Recent advances in radio resource management for heterogeneous LTE/LTE-A networks

As heterogeneous networks (HetNets) emerge as one of the most promising developments toward realizing the target specifications of Long Term Evolution (LTE) and LTE-Advanced (LTE-A) networks, radio resource management (RRM) research for such networks has, in recent times, been intensively pursued. Clearly, recent research mainly concentrates on the aspect of interference mitigation. Other RRM aspects, such as radio resource utilization, fairness, complexity, and QoS, have not been given much attention. In this paper, we aim to provide an overview of the key challenges arising from HetNets and highlight their importance. Subsequently, we present a comprehensive survey of the RRM schemes that have been studied in recent years for LTE/LTE-A HetNets, with a particular focus on those for femtocells and relay nodes. Furthermore, we classify these RRM schemes according to their underlying approaches. In addition, these RRM schemes are qualitatively analyzed and compared to each other. We also identify a number of potential research directions for future RRM development. Finally, we discuss the lack of current RRM research and the importance of multi-objective RRM studies

Uplink CoMP Capability Improvements In Heterogeneous Cellular Networks

LTE-Advanced meets the challenge raised by powerful, mobile devices and bandwidth-hungry applications by investing in solutions such as carrier aggregation, higher order MIMO, relay nodes and Coordinated Multipoint (CoMP) transmission/reception. The latter, in particular, is envisioned to be one of the most important techniques in LTE-Advanced to improve the throughput and functionality of cell borders. CoMP allows users to have multiple data transmission and reception from/toward multiple cooperating eNodeBs (eNBs), increasing the utilization factor of the network. Resource allocation in the uplink is especially beneficial because more sophisticated algorithms can leverage the availability of additional connection points where the signal from the User Equipment (UE) is processed, ultimately providing UEs with increased throughput. Additionally, a significant part of the interference caused by neighboring cells can be seen as a useful received signal thanks to CoMP, provided those cells are part of the Coordinated Reception Point (CRP) set. This is especially important in critical regions, in terms of interference, like cell edges. Finally, in the case of joint multi-cell scheduling, CoMP introduces a reduction in the backhaul load by requiring only scheduling data to be transferred between coordinated eNBs. Arguably, CoMP is most appealing in the uplink direction since it does not require UE modifications: indeed, users need not be aware that there is any kind of cooperation among receiving eNBs. UEs are merely scheduled for transmission on a set of frequencies that happens to be split among different eNBs, although they still retain standard signaling channels through only one of these eNBs, usually referred to as the serving cell. In this work we focus on uplink CoMP from a system point of view. Specifically, we are interested in comparing through simulation the performance of uplink CoMP in various scenarios with different user participation to CoMP transmissions and CoMP margins. Some works have already investigated uplink CoMP both in simulation and through field trials. Our contribution confirms the findings of previous works as far as the throughput gain for edge users is concerned, but introduces three novel observations that can spur future investigations on CoMP systems, in both downlink and uplink regime, and lead to the design of new resource allocation algorithms: • We look at Heterogeneous scenario where there is no restriction in the type of cells that can be in the CRP set, but simultaneously we introduce clustering option included limited number of Macro and small cells to be acted independently from other clusters in CoMP process. • We introduce a parameter called CoMP Pool Percentage (CPP), which quantifies the fraction of PRBs that are reserved for UEs using a specific eNB as CRP (out of the resources nominally available to that eNB). Our algorithm show that the setting of CPP must be carefully gauged depending on the number of CoMP users and the scenario. • We proposed an innovative dynamic algorithm to make decision of the CPP value in order to improve the gain for CoMP users while considering the whole network gain. Combination of the three above mentioned routine and algorithms, according to simulations, confirms an average gain of at least 20% percent for the CoMP users, (average over various population) locating in cell boarder, while the whole network benefits by average of 5% gain for all the users (see results section). The algorithm also guarantees more gain for more values of CoMP margin. In other words, the more the population of CoMP users locating in cell borders the more would be the achievable gain. Objectives of this PhD thesis are concluded as follows: • Design a Network-level simulator whose features are close to a real LTE network, including advanced capabilities and innovations • Observe the response of the network to parameters changes • Increase the throughput gain (using CoMP vs. non using it) and the quality of service • Design and evaluate the Novel Scheduling Algorithm • Compare the obtained results with real case

INTERFERENCE MANAGEMENT IN LTE SYSTEM AND BEYOUND

The key challenges to high throughput in cellular wireless communication system are interference, mobility and bandwidth limitation. Mobility has never been a problem until recently, bandwidth has been constantly improved upon through the evolutions in cellular wireless communication system but interference has been a constant limitation to any improvement that may have resulted from such evolution. The fundamental challenge to a system designer or a researcher is how to achieve high data rate in motion (high speed) in a cellular system that is intrinsically interference-limited. Multi-antenna is the solution to data on the move and the capacity of multi-antenna system has been demonstrated to increase proportionally with increase in the number of antennas at both transmitter and receiver for point-to-point communications and multi-user environment. However, the capacity gain in both uplink and downlink is limited in a multi-user environment like cellular system by interference, the number of antennas at the base station, complexity and space constraint particularly for a mobile terminal. This challenge in the downlink provided the motivation to investigate successive interference cancellation (SIC) as an interference management tool LTE system and beyond. The Simulation revealed that ordered successive interference (OSIC) out performs non-ordered successive interference cancellation (NSIC) and the additional complexity is justified based on the associated gain in BER performance of OSIC. The major drawback of OSIC is that it is not efficient in network environment employing power control or power allocation. Additional interference management techniques will be required to fully manage the interference.fi=Opinnäytetyö kokotekstinä PDF-muodossa.|en=Thesis fulltext in PDF format.|sv=Lärdomsprov tillgängligt som fulltext i PDF-format

Design of static intercell interference coordination schemes for realistic lte-based cellular networks

Today, 3.5 and 4G systems including Long Term Evolution (LTE) and LTE-Advanced (LTE-A) support packet-based services and provide mobile broadband access for bandwidth-hungry applications. In this context of fast evolution, new and challenging technical issues must be e ectively addressed. The nal target is to achieve a signi cant step forward toward the improvement of the Quality of Experience (QoE). To that end, interference management has been recognized by the industry as a key enabler for cellular technologies based on OFDMA. Indeed, with a low frequency reuse factor, intercell interference (ICI) becomes a major concern since the Quality of Service (QoS) is not uniformly delivered across the network, it remarkably depends on user position. Hence, cell edge performance is an important issue in LTE and LTE-A. Intercell Interference Coordination (ICIC) encompasses strategies whose goal is to keep ICI at cell edges as low as possible. This alleviates the aforementioned situation. For this reason, the novelties presented in this Ph.D. thesis include not only developments of static ICIC mechanisms for data and control channels, but also e orts towards further improvements of the energy e ciency perspective. Based on a comprehensive review of the state of the art, a set of research opportunities were identi ed. To be precise, the need for exible performance evaluation methods and optimization frameworks for static ICIC strategies. These mechanisms are grouped in two families: the schemes that de ne constraints on the frequency domain and the ones that propose adjustments on the power levels. Thus, Soft- and Fractional Frequency Reuse (SFR and FFR, respectively) are identi ed as the base of the vast majority of static ICIC proposals. Consequently, during the rst part of this Ph.D. thesis, interesting insights into the operation of SFR and FFR were identi ed beyond well-known facts. These studies allow for the development of a novel statistical framework to evaluate the performance of these schemes in realistic deployments. As a result of the analysis, the poor performance of classic con gurations of SFR and FFR in real-world contexts is shown, and hence, the need for optimization is established. In addition, the importance of the interworking between static ICIC schemes and other network functionalities such as CSI feedback has also been identi ed. Therefore, novel CSI feedback schemes, suitable to operate in conjunction with SFR and FFR, have been developed. These mechanisms exploit the resource allocation pattern of these static ICIC techniques in order to improve the accuracy of the CSI feedback process. The second part is focused on the optimization of SFR and FFR. The use of multiobjective techniques is investigated as a tool to achieve e ective network-speci c optimization. The approach o ers interesting advantages. On the one hand, it allows for simultaneous optimization of several con icting criteria. On the other hand, the multiobjective nature results in outputs composed of several high quality (Pareto e cient) network con gurations, all of them featuring a near-optimal tradeo between the performance criteria. Multiobjective evolutionary algorithms allow employing complex mathematical structures without the need for relaxation, thus capturing accurately the system behavior in terms of ICI. The multiobjective optimization formulation of the problem aims at achieving e ective adjustment of the operational parameters of SFR and FFR both at cell level and network-wide. Moreover, the research was successfully extended to the control channels, both the PDCCH and ePDCCH. Finally, in an e ort to further improve the network energy e ciency (an aspect always considered throughout the thesis), the framework of Cell Switch O (CSO), having close connections with ICIC, is also introduced. By means of the proposed method, signi cant improvements with respect to traditional approaches, baseline con gurations, and previous proposals can be achieved. The gains are obtained in terms of energy consumption, network capacity, and cell edge performance.Actualmente los sistemas 3.5 y 4G tales como Long Term Evolution (LTE) y LTE-Advanced (LTE-A) soportan servicios basados en paquetes y proporcionan acceso de banda ancha m ovil para aplicaciones que requieren elevadas tasas de transmisi on. En este contexto de r apida evoluci on, aparecen nuevos retos t ecnicos que deben ser resueltos e cientemente. El objetivo ultimo es conseguir un salto cualitativo importante en la experiencia de usuario (QoE). Con tal n, un factor clave que ha sido reconocido en las redes celulares basadas en Orthogonal Frequency- Division Multiple Access (OFDMA) es la gesti on de interferencias. De hecho, la utilizaci on de un factor de reuso bajo permite una elevada e ciencia espectral pero a costa de una distribuci on de la calidad de servicio (QoS) que no es uniforme en la red, depende de la posici on del usuario. Por lo tanto, el rendimiento en los l mites de la celda se ve muy penalizado y es un problema importante a resolver en LTE y LTE-A. La coordinaci on de interferencias entre celdas (ICIC, del ingl es Intercell Interfe- rence Coordination) engloba las estrategias cuyo objetivo es mantener la interferencia intercelular (ICI) lo m as baja posible en los bordes de celda. Esto permite aliviar la situaci on antes mencionada. La contribuci on presentada en esta tesis doctoral incluye el dise~no de nuevos mecanismos de ICIC est atica para los canales de datos y control, as como tambi en mejoras desde el punto de vista de e ciencia energ etica. A partir de una revisi on completa del estado del arte, se identi caron una serie de retos abiertos que requer an esfuerzos de investigaci on. En concreto, la necesidad de m etodos de evaluaci on exibles y marcos de optimizaci on de las estrategias de ICIC est aticas. Estos mecanismos se agrupan en dos familias: los esquemas que de nen restricciones sobre el dominio de la frecuencia y los que proponen ajustes en los niveles de potencia. Es decir, la base de la gran mayor a de propuestas ICIC est aticas son la reutilizaci on de frecuencias de tipo soft y fraccional (SFR y FFR, respectivamente). De este modo, durante la primera parte de esta tesis doctoral, se han estudiado los aspectos m as importantes del funcionamiento de SFR y FFR, haciendo especial enfasis en las conclusiones que van m as all a de las bien conocidas. Ello ha permitido introducir un nuevo marco estad stico para evaluar el funcionamiento de estos sistemas en condiciones de despliegue reales. Como resultado de estos an alisis, se muestra el pobre desempe~no de SFR y FFR en despliegues reales cuando funcionan con sus con guraciones cl asicas y se establece la necesidad de optimizaci on. Tambi en se pone de mani esto la importancia del funcionamiento conjunto entre esquemas ICIC est aticos y otras funcionalidades de la red radio, tales como la informaci on que env an los usuarios sobre el estado de su canal downlink (feedback del CSI, del ingl es Channel State Information). De este modo, se han propuesto diferentes esquemas de feedback apropiados para trabajar conjuntamente con SFR y FFR. Estos mecanismos explotan el patr on de asignaci on de recursos que se utiliza en ICIC est atico para mejorar la precisi on del proceso. La segunda parte se centra en la optimizaci on de SFR y FFR. Se ha investigado el uso de t ecnicas multiobjetivo como herramienta para lograr una optimizaci on e caz, que es espec ca para cada red. El enfoque ofrece ventajas interesantes, por un lado, se permite la optimizaci on simult anea de varios criterios contradictorios. Por otro lado, la naturaleza multiobjetivo implica obtener como resultado con guraciones de red de elevada calidad (Pareto e cientes), todas ellas con un equilibrio casi- optimo entre las diferentes m etricas de rendimiento. Los algoritmos evolucionarios multiobjetivo permiten la utilizaci on de estructuras matem aticas complejas sin necesidad de relajar el problema, de este modo capturan adecuadamente su comportamiento en t erminos de ICI. La formulaci on multiobjetivo consigue un ajuste efectivo de los par ametros operacionales de SFR y FFR, tanto a nivel de celda como a nivel de red. Adem as, la investigaci on se extiende con resultados satisfactorios a los canales de control, PDCCH y ePDCCH. Finalmente, en un esfuerzo por mejorar la e ciencia energ etica de la red (un aspecto siempre considerado a lo largo de la tesis), se introduce en el an alisis global el apagado inteligente de celdas, estrategia con estrechos v nculos con ICIC. A trav es del m etodo propuesto, se obtienen mejoras signi cativas con respecto a los enfoques tradicionales y propuestas previas. Las ganancias se obtienen en t erminos de consumo energ etico, capacidad de la red, y rendimiento en el l mite de las celdas.Actualment els sistemes 3.5 i 4G tals com Long Term Evolution (LTE) i LTE- Advanced (LTE-A) suporten serveis basats en paquets i proporcionen acc es de banda ampla m obil per a aplicacions que requereixen elevades taxes de transmissi o. En aquest context de r apida evoluci o, apareixen nous reptes t ecnics que han de ser resolts e cientment. L'objectiu ultim es aconseguir un salt qualitatiu important en l'experi encia d'usuari (QoE). Amb tal , un factor clau que ha estat reconegut a les xarxes cel lulars basades en Orthogonal Frequency-Division Multiple Access (OFDMA) es la gesti o d'interfer encies. De fet, la utilizaci o d'un factor de re us baix permet una elevada e ci encia espectral per o a costa d'una distribuci o de la qualitat de servei (QoS) que no es uniforme a la xarxa, dep en de la posici o de l'usuari. Per tant, el rendiment en els l mits de la cel la es veu molt penalitzat i es un problema important a resoldre en LTE i LTE-A. La coordinaci o d'interfer encies entre cel les (ICIC, de l'angl es Intercell Interfe- rence Coordination) engloba les estrat egies que tenen com a objectiu mantenir la interfer encia intercel lular (ICI) el m es baixa possible en les vores de la cel la. Aix o permet alleujar la situaci o abans esmentada. La contribuci o presentada en aquesta tesi doctoral inclou el disseny de nous mecanismes de ICIC est atica per als canals de dades i control, aix com tamb e millores des del punt de vista d'e ci encia energ etica. A partir d'una revisi o completa de l'estat de l'art, es van identi car una s erie de reptes oberts que requerien esfor cos de recerca. En concret, la necessitat de m etodes d'avaluaci o exibles i marcs d'optimitzaci o de les estrat egies de ICIC est atiques. Aquests mecanismes s'agrupen en dues fam lies: els esquemes que de neixen restriccions sobre el domini de la freq u encia i els que proposen ajustos en els nivells de pot encia. Es a dir, la base de la gran majoria de propostes ICIC est atiques s on la reutilitzaci o de freq u encies de tipus soft i fraccional (SFR i FFR, respectivament). D'aquesta manera, durant la primera part d'aquesta tesi doctoral, s'han estudiat els aspectes m es importants del funcionament de SFR i FFR, fent especial emfasi en les conclusions que van m es enll a de les ben conegudes. Aix o ha perm es introduir un nou marc estad stic per avaluar el funcionament d'aquests sistemes en condicions de desplegament reals. Com a resultat d'aquestes an alisis, es mostra el pobre acompliment de SFR i FFR en desplegaments reals quan funcionen amb les seves con guracions cl assiques i s'estableix la necessitat d'optimitzaci o. Tamb e es posa de manifest la import ancia del funcionament conjunt entre esquemes ICIC est atics i altres funcionalitats de la xarxa radio, tals com la informaci o que envien els usuaris sobre l'estat del seu canal downlink (feedback del CSI, de l'angl es Channel State Information). D'aquesta manera, s'han proposat diferents esquemes de feedback apropiats per treballar conjuntament amb SFR i FFR. Aquests mecanismes exploten el patr o d'assignaci o de recursos que s'utilitza en ICIC est atic per millorar la precisi o del proc es. La segona part se centra en l'optimitzaci o de SFR i FFR. S'ha investigat l' us de t ecniques multiobjectiu com a eina per aconseguir una optimitzaci o e ca c, que es espec ca per a cada xarxa. L'enfocament ofereix avantatges interessants, d'una banda, es permet l'optimitzaci o simult ania de diversos criteris contradictoris. D'altra banda, la naturalesa multiobjectiu implica obtenir com resultat con guracions de xarxa d'elevada qualitat (Pareto e cients), totes elles amb un equilibri gaireb e optim entre les diferents m etriques de rendiment. Els algorismes evolucionaris multiobjectiu permeten la utilitzaci o d'estructures matem atiques complexes sense necessitat de relaxar el problema, d'aquesta manera capturen adequadament el seu comportament en termes de ICI. La formulaci o multiobjectiu aconsegueix un ajust efectiu dels par ametres operacionals de SFR i FFR, tant a nivell de cel la com a nivell de xarxa. A m es, la recerca s'est en amb resultats satisfactoris als canals de control, PDCCH i ePDCCH. Finalment, en un esfor c per millorar l'e ci encia energ etica de la xarxa (un aspecte sempre considerat al llarg de la tesi), s'introdueix en l'an alisi global l'apagat intel ligent de cel les, estrat egia amb estrets vincles amb ICIC. Mitjan cant el m etode proposat, s'obtenen millores signi catives pel que fa als enfocaments tradicionals i propostes pr evies. Els guanys s'obtenen en termes de consum energ etic, capacitat de la xarxa, i rendiment en el l mit de les cel les

Self-organised multi-objective network clustering for coordinated communications in future wireless networks

The fifth generation (5G) cellular system is being developed with a vision of 1000 times more capacity than the fourth generation (4G) systems to cope with ever increasing mobile data traffic. Interference mitigation plays an important role in improving the much needed overall capacity especially in highly interference-limited dense deployment scenarios envisioned for 5G. Coordinated multi-point (CoMP) is identified as a promising interference mitigation technique where multiple base stations (BS) can cooperate for joint transmission/reception by exchanging user/control data and perform joint signal processing to mitigate inter-cell interference and even exploit it as a useful signal. CoMP is already a key feature of long term evolution-advanced (LTE-A) and envisioned as an essential function for 5G. However, CoMP cannot be realized for the whole network due to its computational complexity, synchronization requirement between coordinating BSs and high backhaul capacity requirement. BSs need to be clustered into smaller groups and CoMP can be activated within these smaller clusters. This PhD thesis aims to investigate optimum dynamic CoMP clustering solutions in 5G and beyond wireless networks with massive small cell (SC) deployment. Truly self-organised CoMP clustering algorithms are investigated, aiming to improve much needed spectral efficiency and other network objectives especially load balancing in future wireless networks. Low complexity, scalable, stable and efficient CoMP clustering algorithms are designed to jointly optimize spectral efficiency, load balancing and limited backhaul availability. Firstly, we provide a self organizing, load aware, user-centric CoMP clustering algorithm in a control and data plane separation architecture (CDSA) proposed for 5G to maximize spectral efficiency and improve load balancing. We introduce a novel re-clustering algorithm for user equipment (UE) served by highly loaded cells and show that unsatisfied UEs due to high load can be significantly reduced with minimal impact on spectral efficiency. Clustering with load balancing algorithm exploits the capacity gain from increase in cluster size and also the traffic shift from highly loaded cells to lightly loaded neighbours. Secondly, we develop a novel, low complexity, stable, network-centric clustering model to jointly optimize load balancing and spectral efficiency objectives and tackle the complexity and scalability issues of user-centric clustering. We show that our clustering model provide high spectral efficiency in low-load scenario and better load distribution in high-load scenario resulting in lower number of unsatisfied users while keeping spectral efficiency at comparably high levels. Unsatisfied UEs due to high load are reduced by $68.5\%$ with our algorithm when compared to greedy clustering model. In this context, the unique contribution of this work that it is the first attempt to fill the gap in literature for multi-objective, network-centric CoMP clustering, jointly optimizing load balancing and spectral efficiency. Thirdly, we design a novel multi-objective CoMP clustering algorithm to include backhaul-load awareness and tackle one of the biggest challenges for the realization of CoMP in future networks i.e. the demand for high backhaul bandwidth and very low latency. We fill the gap in literature as the first attempt to design a clustering algorithm to jointly optimize backhaul/radio access load and spectral efficiency and analyze the trade-off between them. We employ 2 novel coalitional game theoretic clustering methods, 1-a novel merge/split/transfer coalitional game theoretic clustering algorithm to form backhaul and load aware BS clusters where spectral efficiency is still kept at high level, 2-a novel user transfer game model to move users between clusters to improve load balancing further. Stability and complexity analysis is provided and simulation results are presented to show the performance of the proposed method under different backhaul availability scenarios. We show that average system throughout is increased by 49.9% with our backhaul-load aware model in high load scenario when compared to a greedy model. Finally, we provide an operator's perspective on deployment of CoMP. Firstly, we present the main motivation and benefits of CoMP from an operator's viewpoint. Next, we present operational requirements for CoMP implementation and discuss practical considerations and challenges of such deployment. Possible solutions for these experienced challenges are reviewed. We then present initial results from a UL CoMP trial and discuss changes in key network performance indicators (KPI) during the trial. Additionally, we propose further improvements to the trialed CoMP scheme for better potential gains and give our perspective on how CoMP will fit into the future wireless networks

Interference management in wireless cellular networks

In wireless networks, there is an ever-increasing demand for higher system throughputs, along with growing expectation for all users to be available to multimedia and Internet services. This is especially difficult to maintain at the cell-edge. Therefore, a key challenge for future orthogonal frequency division multiple access (OFDMA)-based networks is inter-cell interference coordination (ICIC). With full frequency reuse, small inter-site distances (ISDs), and heterogeneous architectures, coping with co-channel interference (CCI) in such networks has become paramount. Further, the needs for more energy efficient, or “green,” technologies is growing. In this light, Uplink Interference Protection (ULIP), a technique to combat CCI via power reduction, is investigated. By reducing the transmit power on a subset of resource blocks (RBs), the uplink interference to neighbouring cells can be controlled. Utilisation of existing reference signals limits additional signalling. Furthermore, cell-edge performance can be significantly improved through a priority class scheduler, enhancing the throughput fairness of the system. Finally, analytic derivations reveal ULIP guarantees enhanced energy efficiency for all mobile stations (MSs), with the added benefit that overall system throughput gains are also achievable. Following this, a novel scheduler that enhances both network spectral and energy efficiency is proposed. In order to facilitate the application of Pareto optimal power control (POPC) in cellular networks, a simple feasibility condition based on path gains and signal-to-noise-plus- interference ratio (SINR) targets is derived. Power Control Scheduling (PCS) maximises the number of concurrently transmitting MSs and minimises their transmit powers. In addition, cell/link removal is extended to OFDMA operation. Subsequently, an SINR variation technique, Power SINR Scheduling (PSS), is employed in femto-cell networks where full bandwidth users prohibit orthogonal resource allocation. Extensive simulation results show substantial gains in system throughput and energy efficiency over conventional power control schemes. Finally, the evolution of future systems to heterogeneous networks (HetNets), and the consequently enhanced network management difficulties necessitate the need for a distributed and autonomous ICIC approach. Using a fuzzy logic system, locally available information is utilised to allocate time-frequency resources and transmit powers such that requested rates are satisfied. An empirical investigation indicates close-to-optimal system performance at significantly reduced complexity (and signalling). Additionally, base station (BS) reference signals are appropriated to provide autonomous cell association amongst multiple co-located BSs. Detailed analytical signal modelling of the femto-cell and macro/pico-cell layouts reveal high correlation to experimentally gathered statistics. Further, superior performance to benchmarks in terms of system throughput, energy efficiency, availability and fairness indicate enormous potential for future wireless networks

Hybrid Satellite-Terrestrial Communication Networks for the Maritime Internet of Things: Key Technologies, Opportunities, and Challenges

With the rapid development of marine activities, there has been an increasing number of maritime mobile terminals, as well as a growing demand for high-speed and ultra-reliable maritime communications to keep them connected. Traditionally, the maritime Internet of Things (IoT) is enabled by maritime satellites. However, satellites are seriously restricted by their high latency and relatively low data rate. As an alternative, shore & island-based base stations (BSs) can be built to extend the coverage of terrestrial networks using fourth-generation (4G), fifth-generation (5G), and beyond 5G services. Unmanned aerial vehicles can also be exploited to serve as aerial maritime BSs. Despite of all these approaches, there are still open issues for an efficient maritime communication network (MCN). For example, due to the complicated electromagnetic propagation environment, the limited geometrically available BS sites, and rigorous service demands from mission-critical applications, conventional communication and networking theories and methods should be tailored for maritime scenarios. Towards this end, we provide a survey on the demand for maritime communications, the state-of-the-art MCNs, and key technologies for enhancing transmission efficiency, extending network coverage, and provisioning maritime-specific services. Future challenges in developing an environment-aware, service-driven, and integrated satellite-air-ground MCN to be smart enough to utilize external auxiliary information, e.g., sea state and atmosphere conditions, are also discussed

Contribution to the optimization of 4G mobile communications by means of advanced carrier aggregation strategies

Mobile broadband subscriptions and data traffic have increasingly grown in the past years with the deployment of the 3G and 4G technologies and the massive use of mobile devices. In this sense, LTE-A has been presented as the next step in wireless communications where higher data rates are targeted and fully packet switched services are held. The ultimate goal of 4G and the forthcoming 5G technology is to increase the Quality of Experience (QoE) of users. In this context, several challenges open up to face the increased bandwidth demands in both uplink (UL) and downlink (DL). To this end, LTE-A has proposed the use of Carrier Aggregation (CA) which allows the simultaneous data transmission in separate fragments of spectrum. The improvements brought by CA in the DL can be almost straightforward appreciable, since the evolved Node B (eNB) is in charge of transmissions, and power availability is not typically an issue. Conversely, the UL presents many open challenges to introduce aggregated transmissions, since it relies on the user terminal for transmission procedures. Lower transmission power and increased interference variability turn the UL more complex than the DL. For this reason, this Ph.D. thesis provides a contribution to the field of CA for UL mobile systems. The novelties here presented address the main limitations the UL encounters when introducing CA; new methods and strategies are proposed with the final aim of enhancing the UL communications with the use of increased bandwidth transmissions, and reducing the unbalanced data rate between the UL and DL. Throughout an exhaustive literature review, the main research opportunities to successfully implement CA in the UL were identified. In particular, three main blocks can be recognized. First, the need for introducing intelligent Radio Resource Management procedures that provide the user with increased QoE, specially in the cell edge, where users are more likely to be power limited, and CA is typically discarded. Consequently, the first part of this dissertation places emphasis on topics related to scheduling and the power limitations to face the increased bandwidth. In this sense, mechanisms that tackle the throughput improvement are proposed and scheduling schemes that specifically assess the gain or deterioration of CA are designed. Indeed, these strategies strongly rely on an accurate Channel State Information (CSI); it is of utmost importance to possess precise CSI to effectively support these assessments. In this line, the second part deals with the imperfect CSI where the efficient use of reference signals provides a high value. Channel prediction techniques have been proposed with the use of the splines method. However, the increased variability of interferences and the high delay in measurements still impairs the CSI accuracy. In this manner, interference management methods are introduced to support the CSI acquisition process. Finally, since CA constitutes the most transverse topic of the new features added to the 4G standard, the last block of research focuses on the opportunities that emerge with the use of CA in the context of heterogeneous networks, and new system designs are addressed. It is proposed to use dual connectivity in the form of decoupled uplink and downlink connections in a CA context, where aggregated carriers may have different coverage footprints. An analysis of two different cell association cases that arise has been driven. Stochastic geometry is used to study the system analytically, propagation conditions in the different tiers and frequencies are considered and the different association cases are compared to a classical downlink received power association rule. Conclusions show that decoupling the uplink provides the system with outstanding gains, however, being connected to the cell that receives the highest received power may not always be profitable, since issues like interferences or load conditions shall be also considered.El número de usuarios móviles y el tráfico de datos generado han aumentado en los últimos años con el despliegue de redes 3G y 4G y el uso masivo de dispositivos móviles. De este modo, LTE-A surge como el siguiente escalón de las comunicaciones móviles, dónde se apunta a mayores velocidades de transmisión y los servicios se basan en la conmutación de paquetes. El objetivo principal de las redes 4G y de la inminente red 5G es mejorar la experiencia del usuario. En este contexto, se presentan nuevos retos para hacer frente a las demandas de incrementar el ancho de banda en ambos enlaces: ascendente (UL) y descendente (DL). Por ello, LTE-A propone el uso de portadoras agregadas (Carrier Aggregation (CA)), tecnología que permite la transmisión simultánea en dos fragmentos del espectro. Las mejoras que aporta CA en el DL son casi inmediatas dado que las transmisiones corren a cargo de la base, la cual no sufre la falta de potencia. Al contrario, el UL presenta más retos para introducir CA, ya que es el terminal quién se encarga de la transmisión. La baja disponibilidad de potencia y la alta variabilidad de la interferencia lo convierten en un entorno mucho más complejo. Por ello, esta disertación presenta una contribución al campo de CA en el UL de comunicaciones móviles. Las novedades presentadas tratan las principales limitaciones para incorporar CA; se proponen nuevos métodos y estrategias con el objetivo de mejorar las comunicaciones en el UL mediante el uso de CA; todo ello, para reducir el desajuste que existe entre la velocidad de transmisión del UL y DL. Mediante una extensa revisión de la literatura, se han detectado las principales líneas de investigación y potenciales mejoras para incorporar CA exitosamente. Se han identificado tres grandes bloques de investigación. Primero, la necesidad de introducir estrategias de gestión de recursos inteligentes, que proporcionen al usuario una mejora de la experiencia, especialmente en el límite de la celda. Es allí donde los usuarios tienen una mayor probabilidad de estar limitados en potencia, razón por la que se les aparta de CA. Consecuentemente, la primera parte de esta tesis pone énfasis en la asignación de recursos y las limitaciones en potencia por parte del usuario para hacer frente a un incremento del ancho de banda. Se proponen mecanismos que mejoran la velocidad de transmisión evaluando las ganancias o pérdidas de incorporar CA a la transmisión. Para apoyar el funcionamiento de estas estrategias de asignación, y asegurar su máximo rendimiento, es necesario un método que proporcione un conocimiento preciso y fidedigno del estado del canal (Channel State Information (CSI)). De este modo, la segunda parte de la investigación lidia con el CSI, donde el uso eficiente de las señales de referencia es de gran importancia. Se proponen técnicas de predicción de señal mediante el uso de Splines; sin embargo, la alta variabilidad de las interferencias y el gran retardo entre dos muestras de CSI perjudican la precisión. Por ello, se introducen métodos de gestión de interferencias que apoyan el proceso de adquisición del CSI. Finalmente, dado que CA es una de las funciones más transversales de las introducidas por el estándar 4G, la última parte de investigación se centra en las oportunidades que surgen con su uso en las redes heterogéneas. Se propone el uso de la conectividad dual, desacoplando el UL del DL junto con CA, donde el área de cobertura de las portadoras puede ser diferente. Se analizan dos escenarios de asociación posibles. Con el uso de geometría estocástica se estudia analíticamente el sistema, considerando diferentes condiciones de propagación en los distintos tipos de celda y frecuencias; los escenarios de asociación se comparan a uno tradicional, en el cual los usuarios se asocian en función de la potencia recibida de las bases. Las conclusiones destacan que el desacoplo aporta mejoras en el UL. Sin embargo, temas como interferencias o carga deben también considera