Analysis Framework for Opportunistic Spectrum OFDMA and its Application to the IEEE 802.22 Standard

We present an analytical model that enables throughput evaluation of Opportunistic Spectrum Orthogonal Frequency Division Multiple Access (OS-OFDMA) networks. The core feature of the model, based on a discrete time Markov chain, is the consideration of different channel and subchannel allocation strategies under different Primary and Secondary user types, traffic and priority levels. The analytical model also assesses the impact of different spectrum sensing strategies on the throughput of OS-OFDMA network. The analysis applies to the IEEE 802.22 standard, to evaluate the impact of two-stage spectrum sensing strategy and varying temporal activity of wireless microphones on the IEEE 802.22 throughput. Our study suggests that OS-OFDMA with subchannel notching and channel bonding could provide almost ten times higher throughput compared with the design without those options, when the activity and density of wireless microphones is very high. Furthermore, we confirm that OS-OFDMA implementation without subchannel notching, used in the IEEE 802.22, is able to support real-time and non-real-time quality of service classes, provided that wireless microphones temporal activity is moderate (with approximately one wireless microphone per 3,000 inhabitants with light urban population density and short duty cycles). Finally, two-stage spectrum sensing option improves OS-OFDMA throughput, provided that the length of spectrum sensing at every stage is optimized using our model

Resource Allocation in OFDM-Based Cognitive Two-Way Relay Networks

Cognitive radio (CR), nowadays, is considered as one of the most promising techniques which introduce the flexible usage of radio spectrum and improve the spectral efficiency by enabling unlicensed users to exploit the licensed spectrum in an opportunistic manner. Moreover, the two-way relay communication has attracted a great attention as it introduces a relaying scheme with a bidirectional transmission to exchange information between two nodes. This strategy assumed to improve the overall capacity, since less time slots are needed than the one-way strategy, besides extending the radio coverage range of networks. Another common technique that improves the bandwidth efficiency and spectrum utilization is the orthogonal frequency division multiplexing (OFDM) technique which exhibits a distinctive efficiency in mitigating inter-symbol interference (ISI) and combating frequency selective fading. Therefore, two-way relay CR communication among OFDM terminals can take advantage of these three techniques to boost up the capacity together with the networks quality. In this thesis, an OFDM-based amplify and forward (AF), cognitive two-way multiple-relay network is considered where two transceiver nodes exchange information via relay nodes. The full transmission happens in two time slots. In the first time slot, multiple access phase (MA), the transceiver nodes send their signals to the relay nodes while in the second time slot, broadcast phase (BC), the relay nodes broadcast the received signals to the transceivers. In this dissertation, the problem to jointly optimize the network resources is considered. The first is the transmission power of transceivers and relay nodes to ensure suitable allocated power for best signals transmission besides ensuring no harmful interference is caused to the primary system. The other important resource to be optimized is the subcarrier pairing where the first and second time slots subcarriers have to be matched such that the subcarriers with the best conditions is reserved. The final tuned resource, in this work, is the relay selection where the relay node that assures the best transition of the received signal is selected. The dual decomposition technique is applied to get the optimal resource allocation. Moreover, suboptimal algorithms are proposed to perform the resource allocation reducing, significantly, the computational complexity compared with the optimal solution with small performance degradation. Finally, simulation results of the suggested AF OFDM cognitive relaying network are shown to compare the performance gain of the different algorithms which reveals that the proposed suboptimal algorithm achieves good performance with much less computational complexity than the optimal one

Spectrum Map and its Application in Cognitive Radio Networks

Recent measurements on radio spectrum usage have revealed the abundance of underutilized bands of spectrum that belong to licensed users. This necessitated the paradigm shift from static to dynamic spectrum access. Cognitive radio based secondary networks that utilize such unused spectrum holes in the licensed band, have been proposed as a possible solution to the spectrum crisis. The idea is to detect times when a particular licensed band is unused and use it for transmission without causing interference to the licensed user. We argue that prior knowledge about occupancy of such bands and the corresponding achievable performance metrics can potentially help secondary networks to devise effective strategies to improve utilization. In this work, we use Shepard\u27s method of interpolation to create a spectrum map that provides a spatial distribution of spectrum usage over a region of interest. It is achieved by intelligently fusing the spectrum usage reports shared by the secondary nodes at various locations. The obtained spectrum map is a continuous and differentiable 2-dimension distribution function in space. With the spectrum usage distribution known, we show how different radio spectrum and network performance metrics like channel capacity, secondary network throughput, spectral efficiency, and bit error rate can be estimated. We show the applicability of the spectrum map in solving the intra-cell channel allocation problem in centralized cognitive radio networks, such as IEEE 802.22. We propose a channel allocation scheme where the base station allocates interference free channels to the consumer premise equipments (CPE) using the spectrum map that it creates by fusing the spectrum usage information shared by some CPEs. The most suitable CPEs for information sharing are chosen on a dynamic basis using an iterative clustering algorithm. Next, we present a contention based media access control (MAC) protocol for distributed cognitive radio network. The unlicensed secondary users contend among themselves over a common control channel. Winners of the contention get to access the available channels ensuring high utilization and minimum collision with primary incumbent. Last, we propose a multi-channel, multi-hop routing protocol with secondary transmission power control. The spectrum map, created and maintained by a set of sensors, acts as the basis of finding the best route for every source destination pair. The proposed routing protocol ensures primary receiver protection and maximizes achievable link capacity. Through simulation experiments we show the correctness of the prediction model and how it can be used by secondary networks for strategic positioning of secondary transmitter-receiver pairs and selecting the best candidate channels. The simulation model mimics realistic distribution of TV stations for urban and non-urban areas. Results validate the nature and accuracy of estimation, prediction of performance metrics, and efficiency of the allocation process in an IEEE 802.22 network. Results for the proposed MAC protocol show high channel utilization with primary quality of service degradation within a tolerable limit. Performance evaluation of the proposed routing scheme reveals that it ensures primary receiver protection through secondary power control and maximizes route capacity

Resource Management in Multicarrier Based Cognitive Radio Systems

The ever-increasing growth of the wireless application and services affirms the importance of the effective usage of the limited radio spectrum. Existing spectrum management policies have led to significant spectrum under-utilization. Recent measurements showed that large range of the spectrum is sparsely used in both temporal and spatial manner. This conflict between the inefficient usage of the spectrum and the continuous evolution in the wireless communication calls upon the development of more flexible management policies. Cognitive radio (CR) with the dynamic spectrum access (DSA) is considered to be a key technology in making the best solution of this conflict by allowing a group of secondary users (SUs) to share the radio spectrum originally allocated to the primary user (PUs). The operation of CR should not negatively alter the performance of the PUs. Therefore, the interference control along with the highly dynamic nature of PUs activities open up new resource allocation problems in CR systems. The resource allocation algorithms should ensure an effective share of the temporarily available frequency bands and deliver the solutions in timely fashion to cope with quick changes in the network. In this dissertation, the resource management problem in multicarrier based CR systems is considered. The dissertation focuses on three main issues: 1) design of efficient resource allocation algorithms to allocate subcarriers and powers between SUs such that no harmful interference is introduced to PUs, 2) compare the spectral efficiency of using different multicarrier schemes in the CR physical layer, specifically, orthogonal frequency division multiplexing (OFDM) and filter bank multicarrier (FBMC) schemes, 3) investigate the impact of the different constraints values on the overall performance of the CR system. Three different scenarios are considered in this dissertation, namely downlink transmission, uplink transmission, and relayed transmission. For every scenario, the optimal solution is examined and efficient sub-optimal algorithms are proposed to reduce the computational burden of obtaining the optimal solution. The suboptimal algorithms are developed by separate the subcarrier and power allocation into two steps in downlink and uplink scenarios. In the relayed scenario, dual decomposition technique is used to obtain an asymptotically optimal solution, and a joint heuristic algorithm is proposed to find the suboptimal solution. Numerical simulations show that the proposed suboptimal algorithms achieve a near optimal performance and perform better than the existing algorithms designed for cognitive and non-cognitive systems. Eventually, the ability of FBMC to overcome the OFDM drawbacks and achieve more spectral efficiency is verified which recommends the consideration of FBMC in the future CR systems.El crecimiento continuo de las aplicaciones y servicios en sistemas inal´ambricos, indica la importancia y necesidad de una utilizaci´on eficaz del espectro radio. Las pol´ıticas actuales de gesti´on del espectro han conducido a una infrautilizaci´on del propio espectro radioel´ectrico. Recientes mediciones en diferentes entornos han mostrado que gran parte del espectro queda poco utilizado en sus ambas vertientes, la temporal, y la espacial. El permanente conflicto entre el uso ineficiente del espectro y la evoluci´on continua de los sistemas de comunicaci´on inal´ambrica, hace que sea urgente y necesario el desarrollo de esquemas de gesti´on del espectro m´as flexibles. Se considera el acceso din´amico (DSA) al espectro en los sistemas cognitivos como una tecnolog´ıa clave para resolver este conflicto al permitir que un grupo de usuarios secundarios (SUs) puedan compartir y acceder al espectro asignado inicialmente a uno o varios usuarios primarios (PUs). Las operaciones de comunicaci´on llevadas a cabo por los sistemas radio cognitivos no deben en ning´un caso alterar (interferir) los sistemas primarios. Por tanto, el control de la interferencia junto al gran dinamismo de los sistemas primarios implica nuevos retos en el control y asignaci´on de los recursos radio en los sistemas de comunicaci´on CR. Los algoritmos de gesti´on y asignaci´on de recursos (Radio Resource Management-RRM) deben garantizar una participaci´on efectiva de las bandas con frecuencias disponibles temporalmente, y ofrecer en cada momento oportunas soluciones para hacer frente a los distintos cambios r´apidos que influyen en la misma red. En esta tesis doctoral, se analiza el problema de la gesti´on de los recursos radio en sistemas multiportadoras CR, proponiendo varias soluciones para su uso eficaz y coexistencia con los PUs. La tesis en s´ı, se centra en tres l´ıneas principales: 1) el dise˜no de algoritmos eficientes de gesti´on de recursos para la asignaci´on de sub-portadoras y distribuci´on de la potencia en sistemas segundarios, evitando asi cualquier interferencia que pueda ser perjudicial para el funcionamiento normal de los usuarios de la red primaria, 2) analizar y comparar la eficiencia espectral alcanzada a la hora de utilizar diferentes esquema de transmisi´on multiportadora en la capa f´ısica del sistema CR, espec´ıficamente en sistemas basados en OFDM y los basados en banco de filtros multiportadoras (Filter bank Multicarrier-FBMC), 3) investigar el impacto de las diferentes limitaciones en el rendimiento total del sistema de CR. Los escenarios considerados en esta tesis son tres, es decir; modo de transmisi´on descendente (downlink), modo de transmisi´on ascendente (uplink), y el modo de transmisi´on ”Relay”. En cada escenario, la soluci´on ´optima es examinada y comparada con algoritmos sub- ´optimos que tienen como objetivo principal reducir la carga computacional. Los algoritmos sub-´optimos son llevados a cabo en dos fases mediante la separaci´on del propio proceso de distribuci´on de subportadoras y la asignaci´on de la potencia en los modos de comunicaci´on descendente (downlink), y ascendente (uplink). Para los entornos de tipo ”Relay”, se ha utilizado la t´ecnica de doble descomposici´on (dual decomposition) para obtener una soluci´on asint´oticamente ´optima. Adem´as, se ha desarrollado un algoritmo heur´ıstico para poder obtener la soluci´on ´optima con un reducido coste computacional. Los resultados obtenidos mediante simulaciones num´ericas muestran que los algoritmos sub-´optimos desarrollados logran acercarse a la soluci´on ´optima en cada uno de los entornos analizados, logrando as´ı un mayor rendimiento que los ya existentes y utilizados tanto en entornos cognitivos como no-cognitivos. Se puede comprobar en varios resultados obtenidos en la tesis la superioridad del esquema multiportadora FBMC sobre los sistemas basados en OFDM para los entornos cognitivos, causando una menor interferencia que el OFDM en los sistemas primarios, y logrando una mayor eficiencia espectral. Finalmente, en base a lo analizado en esta tesis, podemos recomendar al esquema multiportadora FBMC como una id´onea y potente forma de comunicaci´on para las futuras redes cognitivas

Contributions to Improve Cognitive Strategies with Respect to Wireless Coexistence

Cognitive radio (CR) can identify temporarily available opportunities in a shared radio environment to improve spectral efficiency and coexistence behavior of radio systems. It operates as a secondary user (SU) and accommodates itself in detected opportunities with an intention to avoid harmful collisions with coexisting primary user (PU) systems. Such opportunistic operation of a CR system requires efficient situational awareness and reliable decision making for radio resource allocation. Situational awareness includes sensing the environment followed by a hypothesis testing for detection of available opportunities in the coexisting environment. This process is often known as spectral hole detection. Situational knowledge can be further enriched by forecasting the primary activities in the radio environment using predictive modeling based approaches. Improved knowledge about the coexisting environment essentially means better decision making for secondary resource allocation. This dissertation identifies limitations of existing predictive modeling and spectral hole detection based resource allocation strategies and suggest improvements. Firstly, accurate and efficient estimation of statistical parameters of the radio environment is identified as a fundamental challenge to realize predictive modeling based cognitive approaches. Lots of useful training data which are essential to learn the system parameters are not available either because of environmental effects such as noise, interference and fading or because of limited system resources particularly sensor bandwidth. While handling environmental effects to improve signal reception in radio systems has already gained much attention, this dissertation addresses the problem of data losses caused by limited sensor bandwidth as it is totally ignored so far and presents bandwidth independent parameter estimation methods. Where, bandwidth independent means achieving the same level of estimation accuracy for any sensor bandwidth. Secondly, this dissertation argues that the existing hole detection strategies are dumb because they provide very little information about the coexisting environment. Decision making for resource allocation based on this dumb hole detection approach cannot optimally exploit the opportunities available in the coexisting environment. As a solution, an intelligent hole detection scheme is proposed which suggests classifying the primary systems and using the documented knowledge of identified radio technologies to fully understand their coexistence behavior. Finally, this dissertation presents a neuro-fuzzy signal classifier (NFSC) that uses bandwidth, operating frequency, pulse shape, hopping behavior and time behavior of signals as distinct features in order to xii identify the PU signals in coexisting environments. This classifier provides the foundation for bandwidth independent parameter estimation and intelligent hole detection. MATLAB/Simulink based simulations are used to support the arguments throughout in this dissertation. A proof-of-concept demonstrator using microcontroller and hardware defined radio (HDR) based transceiver is also presented at the end.</p