Enhanced Direction of Arrival Estimation through Electromagnetic Modeling

Engineering is a high art that balances modeling the physical world and designing meaningful solutions based on those models. Array signal processing is no exception, and many innovative and creative solutions have come from the field of array processing. However, many of the innovative algorithms that permeate the field are based on a very simple signal model of an array. This simple, although powerful, model is at times a pale reflection of the complexities inherent in the physical world, and this model mismatch opens the door to the performance degradation of any solution for which the model underpins. This dissertation seeks to explore the impact of model mismatch upon common array processing algorithms. To that end, this dissertation brings together the disparate topics of electromagnetics and signal processing. Electromagnetics brings a singular focus on the physical interactions of electromagnetic waves and physical array structures, while signal processing brings modern computational power to solve difficult problems. We delve into model mismatch in two ways; first, by developing a blind array calibration routine that estimates model mismatch and incorporates that knowledge into the reiterative superresoluiton (RISR) direction of arrival estimation algorithm; second, by examining model mismatch between a transmitting and receiving array, and assessing the impact of this mismatch on prolific direction of arrival estimation algorithms. In both of these studies we show that engineers have traded algorithm performance for model simplicity, and that if we are willing to deal with the added complexity we can recapture that lost performance

Modelling Aspects of Planar Multi-Mode Antennas for Direction-of-Arrival Estimation

Multi-mode antennas are an alternative to classical antenna arrays, and hence a promising emerging sensor technology for a vast variety of applications in the areas of array signal processing and digital communications. An unsolved problem is to describe the radiation pattern of multi-mode antennas in closed analytic form based on calibration measurements or on electromagnetic field (EMF) simulation data. As a solution, we investigate two modeling methods: One is based on the array interpolation technique (AIT), the other one on wavefield modeling (WM). Both methods are able to accurately interpolate quantized EMF data of a given multi-mode antenna, in our case a planar four-port antenna developed for the 6-8.5 GHz range. Since the modeling methods inherently depend on parameter sets, we investigate the influence of the parameter choice on the accuracy of both models. Furthermore, we evaluate the impact of modeling errors for coherent maximum-likelihood direction-of-arrival (DoA) estimation given different model parameters. Numerical results are presented for a single polarization component. Simulations reveal that the estimation bias introduced by model errors is subject to the chosen model parameters. Finally, we provide optimized sets of AIT and WM parameters for the multi-mode antenna under investigation. With these parameter sets, EMF data samples can be reproduced in interpolated form with high angular resolution

Direction finding in the presence of a more realistic environment model

Direction-of-arrival (DOA) estimation is susceptible to errors introduced by the presence of real-ground and resonant size scatterers in the vicinity of the antenna array. To compensate for these errors pre-calibration and auto-calibration techniques are presented. The effects of real-ground constituent parameters on the mutual coupling (MC) of wire type antenna arrays for DOA estimation are investigated. This is accomplished by pre-calibration of the antenna array over the real-ground using the finite element method (FEM). The mutual impedance matrix is pre-estimated and used to remove the perturbations in the received terminal voltage. The unperturbed terminal voltage is incorporated in MUSIC algorithm to estimate DOAs. First, MC of quarter wave monopole antenna arrays is investigated. This work augments an existing MC compensation technique for ground-based antennas and proposes reduction in MC for antennas over finite ground as compared to the perfect ground. A factor of 4 decrease in both the real and imaginary parts of the MC is observed when considering a poor ground versus a perfectly conducting one for quarter wave monopoles in the receiving mode. A simulated result to show the compensation of errors direction of arrival (DOA) estimation with actual realization of the environment is also presented. Secondly, investigations for the effects on received MC of λ/2 dipole arrays placed near real-earth are carried out. As a rule of thumb, estimation of mutual coupling can be divided in two regions of antenna height that is very near ground

Subspace methods for self-calibration of ULAs with unknown mutual coupling: A false-peak analysis

Self-calibration can mitigate the adverse effect of array imperfections in direction-of-arrival (DoA) estimation. In this paper, we consider self-calibration of uniform linear arrays (ULAs) with unknown mutual coupling and focus on subspace-based methods. By modeling the effect of mutual coupling through complex symmetric Toeplitz matrices, we first analyze its influence to existing subspace methods. Our analytical results illustrate that mutual coupling can induce false peaks in spatial spectra of these methods, and more importantly, most of these peaks are predictable. Based on the analytical results, we then propose new spectra to suppress these predictable false peaks, and new self-calibration algorithms for the proposed spectra. Simulations are performed to validate our analytical results and to illustrate the advantages of the proposed algorithms