method was customized to control the evolution of time lag during wetting and drying conditions. Climate factors in combination with crop growing seasons were studied to reveal SM-related processes. The heterogeneity of land use was analyzed using high-resolution images of NDVI from Sentinel-2 to provide information about the level of spatial representativity of SMOS data to each in-situ station. The comparison of long-term precipitation records and potential evapotranspiration allowed estimation of SM seasons describing different SM conditions depending on climate and soil properties. The second part of the thesis focuses on data-driven methods for sea ice segmentation and parameter retrieval. A Bayesian framework is employed to segment sets of multi-source satellite data. The Bayesian unsupervised learning algorithm allows to investigate the ‘hidden link’ between multiple data. The statistical properties are accounted for by a Gaussian Mixture Model, and the spatial interactions are reflected using Hidden Markov Random Fields. The algorithm segments spatial data into a number of classes, which are represented as a latent field in physical space and as clusters in feature space. In a first application, a two-step probabilistic approach based on Expectation-Maximization and the Bayesian segmentation algorithm was used to segment SAR images to discriminate surface water from sea ice types. Information on surface roughness is contained in the radar backscattering images which can be - in principle - used to detect melt ponds and to estimate high-resolution sea ice concentration (SIC). In a second study, the algorithm was applied to multi-incidence angle TB data from the SMOS L1C product to harness the its sensitivity to thin ice. The spatial patterns clearly discriminate well-determined areas of open water, old sea ice and a transition zone, which is sensitive to thin sea ice thickness (SIT) and SIC. In a third application, SMOS and the AMSR2 data are used to examine the joint effect of CIMR-like observations. The information contained in the low-frequency channels allows to reveal ranges of thin sea ice, and thicker ice can be determined from the relationship between the high-frequency channels and changing conditions as the sea ice ages. The proposed approach is suitable for merging large data sets and provides metrics for class analysis, and to make informed choices about integrating data from future missions into sea ice products. A regression neural network approach was investigated with the goal to infer SIT using TB data from the Flexible Microwave Payload 2 (FMPL-2) of the FSSCat mission. Two models - covering thin ice up to 0.6m and the full-range of SIT - were trained on Arctic data using ground truth data derived from the SMOS and Cryosat-2. This work demonstrates that moderate-cost CubeSat missions can provide valuable data for applications in Earth observation.La primera parte de la tesis se centra en el análisis de los factores relevantes para estimar el tiempo de respuesta entre la humedad del suelo (SM) basada en el satélite y la in-situ, utilizando una deformación temporal dinámica (DTW). El DTW se aplicó al SMOS L4 SM, y se comparó con la SM in-situ en la red REMEDHUS en el oeste de España. El método se adaptó para controlar la evolución del desfase temporal durante diferentes condiciones de humedad y secado. Se estudiaron los factores climáticos en combinación con los períodos de crecimiento de los cultivos para revelar los procesos relacionados con la SM. La heterogeneidad del uso del suelo se analizó utilizando imágenes de alta resolución de NDVI de Sentinel-2 para proporcionar información sobre el nivel de representatividad espacial de los datos de SMOS a cada estación in situ. La comparación de los patrones de precipitación a largo plazo y la evapotranspiración potencial permitió estimar las estaciones de SM que describen diferentes condiciones de SM en función del clima y las propiedades del suelo. La segunda parte de esta tesis se centra en métodos dirigidos por datos para la segmentación del hielo marino y la obtención de parámetros. Se emplea un método de inferencia bayesiano para segmentar conjuntos de datos satelitales de múltiples fuentes. El algoritmo de aprendizaje bayesiano no supervisado permite investigar el “vínculo oculto” entre múltiples datos. Las propiedades estadísticas se contabilizan mediante un modelo de mezcla gaussiana, y las interacciones espaciales se reflejan mediante campos aleatorios ocultos de Markov. El algoritmo segmenta los datos espaciales en una serie de clases, que se representan como un campo latente en el espacio físico y como clústeres en el espacio de las variables. En una primera aplicación, se utilizó un enfoque probabilístico de dos pasos basado en la maximización de expectativas y el algoritmo de segmentación bayesiano para segmentar imágenes SAR con el objetivo de discriminar el agua superficial de los tipos de hielo marino. La información sobre la rugosidad de la superficie está contenida en las imágenes de backscattering del radar, que puede utilizarse -en principio- para detectar estanques de deshielo y estimar la concentración de hielo marino (SIC) de alta resolución. En un segundo estudio, el algoritmo se aplicó a los datos TB de múltiples ángulos de incidencia del producto SMOS L1C para aprovechar su sensibilidad al hielo fino. Los patrones espaciales discriminan claramente áreas bien determinadas de aguas abiertas, hielo marino viejo y una zona de transición, que es sensible al espesor del hielo marino fino (SIT) y al SIC. En una tercera aplicación, se utilizan los datos de SMOS y de AMSR2 para examinar el efecto conjunto de las observaciones tipo CIMR. La información contenida en los canales de baja frecuencia permite revelar rangos de hielo marino delgado, y el hielo más grueso puede determinarse a partir de la relación entre los canales de alta frecuencia y las condiciones cambiantes a medida que el hielo marino envejece. El enfoque propuesto es adecuado para fusionar grandes conjuntos de datos y proporciona métricas para el análisis de clases, y para tomar decisiones informadas sobre la integración de datos de futuras misiones en los productos de hielo marino. Se investigó un enfoque de red neuronal de regresión con el objetivo de inferir el SIT utilizando datos de TB de la carga útil de microondas flexible 2 (FMPL-2) de la misión FSSCat. Se entrenaron dos modelos - que cubren el hielo fino hasta 0.6 m y el rango completo del SIT - con datos del Ártico utilizando datos de “ground truth” derivados del SMOS y del Cryosat-2. Este trabajo demuestra que las misiones CubeSat de coste moderado pueden proporcionar datos valiosos para aplicaciones de observación de la Tierra.Postprint (published version